UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
June 2009
Barclays PLC and
Barclays Bank PLC
(Names of Registrants)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report is a joint Report on Form 6-K filed by Barclays PLC and Barclays
Bank PLC. All of the issued ordinary share capital of Barclays Bank PLC is
owned by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
Exhibit No. 1 |
FRN Variable Rate Fix dated 2 June 2009 |
Exhibit No. 2 |
FRN Variable Rate Fix dated 3 June 2009 |
Exhibit No. 3 |
FRN Variable Rate Fix dated 3 June 2009 |
Exhibit No. 4 |
Holding(s) in Company dated 3 June 2009 |
Exhibit No. 5 |
Holding(s) in Company dated 4 June 2009 |
Exhibit No. 6 |
Holding(s) in Company dated 4 June 2009 |
Exhibit No. 7 |
FRN Variable Rate Fix dated 4 June 2009 |
Exhibit No. 8 |
Director/PDMR Shareholding dated 4 June 2009 |
Exhibit No. 9 |
Holding(s) in Company dated 5 June 2009 |
Exhibit No. 10 |
FRN Variable Rate Fix dated 5 June 2009 |
Exhibit No. 11 |
FRN Variable Rate Fix dated 9 June 2009 |
Exhibit No. 12 |
FRN Variable Rate Fix dated 9 June 2009 |
Exhibit No. 13 |
Holding(s) in Company dated 10 June 2009 |
Exhibit No. 14 |
Publication of Prospectus dated 11 June 2009 |
Exhibit No. 15 |
Publication of Information Memorandum dated 11 June 2009 |
Exhibit No. 16 |
Director/PDMR Shareholding dated 15 June 2009 |
Exhibit No. 17 |
FRN Variable Rate Fix dated 15 June 2009 |
Exhibit No. 18 |
FRN Variable Rate Fix dated 16 June 2009 |
Exhibit No. 19 |
Publication of Prospectus dated 16 June 2009 |
Exhibit No. 20 |
Directorate Change dated 16 June 2009 |
Exhibit No. 21 |
Director/PDMR Shareholding dated 16 June 2009 |
Exhibit No. 22 |
FRN Variable Rate Fix dated 16 June 2009 |
Exhibit No. 23 |
FRN Variable Rate Fix dated 16 June 2009 |
Exhibit No. 24 |
FRN Variable Rate Fix dated 16 June 2009 |
Exhibit No. 25 |
FRN Variable Rate Fix dated 16 June 2009 |
Exhibit No. 26 |
FRN Variable Rate Fix dated 16 June 2009 |
Exhibit No. 27 |
Bob Diamond speaks at New York investor seminar dated 17 June 2009 |
Exhibit No. 28 |
FRN Variable Rate Fix dated 17 June 2009 |
Exhibit No. 29 |
FRN Variable Rate Fix dated 17 June 2009 |
Exhibit No. 30 |
FRN Variable Rate Fix dated 18 June 2009 |
Exhibit No. 31 |
FRN Variable Rate Fix dated 19 June 2009 |
Exhibit No. 32 |
FRN Variable Rate Fix dated 19 June 2009 |
Exhibit No. 33 |
FRN Variable Rate Fix dated 23 June 2009 |
Exhibit No. 34 |
Full Early Redemption dated 25 June 2009 |
Exhibit No. 35 |
FRN Variable Rate Fix dated 25 June 2009 |
Exhibit No. 36 |
FRN Variable Rate Fix dated 25 June 2009 |
Exhibit No. 37 |
FRN Variable Rate Fix dated 25 June 2009 |
Exhibit No. 38 |
Total Voting Rights dated 30 June 2009 |
Exhibit No. 39 |
Director/PDMR Shareholding dated 30 June 2009 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the
registrants has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
BARCLAYS PLC
(Registrant)
Date: July 1, 2009
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Deputy Secretary
BARCLAYS BANK PLC
(Registrant)
Date: July 1, 2009
By: /s/ Patrick Gonsalves
----------------------
Patrick Gonsalves
Joint Secretary
Exhibit No. 1
As Agent Bank, please be advised of the following rate determined on: 02/06/09 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 171 - GBP 1,500,000,000 FRN due 2nd Dec 2011 | |||||||
ISIN Number | ¦ XS0403435638 | |||||||
ISIN Reference | ¦ 40343563 | |||||||
Issue Nomin GBP | ¦ 1,500,000,000 | |||||||
Period | ¦ 02/06/09 to 02/12/09 | Payment Date 02/12/09 | ||||||
Number of Days | ¦ 183 | |||||||
Rate | ¦ 1.77188 | |||||||
Denomination GBP | ¦ 50,000 | ¦ 1,500,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 444.18 | ¦ 13,325,508.49 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 2
As Agent Bank, please be advised of the following rate determined on: 03/06/09 | ||||||||
Issue | ¦ Barclays Bank Plc Series 172 - USD 2,000,000,000 FRN due 5 December 2011 | |||||||
ISIN Number | ¦ XS0403958571 | |||||||
ISIN Reference | ¦ 40395857 | |||||||
Issue Nomin USD | ¦ 2,000,000,000 | |||||||
Period | ¦ 05/06/09 to 06/07/09 | Payment Date 06/07/09 | ||||||
Number of Days | ¦ 31 | |||||||
Rate | ¦ 1.36875 | |||||||
Denomination USD | ¦ 50,000 | ¦ 2,000,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 58.93 | ¦ 2,357,291.67 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 3
As Agent Bank, please be advised of the following rate determined on: 03/06/09 | ||||||||
Issue | ¦ Barclays Bank Plc Series 191 - USD 1,350,000,000 FRN due 5 March 2012 | |||||||
ISIN Number | ¦ XS0416756327 | |||||||
ISIN Reference | ¦ US06765XAB55 | |||||||
Issue Nomin USD | ¦ 1,350,000,000 | |||||||
Period | ¦ 05/06/09 to 08/09/09 | Payment Date 08/09/09 | ||||||
Number of Days | ¦ 95 | |||||||
Rate | ¦ 1.43688 | |||||||
Denomination USD | ¦ 100,000 | ¦ 1,350,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 379.18 | ¦ 5,118,885.00 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 4
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii
|
BARCLAYS PLC |
|||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
No |
|||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
|||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No |
|||
An event changing the breakdown of voting rights |
No |
|||
Other (please specify):
|
New disclosure rules in force |
Yes |
||
3. Full name of person(s) subject to the
notification obligation:
|
Qatar Investment Authority |
|||
4. Full name of shareholder(s) (if different from 3.):iv
|
Qatar Holding LLC |
|||
5. Date of the transaction and date on which the threshold is crossed or reached: v
