Neuberger Berman
Intermediate Municipal
Closed-End Funds
Neuberger Berman California Intermediate
Municipal Fund Inc. Neuberger Berman Intermediate Municipal
Fund Inc. Neuberger Berman New York Intermediate
Municipal Fund Inc. Annual Report
October 31, 2010
|
THE FUNDS
|
|
President's Letter
|
1
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PORTFOLIO COMMENTARIES
|
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California Intermediate Municipal Fund Inc.
|
2
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Intermediate Municipal Fund Inc.
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2
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New York Intermediate Municipal Fund Inc.
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2
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SCHEDULES OF INVESTMENTS
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California Intermediate Municipal Fund Inc.
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7
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Intermediate Municipal Fund Inc.
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11
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New York Intermediate Municipal Fund Inc.
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18
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FINANCIAL STATEMENTS
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24
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FINANCIAL HIGHLIGHTS/PER SHARE DATA
|
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California Intermediate Municipal Fund Inc.
|
37
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Intermediate Municipal Fund Inc.
|
38
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New York Intermediate Municipal Fund Inc.
|
39
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Report of Independent Registered Public Accounting Firm
|
41
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Distribution Reinvestment Plan
|
42
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Directory
|
44
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Directors and Officers
|
45
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Proxy Voting Policies and Procedures
|
55
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Quarterly Portfolio Schedule
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55
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Notice to Shareholders
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55
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Report of Votes of Shareholders
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56
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Board Consideration of the Management and Sub-Advisory Agreements
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57
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TICKER SYMBOLS
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California Intermediate Municipal Fund
|
NBW
|
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Intermediate Municipal Fund
|
NBH
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New York Intermediate Municipal Fund
|
NBO
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PERFORMANCE HIGHLIGHTS | |||||||||||||||
Neuberger Berman
|
|||||||||||||||
Inception
|
Average Annual Total Return
Ended 10/31/2010
|
||||||||||||||
NAV1, 3, 4, 5
|
Date
|
1 Year
|
5 Years
|
Life of Fund
|
|||||||||||
California Intermediate
Municipal Fund
|
09/24/2002
|
12.07
|
%
|
6.18
|
%
|
6.23
|
%
|
||||||||
Intermediate Municipal
Fund
|
09/24/2002
|
11.89
|
%
|
5.83
|
%
|
6.11
|
%
|
||||||||
New York Intermediate
Municipal Fund
|
09/24/2002
|
11.43
|
%
|
5.94
|
%
|
5.97
|
%
|
||||||||
Market Price2, 3, 4, 5
|
Inception
Date
|
1 Year
|
5 Years
|
Life of Fund
|
|||||||||||
California Intermediate
Municipal Fund
|
09/24/2002
|
17.34
|
%
|
6.59
|
%
|
5.03
|
%
|
||||||||
Intermediate Municipal
Fund
|
09/24/2002
|
20.56
|
%
|
7.23
|
%
|
5.38
|
%
|
||||||||
New York Intermediate
Municipal Fund
|
09/24/2002
|
22.54
|
%
|
7.50
|
%
|
5.46
|
%
|
CALIFORNIA INTERMEDIATE
MUNICIPAL FUND PORTFOLIO BY STATE AND TERRITORY |
(as a % of Total Investments)
|
|||||
Arizona
|
0.5
|
%
|
|||
California
|
86.7
|
||||
Guam
|
0.5
|
||||
Illinois
|
1.0
|
||||
Nevada
|
0.8
|
||||
New York
|
1.1
|
||||
Pennsylvania
|
1.9
|
||||
Puerto Rico
|
7.5
|
||||
Total
|
100.0
|
NEW YORK INTERMEDIATE
MUNICIPAL FUND PORTFOLIO BY STATE AND TERRITORY |
(as a % of Total Investments)
|
|||||
Arizona
|
0.4
|
%
|
|||
California
|
2.5
|
||||
Guam
|
0.4
|
||||
Illinois
|
0.7
|
||||
Nevada
|
1.0
|
||||
New York
|
88.2
|
||||
Pennsylvania
|
1.3
|
||||
Puerto Rico
|
5.5
|
||||
Total
|
100.0
|
INTERMEDIATE MUNICIPAL FUND PORTFOLIO BY STATE AND TERRITORY |
|||||
(as a % of Total Investments)
|
|||||
Alabama
|
1.0
|
%
|
|||
Arizona
|
5.1
|
||||
California
|
12.4
|
||||
Colorado
|
3.3
|
||||
District of Columbia
|
0.3
|
||||
Florida
|
0.5
|
||||
Georgia
|
1.8
|
||||
Guam
|
0.6
|
||||
Illinois
|
8.3
|
||||
Indiana
|
8.2
|
||||
Iowa
|
3.0
|
||||
Kentucky
|
0.1
|
||||
Maryland
|
0.2
|
||||
Massachusetts
|
4.6
|
||||
Michigan
|
2.4
|
||||
Minnesota
|
2.1
|
||||
Mississippi
|
1.0
|
||||
Missouri
|
3.9
|
||||
Nevada
|
2.4
|
||||
New Hampshire
|
1.9
|
%
|
|||
New Jersey
|
1.7
|
||||
New York
|
5.4
|
||||
North Carolina
|
1.5
|
||||
North Dakota
|
0.9
|
||||
Ohio
|
0.9
|
||||
Pennsylvania
|
3.3
|
||||
Puerto Rico
|
0.9
|
||||
South Carolina
|
0.8
|
||||
Tennessee
|
1.4
|
||||
Texas
|
8.4
|
||||
Utah
|
1.0
|
||||
Virginia
|
0.6
|
||||
Washington
|
4.1
|
||||
West Virginia
|
0.3
|
||||
Wisconsin
|
4.1
|
||||
Wyoming
|
1.1
|
||||
Other
|
0.5
|
||||
Total
|
100.0
|
1
|
Returns based on the net asset value ("NAV") of each Fund.
|
2
|
Returns based on the market price of Fund shares on the NYSE Amex.
|
3
|
A portion of the income from each Fund may be a tax preference item for purposes of the Federal Alternative Minimum Tax for certain investors.
|
4
|
Neuberger Berman Management LLC ("Management") has contractually agreed to waive a portion of the management fees that it is entitled to receive from each Fund. Each undertaking lasts until October 31, 2011. Management has voluntarily extended these waivers for one year. Please see the notes to the financial statements for specific information regarding the rate of the management fees waived by Management. Absent such a waiver, the performance of each Fund would be lower.
|
5
|
Unaudited performance data current to the most recent month-end are available at www.nb.com.
|
Barclays Capital 10-Year Municipal Bond Index:
|
An unmanaged index that is the 10-year (8-12) component of the Barclays Capital Municipal Bond Index, which is a rules-based, market-value-weighted index engineered for the long-term tax-exempt bond market. To be included in the index, bonds must be rated investment-grade, have an outstanding par value of at least $7 million and be issued as part of a transaction of at least $75 million. The bonds must be fixed rate, have a dated-date after December 31, 1990, and must be at least one year from their maturity date. Remarketed issues, taxable municipal bonds, bonds with floating rates, and derivatives, are excluded from the benchmark.
