SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant x Filed by a Party other than the Registrant ¨
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| ¨ | Preliminary Proxy Statement | |||
| ¨ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) | |||
| ¨ | Definitive Proxy Statement | |||
| x | Definitive Additional Materials | |||
| ¨ | Soliciting Material Pursuant to § 240.14a-12 | |||
| First Capital, Inc. | ||||
| (Name of Registrant as Specified In Its Charter) | ||||
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FIRST CAPITAL, INC.
220 Federal Drive, N.W.
Corydon, Indiana 47112
(812) 738-2198
IMPORTANT NOTICE REGARDING THE AVAILABILITY OF PROXY MATERIALS FOR THE SHAREHOLDER MEETING TO BE HELD ON MAY 23, 2012
As part of our efforts to cut unnecessary expenses and conserve the environment, we have elected to provide Internet access to the proxy statement for our 2012 annual meeting of shareholders and to our 2011 annual report to shareholders, rather than mailing paper copies of these materials. This reduces postage and printing expenses and paper waste. The proxy statement and annual report are available at:
http://www.cfpproxy.com/4684
The annual meeting of shareholders will be held at First Harrison Bank’s main office, 220 Federal Drive, N.W., Corydon, Indiana, on Wednesday, May 23, 2012, at 12:00 noon, local time. The matters to be acted on are:
| 1. | The election of four directors to serve for a term of three years; |
| 2. | The ratification of the selection of Monroe Shine & Co., Inc. as our independent registered public accounting firm for the fiscal year ending December 31, 2012; and |
| 3. | The transaction of such other business as may properly come before the meeting and any adjournment or postponement of the meeting. |
The Board of Directors of First Capital, Inc. recommends voting “FOR” the above proposals. To vote, you must have been a shareholder at the close of business on March 28, 2012.
We have enclosed a proxy card that will reflect the proposals to be voted on at the annual meeting. You may vote on-line, by phone, by mail or in person. If you wish to vote on-line or by phone, you will need your Shareholder Control Number which can be found in the bottom right hand corner of this notice and the web address and/or toll-free phone number, both of which are included on the enclosed proxy card. No other personal information will be required in order to vote online or by telephone. If you wish to vote by mail, simply cast your vote on the enclosed proxy card and sign, date and return it in the accompanying business reply envelope. If you wish to vote in person at the annual meeting, simply check the box on the proxy card indicating that you plan to attend the meeting. We ask that you cast your vote promptly. Thank you for your continued support!
This communication presents only an overview of the complete proxy materials that are available to you on the Internet. We encourage you to access and review all of the important information contained in the proxy materials before voting.
If you want to receive a paper copy of the proxy materials, you can request one at any time. There is no charge to you for requesting a copy. Please make your request by May 9, 2012 to ensure delivery before the shareholder meeting.
To request a paper copy of the proxy materials, you will need your Shareholder Control Number that can be found in the lower right hand corner of this notice. Then, either:
| • | Call our toll-free number, (800) 951-2405; or |
| • | Visit our website at http://www.cfpproxy.com/4684; or |
| • | Send us an email at fulfillment@rtco.com and enter the Shareholder Control Number when prompted or, if you send us an email, enter it in the subject line. |
Shareholder Control Number:
REVOCABLE PROXy
FIRST CAPITAL, INC.
ANNUAL MEETING OF SHAREHOLDERS May 23, 2012 12:00 Noon, Local Time
IMPORTANT NOTICE REGARDING THE AVAILABILITy OF PROXy MATERIALS FOR THE SHAREHOLDER MEETING TO BE HELD ON MAy 23, 2012
The Proxy Statement for the Annual Meeting of Shareholders is available at http://cfpproxy.com/4684. Also available on this website is the Company’s Annual Report on Form 10-K, as filed with the Securities and Exchange Commission, including the Company’s audited consolidated financial statements.
THIS PROXy IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS
The undersigned hereby appoints William W. Harrod and Gerald L. Uhl, each with full power of substitution, to act as proxy for the undersigned, and to vote all shares of common stock of First Capital, Inc. (“First Capital”) owned of record by the undersigned at the Annual Meeting of Shareholders, to be held on May 23, 2012, at 12:00 noon, local time, at 220 Federal Drive, N.W., Corydon, Indiana, and at any and all adjournments and postponements of the meeting, as designated below with respect to the matters set forth below and described in the Proxy Statement for the Annual Meeting of Shareholders and, in their discretion, for the election of a person to the Board of Directors if any nominee named below becomes unable to serve or for good cause will not serve and with respect to any other business that may properly come before the meeting. Any prior proxies or voting instructions are hereby revoked.
