CUSIP No. 90934C105
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13D
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Strategic Turnaround Equity Partners, LP (Cayman) 98-0498777
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o
(b) x
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS * WC
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2 (e) o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands
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NUMBER OF
SHARES
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7
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SOLE VOTING POWER 0
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BENEFICIALLY
OWNED BY
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8
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SHARED VOTING POWER 464,679
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EACH
REPORTING
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9
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SOLE DISPOSITIVE POWER 0
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||||
PERSON WITH
|
10
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SHARED DISPOSITIVE POWER 464,679
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||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
464,679 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.69% (1)
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14
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TYPE OF REPORTING PERSON PN
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(1)
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On the basis of 8,164,117 shares of Common Stock reported by the Company to be issued and outstanding as of March 31, 2010 in the Company’s Form 10-Q filed with the Securities and Exchange Commission on May 17, 2010.
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CUSIP No. 90934C105
|
13D
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Galloway Capital Management, LLC n/a
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o
(b) x
|
|||||
3
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SEC USE ONLY
|
|||||
4
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SOURCE OF FUNDS * N/A
|
|||||
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2 (e) o
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||||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
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|||||
NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER 0
|
||||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER 464,679
|
||||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER 0
|
||||
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER 464,679
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
464,679 (1)
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* o
|
|||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.69% (1)
|
|||||
14
|
TYPE OF REPORTING PERSON OO
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(1)
|
On the basis of 8,164,117 shares of Common Stock reported by the Company to be issued and outstanding as of March 31, 2010 in the Company’s Form 10-Q filed with the Securities and Exchange Commission on May 17, 2010.
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CUSIP No. 90934C105
|
13D
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|||||
1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Gary L. Herman N/A
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o
(b) x
|
|||||
3
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SEC USE ONLY
|
|||||
4
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SOURCE OF FUNDS * PF
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|||||
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2 (e) o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION United States
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NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER 5,400 (1)
|
||||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER 464,679
|
||||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER 5,400 (1)
|
||||
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER 464,679
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
470,079 (1)
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* o
|
|||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.76% (2)
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|||||
14
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TYPE OF REPORTING PERSON IN
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(1)
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This includes 1,050 shares of common stock held by FBR, Inc., an entity over which Mr. Herman has investment and voting discretion.
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(2)
|
On the basis of 8,164,117 shares of Common Stock reported by the Company to be issued and outstanding as of March 31, 2010 in the Company’s Form 10-Q filed with the Securities and Exchange Commission on May 17, 2010.
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CUSIP No. 90934C105
|
13D
|
|||||
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Bruce Galloway N/A
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o
(b) x
|
|||||
3
|
SEC USE ONLY
|
|||||
4
|
SOURCE OF FUNDS * N/A
|
|||||
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2 (e) o
|
||||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION United States
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|||||
NUMBER OF
SHARES
|
7
|
SOLE VOTING POWER 350,284(1)
|
||||
BENEFICIALLY
OWNED BY
|
8
|
SHARED VOTING POWER 464,679
|
||||
EACH
REPORTING
|
9
|
SOLE DISPOSITIVE POWER 350,284 (1)
|
||||
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER 464,679
|
||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
814,963 (1)
|
|||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* o
|
|||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 9.98% (2)
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|||||
14
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TYPE OF REPORTING PERSON IN
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(1)
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This includes 268,484 shares of common stock held by the Bruce Galloway, IRA, 18,100 shares of common stock held by Mr. Galloway, 20,775 shares of common stock owned by Mr. Galloway’s son for which Mr. Galloway has the power to vote and dispose, 15,050 shares of common stock owned by Mr. Galloway’s daughter for which Mr. Galloway has the power to vote and dispose, 12,253 shares held by T3 Capital Fund, LP for which Mr. Galloway retains investment and voting discretion, 2,930 shares held by RexonGalloway Capital Growth, LLC for which Mr. Galloway retains investment and voting discretion, and 12,692 shares of common stock held by Jacombs Investments, Inc. for which Mr. Galloway retains investment and voting discretion.
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(2)
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On the basis of 8,164,117 shares of Common Stock reported by the Company to be issued and outstanding as of March 31, 2010 in the Company’s Form 10-Q filed with the Securities and Exchange Commission on May 17, 2010.
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Item 4.
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Purpose of Transaction.
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September 3, 2010
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By:/s/ Gary Herman
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Name: Gary Herman
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Title: Managing Member of Galloway Capital Management LLC, the General Partner of Strategic Turnaround Equity Partners, LP (Cayman)
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September 3, 2010
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/s/ Bruce Galloway
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Name: Bruce Galloway
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Title: Managing Member
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September 3, 2010
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/s/ Gary L. Herman
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Gary L. Herman
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September 3, 2010
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/s/ Bruce Galloway
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