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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Right to buy option (3) | $ 20.25 | 10/24/2013(4) | 10/24/2022 | Common Stock | 35,000 | 35,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SHORE BRIAN E PARK ELECTROCHEMICAL CORP. 48 S. SERVICE ROAD, SUITE 300 MELVILLE, NY 11747 |
X | Board Chairman and CEO |
/s/ Stephen E. Gilhuley, attorney-in-fact | 04/30/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were omitted from the reporting persons original Form 4 and four other Forms 4 filed by the reporting person from June 26, 2015 (the date the exemption in Rule 16a-2(d)(1) for transactions during the twelve months following the appointment and qualification of executors or administrators of an estate of a decedent expired) to the date of this amendment. |
(2) | On June 26, 2014, the reporting person became a co-executor of the estate of the late Jerry Shore, which holds 728,599 shares of the issuers common stock. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
(3) | Option is exercisable, commencing on the date indicated, as to 25% of the aggregate number of shares listed and as to an additional 25% of such shares on each of the succeeding three anniversaries of such date. |
(4) | Amended to correct a typographical error in the Date Exercisable in the reporting persons original Form 4. |
Remarks: Exhibit 24, Power of Attorney, is attached. |