PLEASE COMPLETE, DATE, SIGN, AND MAIL THIS PROXy CARD PROMPTLy IN THE ENCLOSED POSTAGE-PAID ENVELOPE OR PROVIDE yOUR VOTING INSTRUCTIONS VIA
THE INTERNET OR By TELEPHONE.
(Continued, and to be marked, dated and signed, on the other side)
FOLD AND DETACH HERE
FIRST CAPITAL, INC. — ANNUAL MEETING, MAy 23, 2012
yOUR VOTE IS IMPORTANT!
Annual Meeting Materials are available on-line at:
http://www.cfpproxy.com/4684
you can vote in one of three ways:
1. Call toll free 1-866-838-1054 on a Touch-Tone Phone. There is NO CHARGE to you for this call.
or
2. Via the Internet at http://www.rtcoproxy.com/fcap and follow the instructions.
or
3. Mark, sign and date your proxy card and return it promptly in the enclosed envelope.
PLEASE SEE REVERSE SIDE FOR VOTING INSTRUCTIONS
4684
PLEASE MARK VOtES AS IN tHIS EXAMPLE
REVOCABLE PROXY FIRSt CAPItAL, INC.
Annual Meeting of Shareholders May 23, 2012
For
Withhold
For All Except
1. The election as directors of all nominees listed
(except as marked to the contrary below).
Nominees:
(01) Kathryn W. Ernstberger (02) William I. Orwick, Sr.,
(03) Kenneth R. Saulman (04) Carolyn E. Wallace
INStRuCtION: to withhold authority to vote for any nominee(s), mark “For All Except” and write that nominee(s’) name(s) or number(s) in the space provided below.
Please be sure to date and sign this proxy card in the box below.
Date
Sign above
Co-holder (if any) sign above
For Against Abstain
2. The ratification of the appointment of Monroe Shine & Co., Inc. as the independent registered public accounting firm for First Capital for the fiscal year ending December 31, 2012.
THE BOARD OF DIRECTORS RECOMMENDS A VOTE “FOR” EACH OF THE LISTED NOMINEES AND PROPOSALS.
If properly signed and dated, this revocable proxy will be voted as directed, but if no instructions are specified, this proxy will be voted “FOR” each of the nominees and proposals listed only if properly signed and dated. If any other business is presented at the Annual Meeting, including whether or not to adjourn the Annual Meeting, this proxy will be voted by the proxies in their best judgment. At the present time, the Board of Directors knows of no other business to be presented at the Annual Meeting. This proxy also confers discretionary authority on the Board of Directors to vote (1) with respect to the election of any person as Director, where the nominees are unable to serve or for good cause will not serve and (2) matters incident to the conduct of the meeting.
The above signed acknowledges receipt from First Capital, before the execution of this proxy, of a Notice of Internet Availability of Proxy Materials and that the above signed has reviewed First Capital’s Proxy Statement for the Annual Meeting of Shareholders and Annual Report on Form 10-K.
Please sign exactly as your name appears on this card. When signing as attorney, executor, administrator, trustee or guardian, please give your full title. If shares are held jointly, each holder may sign but only one signature is required.
IF yOU WISH TO PROVIDE yOUR INSTRUCTIONS TO VOTE By TELEPHONE OR INTERNET, PLEASE READ THE INSTRUCTIONS BELOW
FOLD AND DETACH HERE IF yOU ARE VOTING By MAIL
PROXy VOTING INSTRUCTIONS
Stockholders of record have three ways to vote:
1. By Mail; or
2. By Telephone (using a Touch-Tone Phone); or
3. By Internet.
A telephone or Internet vote authorizes the named proxies to vote your shares in the same manner as if you marked, signed, dated and returned the above proxy card. Please note telephone and Internet votes must be cast before 3:00 a.m. EDT, May 23, 2012. It is not necessary to return the above proxy card if you vote by telephone or Internet.
Vote by telephone
Call Toll-Free on a Touch-Tone Phone anytime prior to 3:00 a.m. EDT, May 23, 2012:
1-866-838-1054
Vote by Internet
anytime prior to
3:00 a.m. EDT, May 23, 2012:
http://www.rtcoproxy.com/fcap
Please note that the last valid vote received, whether by telephone, Internet or by mail, will be the vote counted.
ON-LINE ANNuAL MEEtING MAtERIALS:
http://www.cfpproxy.com/4684
IF yoUR ADDRESS HAS CHANGED, PLEASE CoRRECT THE ADDRESS IN THE SPACE PRoVIDED BELoW AND RETURN THIS PoRTIoN WITH THE PRoxy CARD IN THE ENVELoPE PRoVIDED.
Your vote is important!