|
1 June 2009 |
|||
6. Date on which issuer notified:
|
2 June 2009 |
|||
7. Threshold(s) that is/are crossed or
reached: |
6% |
8. Notified details: |
|||||||||||||||||
A: Voting rights attached to shares viii, ix |
|||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
|||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||||||||
Ordinary shares of 25 pence each |
487,755,622 |
487,755,622 |
487,755,622 |
487,755,622 |
N/A |
5.81% |
N/A |
||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
N/A |
N/A |
N/A |
N/A |
N/A |
|||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date |
Exercise/Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
||||||||||||
Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
758,437,618 |
Nominal |
Delta |
|||||||||||
9.04% |
N/A |
||||||||||||||||
Mandatorily Convertible Notes (" MCNs ") |
153.276p |
30 June 2009 |
MCNs are convertible at the option of Qatar Holding LLC up until 23 June 2009 and if not converted on or prior to such date will automatically convert into Barclays plc Ordinary Shares on 30 June 2009 |
326,208,930 |
3.89% |
N/A |
|||||||||||
Total (A+B+C) |
|||||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||||
1,572,402,170 |
18.74% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable:
xxi |
|
Qatar Holding LLC is a wholly owned subsidiary of Qatar Investment Authority (" QIA ") |
|
Proxy Voting: |
|
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
As required under the DTRs, this
notification has been prepared using the total voting rights figure
of 8,391,578,567 as set out in the public announcement made by
Barclays PLC dated 29 May 2009. Consequently the
quoted percentage of voting rights detailed in this notice have been calculated
without the further shares to be issued when the Mandatorily Convertible
Notes and Warrants included in this notification are converted. This
results in percentage figures which are artificially high. On a fully diluted
basis assuming that all Warrants are exercised and all MCNs are converted the
resulting percentage interest would be 12.53%. |
14. Contact name: |
Mr. Ahmad Al-Sayed
Floor, |
15. Contact telephone number: |
Tel: +974.499.5900 |
Exhibit No. 5
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Barclays PLC |
|||
2 Reason for the notification (please tick the appropriate box or boxes): |
||||
An acquisition or disposal of voting rights |
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
x |
|||
An event changing the breakdown of voting rights |
||||
Other (please specify): |
New Disclosure Rules in Force |
x |
||
3. Full name of person(s) subject to the notification obligation: iii |
International Petroleum
Investment Company |
|||
4. Full name of shareholder(s) (if different from 3.):iv |
PCP Gulf Invest 1 Limited (in respect of mandatorily convertible notes only) PCP Gulf Invest 3 Limited (in respect of warrants only) |
|||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
1 June 2009 |
|||
6. Date on which issuer notified: |
3 June 2009 |
|||
7. Threshold(s) that is/are crossed or reached: vi, vii |
3- 24% |
8. Notified details: |
||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
||||||||||||||
Number of Shares |
Number of Voting Rights |
Numberof shares |
Number of voting rights |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
|||||||||||
Mandatorily convertible notes ("MCNs") |
153.276p |
30 June 2009 |
MCNs are convertible at the option of PCP1 up until 23 June 2009 and if not converted on or prior to such date will automatically convert into Barclays PLC Ordinary Shares on 30 June 2009 |
1,304,835,721 |
Nominal |
Delta |
||||||||||
15.55% |
Not required |
|||||||||||||||
Warrants |
197.775p |
31 October 2013 |
27 th November 2008 - 31 October 2013 |
758,437,618 |
Nominal |
Delta |
||||||||||
9.04% |
Not required |
|||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
2,063,273,339 |
24.59% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
The MCNs are legally owned by PCP Gulf Invest 1 Limited ("PCP1"). PCP1 is, in turn, wholly owned by Kadin Holdings Ltd. ("Kadin"). Kadin is, in turn, wholly owned by International Petroleum Investment Company ("IPIC"). The warrants are legally owned by PCP Gulf Invest 3 Limited ("PCP3"). PCP3 is, in turn, wholly owned by Kadin, which is, in turn, wholly owned by IPIC. |
||
Proxy Voting: |
||
10. Name of the proxy holder: |
||
11. Number of voting rights proxy holder will cease to hold: |
||
12. Date on which proxy holder will cease to hold voting rights: |
||
13. Additional information: |
As required under the DTRs, this notification has been prepared using the total voting rights figure of 8,391,578,567 as set out in the public announcement made by Barclays PLC dated 29 May 2009. Consequently the quoted percentage of voting rights detailed in this notice have been calculated without the further shares to be issued when the MCNs and Warrants included in this notification are converted. This results in percentage figures which are artificially high. Reference should also be made to the announcement made on 2nd June 2009 relating to the sale by IPIC of Barclays shares arising on conversion of the MCNs referred to in this notification. |
|
14. Contact name: |
Fryderyk J. Holc |
|
15. Contact telephone number: |
+971.(2).417.6690 |
Exhibit No. 6
Financial Services Authority
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Barclays Plc |
2. Reason for the notification (please tick the appropriate box or boxes): |
|
An acquisition or disposal of voting rights |
Yes |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. |
