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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 (3) | 02/12/2018 | M | 6,250 (4) | (5) | (6) | Common Stock | 6,250 | $ 0 | 12,500 | D | ||||
Restricted Stock Units | $ 0 | (7) | (6) | Common Stock | 11,222 | 11,222 | D | ||||||||
Restricted Stock Units | $ 0 | (8) | (6) | Common Stock | 8,401 | 8,401 | D | ||||||||
Stock Option (right to buy) | $ 17.27 | (9) | 02/24/2027 | Common Stock | 26,733 | 26,733 | D | ||||||||
Stock Option (right to buy) | $ 17.15 | (10) | 02/25/2026 | Common Stock | 26,113 | 26,113 | D | ||||||||
Stock Option (right to buy) | $ 17.8 | (11) | 03/01/2026 | Common Stock | 50,000 | 50,000 | D | ||||||||
Stock Option (right to buy) | $ 25.36 | (12) | 02/26/2025 | Common Stock | 15,074 | 15,074 | D | ||||||||
Stock Option (right to buy) | $ 25.32 | (13) | 02/27/2024 | Common Stock | 12,490 | 12,490 | D | ||||||||
Stock Option (right to buy) | $ 23.87 | (14) | 01/02/2024 | Common Stock | 100,000 | 100,000 | D | ||||||||
Stock Option (right to buy) | $ 17.4 | (14) | 02/26/2023 | Common Stock | 10,021 | 10,021 | D | ||||||||
Stock Option (right to buy) | $ 10.03 | (14) | 07/05/2021 | Common Stock | 32,818 | 32,818 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kappitt Michael 2202 NORTH WEST SHORE BOULEVARD SUITE 500 TAMPA, FL 33607 |
EVP & President of Carrabba's |
/s/ Kelly Lefferts, as Attorney-in-Fact | 02/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units. |
(2) | These shares of common stock were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units. |
(3) | Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. |
(4) | These restricted stock units were surrendered in exchange for shares of common stock of the issuer. |
(5) | These restricted stock units, in the original grant amount of 25,000, began vesting in four equal annual installments on February 12, 2017. |
(6) | This field is not applicable. |
(7) | These restricted stock units, in the original grant amount of 11,222, will begin vesting in four equal annual installments on February 24, 2018. |
(8) | These restricted stock units, in the original grant amount of 11,201, began vesting in four equal annual installments on February 25, 2017. |
(9) | These stock options, in the original grant amount of 26,733, will begin vesting in four equal annual installments on February 24, 2018. |
(10) | These stock options, in the original grant amount of 26,113, began vesting in four equal annual installments on February 25, 2017. |
(11) | These stock options, in the original grant amount of 50,000, began vesting in four equal annual installments on February 12, 2017. |
(12) | These stock options, in the original grant amount of 15,074, began vesting in four equal annual installments on February 26, 2016. |
(13) | These stock options, in the original grant amount of 12,490, began vesting in four equal annual installments on February 27, 2015. |
(14) | These stock options are fully vested. |