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
Arizona (0.9%)
|
|||||||||
$
|
750
|
Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2003, 6.15%, due 7/15/17
|
$
|
731
|
|||||
California (145.9%)
|
|||||||||
3,120
|
Abag Fin. Au. Cert. of Participation Rev. (Episcopal Homes Foundation), Ser. 1998, 5.13%, due 7/1/18
|
3,125
|
ß
|
||||||
700
|
Abag Fin. Au. Rev. (San Diego Hosp. Assoc.), Ser. 2003-C, 5.13%, due 3/1/18
|
722
|
ß
|
||||||
1,250
|
Alameda Co. Cert. of Participation Ref. Rev.,
Ser. 2001-A, (National Public Finance Guarantee Corp. Insured), 5.38%, due 12/1/17
|
1,302
|
|||||||
1,285
|
Bay Area Gov't Assoc. BART SFO Extension Rev. (Arpt. Premium Fare),
Ser. 2002-A, (AMBAC Insured), 5.00%, due 8/1/21
|
1,211
|
|||||||
1,750
|
California Ed. Fac. Au. Ref. Rev. (Stanford Univ.), Ser. 2001-R, 5.00%, due 11/1/21
|
1,814
|
ß
|
||||||
500
|
California Ed. Fac. Au. Rev. (Scripps College),
Ser. 2007, (National Public Finance Guarantee Corp. Insured), 5.00%, due 11/1/15
|
548
|
ß
|
||||||
2,000
|
California HFA Home Mtge. Rev., Ser. 2006-E, (FGIC Insured), 4.88%, due 2/1/17
|
2,046
|
|||||||
1,530
|
California HFA Home Mtge. Rev., Ser. 2007-E, 5.00%, due 2/1/42
|
1,507
|
|||||||
2,000
|
California Hlth. Fac. Fin. Au. Rev. (Catholic Healthcare West), Ser. 2004-I,
4.95%, due 7/1/26 Putable 7/1/14
|
2,195
|
µß
|
||||||
2,000
|
California Hlth. Fac. Fin. Au. Rev. (Catholic Healthcare West), Ser. 2009-C,
5.00%, due 7/1/37 Putable 7/2/12
|
2,119
|
µß
|
||||||
2,000
|
California Hlth. Fac. Fin. Au. Rev. (Cedars-Sinai Med. Ctr.), Ser. 2005, 5.00%, due 11/15/21
|
2,111
|
ß
|
||||||
1,000
|
California Infrastructure & Econ. Dev. Bank St. Sch. Fund Apportionment Lease Revenue Bonds
(King City Joint Union High Sch. Dist. Fin.), Ser. 2010, 5.13%, due 8/15/24
|
1,023
|
|||||||
500
|
California Muni. Fin. Au. Ed. Rev. (American Heritage Ed. Foundation Proj.),
Ser. 2006-A, 5.00%, due 6/1/16
|
511
|
ß
|
||||||
1,040
|
California Muni. Fin. Au. Rev. (Loma Linda Univ.), Ser. 2007, 5.00%, due 4/1/21
|
1,101
|
ß
|
||||||
2,500
|
California St. Dept. of Wtr. Res. Pwr. Supply Rev., Ser. 2002-A,
5.75%, due 5/1/17 Pre-Refunded 5/1/12
|
2,726
|
|||||||
2,250
|
California St. G.O., Ser. 2002, 5.00%, due 10/1/17
|
2,404
|
|||||||
100
|
California St. G.O. (Muni. Sec. Trust Receipts), Ser. 2001-SGA135, (AMBAC Insured),
0.31%, due 12/1/30
|
100
|
ñµi
|
||||||
1,095
|
California St. Pub. Works Board Lease Rev. (California Comm. Colleges), Ser. 2004-B,
5.50%, due 6/1/20
|
1,156
|
|||||||
1,000
|
California St. Pub. Works Board Lease Rev. (Dept. of Gen. Svc.) (Cap. East End ),
Ser. 2002-A, (AMBAC Insured), 5.25%, due 12/1/16
|
1,070
|
|||||||
2,000
|
California Statewide CDA Cert. of Participation Rev. (Children's Hosp. Los Angeles),
Ser. 1999, 5.13%, due 8/15/19
|
2,009
|
ß
|
||||||
1,340
|
California Statewide CDA Cert. of Participation Rev. (The Internext Group), Ser. 1999,
5.38%, due 4/1/17
|
1,344
|
ß
|
||||||
1,000
|
California Statewide CDA Hlth. Fac. Rev. (Adventist Hlth.), Ser. 2005-A, 5.00%, due 3/1/20
|
1,038
|
ß
|
||||||
5,000
|
California Statewide CDA Hlth. Fac. Rev. (Mem. Hlth. Svcs.), Ser. 2003-A, 6.00%, due 10/1/16
|
5,442
|
ß
|
||||||
1,425
|
California Statewide CDA Rev. (California Baptist Univ.), Ser. 2007-A, 5.30%, due 11/1/18
|
1,478
|
ß
|
||||||
1,000
|
California Statewide CDA Rev. (Daughters of Charity Hlth.), Ser. 2005-G, 5.00%, due 7/1/22
|
991
|
ß
|
||||||
1,255
|
California Statewide CDA Rev. (Sr. Living So. California Presbyterian Homes), Ser. 2009,
6.25%, due 11/15/19
|
1,373
|
ß
|
||||||
1,500
|
California Statewide CDA Rev. (St. Joseph Hlth. Sys.),
Ser. 2000, (National Public Finance Guarantee Corp. Insured), 5.13%, due 7/1/24
|
1,579
|
ß
|
||||||
405
|
California Statewide CDA Rev. (Valley Care Hlth. Sys.), Ser. 2007-A, 4.80%, due 7/15/17
|
397
|
ß
|
||||||
1,020
|
Cerritos Pub. Fin. Au. Sub. Tax Allocation Rev. (Cerritos Redev. Proj.),
Ser. 2002-B, 4.40%, due 11/1/16
|
982
|
|||||||
1,500
|
Compton Unified Sch. Dist. Ref. G.O. (Election 2002), Ser. 2006-D, (AMBAC Insured),
0.00%, due 6/1/14
|
1,373
|
|||||||
1,365
|
Daly City Hsg. Dev. Fin. Agcy. Rev. Ref. (Franciscan Mobile Home Park), Ser. 2007-A,
5.00%, due 12/15/21
|
1,356
|
ß
|
||||||
820
|
Folsom Pub. Fin. Au. Spec. Tax Rev., Ser. 2007-B, 4.40%, due 9/1/12
|
822
|
|||||||
250
|
Folsom Pub. Fin. Au. Spec. Tax Rev., Ser. 2007-B, 4.40%, due 9/1/13
|
257
|
|||||||
2,000
|
Fresno Joint Pwr. Fin. Au. Lease Rev. (Master Lease Proj.),
Ser. 2008-A, (Assured Guaranty Insured), 5.00%, due 4/1/23
|
2,100
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
$
|
1,000
|
Fresno Unified Sch. Dist. Ref. G.O., Ser. 2002-A, (National Public Finance Guarantee Corp. Insured),
|
$
|
1,153
|
|||||
6.00%, due 2/1/17
|
|||||||||
2,835
|
Glendale Redev. Agcy. Tax Allocation Rev. (Central Glendale Redev. Proj.),
Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.00%, due 12/1/16
|
2,922
|
|||||||
2,480
|
Glendale Redev. Agcy. Tax Allocation Rev. (Central Glendale Redev. Proj.),
Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.25%, due 12/1/17
|
2,565
|
|||||||
2,000
|
Glendale Redev. Agcy. Tax Allocation Rev. (Central Glendale Redev. Proj.),
Ser. 2010, 5.50%, due 12/1/24
|
2,052
|
|||||||
1,245
|
Long Beach Bond Fin. Au. Tax Allocation Rev. (Downtown, North Long Beach,
Poly High, & West Beach Redev. Proj.), Ser. 2002-A, (AMBAC Insured),
5.38%, due 8/1/17 Pre-Refunded 8/1/12
|
1,349
|
|||||||
500
|
Long Beach Fin. Au. Rev., Ser. 1992, (AMBAC Insured), 6.00%, due 11/1/17
|
544
|
|||||||
4,000
|
Los Angeles Dept. of Arpts. Rev. (Los Angeles Int'l Arpt.),
Ser. 2002-A, (National Public Finance Guarantee Corp. Insured), 5.25%, due 5/15/18
|
4,232
|
|||||||
1,500
|
Los Angeles Harbor Dept. Ref. Rev., Ser. 2001-B, (AMBAC Insured), 5.50%, due 8/1/17
|
1,554
|
|||||||
500
|
Marin Co. Dixie Elementary Sch. Dist. G.O., Ser. 2000-A, (AGM Insured), 5.38%, due 8/1/17
|
507
|
|||||||
1,045
|
Marin Co. Muni. Wtr. Dist. Wtr. Ref. Rev., Ser. 2002, (AMBAC Insured), 5.00%, due 7/1/17
|
1,098
|
|||||||
1,070
|
Mill Valley Sch. Dist. G.O. Cap. Appreciation, Ser. 1994-A, 0.00%, due 8/1/19
|
740
|
|||||||
1,090
|
Moreland Sch. Dist. Ref. G.O., Ser. 2002, (National Public Finance Guarantee Corp. Insured),
5.13%, due 9/1/17
|
1,137
|
|||||||
1,000
|
Mountain House Pub. Fin. Au. Utils. Sys. Rev., Ser. 2007, 5.00%, due 12/1/22
|
961
|
|||||||
535
|
Nevada & Placer Cos. Irrigation Dist. Cert. of Participation Rev.,
Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.00%, due 1/1/16
|
562
|
|||||||
565
|
Nevada & Placer Cos. Irrigation Dist. Cert. of Participation Rev.,
Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.00%, due 1/1/17
|
592
|
|||||||
500
|
Northstar Comm. Svcs. Dist. Spec. Tax (Comm. Facs. Dist. Number 1), Ser. 2006, 4.70%, due 9/1/18
|
446
|
|||||||
500
|
Northstar Comm. Svcs. Dist. Spec. Tax (Comm. Facs. Dist. Number 1), Ser. 2006, 4.75%, due 9/1/19
|
441
|
|||||||
1,045
|
Oakland G.O., Ser. 2002-A, (National Public Finance Guarantee Corp. Insured), 5.00%, due 1/15/15
|
1,092
|
|||||||
1,210
|
Oakland G.O., Ser. 2002-A, (National Public Finance Guarantee Corp. Insured), 5.00%, due 1/15/18
