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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 17.99 | (6) | 06/03/2023 | Common Stock | (7) | 11,118 | D | ||||||||
Employee Stock Option (right to buy) | $ 17.99 | (6) | 06/03/2023 | Common Stock | (7) | 408,882 | I | By Hilrod Holdings XVI, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 17.99 | (6) | 06/03/2023 | Common Stock | (7) | 210,000 | I | By Hilrod Holdings XV, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 23.35 | (6) | 03/14/2024 | Common Stock | (7) | 4,281 | D | ||||||||
Employee Stock Option (right to buy) | $ 23.35 | (6) | 03/14/2024 | Common Stock | (7) | 420,000 | I | By Hilrod Holdings XVI, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 23.35 | (6) | 03/14/2024 | Common Stock | (7) | 205,719 | I | By Hildrod Holdings XVIII, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 45.16 | (6) | 03/13/2025 | Common Stock | (7) | 2,214 | D | ||||||||
Employee Stock Option (right to buy) | $ 45.16 | (6) | 03/13/2025 | Common Stock | (7) | 79,200 | I | By Hilrod Holdings XVI, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 45.16 | (6) | 03/13/2025 | Common Stock | (7) | 156,186 | I | By Hilrod Holdings XVIII, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 43.99 | (6) | 03/14/2026 | Common Stock | (7) | 105,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 43.99 | (6) | 03/14/2026 | Common Stock | (7) | 210,000 | I | By Hilrod Holdings XVIII, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 46.27 | (8) | 03/14/2027 | Common Stock | (7) | 203,666 | D | ||||||||
Employee Stock Option (right to buy) | $ 46.27 | (6) | 03/14/2027 | Common Stock | (7) | 101,834 | I | By Hildrod Holdings XVIII, L.P. (4) | |||||||
Employee Stock Option (right to buy) | $ 58.73 | (9) | 03/14/2028 | Common Stock | (7) | 264,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 59.67 | 03/14/2019 | A | 291,600 | (10) | 03/14/2029 | Common Stock | 291,600 | $ 0 | 291,600 | D | ||||
Restricted Stock Units | (11) | 03/14/2019 | M | 39,000 | (12) | (13) | Common Stock | 39,000 | $ 0 | 0 | D | ||||
Restricted Stock Units | (11) | 03/14/2019 | M | 38,700 | (14) | (13) | Common Stock | 38,700 | $ 0 | 38,700 | D | ||||
Restricted Stock Units | (11) | 03/14/2019 | M | 34,066 | (15) | (13) | Common Stock | 34,066 | $ 0 | 68,134 | D | ||||
Restricted Stock Units | (11) | 03/14/2019 | A | 100,600 | (16) | (13) | Common Stock | 100,600 | $ 0 | 100,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHLOSBERG HILTON H 1 MONSTER WAY CORONA, CA 92879 |
X | Vice Chairman and President |
Paul J. Dechary, attorney-in-fact | 03/18/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As a result of the distribution of shares, which were previously reported as indirectly beneficially owned by the reporting person, as the proceeds of in-kind annuity payments from existing grantor retained annuity trusts to the reporting person, the total amount of shares directly owned has increased. |
(2) | Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. Accordingly, these restricted stock units were settled in shares of common stock. |
(3) | The common stock award was granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. The award is immediately vested. |
(4) | The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., Hilrod Holdings XVI, L.P., Hilrod Holdings XVII, L.P., Hilrod Holdings XVIII, L.P. and Hilrod Holdings XIX, L.P. The reporting person is the trustee of RCS 2008 GRAT #2, RCS 2009 GRAT #2, RCS Direct 2010 GRAT, RCS Direct 2010 GRAT #2, RCS 2010 GRAT #3 and RCS Direct 2011 GRAT. |
(5) | Reflects the distribution of shares as the proceeds of in-kind annuity payments from existing grantor retained annuity trusts. The shares received from the in-kind annuity payment are directly beneficially owned by the reporting person.. |
(6) | The options are currently vested. |
(7) | No transaction is being reported at this time. This line is only reporting holdings as of the date hereof. |
(8) | The options are currently vested with respect to 101,833 shares. The remaining options vest on March 14, 2020. |
(9) | The options are currently vested with respect to 88,000 shares. The options vest in two equal installments on March 14, 2020 and 2021. |
(10) | The options vest in three equal installments on March 14, 2020, 2021 and 2022. |
(11) | The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. |
(12) | The restricted stock units are fully vested. |
(13) | Not applicable. |
(14) | The remaining restricted stock units vest on March 14, 2020. |
(15) | The restricted stock units vest in two equal installments on March 14, 2020 and 2021. |
(16) | The restricted stock units vest in three equal installments on March 14, 2020, 2021 and 2022. |