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify): |
|
3. Full name of person(s) subject to the notification obligation:
|
Legal & General Group Plc (Group) Legal & General Investment Management Limited (LGIM) Legal & General Group Plc (L&G) |
4. Full name of shareholder(s) (if different from 3.): |
Legal & General Assurance (Pensions Management) Limited (PMC) |
5. Date of the transaction and date on which the threshold is crossed or reached: |
02 June 2009 |
6. Date on which issuer notified: |
03 June 2009 |
7. Threshold(s) that is/are crossed or
reached: |
Above 5% (Group) From 4% -5% (L&G) |
8. Notified details:
A: Voting rights attached to shares
|
|||||||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to
the |
Resulting situation after the triggering transaction |
|||||||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights |
|||||||||||||||||
Direct |
Indirect |
Direct |
Indirect |
||||||||||||||||||
ORDGBP 0.25 |
Below 5% |
476,346,938 |
435,747,361 |
40,599,577 |
5.19 |
0.48 |
|||||||||||||||
333,171,850(L&G) |
333,171,850(L&G) |
||||||||||||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||||||
Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||||||
C: Financial Instruments with
similar economic effect to Qualifying Financial Instruments |
|||||||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date |
Exercise/Conversion
period |
Number of voting rights instrument refers to |
% of voting rights |
||||||||||||||||
Nominal |
Delta |
||||||||||||||||||||
Total (A+B+C) |
|||||||||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||||||||
476,346,938 |
5.67 |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
Legal & General Group Plc (Direct and
Indirect) (Group) (476,346,938 -
5.67% = Total Position) |
|
Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) ( 476,346,938 - 5.67% = Total Position) |
|
Legal & General Investment Management Limited
(Indirect) |
|
Legal & General Group Plc (Direct) |
|
Legal & General Investment
Management (Holdings) Limited (Direct) (LGIMHD) (
362,864,594 -
4.32% = PMC) |
Legal & General Insurance Holdings
Limited (Direct) (LGIH) |
Legal & General Assurance (Pensions
Management) Limited (PMC) (
362,864,594 -
4.32% = PMC) |
Legal & General Assurance Society Limited
(LGAS & LGPL) |
Legal & General Pensions Limited (Direct) (LGPL) |
Proxy Voting: |
|
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
Notification using the total voting rights figure of 8,391,578,567 |
14. Contact name: |
Helen Lewis (LGIM) |
15. Contact telephone number: |
020 3124 3851 |
Exhibit No. 7
As Agent Bank, please be advised of the following rate determined on:
04-Jun-2009 |
||||||||
Issue |
¦ Barclays Bank Plc
Series 153 CZK 1,500,000,000 Floating Rate Notes due March 2010 |
|||||||
ISIN Number | ¦ XS0213909335 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin CZK | ¦ 1,500,000,000.00 | |||||||
Period | ¦ 08-Jun-2009 to 08-Sep-2009 | Payment Date 08-Sep-2009 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 2.26000 | |||||||
Denomination CZK | ¦ 1,000,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 5,775.56 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 8
Director/PDMR Shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
Following a recommendation made by Barclays PLC ("the Company") on 2 June 2009, the independent trustee of the Barclays Group (PSP) Employees' Benefit Trust (the "PSP Trust") notified the Company on 4 June 2009 that on 4 June 2009 it had resolved to confirm the granting of the following awards under PSP to Directors of the Company:
Director |
Allocation of performance shares (a) |
Maximum number potentially releasable |
Mr CG Lucas |
532,682 |
1,598,046 |
Mr FF Seegers |
1,065,365 |
3,196,095 |
Note:
(a) |
Under PSP, awards are granted as a provisional allocation and do not give rise to any entitlement to the shares. At the third anniversary, shares may be released by the trustee subject to performance conditions being satisfied. |
The calculation of the initial award allocation was based on a share price of
£1.501832, which was the average price paid for the Company's shares by the trustee
between 18 March 2009 and 15 April 2009. No consideration was paid for the grant of
any award.
Exhibit No. 9
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
BARCLAYS PLC |
||||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||||
An acquisition or disposal of voting rights |
No |
||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
No |
||||||
An event changing the breakdown of voting rights |
No |
||||||
Other (please specify):
|
New disclosure rules in force |
Yes |
|||||
3. Full name of person(s) subject to the notification obligation: iii |
His Excellency Sheikh Hamad Bin Jassim Bin Jabor Al Thani |
||||||
4. Full name of shareholder(s) (if different from 3.): iv |
Challenger Universal Limited |
||||||
5. Date of the transaction and date on which the threshold is crossed or reached:v |
1 June 2009 |
||||||
6. Date on which issuer notified: |
5 June 2009 |
||||||
7. Threshold(s) that is/are crossed or reached:vi, vii |
Below 3% |
8. Notified details: |
|||||||||||||||||
A: Voting rights attached to sharesviii, ix |
|||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||||||||||||
Number of Shares |
Number of Voting Rights |
Numberof shares |
Number of voting rights |
% of voting rights x |
|||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||||||||
Ordinary shares of 25 pence each |
117,979,379 |
117,979,379 |
117,979,379 |
117,979,379 |
N/A |
1.41% |
N/A |
