United States
Securities and Exchange Commission
Washington, D.C. 20549
Form N-PX
Annual Report of Proxy Voting Record of
Chartwell Dividend & Income Fund, Inc.
Investment Company Act File Number: 811-08747
Registrant
Chartwell Dividend & Income Fund, Inc.
1235 Westlakes Dr.
Suite 400
Berwyn, PA 19312-2416
Agent for Service
Winthrop S. Jessup
Chartwell Dividend & Income Fund, Inc.
1235 Westlakes Dr.
Suite 400
Berwyn, PA 19312-2416
Registrant's Telephone Number: (610) 296-1400
Date of Fiscal Year End: November 30
Date of Reporting Period: July 1, 2009 to June 30, 2010
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
STAR ASIA FIN LTD
CUSIP: 855082400
Meeting Date: 11 Aug 09 Meeting Type: Annual
Meeting for ADR Holders
1 Approval of the Annual Financial Statements for the
Period From1st January, 2008 to 31st December 2008 Management For Voted - For
2.1 Director Norio Saida
2.2 Director Peter Di Ciero Management For Voted - Withheld
2.3 Director Talmai Morgan Management For Voted - Withheld
2.4 Director Daniel Cohen Management For Voted - Withheld
2.5 Director David Jarvis Management For Voted - Withheld
2.6 Director Malcolm Maclean IV Management For Voted - Withheld
3 Reappoint Ernst & Young Llp as Independent Auditors
For 2009 and To Authorize The Board Of Directors To
Determine The independent Auditors Remuneration Management For Voted - For
MICROCHIP TECHNOLOGY INCORPORATED
CUSIP: 595017104 Ticker: MCHP
Meeting Date: 14Aug09 Meeting Type: Annual
1.1 Elect Director Steve Sanghi Management For Voted - For
1.2 Elect Director Albert J. Hugomartinez Management For Voted - Withheld
1.3 Elect Director L.B. Day Management For Voted - Withheld
1.4 Elect Director Matthew W. Chapman Management For Voted - For
1.5 Elect Director Wade F. Meyercord Management For Voted - Withheld
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
SEASPAN CORPORATION
CUSIP: Y75638117 Ticker: SSW
Meeting Date: 19Sep09 Meeting Type: Annual
1.1 Elect Kyle R. Washington as Director Management For Voted - Withheld
1.2 Elect Antony S. Crawford as Director Management For Voted - For
2 Ratify KPMG LLP, Chartered Accountants as Auditors
of the Company Management For Voted - For
SEI DAILY INCOME TRUST
CUSIP: 783965734
Meeting Date: 25Sep09 Meeting Type: Special
1 Amend Investment Advisory Agreement Management For Voted - For
FRONTIER COMMUNICATIONS
CUSIP: 35906A108 Ticker: FTR
Meeting Date: 27Oct09 Meeting Type: Special
1 Approve Merger Agreement Management For Voted - For
2
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
2 Increase Authorized Common Stock Management For Voted - For
3 Issue Shares in Connection with Acquisition Management For Voted - For
EMERSON ELECTRIC CO.
CUSIP: 291011104 Ticker: EMR
Meeting Date: 02Feb10 Meeting Type: Annual
1.1 Elect Director C. A. H. Boersig Management For Voted - For
1.2 Elect Director C. Fernandez G. Management For Voted - For
1.3 Elect Director W. J. Galvin Management For Voted - For
1.4 Elect Director R. L. Stephenson Management For Voted - For
1.5 Elect Director V. R. Loucks, Jr. Management For Voted - For
1.6 Elect Director R. L. Ridgway Management For Voted - For
2 Amend Executive Incentive Bonus Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
HEWLETTPACKARD COMPANY
CUSIP: 428236103 Ticker: HPQ
Meeting Date: 17Mar10 Meeting Type: Annual
1.1 Elect Director Marc L. Andreessen Management For Voted - For
1.2 Elect Director Lawrence T. Babbio, Jr. Management For Voted - For
1.3 Elect Director Sari M. Baldauf Management For Voted - For
1.4 Elect Director Rajiv L. Gupta Management For Voted - For
1.5 Elect Director John H. Hammergren Management For Voted - For
1.6 Elect Director Mark V. Hurd Management For Voted - For
1.7 Elect Director Joel Z. Hyatt Management For Voted - For
1.8 Elect Director John R. Joyce Management For Voted - For
1.9 Elect Director Robert L. Ryan Management For Voted - For
1.10 Elect Director Lucille S. Salhany Management For Voted - For
1.11 Elect Director G. Kennedy Thompson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Amend Omnibus Stock Plan Management For Voted - For
4 Company Request on Advisory Vote on Executive
Compensation Management For Voted - For
PPG INDUSTRIES, INC.
