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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 8.435 | 06/25/2015 | M | 960,000 | (2) | 11/11/2015 | Common Stock | 960,000 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 15.86 | (2) | 06/02/2018 | Common Stock | 18,912 | 18,912 | D | ||||||||
Employee Stock Option (right to buy) | $ 17.82 | (2) | 12/01/2019 | Common Stock | 100,000 | 100,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 53.96 | (3) | 06/03/2023 | Common Stock | 140,000 | 140,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 53.96 | (2) | 06/03/2023 | Common Stock | 70,000 | 70,000 | I | By Hilrod Holdings XV, L.P. (1) | |||||||
Employee Stock Option (right to buy) | $ 70.06 | (4) | 03/14/2024 | Common Stock | 210,000 | 210,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 135.48 | (5) | 03/13/2025 | Common Stock | 79,200 | 79,200 | D | ||||||||
Restricted Stock Units | (6) | (7) | (8) | Common Stock | 38,100 | 38,100 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SACKS RODNEY C 1 MONSTER WAY CORONA, CA 92879 |
X | Chairman and CEO |
Paul J. Dechary, attorney-in-fact | 06/26/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P. The reporting person is the trustee of each of RCS 2009 GRAT #2, RCS Direct 2010 GRAT and RCS Direct 2010 GRAT #2. |
(2) | The options are currently vested. |
(3) | The options are currently vested with respect to 70,000 shares. The remaining options vest on June 3, 2016. |
(4) | The options are currently vested with respect to 70,000 shares. The remaining options vest in two equal installments on March 14, 2016 and 2017. |
(5) | The options vest in three equal installments on March 13, 2016, 2017 and 2018. |
(6) | The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. |
(7) | The options vest in three equal installments on March 13, 2016, 2017 and 2018. |
(8) | Not applicable. |