o |
Rule 13d-1(b)
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o |
Rule 13d-1(c)
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þ
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Rule 13d-1(d)
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CUSIP NO. 368537 106 | 13G | Page of 2 Pages 4 |
1
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NAME OF REPORTING PERSON:
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Phillip D. O’Connell, Jr.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) o
(b) ¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
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5
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SOLE VOTING POWER
1,615,617(1)
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6
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SHARED VOTING POWER
95,241(2)
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7
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SOLE DISPOSITIVE POWER
1,615,617 (1)
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8
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SHARED DISPOSITIVE POWER
95,241(2)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,710,858
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.4% (3)
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12
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TYPE OF REPORTING PERSON
In - Individual
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(1)
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Represents: (i) 1,089,392 shares of common stock held in the Phil D. O’Connell, Jr. Revocable Trust of which Mr. O’Connell is the trustee, (ii) 40,500 shares of common stock held in trust whereby Mr. O’Connell is the trustee, (iii) 141,667 options which are vested or vest within 60 days of December 31, 2011, and (iv) warrants to purchase 344,058 shares of common stock.
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(2)
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Represents shares of common stock jointly held with his wife.
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(3)
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Based on 22,782,779 shares outstanding as of December 31, 2011.
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CUSIP NO. 368537 106 | 13G | Page of 3 Pages 4 |
(a)
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Name of Issuer: GelTech Solutions, Inc.
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(b)
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Address of Issuer’s Principal Executive Offices: 1460 Park Lane South, Suite 1, Jupiter, FL 33458
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(a)
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Name of Person Filing: Phillip D. O’Connell, Jr
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(b)
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Address of Principal Business Office or, if none, Residence 515 North Flagler Drive, Suite 20th Floor, West Palm Beach, FL 33401
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(c)
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Citizenship: United States of America
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(d)
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Title of Class of Securities: Common Stock
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ITEM 3.
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IF THIS STATEMENT IS FILED PURSUANT TO §§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
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ITEM 4.
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OWNERSHIP.
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
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ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
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ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
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ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
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ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP.
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ITEM 10.
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CERTIFICATION
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CUSIP NO. 368537 106 | 13G | Page of 4 Pages 4 |
Date: February 13, 2012
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By:
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/s/ Phillip D. O’Connell, Jr. | |
Phillip D. O’Connell, Jr. |