CUSIP: 693506107 Ticker: PPG
Meeting Date: 15Apr10 Meeting Type: Annual
1.1 Elect Director James G. Berges Management For Voted - For
1.2 Elect Director Victoria F. Haynes Management For Voted - For
1.3 Elect Director Martin H. Richenhagen Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Report on Community Environmental Impact
Disclosure Process Shareholder Against Voted - Against
3
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
THE COCACOLA COMPANY
CUSIP: 191216100 Ticker: KO
Meeting Date: 21Apr10 Meeting Type: Annual
1 Elect Director Herbert A. Allen Management For Voted - For
2 Elect Director Ronald W. Allen Management For Voted - For
3 Elect Director Cathleen P. Black Management For Voted - For
4 Elect Director Barry Diller Management For Voted - Against
5 Elect Director Alexis M. Herman Management For Voted - For
6 Elect Director Muhtar Kent Management For Voted - For
7 Elect Director Donald R. Keough Management For Voted - For
8 Elect Director Maria Elena Lagomasino Management For Voted - For
9 Elect Director Donald F. McHenry Management For Voted - For
10 Elect Director Sam Nunn Management For Voted - For
11 Elect Director James D. Robinson III Management For Voted - For
12 Elect Director Peter V. Ueberroth Management For Voted - For
13 Elect Director Jacob Wallenberg Management For Voted - For
14 Elect Director James B. Williams Management For Voted - For
15 Ratify Auditors Management For Voted - For
16 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
17 Require Independent Board Chairman Shareholder Against Voted - For
18 Performance Based Equity Awards Shareholder Against Voted - Against
19 Publish Report on Chemical Bisphenol A (BPA) Shareholder Against Voted - For
PFIZER INC.
CUSIP: 717081103 Ticker: PFE
Meeting Date: 22Apr10 Meeting Type: Annual
1 Elect Director Dennis A. Ausiello Management For Voted - For
2 Elect Director Michael S. Brown Management For Voted - For
3 Elect Director M. Anthony Burns Management For Voted - For
4 Elect Director Robert N. Burt Management For Voted - For
5 Elect Director W. Don Cornwell Management For Voted - For
6 Elect Director Frances D. Fergusson Management For Voted - For
7 Elect Director William H. Gray III Management For Voted - For
8 Elect Director Constance J. Horner Management For Voted - For
9 Elect Director James M. Kilts Management For Voted - For
10 Elect Director Jeffrey B. Kindler Management For Voted - For
11 Elect Director George A. Lorch Management For Voted - For
12 Elect Director John P. Mascotte Management For Voted - For
13 Elect Director Suzanne Nora Johnson Management For Voted - For
14 Elect Director Stephen W. Sanger Management For Voted - For
15 Elect Director William C. Steere, Jr. Management For Voted - For
16 Ratify Auditors Management For Voted - For
17 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
18 Provide Right to Call Special Meeting Management For Voted - For
19 Prohibit Executive Stock Based Awards Shareholder Against Voted - Against
4
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
ABBOTT LABORATORIES
CUSIP: 002824100 Ticker: ABT
Meeting Date: 23Apr10 Meeting Type: Annual
1.1 Elect Director R.J. Alpern Management For Voted - For
1.2 Elect Director R.S. Austin Management For Voted - For
1.3 Elect Director W.M. Daley Management For Voted - Withheld
1.4 Elect Director W.J. Farrell Management For Voted - Withheld
1.5 Elect Director H.L. Fuller Management For Voted - Withheld
1.6 Elect Director W.A. Osborn Management For Voted - Withheld
1.7 Elect Director D.A.L. Owen Management For Voted - For
1.8 Elect Director R.S. Roberts Management For Voted - For
1.9 Elect Director S.C. Scott, III Management For Voted - For
1.10 Elect Director W.D. Smithburg Management For Voted - Withheld
1.11 Elect Director G.F. Tilton Management For Voted - For
1.12 Elect Director M.D. White Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
4 Amend Articles/Bylaws/Charter,Call Special Meetings Shareholder Against Voted - For
SEASPAN CORPORATION
CUSIP: Y75638109 Ticker: SSW
Meeting Date: 25Apr10 Meeting Type: Annual
1.1 Elect Gerry Wang as Director Management For Voted - Withheld
1.2 Elect Peter Lorange as Director Management For Voted - Withheld
1.3 Elect Graham Porter as Director Management For Voted - Withheld
2 Ratify KPMG LLP, Chartered Accountants as Auditor Management For Voted - For
HONEYWELL INTERNATIONAL INC.
