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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option/Right to Buy | $ 6.49 | 06/23/2008 | 12/22/2017 | Common Stock | 2,000 | 2,000 | D (3) | ||||||||
| Option/Right to Buy | $ 5.8 | 06/23/2009 | 12/22/2018 | Common Stock | 2,000 | 2,000 | D (4) | ||||||||
| Option/Right to Buy | $ 5.96 | 06/23/2010 | 12/22/2019 | Common Stock | 2,000 | 2,000 | D (5) | ||||||||
| Option/Right to Buy | $ 6.21 | 06/23/2011 | 12/22/2020 | Common Stock | 3,500 | 3,500 | D (6) | ||||||||
| Option/Right to Buy | $ 6.2 | 06/23/2012 | 12/22/2021 | Common stock | 3,500 | 3,500 | D (7) | ||||||||
| Option/Right to Buy | $ 6.76 | 06/23/2013 | 12/22/2022 | Common stock | 3,500 | 3,500 | D (8) | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| ENDY ERIC P 1700 INDUSTRIAL ROAD LAS VEGAS, NV US 89102 |
X | |||
| Eric P. Endy | 01/23/2014 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The sales reported on this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 19, 2013. |
| (2) | The reporting person indirectly owns the following shares in the manner describe: Daren Chang Endy Irrevocable Trust 6,000 shares, Nevin Chao Endy Irrevocable Trust 6,000 shares Celine Endy Irrevocable Trust 6,000 shares. |
| (3) | As previously reported, on December 22, 2007, Gaming Partners International Corporation (the company) grated to Mr. Endy an option to purchase 2,000 shares of the Company's common stock at $6.49 per shares for his service on certain committees of the Company during the prior twelve month period, pursuant to the Company's 199 Directors' stock option Plan, as amended (the "plan"). The grant was exempt under Rule 16b-3. The option is fully vested and exercisable. |
| (4) | As previously reported, on December 22, 2008, the company granted Mr. Endy an option to purchase 2,000 shares of the Company common stock at $5.80 per share for his service on certain committees for the company during the prior twelve month period, pursuant to the plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable. |
| (5) | As previously reported, on December 22, 2009, the company granted Mr. Endy an option to purchase 2,000 shares of the Company's common stock at $5.96 per share for his service on certain committees for the company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is currently fully vested and exercisable. |
| (6) | As previously reported on December 22, 2010, the company granted Mr. Endy and option to purchase 3,500 shares of the Company's common stock, at the exercise price of $6.21 per share for his service on certain committees the company during the prior twelve month period, pursuant to the plan. The grant was exempt under Rule 16b-3. The option is currently fully vested and exercisable. |
| (7) | As previously reported, on December 22, 2011 the Company granted Mr. Endy an option to purchase 3,500 shares of the Company's common stock at $6.20 per share for his service on certain committees for the Company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable. |
| (8) | As previously reported on December 22, 2012, the Company granted Mr. Endy an option to purchase 3,500 shares of the Company's common stock at $6.76 per share for his service on certain committees for the Company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable six months and one day after the grant. |