|
1,256
|
|||||||
605
|
Oakland Redev. Agcy. Rev. (Coliseum Area Redev. Proj.), Ser. 2003,
5.00%, due 9/1/16 Pre-Refunded 3/1/13
|
668
|
|||||||
635
|
Oakland Redev. Agcy. Rev. (Coliseum Area Redev. Proj.), Ser. 2003,
5.00%, due 9/1/17 Pre-Refunded 3/1/13
|
701
|
|||||||
1,290
|
Oakland Redev. Agcy. Sub. Tax Allocation Rev. (Central Dist. Redev. Proj.),
Ser. 2003, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/17
|
1,334
|
|||||||
1,445
|
Oceanside Cert. of Participation Ref. Rev., Ser. 2003-A, (AMBAC Insured), 5.25%, due 4/1/14
|
1,537
|
|||||||
1,500
|
Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25
|
1,528
|
|||||||
3,890
|
Port of Oakland Ref. Rev., Ser. 2002-N, (National Public Finance Guarantee Corp. Insured),
5.00%, due 11/1/13
|
4,085
|
|||||||
440
|
Roseville Stone Point Comm. Fac. Dist. Number 1 Special Tax Rev., Ser. 2003, 5.70%, due 9/1/17
|
438
|
|||||||
1,000
|
Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.), Ser. 2006-E, (AMBAC Insured),
5.25%, due 12/1/24
|
1,066
|
|||||||
400
|
Sacramento Co. Sanitation Dist. Fin. Au. Rev., Ser. 2000-A, 5.60%, due 12/1/17
|
401
|
|||||||
2,600
|
Sacramento Muni. Utils. Dist. Elec. Rev., Ser. 1997-K, (AMBAC Insured), 5.70%, due 7/1/17
|
3,104
|
|||||||
1,350
|
San Bernardino Comm. College Dist. G.O. (Election 2002), Ser. 2008-A, 6.25%, due 8/1/24
|
1,624
|
|||||||
400
|
San Diego Pub. Facs. Fin. Au. Lease Rev. (Ballpark), Ser. 2007-A, (AMBAC Insured),
5.25%, due 2/15/19
|
435
|
ñ
|
||||||
830
|
San Diego Redev. Agcy. Sub. Parking Rev. (Centre City Redev. Proj.), Ser. 2003-B, 4.80%, due 9/1/15
|
835
|
|||||||
820
|
San Diego Redev. Agcy. Sub. Parking Rev. (Centre City Redev. Proj.), Ser. 2003-B, 4.90%, due 9/1/16
|
823
|
|||||||
2,000
|
San Diego Unified Sch. Dist. G.O. (Election 1998), Ser. 2002-D, (FGIC Insured), 5.25%, due 7/1/21
|
2,165
|
|||||||
1,000
|
San Francisco City & Co. Arpts. Commission Int'l Arpt. Ref. Rev., Ser. 2009-C2, 5.00%, due 5/1/21
|
1,094
|
|||||||
1,000
|
San Francisco City & Co. Redev. Fin. Au. Tax Allocation (Mission Bay North Redev.),
Ser. 2009-C, 5.50%, due 8/1/22
|
1,050
|
|||||||
2,115
|
San Francisco City & Co. Redev. Fin. Au. Tax Allocation (San Francisco Redev. Proj.),
Ser. 2003-B, (National Public Finance Guarantee Corp. Insured), 5.25%, due 8/1/18
|
2,197
|
|||||||
500
|
San Jose Arpt. Ref. Rev., Ser. 2003-B, (AGM Insured), 5.00%, due 3/1/11
|
507
|
|||||||
1,615
|
San Jose Arpt. Ref. Rev., Ser. 2003-B, (AGM Insured), 5.00%, due 3/1/12
|
1,699
|
|||||||
925
|
San Jose Multi-Family Hsg. Rev. (Fallen Leaves Apts. Proj.), Ser. 2002-J1, (AMBAC Insured),
4.95%, due 12/1/22
|
910
|
ß
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
$
|
1,900
|
San Jose Redev. Agcy. Tax Allocation Ref. (Merged Area Redev. Proj.), Ser. 2006-D, (AMBAC Insured),
|
$
|
2,052
|
|||||
5.00%, due 8/1/18
|
|||||||||
1,060
|
San Jose Redev. Agcy. Tax Allocation Ref. (Merged Area Redev. Proj.), Ser. 2006-D, (AMBAC Insured),
5.00%, due 8/1/21
|
1,118
|
|||||||
1,000
|
San Rafael City High Sch. Dist. G.O. Cap. Appreciation (Election 2002),
Ser. 2004-B, (National Public Finance Guarantee Corp. Insured), 0.00%, due 8/1/18
|
739
|
|||||||
1,390
|
San Rafael Redev. Agcy. Tax Allocation Ref. (Central San Rafael Redev. Proj.),
Ser. 2009, (Assured Guaranty Insured), 5.00%, due 12/1/21
|
1,551
|
|||||||
1,620
|
Santa Clara Co. Fremont Union High Sch. Dist. G.O. (Election 1998),
Ser. 2002-C, (AGM Insured), 5.00%, due 9/1/20 Pre-Refunded 9/1/12
|
1,756
|
|||||||
485
|
Santa Maria Bonita Sch. Dist. Cert. of Participation (Cap. Imp. & Ref. Proj.),
Ser. 1998, (National Public Finance Guarantee Corp. Insured), 5.00%, due 3/1/14
|
486
|
|||||||
525
|
Sierra View Local Hlth. Care Dist. Rev., Ser. 2007, 4.40%, due 7/1/13
|
547
|
|||||||
505
|
Sierra View Local Hlth. Care Dist. Rev., Ser. 2007, 4.50%, due 7/1/14
|
529
|
|||||||
3,405
|
Solano Co. Cert. of Participation Rev., Ser. 2002, (National Public Finance Guarantee Corp. Insured),
5.25%, due 11/1/17 Pre-Refunded 11/1/12
|
3,722
|
|||||||
655
|
South Gate Pub. Fin. Au. Tax Allocation Rev. (South Gate Redev. Proj. Number 1),
Ser. 2002, (XLCA Insured), 5.00%, due 9/1/16
|
668
|
|||||||
1,250
|
Sunnyvale Sch. Dist. G.O. (Election 2004), Ser. 2005-A, (AGM Insured), 5.00%, due 9/1/21
|
1,409
|
|||||||
1,300
|
Tulare Local Hlth. Care Dist., Ser. 2007, 5.00%, due 11/1/20
|
1,321
|
|||||||
3,000
|
Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008),
Ser. 2009-C, 0.00%, due 8/1/37
|
1,954
|
f
|
||||||
122,588
|
|||||||||
Guam (0.8%)
|
|||||||||
700
|
Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2005, 5.50%, due 7/1/16
|
731
|
|||||||
Illinois (1.7%)
|
|||||||||
910
|
Bartlett Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17
|
893
|
|||||||
500
|
Illinois Fin. Au. Rev. (Navistar Int'l Rec. Zone Fac.), Ser. 2010, 6.50%, due 10/15/40
|
520
|
ß
|
||||||
1,413
|
|||||||||
Nevada (1.4%)
|
|||||||||
1,000
|
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23
|
1,166
|
|||||||
New York (1.8%)
|
|||||||||
1,000
|
Nassau Co. IDA Continuing Care Retirement (The Amsterdam Harborside), Ser. 2007-A,
5.88%, due 1/1/18
|
1,039
|
ß
|
||||||
500
|
New York City IDA Liberty Rev. (7 World Trade Ctr., LLC Proj.), Ser. 2005-A, 6.25%, due 3/1/15
|
505
|
ß
|
||||||
1,544
|
|||||||||
Pennsylvania (3.1%)
|
|||||||||
1,000
|
Cumberland Co. West Shore Area Au. Hosp. Rev. (Holy Spirit Hosp. of the Sisters of
Christian Charity Proj.), Ser. 2001, 6.00%, due 1/1/18
|
1,018
|
ß
|
||||||
2,000
|
Pennsylvania St. Turnpike Commission Turnpike Rev. (Cap. Appreciation), Subser. 2010-B2,
0.00%, due 12/1/34
|
1,580
|
a
|
||||||
2,598
|
|||||||||
Puerto Rico (12.6%)
|
|||||||||
1,500
|
Puerto Rico Elec. Pwr. Au. Pwr. Ref. Rev., Ser. 2007-VV, 5.50%, due 7/1/20
|
1,720
|
|||||||
1,000
|
Puerto Rico Elec. Pwr. Au. Pwr. Rev., Ser. 2010-XX, 5.25%, due 7/1/35
|
1,026
|
|||||||
1,000
|
Puerto Rico Ind., Tourist, Ed., Med. & Env. Ctrl. Fac. Rev. (Polytechnic Univ. of Puerto Rico Proj.),
Ser. 2002-A, (ACA Insured), 5.25%, due 8/1/15
|
1,031
|
ß
|
||||||
3,000
|
Puerto Rico Muni. Fin. Agcy. Rev., Ser. 2002-A, (AGM Insured), 5.25%, due 8/1/17
|
3,143
|
|||||||
1,000
|
Puerto Rico Muni. Fin. Agcy. Rev., Ser. 2002-A, (AGM Insured), 5.25%, due 8/1/21
|
1,023
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
$
|
1,500
|
Puerto Rico Sales Tax Fin. Corp. Sales Tax Rev., Subser. 2009-A, 5.00%, due 8/1/24
|
$
|
1,584
|
|||||
1,000
|
Puerto Rico Sales Tax Fin. Corp. Sales Tax Rev., Subser. 2009-A,
5.00%, due 8/1/39 Pre-Refunded 8/1/11
|
1,035
|
µ
|
||||||
10,562
|
|||||||||
Total Investments (168.2%) (Cost $136,383)
|
141,333
|
##
|
|||||||
Cash, receivables and other assets, less liabilities (2.0%)
|
1,673
|
||||||||
Liquidation Value of Auction Market Preferred Shares [(70.2%)]
|
(59,000
|
)
|
|||||||
Total Net Assets Applicable to Common Shareholders (100.0%)
|
$
|
84,006
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
Alabama (1.6%)
|
|||||||||
$
|
4,210
|
DCH Hlth. Care Au. Hlth. Care Fac. Rev., Ser. 2002, 5.25%, due 6/1/14
|
$
|
4,383
|
|||||
Arizona (8.3%)
|
|||||||||
1,465
|
Arizona Energy Management Svcs. (Main) LLC Energy Conservation Rev.