CUSIP: 438516106 Ticker: HON
Meeting Date: 26Apr10 Meeting Type: Annual
1 Elect Director Gordon M. Bethune Management For Voted - For
2 Elect Director Kevin Burke Management For Voted - For
3 Elect Director Jaime Chico Pardo Management For Voted - For
4 Elect Director David M. Cote Management For Voted - For
5 Elect Director D. Scott Davis Management For Voted - For
6 Elect Director Linnet F. Deily Management For Voted - For
7 Elect Director Clive R. Hollick Management For Voted - For
8 Elect Director George Paz Management For Voted - For
9 Elect Director Bradley T. Sheares Management For Voted - For
10 Elect Director Michael W. Wright Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Provide Right to Call Special Meeting Management For Voted - For
13 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
14 Provide Right to Act by Written Consent Shareholder Against Voted - For
15 Require Independent Board Chairman Shareholder Against Voted - For
5
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
16 Review and Amend Code of Conduct to Include
Human Rights Shareholder Against Voted - Against
EXELON CORPORATION
CUSIP: 30161N101 Ticker: EXC
Meeting Date: 27Apr10 Meeting Type: Annual
1 Elect Director John A. Canning, Jr. Management For Voted - For
2 Elect Director M. Walter D'Alessio Management For Voted - For
3 Elect Director Nicholas DeBenedictis Management For Voted - For
4 Elect Director Bruce DeMars Management For Voted - For
5 Elect Director Nelson A. Diaz Management For Voted - For
6 Elect Director Sue L. Gin Management For Voted - For
7 Elect Director Rosemarie B. Greco Management For Voted - For
8 Elect Director Paul L. Joskow Management For Voted - For
9 Elect Director Richard W. Mies Management For Voted - For
10 Elect Director John M. Palms Management For Voted - For
11 Elect Director William C. Richardson Management For Voted - For
12 Elect Director Thomas J. Ridge Management For Voted - For
13 Elect Director John W. Rogers, Jr. Management For Voted - For
14 Elect Director John W. Rowe Management For Voted - For
15 Elect Director Stephen D. Steinour Management For Voted - For
16 Elect Director Don Thompson Management For Voted - For
17 Approve Omnibus Stock Plan Management For Voted - For
18 Ratify Auditors Management For Voted - For
METLIFE, INC.
CUSIP: 59156R108 Ticker: MET
Meeting Date: 27Apr10 Meeting Type: Annual
1.1 Elect Director R. Glenn Hubbard, Ph.D Management For Voted - For
1.2 Elect Director Alfred F. Kelly, Jr. Management For Voted - For
1.3 Elect Director James M. Kilts Management For Voted - For
1.4 Elect Director David Satcher, M.D., Ph.D. Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Provide for Cumulative Voting Shareholder Against Voted - For
NATIONAL PENN BANCSHARES
CUSIP: 637138108 Ticker: NPBC
Meeting Date: 27Apr10 Meeting Type: Annual
1.1 Elect Director Donna D. Holton Management For Voted - For
1.2 Elect Director Christian F. Martin, IV Management For Voted - For
1.3 Elect Director R. Chadwick Paul, Jr. Management For Voted - For
1.4 Elect Director C. Robert Roth Management For Voted - For
1.5 Elect Director Wayne R. Weidner Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
6
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
NYSE EURONEXT
CUSIP: 629491101 Ticker: NYX
Meeting Date: 29Apr10 Meeting Type: Annual
1.1 Elect Director Andre Bergen Management For Voted - For
1.2 Elect Director Ellyn L. Brown Management For Voted - For
1.3 Elect Director Marshall N. Carter Management For Voted - For
1.4 Elect Director Patricia M. Cloherty Management For Voted - For
1.5 Elect Director Sir George Cox Management For Voted - For
1.6 Elect Director Sylvain Hefes Management For Voted - For
1.7 Elect Director JanMichiel Hessels Management For Voted - For
1.8 Elect Director Duncan M. McFarland Management For Voted - For
1.9 Elect Director James J. McNulty Management For Voted - For
1.10 Elect Director Duncan L. Niederauer Management For Voted - For
1.11 Elect Director Ricardo Salgado Management For Voted - For
1.12 Elect Director Robert G. Scott Management For Voted - For
1.13 Elect Director Jackson P. Tai Management For Voted - For
1.14 Elect Director JeanFrancois Theodore Management For Voted - For
1.15 Elect Director Rijnhard van Tets Management For Voted - For
1.16 Elect Director Sir Brian Williamson Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Reduce Supermajority Vote Requirement Shareholder None Voted - For
4 Issue Stock Certificate of Ownership Shareholder Against Voted - Against
AT&T INC.
