As filed with the Securities and Exchange Commission on May 13, 2005.
Registration No. 333-86822
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT TO
FORM S-8
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
SPHERIX INCORPORATED
(Exact name of Registrant as specified in its charter)
Delaware |
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52-0849320 |
(State or other jurisdiction |
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(I.R.S. Employer |
of incorporation or organization) |
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Identification No.) |
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12051 Indian Creek Court, Beltsville, Maryland |
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20705 |
(Address of Registrants Principal Executive Offices) |
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(Zip Code) |
AMENDED
AND RESTATED
1997 STOCK OPTION PLAN
(Full title of the plan)
Name, address and telephone |
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Please send copies |
number of agent for service: |
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of all communications to: |
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Richard C. Levin |
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James E. Baker, Jr., Esq. |
President and |
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Baxter, Baker, Sidle, Conn & Jones, P.A. |
Chief Executive Officer |
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120 E. Baltimore Street, Suite 2100 |
Spherix Incorporated |
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Baltimore, Maryland 21202-1643 |
12051 Indian Creek Court |
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(410) 385-8122 |
Beltsville, Maryland 20705 |
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(301) 419-3900 |
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CALCULATION OF REGISTRATION FEE
Title
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Proposed |
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Proposed |
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Amount of |
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Common Stock, par value $.005 per share |
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1,000,000 shares |
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N/A |
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N/A |
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N/A |
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(1) Registrant has previously filed with the Securities and Exchange Commission Registration Statements on Form S-8 for these 1,000,000 shares, issuable under the Registrants 1997 Stock Option Plan, via filings on October 23, 1998 and April 24, 2002 and paid the required registration fee with these filings. This filing relates to an amendment and restatement to the 1997 Stock Option Plan which does not add any additional shares, thus no additional fee is required.
Item 3. Incorporation of Certain Documents by Reference
The contents of the Registration Statement on Form S-8, previously filed by Spherix Incorporated, a Delaware corporation (the Registrant) with the Securities and Exchange Commission on October 23, 1998, as amended by Registrants Registration Statement on Form S-8, previously filed with the Securities and Exchange Commission on April 24, 2002, are hereby incorporated by reference. These Registration Statements register a total of 1,000,000 shares of the Registrants Common Stock under the Registrants 1997 Stock Option Plan.
The board of directors and the stockholders of the Registrant have amended and restated the Registrants 1997 Stock Option Plan. The plan, as amended and restated, is attached as Attachment A to the Registrants Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 4, 2005, and is hereby incorporated by reference.
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As set forth in greater detail in the Proxy Statement filed on April 4, 2005, the Amended and Restated 1997 Stock Option Plan effects three principal changes to the original plan:
(1) The Amended and Restated 1997 Stock Option Plan authorizes the issuance of shares of Common Stock (including but not limited to shares of restricted Common Stock) to supplement the authority to issue stock options included in the original plan.
(2) The Amended and Restated 1997 Stock Option Plan authorizes the issuance of stock awards to non-employee members of the board of directors of the Registrant, to supplement the authority to issue stock awards to employees included in the original plan.
(3) The Amended and Restated 1997 Stock Option Plan extends the term of the plan through December 31, 2010.
See Exhibit Index immediately following the signature page.
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Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Beltsville, State of Maryland, on May 12, 2005.
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SPHERIX INCORPORATED |
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By: |
/s/ Richard C. Levin |
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Richard C. Levin, |
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President and Chief Executive Officer |
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and Director |
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By: |
/s/ Richard C. Levin |
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Richard C. Levin, |
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Chief Financial Officer |
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By: |
/s/ Robert L. Clayton |
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Robert L. Clayton, |
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Controller |
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Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
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/s/ Gilbert V. Levin |
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Director |
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May 12, 2005 |
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Gilbert V. Levin |
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/s/ M. Karen Levin |
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Director |
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May 12, 2005 |
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M. Karen Levin |
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/s/ Douglas T. Brown |
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Director |
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May 12, 2005 |
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Douglas T. Brown |
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/s/ A. Paul Cox, Jr. |
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Director |
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May 12, 2005 |
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A. Paul Cox, Jr. |
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/s/ George C. Creel |
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Director |
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May 12, 2005 |
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George C. Creel |
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/s/ Robert J. Vander Zanden |
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Director |
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May 12, 2005 |
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Robert J. Vander Zanden |
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/s/ Richard C. Levin |
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Director |
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May 12, 2005 |
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Richard C. Levin |
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5
EXHIBIT INDEX
Exhibit No. |
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Description of Exhibits |
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4.1 |
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Amended and Restated 1997 Stock Option Plan (incorporated by reference from the Registrants Annual Proxy Statement for its May 12, 2005 Annual Meeting) |
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