(Arizona St. Univ. Proj.-Main Campus), Ser. 2002, (National Public Finance Guarantee Corp. Insured),
5.25%, due 7/1/17
|
1,535
|
ß
|
||||||
5,000
|
Arizona Sch. Fac. Board Cert. of Participation, Ser. 2008, (Assured Guaranty Insured), 5.13%, due 9/1/21
|
5,361
|
|||||||
2,265
|
Arizona Wtr. Infrastructure Fin. Au. Rev. (Wtr. Quality), Ser. 2008-A, 5.00%, due 10/1/22
|
2,590
|
|||||||
5,730
|
Mohave Co. Ind. Dev. Au. Correctional Fac. Contract Rev. (Mohave Prison LLC Expansion Proj.),
Ser. 2008, 7.50%, due 5/1/19
|
6,600
|
ß
|
||||||
1,840
|
Pinal Co. Cert. of Participation, Ser. 2004, 5.25%, due 12/1/18
|
1,968
|
|||||||
1,155
|
Pinal Co. Cert. of Participation, Ser. 2004, 5.25%, due 12/1/22
|
1,203
|
|||||||
1,750
|
Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2003, 6.15%, due 7/15/17
|
1,707
|
|||||||
2,325
|
Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2006, 5.05%, due 7/15/18
|
2,078
|
|||||||
23,042
|
|||||||||
California (20.1%)
|
|||||||||
2,290
|
California HFA Rev. (Home Mtge.), Ser. 2007-E, 5.00%, due 2/1/42
|
2,256
|
|||||||
2,250
|
California Hlth. Fac. Fin. Au. Rev. (Cedars-Sinai Med. Ctr.), Ser. 2009, 5.00%, due 8/15/39
|
2,259
|
ß
|
||||||
1,725
|
California Infrastructure & Econ. Dev. Bank St. Sch. Fund (King City Joint Union High Sch.),
Ser. 2010, 5.13%, due 8/15/24
|
1,765
|
|||||||
1,955
|
California St. G.O., Ser. 2003, (AMBAC Insured), 5.00%, due 2/1/27
|
2,085
|
|||||||
1,685
|
California St. G.O., Ser. 2007, (XLCA Insured), 4.50%, due 8/1/27
|
1,681
|
|||||||
1,845
|
California St. G.O., Ser. 2005, 5.00%, due 3/1/19
|
2,003
|
|||||||
1,950
|
California St. G.O. (Muni. Sec. Trust Receipts), Ser. 2001-SGA135, (AMBAC Insured),
0.31%, due 12/1/30
|
1,950
|
ñµi
|
||||||
1,500
|
California St. Pub. Works Board Lease Rev. (Dept. of Gen. Svcs. Cap East End),
Ser. 2002-A, (AMBAC Insured), 5.25%, due 12/1/17
|
1,595
|
|||||||
4,000
|
California St. Var. Purp. G.O., Ser. 2009, 5.63%, due 4/1/25
|
4,427
|
|||||||
1,240
|
California Statewide CDA Hlth. Fac. Rev. (Mem. Hlth. Svcs.), Ser. 2003-A, 6.00%, due 10/1/16
|
1,350
|
ß
|
||||||
1,210
|
California Statewide CDA Rev. (California Baptist Univ.), Ser. 2007-A, 5.30%, due 11/1/18
|
1,255
|
ß
|
||||||
3,000
|
Cerritos Pub. Fin. Au. Rev. (Tax Allocation Redev. Proj.), Ser. 2002-A, (AMBAC Insured),
5.00%, due 11/1/19
|
3,204
|
|||||||
2,220
|
Golden St. Tobacco Securitization Corp. Tobacco Settlement Rev., Ser. 2003-A1, 6.25%, due 6/1/33
|
2,452
|
|||||||
3,620
|
Norwalk-La Mirada Unified Sch. Dist. G.O. Cap. Appreciation, Ser. 2005-B, (AGM Insured),
0.00%, due 8/1/24
|
1,750
|
|||||||
5,750
|
Norwalk-La Mirada Unified Sch. Dist. G.O. Cap. Appreciation (Election 2002),
Ser. 2009-E, (Assured Guaranty Insured), 0.00%, due 8/1/29
|
3,232
|
b
|
||||||
2,080
|
Oakland Redev. Agcy. Sub. Tax Allocation Rev. (Central Dist. Redev. Proj.),
Ser. 2003, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/18
|
2,146
|
|||||||
5,000
|
Redondo Beach Unified Sch. Dist. G.O., Ser. 2009, 0.00%, due 8/1/34
|
3,905
|
c
|
||||||
2,060
|
Rocklin Unified Sch. Dist. G.O. Cap. Appreciation,
Ser. 1994-B, (National Public Finance Guarantee Corp. Insured), 0.00%, due 8/1/19
|
1,425
|
|||||||
2,000
|
San Bernardino Comm. College Dist. G.O. Cap. Appreciation (Election), Ser. 2009-B,
0.00%, due 8/1/34
|
1,269
|
d
|
||||||
740
|
San Diego Redev. Agcy. Sub. Parking Rev. (Centre City Redev. Proj.), Ser. 2003-B, 5.00%, due 9/1/17
|
744
|
|||||||
2,000
|
San Francisco City & Co. Arpt. Commission Int'l Arpt. Ref. Rev., Ser. 2009-C2, 5.00%, due 5/1/25
|
2,137
|
|||||||
6,000
|
San Mateo Foster City Sch. Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2010-A,
0.00%, due 8/1/32
|
3,022
|
e
|
||||||
9,070
|
Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C,
0.00%, due 8/1/37
|
5,908
|
f
|
||||||
5,095
|
Victor Valley Joint Union High Sch. Dist. G.O. Cap. Appreciation Bonds,
Ser. 2009, (Assured Guaranty Insured), 0.00%, due 8/1/26
|
2,129
|
|||||||
55,949
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
Colorado (5.4%)
|
|||||||||
$
|
4,220
|
Colorado Springs Utils. Sys. Sub. Lien Ref. Rev., Ser. 2002-A, (AMBAC Insured), 5.38%, due 11/15/18
|
$
|
4,568
|
|||||
1,030
|
Denver City & Co. Arpt. Sys. Ref. Rev., Ser. 1991-D, (XLCA Insured), 7.75%, due 11/15/13
|
1,117
|
|||||||
4,000
|
Denver City & Co. Arpt. Sys. Ref. Rev., Ser. 2002-E, (National Public Finance Guarantee Corp. Insured),
5.25%, due 11/15/14
|
4,264
|
|||||||
4,610
|
Thornton Cert. of Participation, Ser. 2002, (AMBAC Insured),
5.38%, due 12/1/16 Pre-Refunded 12/1/12
|
5,070
|
|||||||
15,019
|
|||||||||
District of Columbia (0.4%)
|
|||||||||
1,000
|
Metro. Washington Dist. of Columbia Arpt. Au. Sys., Ser. 2008-A, 5.50%, due 10/1/18
|
1,156
|
|||||||
Florida (0.9%)
|
|||||||||
1,000
|
Hillsborough Co. Ind. Dev. Au. IDR (Hlth. Facs.), Ser. 2008-B,
8.00%, due 8/15/32 Pre-Refunded 8/15/19
|
1,421
|
ß
|
||||||
1,000
|
Sarasota Co. Util. Sys. Ref. Rev., Ser. 2002-C, (National Public Finance Guarantee Corp. Insured),
5.25%, due 10/1/20
|
1,059
|
|||||||
2,480
|
|||||||||
Georgia (2.9%)
|
|||||||||
4,575
|
Henry Co. Wtr. & Swr. Au. Ref. Rev., Ser. 2002-A, (National Public Finance Guarantee Corp. Insured),
5.13%, due 2/1/17
|
5,014
|
|||||||
2,710
|
Newnan Hosp. Au. Rev. Anticipation Cert. (Newnan Hosp., Inc. Proj.),
Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.50%, due 1/1/18 Pre-Refunded 1/1/13
|
2,997
|
ß
|
||||||
8,011
|
|||||||||
Guam (1.0%)
|
|||||||||
2,550
|
Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2005, 6.00%, due 7/1/25
|
2,660
|
|||||||
Illinois (13.4%)
|
|||||||||
5,365
|
