UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 10-Q/A

Amendment No. 1

 

ý                  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended June 30, 2005

 

OR

 

o                  TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from         to         .

 

Commission file number 001-16047

 

Advanced Power Technology, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

93-0875072

(State or other Jurisdiction of

 

(I.R.S. Employer

Incorporation or Organization)

 

Identification Number)

 

405 SW Columbia Street, Bend, Oregon  97702

(Address of principal executive offices and Zip Code)

 

(541) 382-8028

(Registrant’s telephone number, including area code)

 

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to the filing requirements for the past 90 days.  Yes ý    No o

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act).  Yes ý    No o

 

The number of shares of the Registrant’s Common Stock outstanding as August 1, 2005 was 10,784,883 shares.

 

 


 

ADVANCED POWER TECHNOLOGY, INC.

 

EXPLANATORY NOTE

 

We are filing this Amendment No. 1 to our quarterly report on Form 10-Q for the three and six months ended June 30, 2005 as filed with the Securities and Exchange Commission on August 11, 2005. This Amendment No. 1 to Form 10-Q is filed solely to correct a typographical error in the certification pursuant to 18 U.S.C Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002, in which the quarterly period indicated was inadvertently stated as the first quarter ended March 31, 2005, instead of the correct period which was the second quarter ended June 30, 2005. The corrected section 906 certification is attached hereto as Exhibit 32.

 

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ITEM 6. EXHIBITS

 

(a) The exhibits filed as part of this report are listed below:

 

Exhibit No.

 

 

 

 

 

31

 

Rule13a-14(a)/15d-14(a) Certification, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

 

 

32

 

Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized this 4th day of November, 2005.

 

 

 

ADVANCED POWER TECHNOLOGY, INC.

 

 

 

 

 

By:

/s/ GREG M. HAUGEN

 

 

 

 

Greg M. Haugen

 

Vice President, Finance and Administration,
Chief Financial Officer and Secretary

 

(Principal Financial Officer)

 

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