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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (7) | 04/17/2019 | M | 2,153 | (8) | (9) | Common Stock | 2,153 | $ 0 | 0 | D | ||||
Restricted Stock Units | (10) | 04/17/2019 | M | 2,777 | (11) | (9) | Common Stock | 2,777 | $ 0 | 0 | D | ||||
Restricted Stock Units | (10) | 04/17/2019 | M | 4,048 | (12) | (9) | Common Stock | 4,048 | $ 0 | 0 | D | ||||
Restricted Stock Units | (10) | 04/17/2019 | M | 6,009 | (13) | (9) | Common Stock | 6,009 | $ 0 | 0 | D | ||||
Restricted Stock Units | (10) | 04/17/2019 | M | 9,563 | (14) | (9) | Common Stock | 9,563 | $ 0 | 0 | D | ||||
Restricted Stock Units | (10) | 04/17/2019 | M | 9,563 | (15) | (9) | Common Stock | 9,563 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Weaver Paul E 132 LONE TREE FARM ROAD NEW CANAAN, CT 06840 |
X |
/s/ Denise L. Jackson, as Attorney-In-Fact on behalf of Paul E. Weaver | 04/19/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Stock acquired on the vesting of Restricted Stock Units ("RSUs"). |
(2) | The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on July 17, 2006. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors. |
(3) | The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 18, 2007. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors. |
(4) | The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 8, 2008. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors. |
(5) | The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 9, 2009. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors. |
(6) | The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 13, 2010. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors. |
(7) | The RSUs were granted pursuant to the AMN Healthcare 2017 Equity Plan. Each RSU represents a contingent right to receive one share of AMN Common Stock. |
(8) | The RSUs were granted on April 18, 2018 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2019 Annual Meeting of Shareholders. The Company's 2019 Annual Meeting of Shareholders was held on April 17, 2019. Accordingly, the number of RSUs identified in this row (2,153) vested on April 17, 2019. |
(9) | RSUs do not have an expiration date. |
(10) | The RSUs were granted pursuant to the AMN Healthcare Equity Plan. Each RSU represents a contingent right to receive one share of AMN Common Stock. |
(11) | The RSUs set forth in this row were granted on July 17, 2006 and vested in three tranches on each of the first, second and third anniversaries of the grant date. |
(12) | The RSUs set forth in this row were granted on April 18, 2007 and vested in three tranches on each of the first, second and third anniversaries of the grant date. |
(13) | The RSUs set forth in this row were granted on April 8, 2008 and vested in three tranches on each of the first, second and third anniversaries of the grant date. |
(14) | The RSUs set forth in this row were granted on April 9, 2009 and vested in three tranches on each of the first, second and third anniversaries of the grant date. |
(15) | The RSUs set forth in this row were granted on April 13, 2010 and vested in three tranches on each of the first, second and third anniversaries of the grant date. |