CUSIP: 00206R102 Ticker: T
Meeting Date: 30Apr10 Meeting Type: Annual
1 Elect Director Randall L. Stephenson Management For Voted - For
2 Elect Director Gilbert F. Amelio Management For Voted - For
3 Elect Director Reuben V. Anderson Management For Voted - For
4 Elect Director James H. Blanchard Management For Voted - For
5 Elect Director Jaime Chico Pardo Management For Voted - For
6 Elect Director James P. Kelly Management For Voted - For
7 Elect Director Jon C. Madonna Management For Voted - For
8 Elect Director Lynn M. Martin Management For Voted - For
9 Elect Director John B. McCoy Management For Voted - For
10 Elect Director Joyce M. Roche Management For Voted - For
11 Elect Director Laura D Andrea Tyson Management For Voted - For
12 Elect Director Patricia P. Upton Management For Voted - For
13 Ratify Auditors Management For Voted - For
14 Provide for Cumulative Voting Shareholder Against Voted - For
15 Exclude Pension Credits from Calculations of Performance
Based Pay Shareholder Against Voted - For
16 Advisory Vote to Ratify Named Executive Officers'
Compensation Shareholder Against Voted - For
17 Amend Articles/Bylaws/Charter/Call Special Meetings Shareholder Against Voted - For
7
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
BRISTOLMYERS SQUIBB
CUSIP: 110122108 Ticker: BMY
Meeting Date: 04May10 Meeting Type: Annual
1 Elect Director Lamberto Andreotti Management For Voted - For
2 Elect Director Lewis B. Campbell Management For Voted - For
3 Elect Director James M. Cornelius Management For Voted - For
4 Elect Director Louis J. Freeh Management For Voted - For
5 Elect Director Laurie H. Glimcher, M.D Management For Voted - For
6 Elect Director Michael Grobstein Management For Voted - For
7 Elect Director Leif Johansson Management For Voted - For
8 Elect Director Alan J. Lacy Management For Voted - For
9 Elect Director Vicki L. Sato, Ph.D. Management For Voted - For
10 Elect Director Togo D. West, Jr. Management For Voted - For
11 Elect Director R. Sanders Williams, M.D. Management For Voted - For
12 Ratify Auditors Management For Voted - For
13 Provide Right to Call Special Meeting Management For Voted - For
14 Reduce Supermajority Vote Requirements Applicable
to Common Stock Management For Voted - For
15 Reduce Supermajority Vote Requirement Applicable
to Preferred Stock Management For Voted - For
16 Increase Disclosure of Executive Compensation Shareholder Against Voted - Against
17 Provide Right to Act by Written Consent Shareholder Against Voted - For
18 Report and Set Goals Related to Animal Use and Testing Shareholder Against Voted - Against
PEPSICO, INC.
