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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (Right to Buy) | $ 6.4 | 10/01/2008 | A | 28,000 (2) | 10/01/2009 | 10/01/2019 | Common Stock | 28,000 | $ 0 | 28,000 | D | ||||
| Stock Option (Right to Buy) | $ 1.28 | 01/26/2010 | A | 10,000 (3) | 06/30/2011 | 01/26/2020 | Common Stock | 10,000 | $ 0 | 38,000 | D | ||||
| Stock Option (Right to Buy) | $ 1.06 | 09/15/2010 | A | 8,000 (4) | 06/30/2014 | 09/15/2020 | Common Stock | 8,000 | $ 0 | 46,000 | D | ||||
| Stock Option (Right to Buy) | $ 3 | 06/23/2011 | A | 8,000 (5) | 09/30/2014 | 06/23/2021 | Common Stock | 8,000 | $ 0 | 54,000 | D | ||||
| Stock Option (Right to Buy) | $ 3.15 | 06/07/2012 | A | 8,000 (6) | 09/30/2015 | 06/07/2022 | Common Stock | 8,000 | $ 0 | 62,000 | D | ||||
| Stock Option (Right to Buy) | $ 4.43 | 06/07/2013 | A | 6,000 (7) | 06/07/2014 | 06/07/2023 | Common Stock | 6,000 | $ 0 | 68,000 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Dunmyer James P 9155 HARRISON PARK COURT INDIANAPOLIS, IN 46216 |
VP of Finance of Pac-Van, Inc. | |||
| Christopher A Wilson, attorney-in-fact for James P Dunmyer | 06/12/2013 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The restricted stock vests in two equal installments based upon (a) the attainment of financial goals on each of the first two anniversaries of the date of grant and (b) the reporting person being employed by the issuer on the third anniversary of the date of grant. |
| (2) | Of the total 28,000 stock options (a) 11,200 stock options will vest in five equal installments beginning on October 1, 2009, provided that the employee is employed as of each such anniversary and (b) 3,360 stock options will be eligible for vesting upon the attainment of performance criteria on the first anniversary of the date audited financial statements are approved by the audit committee for fiscal year 2009, with 3,360 stock options eligible for vesting on each of the four succeeding fiscal years on the first anniversary of the date audited financial statements are approved by the audit committee for applicable fiscal year. |
| (3) | Stock option vests on the following date if (a)General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010. |
| (4) | See attached document "rider.txt" for explanation of Footnote 4. |
| (5) | See attached document "rider2.txt" for explanation of Footnote 5. |
| (6) | See attached document "rider3.txt" for explanation of Footnote 6. |
| (7) | Stock option vests in three equal annual installments on each of the first three anniversaries of the grant date. Vesting of the award will cease if employee ceases to be employed by the Company or its affiliate on or prior to any of the three anniversary dates (subject to any employment agreement between employee and the Company). |