UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 06/30/2021 | Common Stock | 50,000 | $ 22.92 | D | Â |
Employee Stock Option (right to buy) | Â (2) | 07/14/2020 | Common Stock | 37,500 | $ 16 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 12/08/2018 | Common Stock | 30,000 | $ 10 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 03/07/2017 | Common Stock | 150,000 | $ 3.33 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sharp Gary C/O REALD INC. 100 N. CRESCENT DRIVE, SUITE 120 BEVERLY HILLS, CA 90210 |
 |  |  Chief Technology Officer |  |
/s/ Craig Gatarz as Attorney-in-Fact for Gary Sharp | 07/15/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This stock option vests as follows: (i) 1/4 of the option vests on July 1, 2012 and (ii) an additional 1/48 of the option vests per month for each of the 36 months following July 2012, subject to continued service with the company. |
(2) | This stock option vests as follows: (i) 1/4 of the option vested on July 15, 2011 and (ii) an additional 1/48 of the option vests per month for each of the 36 months following July 2011, subject to continued employment with the company. |
(3) | This stock option vests as follows: (i) 1/4 of the option vested on December 1, 2009 and (ii) an additional 1/48 of the option vests per month for each of the 36 months following December 2009. |
(4) | This stock option vested as follows: (i) 1/4 of the option vested on March 7, 2008 and (ii) an additional 1/48 of the option vested per month for each of the 36 months following March 2008. |
 Remarks: Exhibit 24 - Power of Attorney for Gary Sharp |