CUSIP: 713448108 Ticker: PEP
Meeting Date: 05May10 Meeting Type: Annual
1 Elect Director Shona L. Brown Management For Voted - For
2 Elect Director Ian M. Cook Management For Voted - For
3 Elect Director Dina Dublon Management For Voted - For
4 Elect Director Victor J. Dzau Management For Voted - For
5 Elect Director Ray L. Hunt Management For Voted - For
6 Elect Director Alberto Ibarguen Management For Voted - For
7 Elect Director Arthur C. Martinez Management For Voted - For
8 Elect Director Indra K. Nooyi Management For Voted - For
9 Elect Director Sharon P. Rockefeller Management For Voted - For
10 Elect Director James J. Schiro Management For Voted - For
11 Elect Director Lloyd G. Trotter Management For Voted - For
12 Elect Director Daniel Vasella Management For Voted - Against
13 Ratify Auditors Management For Voted - For
14 Amend Omnibus Stock Plan Management For Voted - For
15 Report on Charitable Contributions Shareholder Against Voted - Against
16 Amend Articles/Bylaws/Charter/Call Special Meetings Shareholder Against Voted - For
17 Report on Public Policy Advocacy Process Shareholder Against Voted - Against
8
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
AVON PRODUCTS, INC.
CUSIP: 054303102 Ticker: AVP
Meeting Date: 06May10 Meeting Type: Annual
1.1 Elect Director W. Don Cornwell Management For Voted - For
1.2 Elect Director V. Ann Hailey Management For Voted - For
1.3 Elect Director Fred Hassan Management For Voted - For
1.4 Elect Director Andrea Jung Management For Voted - For
1.5 Elect Director Maria Elena Lagomasino Management For Voted - For
1.6 Elect Director Ann S. Moore Management For Voted - For
1.7 Elect Director Paul S. Pressler Management For Voted - For
1.8 Elect Director Gary M. Rodkin Management For Voted - For
1.9 Elect Director Paula Stern Management For Voted - For
1.10 Elect Director Lawrence A. Weinbach Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
UNION PACIFIC CORPORATION
CUSIP: 907818108 Ticker: UNP
Meeting Date: 06May10 Meeting Type: Annual
1 Elect Director Andrew H. Card, Jr. Management For Voted - For
2 Elect Director Erroll B. Davis, Jr. Management For Voted - For
3 Elect Director Thomas J. Donohue Management For Voted - For
4 Elect Director Archie W. Dunham Management For Voted - For
5 Elect Director Judith Richards Hope Management For Voted - For
6 Elect Director Charles C. Krulak Management For Voted - For
7 Elect Director Michael R. McCarthy Management For Voted - For
8 Elect Director Michael W. McConnell Management For Voted - For
9 Elect Director Thomas F. McLarty III Management For Voted - For
10 Elect Director Steven R. Rogel Management For Voted - For
11 Elect Director Jose H. Villarreal Management For Voted - For
12 Elect Director James R. Young Management For Voted - For
13 Ratify Auditors Management For Voted - For
14 Require Independent Board Chairman Shareholder Against Voted - Against
15 Reduce Supermajority Vote Requirement Shareholder Against Voted - For
VERIZON COMMUNICATIONS INC
CUSIP: 92343V104 Ticker: VZ
Meeting Date: 06May10 Meeting Type: Annual
1 Elect Director Richard L. Carrion Management For Voted - For
2 Elect Director M. Frances Keeth Management For Voted - For
3 Elect Director Robert W. Lane Management For Voted - For
4 Elect Director Sandra O. Moose Management For Voted - For
5 Elect Director Joseph Neubauer Management For Voted - For
6 Elect Director Donald T. Nicolaisen Management For Voted - For
7 Elect Director Thomas H. O'Brien Management For Voted - For
8 Elect Director Clarence Otis, Jr. Management For Voted - For
9 Elect Director Hugh B. Price Management For Voted - For
9
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
10 Elect Director Ivan G. Seidenberg Management For Voted - For
11 Elect Director Rodney E. Slater Management For Voted - For
12 Elect Director John W. Snow Management For Voted - For