||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
N/A |
N/A |
N/A |
N/A |
N/A |
|||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
||||||||||||
Mandatorily Convertible Notes ("MCNs ") |
153.276p |
30 June 2009 |
MCNs are convertible at the option of Challenger Universal Limited up until 23 June 2009 and if not converted on or prior to such date will automatically convert into Barclays plc Ordinary Shares on 30 June 2009 |
195,725,358 |
2.33% |
N/A |
|||||||||||
Total (A+B+C) |
|||||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||||
313,704,737 |
3.74% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:xxi | |
Challenger Universal Limited is ultimately beneficially owned by His Excellency Sheikh Hamad Bin Jassim Bin Jabor Al Thani and his family. |
|
Proxy Voting: |
|
10. Name of the proxy holder: |
N/A |
11. Number of voting rights proxy holder will cease to hold: |
N/A |
12. Date on which proxy holder will cease to hold voting rights: |
N/A |
13. Additional information: |
As required under the DTRs, this
notification has been prepared using the total voting rights figure of
8,391,578,567 as set out in the public announcement made by Barclays PLC dated
29 May 2009. Consequently the quoted percentage of voting rights detailed in
this notice has been calculated without the further shares to be issued
when the Mandatorily Convertible Notes included in this
notification and Warrants issued by Barclays PLC on 31 October
2008 are converted. This results in percentage figures which are
artificially high. On a fully diluted basis assuming that
all such Warrants are exercised and all MCNs are converted the
resulting percentage interest would be 2.50%. |
14. Contact name: |
Mr. Fakirahmed Gulam M Kaldane |
15. Contact telephone number: |
Tel: +974.481.7000 |
Exhibit No. 10
As Agent Bank, please be advised of the following rate determined on: 22/05/09 | ||||||||
Issue | ¦ Barclays Bank Plc - Series 197 - GBP200,000,000 FRN due May 2012 | |||||||
ISIN Number | ¦ XS0430788108 | |||||||
ISIN Reference | ¦ 043078810 | |||||||
Issue Nomin GBP | ¦ 200,000,000 | |||||||
Period | ¦ 22/05/09 to 24/08/09 | Payment Date 24/08/09 | ||||||
Number of Days | ¦ 94 | |||||||
Rate | ¦ 1.5725 | |||||||
Denomination GBP | ¦ 50,000 | ¦ 200,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 202.49 | ¦ 809,945.21 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 11
Re: | WOOLWICH |
GBP 55000000 | |
MATURING: 07-Dec-2009 | |
ISIN: XS0098120677 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
08-Jun-2009 TO 07-Sep-2009 HAS BEEN FIXED AT 1.408750 PCT | |
DAY BASIS: ACTUAL/365(PROP) | |
INTEREST PAYABLE VALUE 07-Sep-2009 WILL AMOUNT TO: | |
GBP 351.22 PER GBP 100000 DENOMINATION |
Exhibit No. 12
As Agent Bank, please be advised of the following rate determined on: 09-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 155 USD 500,000,000 Callable Floating Rate Subordinated Notes due 2017 |
|||||||
ISIN Number | ¦ XS0229313696 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin USD | ¦ 500,000,000.00 | |||||||
Period | ¦ 11-Jun-2009 to 11-Sep-2009 | Payment Date 11-Sep-2009 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 0.84750 | |||||||
Denomination USD | ¦ 1,000.00 | ¦ 10,000.00 | ¦ | |||||
Amount Payable per Denomination | ¦ 2.17 | ¦ 21.66 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 13
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|
|
|
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Barclays PLC |
2 Reason for the notification (please tick the appropriate box or boxes): |
|
An acquisition or disposal of voting rights |
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
YES |
An event changing the breakdown of voting rights |
|
Other (please specify): |
|
3. Full name of person(s) subject to the notification obligation: iii |
PCP Gulf Invest 1 Limited |
4. Full name of shareholder(s) (if different from 3.):iv |
PCP Gulf Invest 1 Limited |
5. Date of the transaction and date on which the threshold is crossed or reached: v |
5 June 2009 |
6. Date on which issuer notified: |
8 June 2009 |
7. Threshold(s) that is/are crossed or reached: vi, vii |
15%- 3% |
8. Notified details: |
||||||||||||||||
A: Voting rights attached to sharesviii, ix |
||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
||||||||||||||
Number of Shares |
Number of Voting Rights |
Numberof shares |
Number of voting rights |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
|
|
|
|
|
|
|
|
|||||||||
|
||||||||||||||||
|
||||||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
|
|
|
|
|
||||||||||||
|
||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx
|
|||||||||||
Mandatorily convertible notes ("MCNs") |
153.276p |
30 June 2009 |
MCNs are convertible at the option of PCP1 up until 23 June 2009 and if not converted on or prior to such date will automatically convert into Barclays PLC Ordinary Shares on 30 June 2009 |
Nil |
Nominal |
Delta |
||||||||||
Nil |
Not required |
|||||||||||||||
|
||||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
Nil |
Nil
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
|
|
11. Number of voting rights proxy holder will cease to hold: |
|
|
12. Date on which proxy holder will cease to hold voting rights: |
|
|
|
||
13. Additional information: |
The triggering transaction is the conversion of the MCNs and subsequent disposal of the resultant ordinary shares in Barclays PLC, which occurred on 5 June 2009. As a result, the aggregate percentage of voting rights in Barclays PLC referenced by PCP1's financial instruments fell on 5 June from 15.55% to NIL%.
