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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 3.8 | 05/18/2010 | M | 3,423.75 (6) | 02/24/2010 | 05/31/2010 | Class A Common Stock | 3,423.75 | $ 0 | 0 | D (2) | ||||
Options (Right to Buy) | $ 3.8 | 05/18/2010 | M | 3,423 (5) (7) | 02/24/2010 | 05/31/2010 | Class A Common Stock | 3,423 | $ 0 | 0 | D (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sweeney Brian 2 PENN PLAZA NEW YORK, NY 10121 |
X | |||
DOLAN-SWEENEY DEBORAH A 2 PENN PLAZA NEW YORK, NY 10121 |
X | Member of 13(d) Group |
/s/ Brian G. Sweeney | 05/19/2010 | |
**Signature of Reporting Person | Date | |
/s/ Brian G. Sweeney, Attorney-in-fact for Deborah A. Dolan-Sweeney | 05/19/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes restricted shares. |
(2) | Ms. Dolan-Sweeney disclaims beneficial ownership of all shares of Madison Square Garden, Inc. ("MSG") beneficially owned or deemed to be beneficially owned by her spouse (other than shares in which she has a direct pecuniary interest) and this filing shall not be deemed an admission that Ms. Dolan-Sweeney is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(3) | Mr. Sweeney disclaims beneficial ownership of all shares of MSG beneficially owned or deemed to be beneficially owned by his spouse (other than shares in which he has a direct pecuniary interest) and this filing shall not be deemed an admission that Mr. Sweeney is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(4) | Reporting Persons disclaim beneficial ownership of all shares of MSG beneficially owned or deemed to be benefically owned by trusts for their children and this filing shall not be deemed an admission that Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(5) | Reporting Person exercised options and retained shares upon exercise. |
(6) | Exercise of stock appreciation rights under the 2010 Stock Plan for Non-Employee Directors, exempt under Rule 16b-3. |
(7) | Exercise of stock options under the 2010 Stock Plan for Non-Employee Directors, exempt under Rule 16b-3. |