Bartlett Sr. Lien Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17
|
5,263
|
|||||||
180
|
Chicago G.O. (Unrefunded Bal.), Ser. 2002-A, (AMBAC Insured), 5.38%, due 1/1/17
|
194
|
|||||||
1,500
|
Chicago Metro. Wtr. Reclamation Dist. Cap. Imp. G.O., Ser. 2002-C,
5.38%, due 12/1/16 Pre-Refunded 12/1/12
|
1,653
|
|||||||
1,970
|
Cook Co. Township High Sch. Dist. Number 225 Northfield Township, Ser. 2008, 5.00%, due 12/1/25
|
2,212
|
|||||||
5,130
|
Illinois Ed. Fac. Au. Rev. (Field Museum of Natural History), Ser. 2002,
4.30%, due 11/1/36 Putable 11/1/13
|
5,393
|
µß
|
||||||
1,875
|
Illinois Fin. Au. Ref. Rev. (Roosevelt Univ. Proj.), Ser. 2009, 5.00%, due 4/1/16
|
2,027
|
ß
|
||||||
4,000
|
Illinois Fin. Au. Ref. Rev. (Roosevelt Univ. Proj.), Ser. 2009, 5.75%, due 4/1/24
|
4,315
|
ß
|
||||||
4,000
|
Illinois Fin. Au. Rev. (Clare Oaks Proj.), Ser. 2006-A, 5.75%, due 11/15/16
|
3,116
|
ß
|
||||||
5,840
|
Illinois Fin. Au. Rev. (Provena Hlth.), Ser. 2010-A, 6.25%, due 5/1/22
|
6,354
|
ß
|
||||||
3,000
|
Illinois Hlth. Fac. Au. Rev. (Loyola Univ. Hlth. Sys.) (Unrefunded Bal.),
Ser. 1997-A, (National Public Finance Guarantee Corp. Insured), 6.00%, due 7/1/14
|
3,262
|
ß
|
||||||
1,670
|
Illinois Metro. Pier & Exposition Au. Dedicated St. Tax Ref. Rev., Ser. 1998-A, (FGIC Insured),
5.50%, due 6/15/17
|
2,038
|
|||||||
1,600
|
Romeoville IL Rev. (Lewis Univ.), (LOC: JP Morgan Chase), 0.28%, due 10/1/36
|
1,600
|
µß
|
||||||
37,427
|
|||||||||
Indiana (13.3%)
|
|||||||||
4,000
|
Indiana Bond Bank Rev. (Spec. Prog. Clark Mem. Hosp.), Ser. 2009-D, 5.50%, due 8/1/29
|
4,270
|
ß
|
||||||
8,535
|
Indiana Bond Bank Rev. (St. Revolving Fund Prog.), Ser. 2001-A,
5.38%, due 2/1/17 Pre-Refunded 2/1/13
|
9,532
|
|||||||
3,240
|
Indiana Bond Bank Rev. (St. Revolving Fund Prog.), Ser. 2002-B,
5.25%, due 2/1/18 Pre-Refunded 2/1/13
|
3,582
|
|||||||
965
|
Indiana Bond Bank Rev. (Unrefunded Bal. St. Revolving Fund Prog.), Ser. 2001-A, 5.38%, due 2/1/17
|
1,056
|
|||||||
320
|
Indiana Bond Bank Rev. (Unrefunded Bal. St. Revolving Fund Prog.), Ser. 2002-B, 5.25%, due 2/1/18
|
343
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
$
|
4,000
|
Indiana Hlth. & Ed. Fac. Fin. Au. Hosp. Ref. Rev. (Clarian Hlth. Oblig. Group), Ser. 2006-B,
|
$
|
4,137
|
ß
|
||||
5.00%, due 2/15/21
|
|||||||||
2,050
|
Indiana Hlth. Fac. Fin. Au. Rev. (Hlth. Sys. Sisters of St. Francis), Ser. 2001, 5.35%, due 11/1/15
|
2,139
|
ß
|
||||||
1,000
|
Indiana Muni. Pwr. Agcy. Pwr. Supply Sys. Rev.,
Ser. 2003-B, (National Public Finance Guarantee Corp. Insured), 5.25%, due 1/1/18
|
1,078
|
|||||||
1,065
|
Indiana St. Recreational Dev. Comm. Rev., Ser. 2002, (AMBAC Insured), 5.25%, due 7/1/18
|
1,131
|
|||||||
1,125
|
Indiana St. Recreational Dev. Comm. Rev., Ser. 2002, (AMBAC Insured), 5.25%, due 7/1/19
|
1,191
|
|||||||
3,055
|
Indiana Trans. Fin. Au. Hwy. Ref. Rev., Ser. 2004-B, (National Public Finance Guarantee Corp. Insured),
5.75%, due 12/1/21
|
3,829
|
|||||||
2,580
|
Indianapolis Local Pub. Imp. Rev. (Indianapolis Arpt. Au. Proj.), Ser. 2003-A, (AGM Insured),
5.63%, due 1/1/17
|
2,712
|
|||||||
2,000
|
Jasper Hosp. Au. Hosp. Fac. Ref. Rev. (Mem. Hosp. & Hlth. Care Ctr. Proj.),
Ser. 2002, (Radian Insured), 5.50%, due 11/1/17
|
2,042
|
ß
|
||||||
37,042
|
|||||||||
Iowa (4.9%)
|
|||||||||
1,000
|
Coralville Urban Renewal Rev., Tax Increment, Ser. 2007-C, 5.00%, due 6/1/15
|
1,095
|
|||||||
5,110
|
Iowa Fin. Au. Rev. (St. Revolving Fund Prog.), Ser. 2008, 5.50%, due 8/1/22
|
5,952
|
|||||||
2,750
|
Iowa Std. Loan Liquidity Corp. Std. Loan Rev., Ser. 2009-3, 5.50%, due 12/1/19
|
2,951
|
|||||||
2,535
|
Iowa Tobacco Settlement Au. Tobacco Settlement Asset-Backed Rev., Ser. 2001-B,
5.30%, due 6/1/25 Pre-Refunded 6/1/11
|
2,631
|
|||||||
1,005
|
Kirkwood Comm. College Iowa New Jobs Training Cert. G.O. (Merged Area X), Ser. 2007-1B,
5.00%, due 6/1/17
|
1,091
|
|||||||
13,720
|
|||||||||
Kentucky (0.1%)
|
|||||||||
380
|
Shelby Co. Lease Rev., Ser. 2004-A, (LOC: U.S. Bank), 0.27%, due 9/1/34
|
380
|
µ
|
||||||
Maryland (0.4%)
|
|||||||||
1,000
|
Maryland St. Hlth. & Higher Ed. Fac. Au. Rev. (Union Hosp. of Cecil Co.), Ser. 2002,
5.50%, due 7/1/14
|
1,053
|
ß
|
||||||
Massachusetts (7.5%)
|
|||||||||
1,850
|
Massachusetts St. G.O., Ser. 2002-E, (National Public Finance Guarantee Corp. Insured),
5.38%, due 1/1/18 Pre-Refunded 1/1/13
|
2,036
|
|||||||
2,000
|
Massachusetts St. G.O., Ser. 2006-B, (LOC: Bank of America), 0.29%, due 3/1/26
|
2,000
|
µ
|
||||||
1,740
|
Massachusetts St. Hlth. & Ed. Fac. Au. Rev. (Caritas Christi Oblig. Group), Ser. 1999-A,
5.70%, due 7/1/15
|
1,752
|
ß
|
||||||
1,525
|
Massachusetts St. Hlth. & Ed. Fac. Au. Rev. (Milford-Whitinsville Reg. Hosp.), Ser. 1998-C,
5.75%, due 7/15/13
|
1,527
|
ß
|
||||||
4,935
|
Massachusetts St. Hlth. & Ed. Fac. Au. Rev. (New England Med. Ctr. Hosp.),
Ser. 2002-H, (FGIC Insured), 5.38%, due 5/15/16 Pre-Refunded 5/15/12
|
5,303
|
ß
|
||||||
5,030
|
Massachusetts St. Wtr. Poll. Abatement Trust Rev. (MWRA Prog.), Ser. 2002-A, 5.25%, due 8/1/19
|
5,363
|
|||||||
2,775
|
Massachusetts St. Wtr. Poll. Abatement Trust Rev. (Unrefunded Bal. Rev. Pool Prog.),
Ser. 2001-7, 5.25%, due 2/1/16
|
2,865
|
|||||||
20,846
|
|||||||||
Michigan (3.9%)
|
|||||||||
1,000
|
Lakewood Pub. Sch. G.O. (Putters), Ser. 2008-2624Z, (AGM Insured), 0.29%, due 5/1/15
|
1,000
|
µh
|
||||||
1,375
|
Macomb Co. New Haven Comm. Sch. Bldg. & Site G.O., Ser. 2002,
5.25%, due 5/1/17 Pre-Refunded 11/1/12
|
1,502
|
|||||||
2,000
|
Oakland Co. Econ. Dev. Corp. Ltd. Oblig. Rev. (Michigan Motion Picture Studios Proj. Recovery Zone),
Ser. 2010-A, 7.00%, due 8/1/40
|
2,059
|
|||||||
3,850
|