As required under the
Disclosure Rules, this notification has been prepared using the total voting
rights figure of 8,391,578,567 as set out in the regulatory announcement made
by Barclays PLC dated 29 May 2009. Consequently the quoted percentages of
voting rights detailed in this notification have been calculated without
including the further shares to be issued when the MCNs included in this
notification are converted. This results in the percentage figure for the
holding prior to the conversion of the MCNs being artificially high. |
|
14. Contact name: |
Fryderyk J. Holc |
|
15. Contact telephone number: |
+971.(2).417.6690 |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|
|||||||||||||||||
|
|
||||||||||||||||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Barclays PLC |
||||||||||||||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||||||||||||||
An acquisition or disposal of voting rights |
|
||||||||||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||||||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
YES |
||||||||||||||||
An event changing the breakdown of voting rights |
|
||||||||||||||||
Other (please specify): |
|
||||||||||||||||
3. Full name of person(s) subject to the notification obligation: iii |
International Petroleum Investment Company ("IPIC")
Kadin Holdings Ltd. ("Kadin") |
||||||||||||||||
4. Full name of shareholder(s) (if different from 3.):iv |
PCP Gulf Invest 1 Limited ("PCP1") |
||||||||||||||||
5. Date of the transaction and date onwhich the threshold is crossed or reached: v |
5 June 2009 |
||||||||||||||||
6. Date on which issuer notified: |
8 June 2009 |
||||||||||||||||
7. Threshold(s) that is/are crossed or reached:vi, vii |
24%- 10% |
||||||||||||||||
8. Notified details: |
|||||||||||||||||
A: Voting rights attached to sharesviii, ix |
|||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
|||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
|||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||||||||
|
|
|
|
|
|
|
|
||||||||||
|
|||||||||||||||||
|
|||||||||||||||||
B: Qualifying Financial Instruments |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||
|
|
|
|
|
|||||||||||||
|
|||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|||||||||||||||||
Resulting situation after the triggering transaction |
|||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
||||||||||||
Mandatorily convertible notes ("MCNs") |
153.276p |
30 June 2009 |
MCNs are convertible at the option of PCP1 up until 23 June 2009 and if not converted on or prior to such date will automatically convert into Barclays PLC Ordinary Shares on 30 June 2009 |
Nil |
Nominal |
Delta |
|||||||||||
Nil |
Not required |
||||||||||||||||
Warrants |
197.775p |
31 October 2013 |
27 November 2008 - 31 October 2013 |
758,437,618
|
Nominal |
Delta |
|||||||||||
9.04% |
Not required |
||||||||||||||||
|
|||||||||||||||||
Total (A+B+C) |
|||||||||||||||||
Number of voting rights |
Percentage of voting rights |
||||||||||||||||
758,437,618 |
9.04% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:xxi | |
Prior to the triggering transaction, the MCNs were legally owned by PCP1. PCP1 was, in turn, wholly owned by Kadin, which was, in turn, wholly owned by IPIC. The triggering transaction is the conversion of the MCNs and subsequent disposal of the resultant ordinary shares in Barclays PLC, which occurred on 5 June 2009. As a result, the aggregate percentage of voting rights in Barclays PLC referenced by IPIC's financial instruments fell on 5 June 2009 from 24.59% to 9.04% (as calculated pursuant to the Disclosure Rules). In addition, the aggregate percentage of voting rights in Barclays PLC referenced by Kadin's financial instruments fell on 5 June 2009 from 24.59% to 9.04% (as calculated pursuant to the Disclosure Rules). The 9.04% voting rights still referenced reflects the continued indirect holding of warrants by IPIC and Kadin that reference ordinary shares in Barclays PLC, as notified in the filing issued on 3 June 2009 (in respect of IPIC, Kadin, PCP1 and PCP Gulf Invest 3 Limited ("PCP3")). The warrants are legally owned by PCP3, which is, in turn, wholly owned by Kadin, which is, in turn, wholly owned by IPIC. The triggering transaction does not affect the ownership of the warrants as regards PCP3, Kadin and IPIC. For the sake of completeness, following the triggering transaction, the aggregate percentage of voting rights in Barclays PLC referenced by PCP3's financial instruments remains 9.04% (as calculated pursuant to the Disclosure Rules), comprising the voting rights referenced by the warrants. Reference should also be made to the regulatory announcement made on 2 June 2009 relating to the sale by IPIC of ordinary shares in Barclays PLC arising on conversion of the MCNs. |
|
Proxy Voting: |
|
10. Name of the proxy holder: |
|
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: |
As required under the Disclosure Rules, this notification has been prepared using the total voting rights figure of 8,391,578,567 as set out in the regulatory announcement made by Barclays PLC dated 29 May 2009. Consequently the quoted percentages of voting rights detailed in this notification have been calculated without including the further shares to be issued when the MCNs and warrants included in this notification are converted and exercised. This results in certain percentage figures being artificially high. |
14. Contact name: |
Fryderyk J. Holc |
15. Contact telephone number: |
+971.(2).417.6690 |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Barclays PLC |
2 Reason for the notification (please tick the appropriate box or boxes): |
|
An acquisition or disposal of voting rights |
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
YES |
An event changing the breakdown of voting rights |
|
Other (please specify): |
|
3. Full name of person(s) subject to the notification obligation: iii |
His Excellency Khadem Abdulla Khadem Butti Al Qubaisi ("HE Khadem Al Qubaisi") KAQ Holdings Limited ("KAQ") |
4. Full name of
shareholder(s) |
KAQ Holdings Limited |
5. Date of the transaction and date on which the threshold is crossed or reached: v |
5 June 2009 |
6. Date on which issuer notified: |
8 June 2009 |
7. Threshold(s) that is/are crossed or reached:vi, vii |
3%- 9% |
8. Notified details: |
||||||||||||||||
A: Voting rights attached to sharesviii, ix |
||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
||||||||||||||
Number of Shares |
Number of Voting Rights |
Numberof shares |
Number of voting rights |
% of voting rights x |
||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||
B: Qualifying Financial Instruments |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||
Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
|||||||||||
Option |
Subject to prior conditions |
No expiration date |
No exercise period |
758,437,618 |
Nominal |
Delta |
||||||||||
9.04% |
Not required |
|||||||||||||||
Total (A+B+C) |
||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||
758,437,618 |
9.04% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively
held, if applicable:xxi | |
The option has been granted to KAQ. KAQ is wholly owned by HE Khadem Al Qubaisi, the managing director of International Petroleum Investment Company. The option is to acquire, at any time, the entire share capital (and not a portion only) of Kadin Holdings Ltd. ("Kadin"). Kadin wholly owns PCP Gulf Invest 3 Limited, which, in turn, owns warrants exercisable into 758,437,618 ordinary shares in Barclays PLC at an exercise price of 197.775p. The expiration date of the warrants is 31 October 2013. |
|
Proxy Voting: |
|
10. Name of the proxy holder: |
|
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: |
The option was granted to KAQ on 1 June 2009, but did not become exercisable until 5 June 2009. As required under the DTRs, this notification has been prepared using the total voting rights figure of 8,391,578,567 as set out in the regulatory announcement made by Barclays PLC dated 29 May 2009. Consequently the quoted percentages of voting rights detailed in this notification have been calculated without including the further shares to be issued when the warrants included in this notification are exercised. This results in certain percentage figures being artificially high. |
14. Contact name: |
Fryderyk J. Holc |
15. Contact telephone number: |
+971.(2).417.6690 |
Exhibit No. 14
Publication of Prospectus
The following prospectus has been approved by the UK Listing Authority and is available for viewing:
Prospectus dated 8 June 2009 for the Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt Issuance Programme
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/7659T_1-2009-6-11.pdf
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus is not addressed. Prior to relying on the information contained in the Prospectus you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Any Notes issued or to be issued pursuant to the Prospectus have not been and will not be registered under the United States Securities Act of 1933, as amended (the "Securities Act"), or any relevant securities laws of any state of the United States and are subject to U.S. tax law requirements. Subject to certain exceptions, such Notes may not be offered, sold or delivered in the United States or to or for the account or benefit of U.S. persons, as such terms are defined in Regulation S under the Securities Act.