13 Elect Director John R. Stafford Management For Voted - For
14 Ratify Auditors Management For Voted - For
15 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
16 Prohibit Executive Stock Based Awards Shareholder Against Voted - Against
17 Amend EEO Policy to Prohibit Discrimination Based on Sexual
Orientation and Gender Identity Shareholder Against Voted - For
18 Performance Based Equity Awards Shareholder Against Voted - For
19 Amend Articles/Bylaws/Charter/Call Special Meetings Shareholder Against Voted - For
20 Adopt Policy on Succession Planning Shareholder Against Voted - For
21 Adopt a Policy in which the Company will not Make or
Promise to Make Any Death Benefit Payments to
Senior Executives Shareholder Against Voted - For
22 Stock Retention/Holding Period Shareholder Against Voted - For
OCCIDENTAL PETROLEUM
CUSIP: 674599105 Ticker: OXY
Meeting Date: 07May10 Meeting Type: Annual
1 Elect Director Spencer Abraham Management For Voted - Against
2 Elect Director John S. Chalsty Management For Voted - Against
3 Elect Director Stephen I. Chazen Management For Voted - For
4 Elect Director Edward P. Djerejian Management For Voted - Against
5 Elect Director John E. Feick Management For Voted - Against
6 Elect Director Carlos M. Gutierrez Management For Voted - Against
7 Elect Director Ray R. Irani Management For Voted - Against
8 Elect Director Irvin W. Maloney Management For Voted - Against
9 Elect Director Avedick B. Poladian Management For Voted - Against
10 Elect Director Rodolfo Segovia Management For Voted - Against
11 Elect Director Aziz D. Syriani Management For Voted - Against
12 Elect Director Rosemary Tomich Management For Voted - Against
13 Elect Director Walter L. Weisman Management For Voted - Against
14 Ratify Auditors Management For Voted - For
15 Amend Omnibus Stock Plan Management For Voted - For
16 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
17 Limit Executive Compensation Shareholder Against Voted - Against
18 Require Independent Board Chairman Shareholder Against Voted - For
19 Amend Articles/Bylaws/Charter/Call Special Meetings Shareholder Against Voted - For
20 Report on Host Country Social and Environmental Laws Shareholder Against Voted - Against
21 Require a Majority Vote for the Election of Directors Shareholder Against Voted - For
22 Report on Policy for Increasing Safety by Reducing
Hazardous Substance Usage and Relocating Facilities Shareholder Against Voted - Against
23 Double Trigger on Equity Plans Shareholder Against Voted - For
10
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
3M COMPANY
CUSIP: 88579Y101 Ticker: MMM
Meeting Date: 11May10 Meeting Type: Annual
1 Elect Director Linda G. Alvarado Management For Voted - For
2 Elect Director George W. Buckley Management For Voted - For
3 Elect Director Vance D. Coffman Management For Voted - For
4 Elect Director Michael L. Eskew Management For Voted - For
5 Elect Director W. James Farrell Management For Voted - For
6 Elect Director Herbert L. Henkel Management For Voted - For
7 Elect Director Edward M. Liddy Management For Voted - For
8 Elect Director Robert S. Morrison Management For Voted - For
9 Elect Director Aulana L. Peters Management For Voted - For
10 Elect Director Robert J. Ulrich Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Amend Omnibus Stock Plan Management For Voted - For
13 Amend Articles/Bylaws/Charter/Call Special Meetings Shareholder Against Voted - For
CVS CAREMARK CORPORATION
CUSIP: 126650100 Ticker: CVS
Meeting Date: 12May10 Meeting Type: Annual
1 Elect Director Edwin M. Banks Management For Voted - For
2 Elect Director C. David Brown II Management For Voted - For
3 Elect Director David W. Dorman Management For Voted - For
4 Elect Director Kristen Gibney Williams Management For Voted - For
5 Elect Director Marian L. Heard Management For Voted - For