Royal Oak Hosp. Fin. Au. Hosp. Ref. Rev. (William Beaumont Hosp.), Ser. 1996, 6.25%, due 1/1/12
|
4,039
|
ß
|
||||||
2,000
|
Summit Academy North Pub. Sch. Academy Ref. Rev., Ser. 2005, 5.25%, due 11/1/20
|
1,715
|
|||||||
670
|
Summit Academy Pub. Sch. Academy Ref. Rev., Ser. 2005, 6.00%, due 11/1/15
|
673
|
|||||||
10,988
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted)
|
|||||||
Minnesota (3.4%)
|
|||||||||
$
|
2,000
|
Freeborn Co. Hsg. & Redev. Au. Lease Rev. (Criminal Justice Ctr. Proj.), Ser. 2002, 5.38%, due 2/1/17
|
$
|
2,050
|
|||||
2,000
|
Maple Grove Hlth. Care Sys. Rev. (Maple Grove Hosp. Corp.), Ser. 2007, 5.00%, due 5/1/17
|
2,212
|
ß
|
||||||
2,250
|
Minneapolis & St. Paul Hsg. & Redev. Au. Hlth. Care Sys. (Children's Hlth. Care Facs.),
Ser. 2010-A1, (AGM Insured), 4.50%, due 8/15/24
|
2,429
|
ß
|
||||||
2,540
|
St. Paul Port Au. Lease Rev. (Office Bldg.), Ser. 2002, 5.00%, due 12/1/17
|
2,727
|
|||||||
9,418
|
|||||||||
Mississippi (1.7%)
|
|||||||||
4,000
|
Mississippi Bus. Fin. Corp. Gulf Opportunity Zone Rev., Ser. 2009-A, 4.70%, due 5/1/24
|
4,064
|
ß
|
||||||
500
|
Mississippi Dev. Bank Spec. Oblig. (Wilkinson Co. Correctional), Ser. 2008-D, 5.00%, due 8/1/15
|
588
|
ß
|
||||||
4,652
|
|||||||||
Missouri (6.3%)
|
|||||||||
3,495
|
Bi State Dev. Agcy. Metro. Dist. Rev. (Metrolink Cross Co. Proj.), Ser. 2002-B, (AGM Insured),
5.25%, due 10/1/16
|
3,801
|
|||||||
1,860
|
Boone Co. Hosp. Ref. Rev. (Boone Hosp. Ctr.), Ser. 2002, 5.05%, due 8/1/20
|
1,887
|
ß
|
||||||
2,425
|
Branson Dev. Fin. Board Infrastructure Fac. Board Rev., Ser. 2003-A, 5.00%, due 12/1/17
|
2,466
|
|||||||
605
|
Branson Ind. Dev. Au. Tax Increment Rev. (Branson Landing-Retail Proj.), Ser. 2005, 5.25%, due 6/1/21
|
529
|
|||||||
1,250
|
Missouri St. Env. Imp. & Energy Res. Au. Wtr. PCR (Drinking Wtr.), Ser. 2002-B,
5.50%, due 7/1/16 Pre-Refunded 1/1/13
|
1,384
|
|||||||
750
|
Missouri St. Env. Imp. & Energy Res. Au. Wtr. PCR (Unrefunded Bal. Drinking Wtr.), Ser. 2002-B,
5.50%, due 7/1/16
|
820
|
|||||||
2,275
|
Missouri St. Hlth. & Ed. Fac. Au. Rev. (Children's Mercy Hosp.), Ser. 2009, 5.13%, due 5/15/24
|
2,404
|
ß
|
||||||
900
|
Missouri St. Hlth. & Ed. Fac. Au. Rev. (Washington Univ.), Ser. 2004-A, (LOC: Wells Fargo Bank),
0.27%, due 2/15/34
|
900
|
µß
|
||||||
245
|
Missouri St. Hsg. Dev. Comm. Multi-Family Hsg. Rev., Ser. 2001-II, (FHA Insured), 5.25%, due 12/1/16
|
248
|
g
|
||||||
110
|
Missouri St. Hsg. Dev. Comm. Multi-Family Hsg. Rev., Ser. 2001-III, (FHA Insured), 5.05%, due 12/1/15
|
111
|
|||||||
2,965
|
Missouri St. Univ. Auxiliary Enterprise Sys. Rev., Ser. 2007-A, (XLCA Insured), 5.00%, due 4/1/26
|
3,135
|
|||||||
17,685
|
|||||||||
Nevada (3.8%)
|
|||||||||
1,635
|
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 6.50%, due 6/15/17
|
1,844
|
|||||||
3,545
|
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23
|
4,135
|
|||||||
4,355
|
Las Vegas Valley Wtr. Dist. Ref. & Wtr. Imp. G.O., Ser. 2003-A,
(National Public Finance Guarantee Corp. Insured), 5.25%, due 6/1/16
|
4,717
|
|||||||
10,696
|
|||||||||
New Hampshire (3.0%)
|
|||||||||
2,600
|
New Hampshire Hlth. & Ed. Fac. Au. Rev. (Dartmouth-Hitchcock Clinic), Ser. 2009, 5.00%, due 8/1/19
|
2,712
|
ß
|
||||||
1,700
|
New Hampshire Hlth. & Ed. Fac. Au. Rev. (Univ. Sys. of New Hampshire) (Unrefunded Bal.),
Ser. 2001, (AMBAC Insured), 5.38%, due 7/1/17
|
1,765
|
ß
|
||||||
4,000
|
Strafford Co. G.O. (TANS), Ser. 2010-A, 6.50%, due 12/31/10
|
4,006
|
|||||||
8,483
|
|||||||||
New Jersey (2.8%)
|
|||||||||
6,900
|
New Jersey Ed. Fac. Au. Rev. (Stevens Institute of Technology), Ser. 2002-C,
5.25%, due 7/1/17 Pre-Refunded 7/1/13
|
7,720
|
ß
|
||||||
New York (8.8%)
|
|||||||||
605
|
Lyons Comm. Hlth. Initiatives Corp. Fac. Rev., Ser. 2004, 5.50%, due 9/1/14
|
646
|
|||||||
3,250
|
New York City G.O., Ser. 2002-C, 5.50%, due 8/1/15
|
3,585
|
|||||||
2,580
|
New York City IDA Civic Fac. Rev. (Lycee Francais de New York Proj.), Ser. 2002-A, (ACA Insured),
5.50%, due 6/1/14
|
2,745
|
ß
|
||||||
2,750
|
New York City IDA Liberty Rev. (7 World Trade Ctr., LLC Proj.), Ser. 2005-A, 6.25%, due 3/1/15
|
2,778
|
ß
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted) |
|||||||
$
|
1,000
|
New York City Transitional Fin. Au. (NYC Recovery), Subser. 2002-3F, (LOC: Royal Bank of Canada),
|
$
|
1,000
|
µ
|
||||
0.25%, due 11/1/22
|
|||||||||
1,100
|
New York Liberty Dev. Corp. Rev. (Nat'l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19
|
3
|
#‡
|
||||||
1,700
|
New York St. Dorm. Au. Personal Income Tax Rev., Ser. 2003-A,
5.38%, due 3/15/20 Pre-Refunded 3/15/13
|
1,894
|
|||||||
4,000
|
New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009,
5.25%, due 7/1/33
|
4,169
|
ß
|
||||||
2,000
|
New York St. HFA Rev. (Affordable Hsg.), Ser. 2009-B, 4.85%, due 11/1/41
|
2,011
|
|||||||
2,000
|
New York St. Urban Dev. Corp. Rev., Ser. 2008-D, 5.25%, due 1/1/20
|
2,324
|
|||||||
3,000
|
Tobacco Settlement Fin. Corp., Ser. 2003-B-1C, 5.50%, due 6/1/21
|
3,273
|
|||||||
24,428
|
|||||||||
North Carolina (2.4%)
|
|||||||||
5,250
|
North Carolina Muni. Pwr. Agcy. Number 1 Catawba Elec. Rev., Ser. 2009-A, 5.00%, due 1/1/26
|
5,692
|
|||||||
1,000
|
Oak Island Enterprise Sys. Rev., Ser. 2009, (Assured Guaranty Insured), 5.63%, due 6/1/24
|
1,083
|
|||||||
6,775
|
|||||||||
North Dakota (1.5%)
|
|||||||||
4,100
|
Fargo Hlth. Sys. Rev. (Meritcare Obligated Group), Ser. 2002-A, (AMBAC Insured), 5.63%, due 6/1/17
|
4,223
|
ß
|
||||||
Ohio (1.4%)
|
|||||||||
3,760
|
Ohio St. Air Quality Dev. Au. Env. Imp. Ref. Rev. (USX Corp. Proj.), Ser. 1995,
5.00%, due 11/1/15 Putable 11/1/11
|
3,864
|
µß
|
||||||