Your right to access this service is conditional upon complying with the above requirement.
Exhibit No. 15
Publication of Information Memorandum
The following information memorandum is available for viewing:
Information
Memorandum dated 8 June 2009 for the Barclays PLC and Barclays
Bank PLC £60,000,000,000 Debt Issuance Programme
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/7665T_1-2009-6-11.pdf
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Information Memorandum may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Information Memorandum) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Information Memorandum is not addressed. Prior to relying on the information contained in the Information Memorandum you must ascertain from the Information Memorandum whether or not you are part of the intended addressees of the information contained therein.
Any Notes issued or to be issued pursuant to the Information Memorandum have not been and will not be registered under the United States Securities Act of 1933, as amended (the "Securities Act"), or any relevant securities laws of any state of the United States and are subject to U.S. tax law requirements. Subject to certain exceptions, such Notes may not be offered, sold or delivered in the United States or to or for the account or benefit of U.S. persons, as such terms are defined in Regulation S under the Securities Act.
Your right to access this service is conditional upon complying with the above requirement.
Exhibit No. 16
15 June 2009
Barclays PLC
Director/PDMR shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
Mr S J Fraser, a director of Barclays PLC ("the Company"), notified the Company on 12 June 2009 that on 12 June 2009 he had purchased 25,000 ordinary shares in the Company at a price of 295.008 pence per share.
Following this transaction, Mr Fraser has a total beneficial interest in 25,000 ordinary shares in Barclays PLC.
Exhibit No. 17
As Agent Bank, please be advised of the following rate determined on: 15/06/09 | ||||||||
Issue | ¦ Barclays Bank PLC - Series 174 - GBP 110,000,000 FRN due 15 Dec 2009 | |||||||
ISIN Number | ¦ XS0405614396 | |||||||
ISIN Reference | ¦ 40561439 | |||||||
Issue Nomin GBP | ¦ 110,000,000 | |||||||
Period | ¦ 15/06/09 to 15/09/09 | Payment Date 15/09/09 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 1.22188 | |||||||
Denomination GBP | ¦ 50,000 | ¦ 110,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 153.99 | ¦ 338,778.78 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 18
As Agent Bank, please be advised of the following rate determined on: 16-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 145 GBP 45,000,000 Floating Rate Notes due 2009 |
|||||||
ISIN Number | ¦ XS0188531247 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin GBP | ¦ 45,000,000.00 | |||||||
Period | ¦ 16-Jun-2009 to 16-Sep-2009 | Payment Date 16-Sep-2009 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 1.29188 | |||||||
Denomination GBP | ¦ 10,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 32.56 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 19
Publication of Prospectus
The following base prospectus supplement has been approved by the UK Listing Authority and is available for viewing:
Base Prospectus Supplement dated 15 June 2009 for the Barclays PLC and Barclays Bank PLC £60,000,000,000 Debt Issuance Programme
To view the full document, please paste the following URL into the address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/9868T_1-2009-6-16.pdf
For further information, please contact
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus is not addressed. Prior to relying on the information contained in the Prospectus you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.
Any Notes issued or to be issued pursuant to the Prospectus have not been and will not be registered under the United States Securities Act of 1933, as amended (the "Securities Act"), or any relevant securities laws of any state of the United States and are subject to U.S. tax law requirements. Subject to certain exceptions, such Notes may not be offered, sold or delivered in the United States or to or for the account or benefit of U.S. persons, as such terms are defined in Regulation S under the Securities Act.
Your right to access this service is conditional upon complying with the above requirement.
Exhibit No. 20
BARCLAYS PLC
16 June 2009
RESIGNATION OF NON-EXECUTIVE DIRECTOR
Following confirmation of her appointment as Editor-in-chief, Europe, The Wall Street Journal, Barclays PLC and Barclays Bank PLC today announce that Patience Wheatcroft has resigned as a non-executive Director of both companies with immediate effect.
Ms Wheatcroft stated "It is with regret that I leave the Barclays Board to take up this exceptional opportunity. I wish everyone at Barclays continuing success."
Marcus Agius, Chairman of Barclays, said "Patience has contributed significantly as a non-executive director of Barclays during a testing period. We are sad to lose her, but wish her success in her new role."
-ENDS-
For further information please contact:
Investor Relations |
Media Relations |
|
Stephen Jones |
Sarah MacDonald |
|
+44 (0) 20 7116 5752 |
+44 (0) 20 7116 6217 |
|
|
|
About Barclays
Barclays is a major global financial services provider engaged in retail and commercial banking, credit cards, investment banking, wealth management and investment management services with an extensive international presence in Europe, the United States, Africa and Asia. With over 300 years of history and expertise in banking, Barclays operates in over 50 countries and employs 156,000 people. Barclays moves, lends, invests and protects money for 48 million customers and clients worldwide. For further information about Barclays, please visit our website www.barclays.com .
