UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Symphony Investors LLC 875 THIRD AVENUE, 11TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
SYMPHONY INVESTORS LLC By: /s/ Mark A. Neporent | 04/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Symphony Investors LLC ("Symphony") holds 45,990,736 shares of common stock, par value $0.01 per share (the "Common Stock"), of Supervalu Inc., a Delaware corporation (the "Company"). Kimvue Acquisition, LLC ("Kimco") holds 8,173,362 shares of Common Stock. Pursuant to the Letter Agreement, dated March 21, 2013, by and between Symphony and Kimco, Symphony possesses the power to vote and the power to direct the disposition of all securities of the Company beneficially owned by Kimco as of the filing date of this Form 3. As a result, Symphony may be deemed to beneficially own 54,164,098 shares of Common Stock. Symphony disclaims any pecuniary interest in the shares of Common Stock held by Kimco. |