|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 15.71 | (2) | 03/14/2023 | Common Stock | (3) | 19,089 | D | ||||||||
Employee Stock Option (right to buy) | $ 23.35 | 03/14/2019 | M | 25,719 | (2) | 03/14/2024 | Common Stock | 25,719 | $ 0 | 4,281 | D | ||||
Employee Stock Option (right to buy) | $ 37.1 | (4) | 12/01/2024 | Common Stock | (3) | 45,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 45.16 | (5) | 03/13/2025 | Common Stock | (3) | 36,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 43.99 | (6) | 03/14/2026 | Common Stock | (3) | 37,500 | D | ||||||||
Employee Stock Option (right to buy) | $ 43.64 | (7) | 12/01/2026 | Common Stock | (3) | 40,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 58.73 | (8) | 03/14/2028 | Common Stock | (3) | 50,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 51.5 | (9) | 06/01/2028 | Common Stock | (3) | 5,000 | D | ||||||||
Employee Stock Option (right to buy) | $ 59.67 | 03/14/2019 | A | 15,000 | (10) | 03/14/2029 | Common Stock | 15,000 | $ 0 | 15,000 | D | ||||
Restricted Stock Units | (11) | 03/14/2019 | A | 5,200 | (12) | (13) | Common Stock | 5,200 | $ 0 | 5,200 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KELLY THOMAS J 1 MONSTER WAY CORONA, CA 92879 |
EVP Finance Monster Energy Co. |
Paul J. Dechary, attorney-in-fact | 03/18/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $59.58 to $59.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(2) | The options are fully vested. |
(3) | No transaction is being reported at this time. This line is only reporting holdings as of the date hereof. |
(4) | The options are currently vested with respect to 31,500 shares. The remaining options vest on December 1, 2019. |
(5) | The options are currently vested with respect to 28,800 shares. The remaining options vest on March 13, 2020. |
(6) | The options are currently vested with respect to 16,875 shares. The remaining options vest in two installments as follows: 9,375 shares on March 14, 2020 and 11,250 shares on March 14, 2021. |
(7) | The options are currently vested with respect to 10,000 shares. The remaining options vest in three installments as follows: 8,000 shares on December 1, 2019; 10,000 shares on December 1, 2020; 12,000 shares on December 1, 2021. |
(8) | The options are currently vested with respect to 5,000 shares. The remaining options vest in four installments as follow: 7,500 shares on March 14, 2020; 10,000 shares on March 14, 2021; 12,500 shares on March 14, 2022; 15,000 shares on March 14, 2023. |
(9) | The options vest in three installments as follows: 1,667 shares on June 1, 2021; 1,667 shares on June 1, 2022; 1,666 shares on June 1, 2023. |
(10) | The options vest in three equal installments on March 14, 2020, 2021 and 2022. |
(11) | The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date. |
(12) | The restricted stock units vest in three equal installments on March 14, 2020, 2021 and 2022. |
(13) | Not applicable. |