Exhibit No. 21
16 June 2009
Director/PDMR shareholding: Disclosure Rules 3.1.4R(1)(a)
Mr Robert E Diamond Jr, a director of Barclays PLC ("the Company") notified the Company on 16 June 2009 that, on 12 June 2009, he transferred 400 ordinary shares in the Company as a gift for nil consideration. The revised total shareholding for Mr Diamond following the transaction is 10,327,103 ordinary shares.
Exhibit No. 22
Re: | BARCLAYS BANK PLC. |
GBP 1000000000 | |
MATURING: 16-Jun-2011 | |
ISIN: XS0372547975 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Jun-2009 TO 16-Jul-2009 HAS BEEN FIXED AT 1.117500 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Jul-2009 WILL AMOUNT TO: | |
GBP 45.92 PER GBP 50000 DENOMINATION |
Exhibit No. 23
Re: | BARCLAYS BANK PLC. |
GBP 1000000000 | |
MATURING: 16-Dec-2011 | |
ISIN: XS0372548197 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Jun-2009 TO 16-Jul-2009 HAS BEEN FIXED AT 1.167500 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Jul-2009 WILL AMOUNT TO: | |
GBP 47.98 PER GBP 50000 DENOMINATION |
Exhibit No. 24
Re: | BARCLAYS BANK PLC. |
GBP 2000000000 | |
MATURING: 16-May-2018 | |
ISIN: XS0398795574 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Jun-2009 TO 16-Jul-2009 HAS BEEN FIXED AT 1.217500 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Jul-2009 WILL AMOUNT TO: | |
GBP 50.03 PER GBP 50000 DENOMINATION |
Exhibit No. 25
Re: | BARCLAYS BANK PLC. |
GBP 1600000000 | |
MATURING: 16-Nov-2018 | |
ISIN: XS0398796895 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Jun-2009 TO 16-Jul-2009 HAS BEEN FIXED AT 1.217500 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Jul-2009 WILL AMOUNT TO: | |
GBP 50.03 PER GBP 50000 DENOMINATION |
Exhibit No. 26
Re: | BARCLAYS BANK PLC. |
GBP 1000000000 | |
MATURING: 16-May-2019 | |
ISIN: XS0398797604 | |
PLEASE BE ADVISED THAT THE INTEREST RATE FOR THE PERIOD | |
16-Jun-2009 TO 16-Jul-2009 HAS BEEN FIXED AT 1.217500 PCT | |
DAY BASIS: ACTUAL/365(FIX) | |
INTEREST PAYABLE VALUE 16-Jul-2009 WILL AMOUNT TO: | |
GBP 50.03 PER GBP 50000 DENOMINATION |
Exhibit No. 27
17 June 2009
BARCLAYS PLC
Robert E. Diamond Jr, Jerry del Missier and Rich Ricci speak at New York investor seminar
Robert E. Diamond Jr, President, Barclays PLC, Jerry del
Missier, President, Barclays Capital and Rich Ricci, Chief Operating Officer,
Investment Banking and Investment Management will today speak at the Barclays
Capital Investor Seminar in New York.
The seminar will commence at 08:30 New York time (13:30 BST). To access the
live conference call, please dial +1 800 423 4702 (US/Canada) or +1 702 495 1715 (all other
locations). Access code: 'Barclays Capital Investor Seminar'. A live webcast of the call
will also be available at:
www.barclays.com/investorrelations
. A copy of the presentation is now available on
this website and a transcript of the accompanying remarks will be made
available shortly after the speakers conclude their commentary.
-ENDS-
For further information please contact:
Investor Relations |
Media Relations |
Stephen Jones |
Alistair Smith |
+44 (0) 20 7116 5752 |
+44 (0) 20 7116 6132 |
About Barclays
Barclays is a major global financial services provider engaged in retail and commercial banking, credit cards, investment banking, wealth management and investment management services with an extensive international presence in Europe, the United States, Africa and Asia. With over 300 years of history and expertise in banking, Barclays operates in over 50 countries and employs 156,000 people. Barclays moves, lends, invests and protects money for 48 million customers and clients worldwide. For further information about Barclays, please visit our website www.barclays.com .
