AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 20, 2002
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE TO
(RULE 13e-4)
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
CHORDIANT SOFTWARE, INC.
CHIEF EXECUTIVE OFFICER
CHORDIANT SOFTWARE, INC
20400 STEVENS CREEK BOULEVARD, SUITE 400
CUPERTINO, CA 95014
TELEPHONE: (408) 517-6100
(Name, Address and Telephone Number of Persons Authorized to
Receive Notices and Communications on Behalf of Person Filing Statement)
COPIES TO:
NANCY WOJTAS, ESQ.
DANIELLE E. REED, ESQ.
COOLEY GODWARD LLP
FIVE PALO ALTO SQUARE
3000 EL CAMINO REAL
PALO ALTO, CA 94306
TELEPHONE: (650) 843-5000
Check the appropriate boxes below to designate any transactions to which the statement relates:
[ ] third party tender offer subject to Rule 14d-1.
[x] issuer tender offer subject to Rule 13e-4.
[ ]going-private transaction subject to Rule 13e-3.
[ ]amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the results of the tender offer. [ ]
The filing of this Schedule TO shall not be construed as an admission by Chordiant Software, Inc. that the Offer (as defined below) constitutes an issuer tender offer for purposes of the Securities Exchange Act of 1934 and the rules promulgated thereunder.
This Amendment No. 1 amends and supplements the Tender Offer Statement on Schedule TO (as amended, the "Schedule TO") filed by Chordiant Software, Inc., a Delaware corporation ("Chordiant" or the "Company"), on August 23, 2002, relating to the offer by the Company to exchange all options outstanding under 1999 Equity Incentive Plan, 2000 Nonstatutory Equity Incentive Plan, the 1998 Prime Response Stock Option/Stock Issuance Plan, and the White Spider Software 2000 Stock Incentive Plan (each a "Plan" and collectively, the "Plans") held by employees of the Company to purchase shares of the Company's common stock, par value $.001 per share (the "Common Stock"), having an exercise price equal to or greater than $3.00 (the "Eligible Options") for, at the employee's election, (i) restricted shares of Common Stock ("Restricted Stock") and/or (ii) Replacement Options issuable on the date six (6) months and one (1) day following the expiration of the Offer ("Replacement Options"), each to be granted under Chordiant's 1999 Equity Incentive Plan and 2000 Nonstatutory Equity Incentive Plan (together, the "Chordiant Plans"), upon the terms and subject to the conditions described in the Offer to Exchange and the related Election Form (the Election Form and the Offer to Exchange, as they may be amended from time to time, are together referred to as the "Offer").
All of the information in the Offer, and any other supplement thereto related to the Offer hereafter filed with the Securities and Exchange Commission by the Company, is hereby incorporated by reference in answer to Items 1 through 11 of this Schedule TO.
ITEM 2. SUBJECT COMPANY INFORMATION.
ITEM 4. TERMS OF THE TRANSACTION.
ITEM 11. ADDITIONAL INFORMATION.
Item 11 is hereby amended and supplemented as follows:
The initial expiration of the Offer was scheduled to occur at midnight, Pacific time, on Friday, September 20, 2002. Prior to the initial expiration of the Offer, the Company announced that the Offer had been extended to expire at midnight, Eastern time, on Friday, October 4, 2002 (the "Extended Offering Period"). During the Extended Offering Period, the Company will accept for exchange and exchange all Eligible Options for, at the employee's election, (i) Restricted Stock and/or (ii) Replacement Options issuable on the date six (6) months and one (1) day following the expiration of the Offer, each to be granted under the Plans, upon the terms and subject to the conditions described in the Offer.
On September 20, 2002, the Company announced that it was amending the following terms of the Offer:
ITEM 12. EXHIBITS.
99.(a)(1)(A) |
Offer to Exchange, dated August 23, 2002, as amended |
99.(a)(1)(B) |
Form of Election to Exchange, as amended |
99.(a)(1)(D) |
Form of Notice of Withdrawal, as amended |
99.(a)(5) |
Form of Public Announcement (e-mail) to Eligible Option Holders of Extension of Length of Tender Offer, dated September 20, 2002 |
SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Schedule TO is true, complete and correct.
Chordiant Software, Inc.
By: /s/ Steve G. Vogel
Steve G. Vogel,
Senior Vice President of Finance, Chief Financial Officer and Secretary
Dated: September 20, 2002
INDEX TO EXHIBITS
99.(a)(1)(A) |
Offer to Exchange, dated August 23, 2002, as amended |
99.(a)(1)(B) |
Form of Election to Exchange, as amended |
99.(a)(1)(D) |
Form of Withdrawal, as amended |
99.(a)(5) |
Form of Public Announcement (e-mail) to Eligible Option Holders of Extension of Length of Tender Offer, dated September 20, 2002 |
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