CUSIP No. 208242107 |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 13)
Conns Inc.
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
208242107
(CUSIP Number)
David A. Knight
Stephens Investments Holdings LLC
111 Center Street
Little Rock, AR 72201
(501) 377-2573
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
October 31, 2013
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
CUSIP No. 208242107 |
SCHEDULE 13D
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Conns Voting Trust, Steven Patterson, Trustee | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
Not applicable | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
0 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
0 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.0 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Stephens Inc. | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) x
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
82,430 | ||||
8 | Shared Voting Power
54,014 | |||||
9 | Sole Dispositive Power
82,430 | |||||
10 | Shared Dispositive Power
54,014 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
136,444 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.4 | |||||
14 | Type of Reporting Person (See Instructions)
BD, CO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Warren A. Stephens Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC, AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
1,878,222 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
1,878,222 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,878,222 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
5.2 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Warren A. Stephens Grantor Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC, AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
100,350 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
100,350 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
100,350 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.3 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Harriet C. Stephens Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
652,617 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
652,617 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
652,617 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
1.8 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Warren & Harriet Stephens Childrens Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC, AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
841,038 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
841,038 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
841,038 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
2.3 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Warren Miles Amerine Stephens 95 Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC, AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
56,633 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
56,633 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
56,633 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Warren Miles Amerine Stephens Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
6,352 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
6,352 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,352 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.0 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
John Calhoun Stephens 95 Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC, AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
56,633 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
56,633 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
56,633 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
John Calhoun Stephens Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
6,352 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
6,352 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,352 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.0 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Laura Whitaker Stephens 95 Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC, AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
56,633 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
56,633 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
56,633 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.2 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Laura Whitaker Stephens Trust | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
WC | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
6,352 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
6,352 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,352 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.0 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Curtis F. Bradbury, Jr. | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
OO | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
375,472 | ||||
8 | Shared Voting Power
841,038 | |||||
9 | Sole Dispositive Power
375,472 | |||||
10 | Shared Dispositive Power
841,038 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,216,510 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
3.4 | |||||
14 | Type of Reporting Person (See Instructions)
IN |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Douglas H. Martin | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
PF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
131,294 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
131,294 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
131,294 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.4 | |||||
14 | Type of Reporting Person (See Instructions)
IN |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Stephens Investments Holdings LLC | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
323,673 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
323,673 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
323,673 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.9 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
WAS Conns Annuity Trust One | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
AF | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
206,116 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
206,116 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
206,116 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
0.6 | |||||
14 | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 208242107 |
1 | Name of Reporting Persons I.R.S. Identification No. of Above Persons (entities only)
Caroline Stephens | |||||
2 | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3 | SEC Use Only
| |||||
4 | Source of Funds (See Instructions)
Not applicable | |||||
5 | Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ¨
| |||||
6 | Citizenship or Place of Organization
Arkansas | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | Sole Voting Power
472,594 | ||||
8 | Shared Voting Power
0 | |||||
9 | Sole Dispositive Power
472,594 | |||||
10 | Shared Dispositive Power
0 | |||||
11 |
Aggregate Amount Beneficially Owned by Each Reporting Person
472,594 | |||||
12 | Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ¨
| |||||
13 | Percent of Class Represented by Amount in Row (11)
1.3 | |||||
14 | Type of Reporting Person (See Instructions)
IN |
CUSIP No. 208242107 |
Introductory Statement
This Amendment No. 13 to Schedule 13D relates to the Common Stock, par value $.01 per share (the Common Stock), of Conns Inc., a Delaware corporation (the Issuer). This Amendment No. 13 amends and supplements (i) the statement originally filed on December 18, 2003 with the Securities and Exchange Commission (the Commission) by the reporting persons, (ii) Amendment No. 1 to the statement filed on June 2, 2004 with the Commission by the reporting persons, (iii) Amendment No. 2 to the statement filed on September 17, 2007 with the Commission by the reporting persons, (iv) Amendment No. 3 to the statement filed on February 1, 2008 with the Commission by the reporting persons, (v) Amendment No. 4 to the statement filed on October 8, 2008 with the Commission by the reporting persons, (vi) Amendment No. 5 to the statement filed on November 18, 2009 with the Commission by the reporting persons, (vii) Amendment No. 6 to the statement filed on October 22, 2010 with the Commission by the reporting persons, (viii) Amendment No. 7 to the statement filed on November 9, 2010 with the Commission by the reporting persons, (ix) Amendment No. 8 to the statement filed on December 15, 2010 with the Commission by the reporting persons, (x) Amendment No. 9 to the statement filed on January 13, 2012 with the Commission by the reporting persons, and (xi) Amendment No. 10 to the statement filed on April 23, 2012 with the Commission by the reporting persons, (xii) Amendment No. 11 to the statement filed on December 12, 2012 with the Commission by the reporting persons, and (xiii) Amendment No. 12 to the statement filed on January 10, 2013 with the Commission by the reporting persons (collectively, the Prior Filings and collectively with this Amendment No. 13, this Statement). Unless otherwise defined herein, capitalized terms used herein shall have the meanings ascribed thereto in the Prior Filings. Except as set forth below, there are no changes to the Prior Filings.