Exhibit No. 28
As Agent Bank, please be advised of the following rate determined on: 17-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 132 EUR 40,000,000 Floating Rate Subordinated Notes due 2018 |
|||||||
ISIN Number | ¦ XS0170401623 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 40,000,000.00 | |||||||
Period | ¦ 19-Jun-2009 to 21-Dec-2009 | Payment Date 21-Dec-2009 | ||||||
Number of Days | ¦ 185 | |||||||
Rate | ¦ 1.89700 | |||||||
Denomination EUR | ¦ 100,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 974.85 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 29
As Agent Bank, please be advised of the following rate determined on: 17/06/09 | ||||||||
Issue | ¦ Barclays Bank Plc Series 175 - USD 2,000,000,000 FRN due 19 December 2011 | |||||||
ISIN Number | ¦ XS0406399427 | |||||||
ISIN Reference | ¦ 40639942 | |||||||
Issue Nomin USD | ¦ 2,000,000,000 | |||||||
Period | ¦ 19/06/09 to 20/07/09 | Payment Date 20/07/09 | ||||||
Number of Days | ¦ 31 | |||||||
Rate | ¦ 1.26313 | |||||||
Denomination USD | ¦ 100,000 | ¦ 2,000,000,000 | ¦ | |||||
Amount Payable per Denomination | ¦ 108.77 | ¦ 2,175,390.56 | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 30
As Agent Bank, please be advised of the following rate determined on: 18-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series no 86 EUR 100,000,000 Subordinated Floating Rate Notes due March, 2021 |
|||||||
ISIN Number | ¦ XS0126504421 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 100,000,000.00 | |||||||
Period | ¦ 22-Jun-2009 to 22-Sep-2009 | Payment Date 22-Sep-2009 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 1.70500 | |||||||
Denomination EUR | ¦ 10,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 43.57 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 31
As Agent Bank, please be advised of the following rate determined on: 19-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 143 EUR 50,000,000 Floating Rate Notes due 2023 |
|||||||
ISIN Number | ¦ XS0183122398 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 50,000,000.00 | |||||||
Period | ¦ 23-Jun-2009 to 23-Sep-2009 | Payment Date 23-Sep-2009 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 1.57400 | |||||||
Denomination EUR | ¦ 10,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 40.22 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 32
As Agent Bank, please be advised of the following rate determined on: 19-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 159 USD 1,500,000,000 Floating Rate Subordinated Step-Up Callable Notes due 2017 |
|||||||
ISIN Number | ¦ XS0292937165 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin USD | ¦ 1,500,000,000.00 | |||||||
Period | ¦ 23-Jun-2009 to 23-Sep-2009 | Payment Date 23-Sep-2009 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 0.78688 | |||||||
Denomination USD | ¦ 100,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 201.09 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 33
As Agent Bank, please be advised of the following rate determined on: 23-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 146 GBP 65,000,000 Floating Rate Notes due 2009 |
|||||||
ISIN Number | ¦ XS0194177944 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin GBP | ¦ 65,000,000.00 | |||||||
Period | ¦ 23-Jun-2009 to 23-Sep-2009 | Payment Date 23-Sep-2009 | ||||||
Number of Days | ¦ 92 | |||||||
Rate | ¦ 1.23125 | |||||||
Denomination GBP | ¦ 10,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 31.03 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 34
Please be advised the following issue has been repurchased for USD 3,810,000 on 26 June 09 and then will be redeemed at par due to a EARLY REDEMPTION on 29 June 09
The outstanding balance will therefore be Zero
Please amend your records accordingly.
Exhibit No. 35
As Agent Bank, please be advised of the following rate determined on: 25-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 78 EUR 100,000,000 Subordinated Floating Rate Notes due 2040 |
|||||||
ISIN Number | ¦ XS0122679243 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 100,000,000.00 | |||||||
Period | ¦ 29-Jun-2009 to 28-Sep-2009 | Payment Date 28-Sep-2009 | ||||||
Number of Days | ¦ 91 | |||||||
Rate | ¦ 1.53500 | |||||||
Denomination EUR | ¦ 1,000,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 3,880.14 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 36
As Agent Bank, please be advised of the following rate determined on: 25-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PlLC
Series 134 EUR 100,000,000 Fixed/Floating Rate Notes due June, 2018 |
|||||||
ISIN Number | ¦ XS0171418568 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin EUR | ¦ 100,000,000.00 | |||||||
Period | ¦ 27-Jun-2009 to 27-Jun-2010 | Payment Date 27-Jun-2010 | ||||||
Number of Days | ¦ 360 | |||||||
Rate | ¦ 2.42100 | |||||||
Denomination EUR | ¦ 100,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 2,421.00 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 37
As Agent Bank, please be advised of the following rate determined on: 25-Jun-2009 | ||||||||
Issue |
¦ Barclays Bank PLC
Series 158 USD 50,000,000 Floating Rate Subordinated Step-Up Callable Notes due 2016 144a ISIN US06738CKJ70 |
|||||||
ISIN Number | ¦ XS0259172277 | |||||||
ISIN Reference | ¦ | |||||||
Issue Nomin USD | ¦ 750,000,000.00 | |||||||
Period | ¦ 29-Jun-2009 to 28-Sep-2009 | Payment Date 28-Sep-2009 | ||||||
Number of Days | ¦ 91 | |||||||
Rate | ¦ 0.80125 | |||||||
Denomination USD | ¦ 100,000.00 | ¦ | ¦ | |||||
Amount Payable per Denomination | ¦ 202.54 | ¦ | ¦ | |||||
Bank of New York | ||||||||
Rate Fix Desk | Telephone | ¦ 44 1202 689580 | ||||||
Corporate Trust Services | Facsimile | ¦ 44 1202 689601 |
Exhibit No. 38
30 June 2009
Barclays PLC - Voting Rights and Capital
In conformity with the Disclosure and
Transparency Rules, Barclays PLC's issued share capital consists of 9,715,420,963 ordinary
shares with voting rights as at 29 June 2009. There are no ordinary shares held in
Treasury.
The above figure (9,715,420,963) may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FSA's Disclosure and Transparency Rules.
Exhibit No. 39
30 June 2009
Director/PDMR Shareholding: Disclosure and Transparency Rules 3.1.4R(1)(a)
The independent trustee of the ESAS Trust notified Barclays PLC ("the Company") on 30 June 2009 that on 30 June 2009 it had resolved to release the following award under the Barclays PLC Joiners Share Award Plan ("the JSAP") to Frederik (Frits) Seegers, a director of Barclays PLC.
Director/PDMR |
Shares released to Director/PDMR |
Shares sold on behalf of Director/ PDMR to satisfy withholding liabilities |
Price per share (pence) |
Shares retained by Director/PDMR |
Frits Seegers |
138,338 |
56,804 |
286.40 |
81,534 |
The revised total shareholding following this transaction is as follows:
Director |
Beneficial Holding |
Non-Beneficial Holding |
Frits Seegers |
980,029* |
- |
* Pursuant to Disclosure and Transparency Rule 3.1.2R, the Company has been notified by Frits Seegers that he has granted a third party bank security over 977,898 ordinary shares of 25 pence each in the Company held by him (representing approximately 0.01% of the current issued share capital of the Company). Mr Seegers retains beneficial ownership of all such ordinary shares.