kona_8k-091911.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
 
  September 19, 2011  
  Date of Report (Date of earliest event reported)  
 
 
  KONA GRILL, INC.  
  (Exact Name of Registrant as Specified in its Charter)  
 
 
Delaware   001-34082   20-0216690
(State or other jurisdiction   (Commission File Number)   (IRS Employer
of incorporation)       Identification No.)
 
 
  7150 E. Camelback Road, Suite 220  
  Scottsdale, Arizona 85251  
  (Address of principal executive offices) (Zip Code)  
 
 
  (480) 922-8100  
  (Registrant's telephone number, including area code)  

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
[
] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
 
Item 7.01
Regulation FD Disclosure.
 
Kona Grill, Inc. (the “Company”) issued a press release dated September 19, 2011, updating its financial guidance for the third quarter ending September 30, 2011, a copy of which is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
 
The information in this Item 7.01 in this Current Report on Form 8-K, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section. The information in this Item 7.01 of this Current Report on Form 8-K shall not be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

 
Item 9.01
Financial Statements and Exhibits.
                   
(d)           Exhibits.

99.1
Press Release dated September 19, 2011 titled “Kona Grill Raises Third Quarter 2011 Guidance”



 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  KONA GRILL, INC.  
Date: September 19, 2011      
 
By:
/s/ Mark S. Robinow  
    Mark S. Robinow  
    Executive Vice President, Chief Financial Officer, and Secretary  
       
 
 
 

 
EXHIBIT INDEX
 
Exhibit Number
Description
99.1
Press Release dated September 19, 2011 titled “Kona Grill Raises Third Quarter 2011 Guidance”