UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | Â (1) | 01/23/2015 | Ordinary Shares | 66,666 | $ 1.25 | D | Â |
Stock Options (right to buy) | Â (2) | 11/30/2015 | Ordinary Shares | 129,167 | $ 5 | D | Â |
Stock Options (right to buy) | Â (3) | 11/30/2015 | Ordinary Shares | 129,167 | $ 5 | D | Â |
Stock Options (right to buy) | Â (4) | 04/23/2016 | Ordinary Shares | 31,250 | $ 5 | D | Â |
Stock Options (right to buy) | Â (5) | 04/23/2016 | Ordinary Shares | 31,250 | $ 5 | D | Â |
Stock Options (right to buy) | Â (6) | 10/31/2017 | Ordinary Shares | 89,583 | $ 10.22 | D | Â |
Stock Options (right to buy) | Â (7) | 10/31/2017 | Ordinary Shares | 89,583 | $ 10.22 | D | Â |
Stock Options (right to buy) | Â (8) | 03/02/2019 | Ordinary Shares | 60,000 | $ 10 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ingram Bryan C/O AVAGO TECHNOLOGIES LIMITED 350 WEST TRIMBLE ROAD SAN JOSE, CA 95131 |
 |  |  SVP & GM,Wireless Semicon. Div |  |
/s/ Patricia H. McCall, Attorney-in-Fact for Bryan Ingram | 08/05/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 100% of the shares subject to the option are fully vested and exercisable. |
(2) | Option vests with respect to 20% of the shares subject thereto on each anniversary of December 1, 2005, such that the option will be fully vested and exercisable on December 1, 2010. |
(3) | Option is exercisable with respect to 77,499 of the shares subject thereto. The remaining balance vests in two (2) successive and equal installments commencing on December 1, 2011, such that the option will be fully vested and exercisable on December 1, 2012. |
(4) | Option vests with respect to 20% of the shares subject thereto on each anniversary of December 1, 2005, such that the option will be fully vested and exercisable on December 1, 2010. |
(5) | Option is exercisable with respect to 18,750 of the shares subject thereto. The remaining balance vests in two (2) successive and equal installments commencing on December 1, 2011, such that the option will be fully vested and exercisable on December 1, 2012. |
(6) | Option vests with respect to 20% of the shares subject thereto on each anniversary of November 1, 2007, such that the option will be fully vested and exercisable on November 1, 2012. |
(7) | Option is exercisable with respect to 17,916 of the shares subject thereto, and will vest with respect to an additional 17,916 shares on November 1, 2009. The remaining balance vests in three (3) successive and equal installments commencing on November 1, 2012, such that the option will be fully vested and exercisable on November 1, 2014. |
(8) | Option vests with respect to 20% of the shares subject thereto on each anniversary of March 3, 2009, such that the option will be fully vested and exercisable on March 3, 2014. |