Pennsylvania (5.4%)
|
|||||||||
1,765
|
Cumberland Co. West Shore Area Au. Hosp. Rev. (Holy Spirit Hosp. of the Sisters of
Christian Charity Proj.), Ser. 2001, 6.05%, due 1/1/19
|
1,793
|
ß
|
||||||
565
|
Delaware River Joint Toll Bridge Comm. Sys. Rev., Ser. 2003, 5.25%, due 7/1/18 Pre-Refunded 7/1/13
|
634
|
|||||||
435
|
Delaware River Joint Toll Bridge Comm. Sys. Rev. (Unrefunded Bal.), Ser. 2003, 5.25%, due 7/1/18
|
462
|
|||||||
2,000
|
Lancaster Co. Hosp. Au. Rev. (Brethren Village Proj.), Ser. 2008-A, 6.10%, due 7/1/22
|
2,036
|
ß
|
||||||
5,000
|
Montgomery Co. Higher Ed. & Hlth. Au. Hosp. Rev. (Abington Mem. Hosp. Proj.), Ser. 2002-A,
5.00%, due 6/1/19
|
5,110
|
ß
|
||||||
1,000
|
Pennsylvania St. Turnpike Commission Turnpike Rev. (Cap. Appreciation), Subser. 2010-B2,
0.00%, due 12/1/34
|
790
|
a
|
||||||
2,000
|
Philadelphia Arpt. Ref. Rev. (Philadelphia Arpt. Sys.), Ser. 1998,
(National Public Finance Guarantee Corp. Insured), 5.38%, due 6/15/14
|
2,006
|
|||||||
1,480
|
Sayre Hlth. Care Fac. Au. Rev., (Guthrie Hlth. Proj.), Ser. 2002-A,
5.75%, due 12/1/21 Pre-Refunded 12/1/11
|
1,580
|
ß
|
||||||
520
|
Sayre Hlth. Care Fac. Au. Rev. (Unrefunded Bal.), (Guthrie Hlth. Proj.), Ser. 2002-A,
5.75%, due 12/1/21
|
535
|
ß
|
||||||
14,946
|
|||||||||
Puerto Rico (1.4%)
|
|||||||||
750
|
Puerto Rico Elec. Pwr. Au. Pwr. Rev., Ser. 2010-XX, 5.25%, due 7/1/35
|
770
|
|||||||
3,000
|
Puerto Rico Sales Tax Fin. Corp. Sales Tax Rev., Subser. 2009-A, 5.00%, due 8/1/39 Pre-Refunded 8/1/11
|
3,104
|
µ
|
||||||
3,874
|
|||||||||
South Carolina (1.2%)
|
|||||||||
1,100
|
Charleston Co. Sch. Dist. G.O., Ser. 2001, (AGM Insured), 5.00%, due 2/1/18 Pre-Refunded 2/1/12
|
1,164
|
|||||||
2,140
|
Mt. Pleasant Town Waterworks & Swr. Sys. Ref. & Imp. Rev., Ser. 2002,
(National Public Finance Guarantee Corp. Insured), 5.25%, due 12/1/17
|
2,308
|
|||||||
3,472
|
|||||||||
Tennessee (2.2%)
|
|||||||||
1,655
|
Knox Co. Hlth. Ed. & Hsg. Fac. Board Hosp. Fac. Rev., Ser. 2002-A, (AGM Insured),
5.50%, due 1/1/18 Pre-Refunded 1/1/13
|
1,828
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted) |
|||||||
$
|
1,360
|
Knox Co. Hlth. Ed. & Hsg. Fac. Board Hosp. Fac. Rev. (Unrefunded Bal.), Ser. 2002-A, (AGM Insured),
|
$
|
1,418
|
|||||
5.50%, due 1/1/18
|
|||||||||
2,705
|
Memphis-Shelby Co. Arpt. Au. Arpt. Rev., Ser. 2010-B, 5.50%, due 7/1/19
|
2,991
|
|||||||
6,237
|
|||||||||
Texas (13.6%)
|
|||||||||
4,145
|
Anson Ed. Fac. Corp. Std. Hsg. Rev. (Univ. of Texas at Dallas-Waterview Park Proj.),
Ser. 2002, (ACA Insured), 5.00%, due 1/1/23
|
3,175
|
ß
|
||||||
3,600
|
Corpus Christi Tax & Muni. Hotel Occupancy Tax G.O., Ser. 2002, (AGM Insured), 5.50%, due 9/1/17
|
3,835
|
|||||||
1,935
|
Dallas-Fort Worth Int'l Arpt. Imp. Rev., Ser. 2004-B, (AGM Insured), 5.50%, due 11/1/18
|
2,094
|
|||||||
2,300
|
Harris Co. Perm. Imp. Ref. G.O., Ser. 2008-B, 5.00%, due 10/1/19 Pre-Refunded 10/1/18
|
2,797
|
|||||||
2,900
|
Harris Co. Toll Road Sr. Lien Rev., Ser. 2008-B, 5.00%, due 8/15/33
|
3,064
|
|||||||
2,210
|
Harris Co. Toll Road Sr. Lien Rev., (Unrefunded Bal.), Ser. 2002, (AGM Insured), 5.38%, due 8/15/16
|
2,403
|
|||||||
610
|
HFDC Ctr. Texas, Inc. Retirement Fac. Rev., Ser. 2006-A, 5.25%, due 11/1/15
|
592
|
ß
|
||||||
3,235
|
Houston Arpt. Sys. Sub. Lien. Ref. Rev., Ser. 2001-A, (National Public Finance Guarantee Corp. Insured),
5.50%, due 7/1/16
|
3,383
|
|||||||
1,000
|
Houston Pub. Imp. Ref. G.O., Ser. 2008-A, 5.00%, due 3/1/20
|
1,143
|
|||||||
4,780
|
North Central Hlth. Fac. Dev. Corp. Hosp. Ref. Rev. (Baylor Hlth. Care Sys. Proj.), Ser. 1998,
5.10%, due 5/15/13
|
4,795
|
ß
|
||||||
3,000
|
North Texas Tollway Au. Dallas North Tollway Sys. Rev., Ser. 2005-C, 6.00%, due 1/1/23
|
3,439
|
|||||||
950
|
Northwest Texas Independent Sch. Dist. Sch. Bldg., Ser. 2002, (PSF Insured),
5.50%, due 8/15/17 Pre-Refunded 2/15/13
|
1,057
|
|||||||
50
|
Northwest Texas Independent Sch. Dist. Sch. Bldg. (Unrefunded Bal.), Ser. 2002, (PSF Insured),
5.50%, due 8/15/17
|
55
|
|||||||
20
|
San Antonio Cert. of Oblig. G.O., Ser. 2002, 5.00%, due 2/1/14 Pre-Refunded 2/1/12
|
21
|
|||||||
500
|
San Leanna Ed. Fac. Corp. Higher Ed. Ref. Rev., (St. Edwards Univ. Proj.), Ser. 2007, 5.00%, due 6/1/19
|
535
|
ß
|
||||||
910
|
Southmost Reg. Wtr. Au. Wtr. Supply Contract Rev.,
Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/19 Pre-Refunded 9/1/12
|
994
|
|||||||
1,000
|
Southmost Reg. Wtr. Au. Wtr. Supply Contract Rev. (Unrefunded Bal.),
Ser. 2002, (National Public Finance Guarantee Corp. Insured), 5.50%, due 9/1/19
|
1,042
|
|||||||
160
|
Texas Std. Hsg. Corp. Std. Hsg. Rev. (Midwestern St. Univ. Proj.), Ser. 2002, 5.50%, due 9/1/12
|
170
|
|||||||
1,000
|
Trinity River Au. Imp. & Ref. Rev. (Tarrant Co. Wtr. Proj.),
Ser. 2003, (National Public Finance Guarantee Corp. Insured), 5.50%, due 2/1/16 Pre-Refunded 2/1/13
|
1,110
|
|||||||
1,085
|
Tyler Hlth. Fac. Dev. Corp. Hosp. Rev. (Mother Frances Hosp. Reg. Hlth. Care Ctr. Proj.), Ser. 2003,
5.25%, due 7/1/13
|
1,146
|
ß
|
||||||
1,175
|
West Harris Co. Reg. Wtr. Au. Sys. Wtr. Rev., Ser. 2009, 5.00%, due 12/15/35
|
1,207
|
|||||||
38,057
|
|||||||||
Utah (1.7%)
|
|||||||||
3,000
|
Salt Lake Co. Hosp. Rev. (IHC Hlth. Svc., Inc.), Ser. 2001, (AMBAC Insured), 5.40%, due 2/15/28
|
3,364
|
ß
|
||||||
1,200
|
Uintah Co. Muni. Bldg. Au. Lease Rev., Ser. 2008, 5.25%, due 6/1/20
|
1,338
|
|||||||
4,702
|
|||||||||
Virginia (1.0%)
|
|||||||||
2,620
|
Peninsula Ports Au. Res. Care Fac. Ref. Rev. (VA Baptist Homes), Ser. 2006-C, 5.25%, due 12/1/21
|
1,806
|
ß
|
||||||
1,000
|
Virginia Beach Dev. Au. Residential Care Fac. Mtge. Ref. Rev.