This Amendment No. 13 is filed to report the expiration of the Conns Voting Trust on October 31, 2013 and the return of the shares held by the Voting Trust to the grantors of the trust.
ITEM 4. | Purpose of Transaction. |
Item 4 of the Statement is hereby supplemented by adding the following:
On October 31, 2013, the Conns Voting Trust expired and terminated in accordance with the terms of the Conns Voting Trust Agreement dated November 18, 2003. Upon the termination of the Voting Trust, voting control of the 4,894,266 shares of Common Stock held by the Voting Trust prior to its expiration was returned to the grantors of the trust, as set forth below:
Stephens Inc. |
82,430 | |||
Warren A. Stephens Trust |
1,877,623 | |||
Warren A. Stephens Grantor Trust |
100,350 | |||
Harriet C. Stephens Trust |
652,617 | |||
Warren & Harriet Stephens Childrens Trust |
841,038 | |||
Warren M.A. Stephens 95 Trust |
56,633 | |||
Warren Miles Amerine Stephens Trust |
6,352 | |||
John Calhoun Stephens 95 Trust |
56,633 | |||
John Calhoun Stephens Trust |
6,352 | |||
Laura Whitaker Stephens 95 Trust |
56,633 | |||
Laura Whitaker Stephens Trust |
6,352 | |||
Caroline Stephens |
472,594 | |||
Curt Bradbury |
205,573 | |||
Doug Martin |
90,494 | |||
Stephens Investments Holdings LLC |
171,176 | |||
WAS Conns Annuity Trust One |
206,116 | |||
Melanie Masino Custodian For Kye Masino |
3,100 | |||
Doug Martin Custodian for Brett Austin Martin |
700 | |||
Doug Martin Custodian for James Garth Martin |
700 | |||
Doug Martin Custodian for Haven Celeste Martin |
800 |
CUSIP No. 208242107 |
ITEM 5. | Interest in Securities of the Issuer. |
Items 5(a) and 5(b) of the Statement are amended and restated to read in their entirety as follows:
(a, b) The following table discloses the beneficial ownership of the Common Stock by the reporting persons. Because of interrelationships among the various reporting persons, certain shares of the Common Stock may be reported as being beneficially owned by more than one person.
Name |
Number of Shares Beneficially Owned |
Percent of Outstanding Shares(1) |
Voting Power | Dispositive Power | ||||||||||||||||||||
Sole | Shared | Sole | Shared | |||||||||||||||||||||
Conns Voting Trust |
0 | 0.0 | 0 | 0 | 0 | 0 | ||||||||||||||||||
Stephens Inc.(2) |
136,444 | 0.4 | 82,430 | 54,014 | 82,430 | 54,014 | ||||||||||||||||||
Warren A. Stephens Trust |
1,878,222 | 5.2 | 1,878,222 | 0 | 1,878,222 | 0 | ||||||||||||||||||
Warren A. Stephens Grantor Trust |
100,350 | 0.3 | 100,350 | 0 | 100,350 | 0 | ||||||||||||||||||
Harriet C. Stephens Trust |
652,617 | 1.8 | 652,617 | 0 | 652,617 | 0 | ||||||||||||||||||
Warren & Harriet Stephens Childrens Trust |
841,038 | 2.3 | 841,038 | 0 | 841,038 | 0 | ||||||||||||||||||
Warren Miles Amerine Stephens 95 Trust |
56,633 | 0.2 | 56,633 | 0 | 56,633 | 0 | ||||||||||||||||||
Warren Miles Amerine Stephens Trust |
6,352 | 0.0 | 6,352 | 0 | 6,352 | 0 | ||||||||||||||||||
John Calhoun Stephens 95 Trust |
56,633 | 0.2 | 56,633 | 0 | 56,633 | 0 | ||||||||||||||||||
John Calhoun Stephens Trust |
6,352 | 0.0 | 6,352 | 0 | 6,352 | 0 | ||||||||||||||||||
Laura Whitaker Stephens 95 Trust |
56,633 | 0.2 | 56,633 | 0 | 56,633 | 0 | ||||||||||||||||||
Laura Whitaker Stephens Trust |
6,352 | 0.0 | 6,352 | 0 | 6,352 | 0 | ||||||||||||||||||
Curtis F. Bradbury, Jr.(3) |
1,216,510 | 3.4 | 375,472 | 841,038 | 375,472 | 841,038 | ||||||||||||||||||
Caroline Stephens |
472,594 | 1.3 | 472,594 | 0 | 472,594 | 0 | ||||||||||||||||||
Douglas H. Martin(4) |
131,294 | 0.4 | 131,294 | 0 | 131,294 | 0 | ||||||||||||||||||
Warren A. Stephens(5) |
2,563,511 | 7.1 | 2,303,381 | 260,130 | 2,303,381 | 260,130 | ||||||||||||||||||
Harriet C. Stephens(6) |
959,083 | 2.7 | 752,967 | 206,116 | 752,967 | 206,116 | ||||||||||||||||||
Stephens Investments Holdings LLC |
323,673 | 0.9 | 323,673 | 0 | 323,673 | 0 | ||||||||||||||||||
WAS Conns Annuity Trust One |
206,116 | 0.6 | 206,116 | 0 | 206,116 | 0 | ||||||||||||||||||
Steve Patterson, Voting Trustee |
0 | 0.0 | 0 | 0 | 0 | 0 |
(1) Based on 35,994,852 shares of the Common Stock reported by the Issuer as outstanding as of November 29, 2013, as set forth in the Form 10Q filed by the Company on December 6, 2013.
