UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 7, 2013
HORIZON TECHNOLOGY FINANCE CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware | 814-00802 | 27-2114934 | ||
|
(State or other jurisdiction of incorporation) |
(Commission File Number) | (I.R.S. Employer Identification No.) |
312 Farmington Avenue
Farmington, CT 06032
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (860) 676-8654
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Section 8 | Other Events | |
| Item 8.01 | Other Events |
On November 7, 2013, Horizon Technology Finance Corporation (the “Company”) announced that its previous dividend announcement incorrectly reported the ex-dividend dates with respect to the February 17, 2014 and March 17, 2014 dividend payment dates. Set forth in the table below are the correct dates for all of the monthly dividends declared on November 1, 2013.
| Declared | Ex-Dividend Date | Record Date | Payment Date | Amount Per Share | ||||||
| November 1, 2013 | December 12, 2013 | December 16, 2013 | January 15, 2014 | $ | 0.115 | |||||
| November 1, 2013 | January 15, 2014 | January 20, 2014 | February 17, 2014 | $ | 0.115 | |||||
| November 1, 2013 | February 12, 2014 | February 17, 2014 | March 17, 2014 | $ | 0.115 | |||||
| Total Declared and to be Paid: | $ | 0.345 | ||||||||
A copy of the press release announcing such corrected ex-dividend dates is attached hereto as Exhibit 99.1 and is incorporated by reference herein.
| Section 9 | Financial Statements and Exhibits | |
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits.
| 99.1 | Press release of the Company dated November 7, 2013. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: November 7, 2013 | HORIZON TECHNOLOGY FINANCE CORPORATION | |
| By: | /s/ Robert D. Pomeroy, Jr. | |
| Robert D. Pomeroy, Jr. | ||
| Chief Executive Officer | ||
Exhibit Index
| Exhibit No. | Description | |
| 99.1 | Press release of the Company dated November 7, 2013 |