UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 6)
Omega Healthcare Investors, Inc.
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(Name of Issuer)
Common Stock, par value $0.10 per share
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(Title of Class of Securities)
681936100
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(CUSIP Number)
Kymberlyn J. Irvin
Explorer Holdings, L.P.
2200 Ross Avenue
Suite 4200 West
Dallas, Texas 75201-6799
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
March 26, 2002
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(Date of Event which Requires Filing of this Statement)
If the reporting person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ] .
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
Page 1 of 9
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CUSIP No. 681936100 13D Page 2 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Explorer Holdings, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
28,716,873**
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9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
28,716,873**
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,716,873**
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.3%**
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** The Reporting Person beneficially owns 11,942,153 shares of common stock
and 1,048,420 shares of Series C Convertible Preferred Stock, which Series
C shares are convertible into 16,774,720 shares of common stock of Omega.
Based upon the number of shares of common stock reported to be outstanding
by Omega as of January 24, 2002 and the additional shares reported to have
been issued by Omega on its Form 8-K filed March 4, 2002, all such shares
would represent 53.3% of Omega's common stock, after giving effect to the
conversion of the Series C Preferred.
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CUSIP No. 681936100 13D Page 3 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Explorer Holdings GenPar, LLC
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
28,716,873**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
28,716,873**
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,716,873**
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.3%**
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14 TYPE OF REPORTING PERSON*
00
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See footnote ** on page 2 of this Schedule 13D/A.
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CUSIP No. 681936100 13D Page 4 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Hampstead Investment Partners III, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
28,716,873**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
28,716,873**
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,716,873**
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.3%**
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See footnote ** on page 2 of this Schedule 13D/A.
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CUSIP No. 681936100 13D Page 5 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Donald J. McNamara
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
28,716,873**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
28,716,873**
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,716,873**
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.3%**
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See footnote ** on page 2 of this Schedule 13D/A.
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CUSIP No. 681936100 13D Page 6 of 8 Pages
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1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Daniel A. Decker
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X|
(b) | |
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) | |
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
--------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY None
OWNED BY ----------------------------------------------------
EACH REPORTING 8 SHARED VOTING POWER
PERSON WITH
28,716,873**
----------------------------------------------------
9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
28,716,873**
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,716,873**
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* | |
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.3%**
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
** See footnote ** on page 2 of this Schedule 13D/A.
This amendment amends and supplements the information set forth in the
Statement on Schedule 13D filed on May 25, 2000, as amended on April 19, 2001,
September 20, 2001, October 29, 2001, November 26, 2001 and February 22, 2002
(as amended, the "Statement") by the Reporting Persons.
Item 1. Security and Issuer.
This amendment relates to the common stock, par value $0.10 (the "Common
Stock"), of Omega Healthcare Investors, Inc. (the "Company") and the Series C
Convertible Preferred Stock, par value $1.00, of the Company (the "Series C
Preferred").
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 is hereby amended to add the following at the end thereof:
The Reporting Persons have purchased 667,647 shares of Common Stock in two
separate transactions. The source of funds for the Reporting Persons' purchase
of the 667,647 shares was the Reporting Persons' working capital, which was
derived from capital contributions from its partners.
Item 5. Interest in Securities of the Issuer.
Item 5(a) is hereby amended to read in its entirety as follows:
(a) Each of the Reporting Persons beneficially owns 28,716,873 shares of
Common Stock, an amount which includes 16,774,720 shares of Common Stock owned
by virtue of Explorer's ownership of 1,048,420 shares of Series C Preferred.
Based on the number of shares of Common Stock reported to be outstanding as of
January 24, 2002 and the additional shares reported to have been issued by Omega
on its Form 8-K filed March 4, 2002, such shares would represent 53.3% of the
Company's outstanding shares of Common Stock as of March 4, 2002, after giving
effect to such issuance. Messrs. McNamara and Decker disclaim beneficial
ownership of all shares held by Explorer.
Item 5(c) is hereby amended to add the following at the end thereof:
(c) Each of the Reporting Persons has engaged in the following transactions
on the New York Stock Exchange since the date of the last amendment to this
Schedule 13D:
Trade Date Number of Shares Purchased Price
---------- -------------------------- -----
3/25/2002 73,247 $4.71
3/26/2002 581,700 $4.88
3/27/2002 12,700 $5.04
Page 7 of 8
SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct, and agree that this Statement may be filed collectively on
behalf of each of the undersigned by Explorer Holdings, L.P., Explorer Holdings
GenPar, LLC, Hampstead Investment Partners III, L.P., Donald J. McNamara and
Daniel A. Decker.
Date: March 28, 2002 EXPLORER HOLDINGS, L.P.
By: Explorer Holdings GenPar, LLC,
its General Partner
By: /s/ Kymberlyn J. Irvin
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Kymberlyn J. Irvin
Authorized Officer
EXPLORER HOLDINGS GENPAR, LLC
By: /s/ Kymberlyn J. Irvin
----------------------
Kymberlyn J. Irvin
Authorized Officer
HAMPSTEAD INVESTMENT PARTNERS III, L.P.
By: Hampstead Investment Partners III
GenPar, L.P., its General Partner
By: Hampstead GenPar III, LLC,
its General Partner
By: /s/ Kymberlyn J. Irvin
----------------------
Kymberlyn J. Irvin
Authorized Officer
/s/ Kymberlyn J. Irvin *
----------------------
Donald J. McNamara
/s/ Kymberlyn J. Irvin *
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Daniel A. Decker
Page 8 of 8
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* Pursuant to Power of Attorney previously filed.