CUSIP No. 208242107 |
(2) Includes 82,430 shares owned directly, as to which Stephens Inc. has sole voting power and sole dispositive power, and 54,014 shares held in discretionary trading accounts on behalf of Stephens Inc. clients as to which the firm may be deemed to have shared voting power and shared dispositive power.
(3) Includes 205,573 shares owned directly as to which Mr. Bradbury has sole voting power and sole dispositive power. Also includes 56,633 shares beneficially owned by each of John Calhoun Stephens 95 Trust, Laura Whitaker Stephens 95 Trust and Warren Miles Amerine Stephens 95 Trust, as to which Mr. Bradbury, as sole trustee of the trusts, has sole voting power and sole dispositive power. Also includes 841,038 shares beneficially owned by Warren and Harriet Stephens Childrens Trust as to which Mr. Bradbury, as co-trustee, has shared voting power and shared dispositive power.
(4) Includes 90,494 shares owned directly as to which Mr. Martin has sole voting power and sole dispositive power. Also includes 800 shares owned by Douglas Martin Custodian for Haven Celeste Martin as to which Mr. Martin has sole voting power and sole dispositive power. Also includes 40,000 shares which Mr. Martin has the right to receive upon the exercise of options, and as to which Mr. Martin would have sole voting power and sole dispositive power.
(5) Includes 82,430 shares owned by Stephens Inc. as to which Mr. Stephens, as President of Stephens Inc., may be deemed to have sole voting power and sole dispositive power. Also includes 54,014 shares held in discretionary trading accounts on behalf of clients of Stephens Inc. as to which Mr. Stephens, as President of Stephens Inc., may be deemed to have shared voting power and shared dispositive power. Also includes 1,878,222 shares beneficially owned by Warren A. Stephens Trust as to which Mr. Stephens, as Trustee, has sole voting power and sole dispositive power. Also includes 6,352 shares owned by each of Warren Miles Amerine Stephens Trust, John Calhoun Stephens Trust, and Laura Whitaker Stephens Trust, as to which Mr. Stephens, as sole Trustee of the trusts, has sole voting power and sole dispositive power. Also includes 323,673 shares owned by Stephens Investments Holdings LLC as to which Mr. Stephens, as Manager of the LLC, may be deemed to have sole voting power and sole dispositive power. Also includes 206,116 shares beneficially owned by WAS Conns Annuity Trust One, Harriet C. Stephens, Trustee, as to which Mr. Stephens may be deemed to have shared voting power and shared dispositive power.
(6) Includes 652,617 shares beneficially owned by Harriet C. Stephens Trust and 100,350 shares beneficially owned by Warren A. Stephens Grantor Trust as to which Ms. Stephens, as sole trustee of both trusts, has sole voting power and sole dispositive power. Also includes 206,116 shares beneficially owned by WAS Conns Annuity Trust One, Harriet C. Stephens, trustee, as to which Ms. Stephens may be deemed to have shared voting power and shared dispositive power.
Item 5(c) of the Statement is supplemented by adding the following: During the past sixty days, the persons identified in Items 5(a) and (b) above have not effected any transactions in the Common Stock except as described in Item 4 herein.
Item 5(e) of the Statement is hereby supplemented by adding the following:
Conns Voting Trust and Caroline Stephens ceased to be the beneficial owners of more than five percent of the Common Stock on October 31, 2013.
ITEM 7. | MATERIAL TO BE FILED AS EXHIBITS. |
Exhibit 1 | Agreement to File Joint Schedule 13D |
CUSIP No. 208242107 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
December 10, 2013 |
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Date |
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/s/ David A. Knight | ||
David A. Knight, as attorney in fact for Conns Voting Trust, Stephens Inc., Warren A. Stephens Trust, Warren A. Stephens Grantor Trust, Harriet C. Stephens Trust, Warren & Harriet Stephens Childrens Trust, Warren Miles Amerine Stephens 95 Trust, Warren Miles Amerine Stephens Trust, John Calhoun Stephens 95 Trust, John Calhoun Stephens Trust, Laura Whitaker Stephens 95 Trust, Laura Whitaker Stephens Trust, Caroline Stephens, Curtis F. Bradbury, Jr., Douglas H. Martin, Stephens Investments Holdings LLC, WAS Conns Annuity Trust One, and Caroline Stephens |