6 Elect Director William H. Joyce Management For Voted - For
7 Elect Director JeanPierre Millon Management For Voted - For
8 Elect Director Terrence Murray Management For Voted - For
9 Elect Director C.A. Lance Piccolo Management For Voted - For
10 Elect Director Sheli Z. Rosenberg Management For Voted - For
11 Elect Director Thomas M. Ryan Management For Voted - For
12 Elect Director Richard J. Swift Management For Voted - For
13 Ratify Auditors Management For Voted - For
14 Approve Omnibus Stock Plan Management For Voted - For
15 Provide Right to Call Special Meeting Management For Voted - For
16 Report on Political Contributions Shareholder Against Voted - For
17 Adopt Global Warming Principles Shareholder Against Voted - For
PHILIP MORRIS INTERNATIONAL
CUSIP: 718172109 Ticker: PM
Meeting Date: 12May10 Meeting Type: Annual
1 Elect Director Harold Brown Management For Voted - For
2 Elect Director Mathis Cabiallavetta Management For Voted - For
3 Elect Director Louis C. Camilleri Management For Voted - For
4 Elect Director J. Dudley Fishburn Management For Voted - For
5 Elect Director Jennifer Li Management For Voted - For
6 Elect Director Graham Mackay Management For Voted - For
11
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
7 Elect Director Sergio Marchionne Management For Voted - For
8 Elect Director Lucio A. Noto Management For Voted - For
9 Elect Director Carlos Slim Helu Management For Voted - For
10 Elect Director Stephen M. Wolf Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Report on Effect of Marketing Practices on the Poor Shareholder Against Voted - Against
13 Establish Supplier Human Rights Purchasing Protocols Shareholder Against Voted - Against
FRONTIER COMMUNICATIONS
CUSIP: 35906A108 Ticker: FTR
Meeting Date: 13May10 Meeting Type: Annual
1.1 Elect Director Leroy T. Barnes, Jr. Management For Voted - For
1.2 Elect Director Peter C.B. Bynoe Management For Voted - For
1.3 Elect Director Jeri B. Finard Management For Voted - For
1.4 Elect Director Lawton Wehle Fitt Management For Voted - For
1.5 Elect Director William M. Kraus Management For Voted - For
1.6 Elect Director Howard L. Schrott Management For Voted - For
1.7 Elect Director Larraine D. Segil Management For Voted - For
1.8 Elect Director David H. Ward Management For Voted - For
1.9 Elect Director Myron A. Wick, III Management For Voted - For
1.10 Elect Director Mary Agnes Wilderotter Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - Against
3 Stock Retention/Holding Period Shareholder Against Voted - For
4 Ratify Auditors Management For Voted - For
GENERAL MARITIME CORP.
CUSIP: Y2693R101 Ticker: GMR
Meeting Date: 13May10 Meeting Type: Annual
1.1 Reelect Peter C. Georgiopoulos as Director Management For Voted - For
1.2 Reelect William J. Crabtree as Director Management For Voted - For
1.3 Reelect Dr. E. Grant Gibbons as Director Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
JPMORGAN CHASE & CO.
CUSIP: 46625H100 Ticker: JPM
Meeting Date: 18May10 Meeting Type: Annual
1.1 Elect Director Crandall C. Bowles Management For Voted - For
1.2 Elect Director Stephen B. Burke Management For Voted - For
1.3 Elect Director David M. Cote Management For Voted - For
1.4 Elect Director James S. Crown Management For Voted - For
1.5 Elect Director James Dimon Management For Voted - For
1.6 Elect Director Ellen V. Futter Management For Voted - For
1.7 Elect Director William H. Gray, III Management For Voted - For
1.8 Elect Director Laban P. Jackson, Jr. Management For Voted - For
1.9 Elect Director David C. Novak Management For Voted - For
1.10 Elect Director Lee R. Raymond Management For Voted - For
12
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
1.11 Elect Director William C. Weldon Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Affirm Political Non-Partisanship Shareholder Against Voted - Against
