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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 10.75 (4) | 05/22/2007 | M | 11,931 (4) | (5) | 11/17/2007 | Common Stock | 11,931 (4) | $ 0 (6) | 0 (4) | D | ||||
| Nonqualified Stock Option (Right to Buy) | $ 10.6667 (7) | 05/22/2007 | M | 4,485 (7) | (5) | 01/14/2008 | Common Stock | 4,485 (7) | $ 0 (6) | 0 (7) | D | ||||
| Nonqualified Stock Option (Right to Buy) | $ 7.3333 (8) | (5) | 11/16/2008 | Common Stock | 13,500 (8) | 13,500 (8) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 8.25 (9) | (5) | 11/15/2009 | Common Stock | 15,000 (9) | 15,000 (9) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 13.9377 (10) | (5) | 11/21/2010 | Common Stock | 29,250 (10) | 29,250 (10) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 16.3333 (11) | (5) | 10/01/2011 | Common Stock | 52,500 (11) | 52,500 (11) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 15.9067 (12) | (5) | 10/07/2012 | Common Stock | 60,000 (12) | 60,000 (12) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 15.4733 (13) | (14) | 11/21/2013 | Common Stock | 72,000 (13) | 72,000 (13) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 23.8167 (15) | (16) | 11/24/2014 | Common Stock | 60,000 (15) | 60,000 (15) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 27 (17) | (18) | 11/23/2015 | Common Stock | 60,000 (17) | 60,000 (17) | D | ||||||||
| Nonqualified Stock Option (Right to Buy) | $ 36.98 | (19) | 11/15/2016 | Common Stock | 87,000 | 87,000 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| GENDRON THOMAS A 1000 E. DRAKE ROAD FORT COLLINS, CO 80525 |
X | President and CEO | ||
| Kathleen A Waelti by Power of Attorney | 05/30/2007 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares received incident to the exercise of a security issued in accordance with Rule 16b-3. |
| (2) | Shares delivered in payment of exercise price incident to the exercise of a security issued in accordance with Rule 16b-3. |
| (3) | Shares withheld to cover the tax liability incident to the exercise of a security issued in accordance with Rule 16b-3. |
| (4) | This option was previously reported as covering 7,954 shares at an exercise price of $32.25 per share but has been adjusted to reflect (i) a division of stock options pursuant to court order in a divorce settlement (50% of said options were transferred to the Reporting Person's former spouse), and (ii) the three-for-one stock split that occurred on February 1, 2006. |
| (5) | Options are fully vested. |
| (6) | Transaction is the exercise of a derivative security; exercise price reported in column 2. |
| (7) | This option was previously reported as covering 2,990 shares at an exercise price of $32.00 per share but has been adjusted to reflect (i) a division of stock options pursuant to court order in a divorce settlement (50% of said options were transferred to the Reporting Person's former spouse), and (ii) the three-for-one stock split that occurred on February 1, 2006. |
| (8) | This option was previously reported as covering 9,000 shares at an exercise price of $22.00 per share but has been adjusted to reflect (i) a division of stock options pursuant to court order in a divorce settlement (50% of said options were transferred to the Reporting Person's former spouse), and (ii) the three-for-one stock split that occurred on February 1, 2006. |
| (9) | This option was previously reported as covering 8,000 shares at an exercise price of $24.75 per share but has been adjusted to reflect (i) a division of stock options pursuant to court order in a divorce settlement (37.5% of said options were transferred to the Reporting Person's former spouse), and (ii) the three-for-one stock split that occurred on February 1, 2006. |
| (10) | This option was previously reported as covering 13,000 shares at an exercise price of $41.813 per share but has been adjusted to reflect (i) a division of stock options pursuant to court order in a divorce settlement (25% of said options were transferred to the Reporting Person's former spouse), and (ii) the three-for-one stock split that occurred on February 1, 2006. |
| (11) | This option was previously reported as covering 20,000 shares at an exercise price of $49.00 per share but has been adjusted to reflect (i) a division of stock options pursuant to court order in a divorce settlement (12.5% of said options were transferred to the Reporting Person's former spouse), and (ii) the three-for-one stock split that occurred on February 1, 2006. |
| (12) | This option was previously reported as covering 20,000 shares at an exercise price of $47.72 per share but has been adjusted to reflect the three-for-one stock split that occurred on February 1, 2006. |
| (13) | This option was previously reported as covering 24,000 shares at an exercise price of $46.42 per share but has been adjusted to reflect the three-for-one stock split that occurred on February 1, 2006. |
| (14) | Options become excersisable at the rate of 25% per year beginning 11/21/2004. |
| (15) | This option was previously reported as covering 20,000 shares at an exercise price of $71.45 per share but has been adjusted to reflect the three-for-one stock split that occurred on February 1, 2006. |
| (16) | Options become excersisable at the rate of 25% per year beginning 11/24/2005. |
| (17) | This option was previously reported as covering 20,000 shares at an exercise price of $81.00 per share but has been adjusted to reflect the three-for-one stock split that occurred on February 1, 2006. |
| (18) | Options become excersisable at the rate of 25% per year beginning 11/23/2006. |
| (19) | Options become excersisable at the rate of 25% per year beginning 11/15/2007. |