5 Amend Bylaws Call Special Meetings Shareholder Against Voted - For
6 Report on Collateral in Derivatives Trading Shareholder Against Voted - For
7 Provide Right to Act by Written Consent Shareholder Against For
8 Require Independent Board Chairman Shareholder Against Voted - For
9 Report on Pay Disparity Shareholder Against Voted - Against
10 Stock Retention/Holding Period Shareholder Against Voted - For
KRAFT FOODS INC
CUSIP: 50075N104 Ticker: KFT
Meeting Date: 18May10 Meeting Type: Annual
1 Elect Director Ajaypal S. Banga Management For Voted - For
2 Elect Director Myra M. Hart Management For Voted - For
3 Elect Director Lois D. Juliber Management For Voted - For
4 Elect Director Mark D. Ketchum Management For Voted - For
5 Elect Director Richard A. Lerner Management For Voted - For
6 Elect Director Mackey J. McDonald Management For Voted - For
7 Elect Director John C. Pope Management For Voted - For
8 Elect Director Fredric G. Reynolds Management For Voted - For
9 Elect Director Irene B. Rosenfeld Management For Voted - For
10 Elect Director J.F. Van Boxmeer Management For Voted - For
11 Elect Director Deborah C. Wright Management For Voted - For
12 Elect Director Frank G. Zarb Management For Voted - For
13 Ratify Auditors Management For Voted - For
14 Provide Right to Act by Written Consent Shareholder Against Voted - For
INTEL CORPORATION
CUSIP: 458140100 Ticker: INTC
Meeting Date: 19May10 Meeting Type: Annual
1 Elect Director Charlene Barshefsky Management For Voted - For
2 Elect Director Susan L. Decker Management For Voted - For
3 Elect Director John J. Donahoe Management For Voted - For
4 Elect Director Reed E. Hundt Management For Voted - For
5 Elect Director Paul S. Otellini Management For Voted - For
6 Elect Director James D. Plummer Management For Voted - For
7 Elect Director David S. Pottruck Management For Voted - For
8 Elect Director Jane E. Shaw Management For Voted - For
9 Elect Director Frank D. Yeary Management For Voted - For
10 Elect Director David B. Yoffie Management For Voted - For
11 Ratify Auditors Management For Voted - For
12 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
13
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
MFA FINANCIAL INC
CUSIP: 55272X102 Ticker: MFA
Meeting Date: 20May10 Meeting Type: Annual
1.1 Elect Director Stewart Zimmerman Management For Voted - For
1.2 Elect Director James A. Brodsky Management For Voted - For
1.3 Elect Director Alan L. Gosule Management For Voted - For
2 Amend Omnibus Stock Plan Management For Voted - For
3 Ratify Auditors Management For Voted - For
J. C. PENNEY COMPANY, INC.
CUSIP: 708160106 Ticker: JCP
Meeting Date: 21May10 Meeting Type: Annual
1 Elect Director Colleen C. Barrett Management For Voted - For
2 Elect Director M. Anthony Burns Management For Voted - For
3 Elect Director Maxine K. Clark Management For Voted - For
4 Elect Director Thomas J. Engibous Management For Voted - For
5 Elect Director Kent B. Foster Management For Voted - For
6 Elect Director G.B. Laybourne Management For Voted - For
7 Elect Director Burl Osborne Management For Voted - For
8 Elect Director Leonard H. Roberts Management For Voted - For
9 Elect Director Javier G. Teruel Management For Voted - For
10 Elect Director R. Gerald Turner Management For Voted - For
11 Elect Director Myron E. Ullman, III Management For Voted - For
12 Elect Director Mary Beth West Management For Voted - For
13 Ratify Auditors Management For Voted - For
LINCOLN NATIONAL CORP.
CUSIP: 534187109 Ticker: LNC
Meeting Date: 27May10 Meeting Type: Annual
1.1 Elect Director William J. Avery Management For Voted - For
1.2 Elect Director William H. Cunningham Management For Voted - For
1.3 Elect Director William Porter Payne Management For Voted - For
1.4 Elect Director Patrick S. Pittard Management For Voted - For
2 Ratify Auditors Management For Voted - For
3 Adopt Majority Voting for Uncontested Election of Directors Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
SPDR SERIES TRUST
CUSIP: 78464A458 Ticker: TFI
Meeting Date: 18Jun10 Meeting Type: Special
1.1 Elect Director Frank Nesvet Management For Voted - For
1.2 Elect Director David M. Kelly Management For Voted - For
1.3 Elect Director Bonny Eugenia Boatman Management For Voted - For
1.4 Elect Director Dwight D. Churchill Management For Voted - For
1.5 Elect Director Carl G. Verboncoeur Management For Voted - For
14
Chartwell Dividend & Income Fund, Inc.
Proposal Proposed by Mgt. Position Registrant Voted
1.6 Elect Director James E. Ross Management For Voted - For
2 Approve Multi-Manager Structure Management For Voted - Against
3 Approve Change of Fundamental Investment Policy:
Purchasing And Selling Real Estate Management For Voted - For
4 Approve Change of Fundamental Investment Policy:
Issuing Senior Securities And Borrowing Money Management For Voted - For
5 Approve Change of Fundamental Investment Policy:
Making Loans Management For Voted - For
6 Approve Change of Fundamental Investment Policy:
Purchasing And Selling Commodities Management For Voted - For
7 Approve Change of Fundamental Investment Policy:
Concentrating Investments In A Particular Industry
Or Group Of Industries Management For Voted - For
8 Approve Change of Fundamental Investment Policy:
Underwriting Activities Management For Voted - For
9 Approve Elimination of Fundamental Investment Policy:
Outdated Policies Not Required By Law Management For Voted - For
15
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Chartwell Dividend & Income Fund, Inc.
By: /s/ Winthrop S. Jessup
President
Date: August 25, 2010
16