(Westminster-Canterbury of Hampton Roads, Inc.), Ser. 2005, 5.00%, due 11/1/22
|
956
|
ß
|
||||||
2,762
|
|||||||||
Washington (6.7%)
|
|||||||||
6,250
|
Port of Seattle Sub. Lien Rev., Ser. 2002-B, (National Public Finance Guarantee Corp. Insured),
5.50%, due 9/1/16
|
6,515
|
|||||||
1,000
|
Skagit Co. Pub. Hosp. Dist. Number 1 Ref. Rev., Ser. 2007, 5.63%, due 12/1/25
|
1,030
|
|||||||
1,000
|
Skagit Co. Pub. Hosp. Dist. Ref. Rev., Ser. 2003, 6.00%, due 12/1/23
|
1,034
|
|||||||
1,625
|
Skagit Co. Pub. Hosp. Dist. Ref. Rev., Ser. 2003, 6.00%, due 12/1/18
|
1,720
|
|||||||
2,500
|
Tacoma Wtr. Sys. Rev., Ser. 2001, (National Public Finance Guarantee Corp. Insured),
5.13%, due 12/1/19 Pre-Refunded 12/1/11
|
2,628
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted) |
|||||||
$
|
2,525
|
Washington St. Higher Ed. Fac. Au. Ref. Rev. (Whitworth Univ. Proj.), Ser. 2009, 5.38%, due 10/1/29
|
$
|
2,651
|
ß
|
||||
3,125
|
Washington St. Hlth. Care Fac. Au. Rev. (Yakima Valley Mem. Hosp. Assoc.), Ser. 2002, (ACA Insured),
5.00%, due 12/1/17
|
3,161
|
ß
|
||||||
18,739
|
|||||||||
West Virginia (0.4%)
|
|||||||||
1,000
|
West Virginia Sch. Bldg. Au. Excess Lottery Rev., Ser. 2008, 5.00%, due 7/1/19
|
1,140
|
|||||||
Wisconsin (6.8%)
|
|||||||||
810
|
Badger Tobacco Asset Securitization Corp. Tobacco Settlement Asset-Backed Rev., Ser. 2002,
6.13%, due 6/1/27
|
865
|
|||||||
1,900
|
Univ. of Wisconsin Hosp. & Clinics Au. Hosp. Rev., Ser. 2002-B, 5.50%, due 4/1/12
|
1,976
|
|||||||
1,370
|
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Aurora Med. Group, Inc. Proj.), Ser. 1996, (AGM Insured),
6.00%, due 11/15/11
|
1,421
|
ß
|
||||||
1,100
|
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Beloit College), Ser. 2010-A, 6.13%, due 6/1/35
|
1,163
|
ß
|
||||||
1,225
|
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Beloit College), Ser. 2010-A, 6.13%, due 6/1/39
|
1,292
|
ß
|
||||||
1,000
|
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Franciscan Sisters Hlth. Care), Ser. 2007, 5.00%, due 9/1/14
|
1,050
|
ß
|
||||||
2,780
|
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Kenosha Hosp. & Med. Ctr., Inc. Proj.), Ser. 1999,
5.50%, due 5/15/15
|
2,785
|
ß
|
||||||
5,000
|
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Marquette Univ.), Ser. 2008-B3, 5.00%, due 10/1/30
|
5,227
|
ß
|
||||||
3,000
|
Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Meriter Hosp., Inc.), Ser. 2009, 5.63%, due 12/1/29
|
3,180
|
ß
|
||||||
18,959
|
|||||||||
Wyoming (1.8%)
|
|||||||||
4,895
|
Wyoming Comm. Dev. Au. Hsg. Rev., Ser. 2006-6, 5.00%, due 12/1/21
|
4,971
|
|||||||
Other (0.8%)
|
|||||||||
3,000
|
Non-Profit Pfd. Fdg. Trust I, Ser. 2006-C, 4.72%, due 9/15/37
|
2,293
|
#
|
||||||
Total Investments (162.2%) (Cost $434,176)
|
452,252
|
##
|
|||||||
Cash, receivables and other assets, less liabilities (2.1%)
|
6,049
|
||||||||
Liquidation Value of Auction Market Preferred Shares [(64.3%)]
|
(179,400
|
)
|
|||||||
Total Net Assets Applicable to Common Shareholders (100.0%)
|
$
|
278,901
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted) |
|||||||
Arizona (0.7%)
|
|||||||||
$
|
500
|
Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2003, 6.15%, due 7/15/17
|
$
|
488
|
|||||
California (4.0%)
|
|||||||||
3,115
|
Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006),
Ser. 2009-C, (AGM Insured), 0.00%, due 8/1/24
|
1,536
|
|||||||
1,470
|
Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25
|
1,498
|
|||||||
3,034
|
|||||||||
Guam (0.7%)
|
|||||||||
500
|
Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2005, 5.50%, due 7/1/16
|
522
|
|||||||
Illinois (1.2%)
|
|||||||||
910
|
Bartlett Sr. Lien Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17
|
893
|
|||||||
Nevada (1.6%)
|
|||||||||
1,000
|
Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23
|
1,166
|
|||||||
New York (143.3%)
|
|||||||||
3,000
|
Albany IDA Civic Fac. Rev. (Charitable Leadership Foundation Ctr. for Med. Science Proj.),
Ser. 2002-A, 6.00%, due 7/1/19
|
2,685
|
ß
|
||||||
500
|
Cattaraugus Co. IDA Civic Fac. Rev. (St. Bonaventure Univ. Proj.), Ser. 2006-A, 5.00%, due 5/1/23
|
511
|
ß
|
||||||
1,000
|
Dutchess Co. IDA Civic Fac. Ref. Rev. (Marist College Proj.), Ser. 2003-A, 5.15%, due 7/1/17
|
1,057
|
ß
|
||||||
1,000
|
Erie Co. IDA Sch. Fac. Rev. (Buffalo City Sch. Dist.), Ser. 2009-A, 5.25%, due 5/1/25
|
1,113
|
|||||||
1,500
|
Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2009, 5.75%, due 7/1/23
|
1,728
|
ß
|
||||||
1,050
|
Long Island Pwr. Au. Elec. Sys. Gen. Rev., Ser. 2006-E, (BHAC Insured), 5.00%, due 12/1/21
|
1,175
|
|||||||
700
|
Lyons Comm. Hlth. Initiatives Corp. Fac. Rev., Ser. 2004, 5.50%, due 9/1/14
|
747
|
|||||||
1,000
|
Monroe Co. IDA Civic Fac. Rev. (Highland Hosp. Rochester), Ser. 2005, 5.00%, due 8/1/15
|
1,092
|
ß
|
||||||
980
|
Monroe Co. IDA Std. Hsg. Rev. (Collegiate Hsg. Foundation—Rochester Institute of Technology Proj.),
Ser. 1999-A, 5.25%, due 4/1/19
|
958
|
ß
|
||||||
1,000
|
Monroe Co. Newpower Corp. Pwr. Fac. Rev., Ser. 2003, 5.10%, due 1/1/16 `
|
1,036
|
|||||||
1,000
|
Monroe Co. Pub. Imp. Ref. G.O., Ser. 1996, 6.00%, due 3/1/13
|
1,103
|
|||||||
1,125
|
Nassau Co. IDA Continuing Care Retirement (The Amsterdam Harborside), Ser. 2007-A,
5.88%, due 1/1/18
|
1,168
|
ß
|
||||||
30
|
New York City G.O., Ser. 2002-A, 5.75%, due 8/1/16 Pre-Refunded 8/1/12
|
33
|
|||||||
970
|
New York City G.O., Ser. 2002-A, 5.75%, due 8/1/16
|
1,048
|
|||||||
100
|
New York City G.O., Ser. 2006-13, (LOC: Bank of America), 0.29%, due 4/1/36
|
100
|
µ
|
||||||
950
|
New York City G.O., Ser. 2009-B, 5.00%, due 8/1/22
|
1,075
|
|||||||
1,000
|
New York City G.O., Ser. 2009-E, 5.00%, due 8/1/21 '
|
1,136
|
|||||||
1,410
|
New York City Hlth. & Hosp. Corp. Rev., Ser. 2002-A, (AGM Insured),
5.50%, due 2/15/13 Pre-Refunded 2/15/12
|
1,503
|
|||||||
4,000
|
New York City Hsg. Dev. Corp. Multi-Family Hsg. Rev., Ser. 2002-E2, 5.05%, due 11/1/23
|
4,035
|
|||||||
1,000
|
New York City IDA Civic Fac. Rev. (Lycee Francais de New York Proj.), Ser. 2002-A, (ACA Insured),
5.50%, due 6/1/15
|
1,057
|
ß
|
||||||
1,030
|
New York City IDA Civic Fac. Rev. (Lycee Francais de New York Proj.), Ser. 2002-A, (ACA Insured),
5.50%, due 6/1/17
|
1,073
|
ß
|
||||||
2,920
|
New York City IDA Civic Fac. Rev. (Packer Collegiate Institute Proj.), Ser. 2002, (AMBAC Insured),
5.00%, due 6/1/22
|
3,010
|
ß
|
||||||
750
|
New York City IDA Liberty Rev. (7 World Trade Ctr., LLC Proj.), Ser. 2005-A, 6.25%, due 3/1/15
|
758
|
ß
|
||||||
2,000
|
New York City IDA Spec. Fac. Rev. (Term. One Group Assoc. Proj.), Ser. 2005,
5.50%, due 1/1/19 Putable 1/1/16
|
2,126
|
µß
|
||||||
960
|
New York City Muni. Wtr. Fin. Au. Wtr. & Swr. Sys. Rev., Ser. 1992-A, (AMBAC Insured),
5.88%, due 6/15/13
|
1,092
|
|||||||
215
|
New York City Transitional Fin. Au. Ref. Rev. (Future Tax), Ser. 2002-C, (AMBAC Insured),
5.25%, due 8/1/17
|
232
|
PRINCIPAL AMOUNT
(000's omitted)
|
SECURITY@
|
VALUE†
(000's omitted) |
|||||||
$
|
500
|
New York City Transitional Fin. Au. Rev., Subser. 2002-2F, (LOC: Bayerische Landesbank),
|
$
|
500
|
µ
|
||||
0.30%, due 11/1/22
|
|||||||||
2,000
|
New York City Transitional Fin. Au. Rev. (Future Tax Secured), Ser. 2001-B, (LOC: Landesbank
Baden-Wurttemberg), 0.30%, due 2/1/31
|
2,000
|
µ
|
||||||
1,810
|
New York City Transitional Fin. Au. Rev. (Future Tax Secured), Ser. 2002-C, (AMBAC Insured),
5.25%, due 8/1/17 Pre-Refunded 8/1/12
|
1,964
|
|||||||
660
|
New York Liberty Dev. Corp. Rev. (Nat'l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19
|
2
|
#‡
|
||||||
2,000
|
New York St. Dorm. Au. Court Fac. Lease Rev. (New York City Issue), Ser. 2003-A,
5.50%, due 5/15/17 Pre-Refunded 5/15/13
|
2,250
|
|||||||
1,675
|
New York St. Dorm. Au. Insured Rev. (Long Island Univ.), Ser. 2003-A, (Radian Insured),
5.25%, due 9/1/15
|
1,729
|
ß
|
||||||
1,600
|
New York St. Dorm. Au. Insured Rev. (The Culinary Institute of America), Ser. 1999, (National
Public Finance Guarantee Corp. Insured), 5.38%, due 7/1/15
|
1,613
|
ß
|
||||||
3,000
|
New York St. Dorm. Au. Ref. Rev. (North Gen. Hosp. Proj.), Ser. 2003, 5.75%, due 2/15/17
|
3,196
|
ß
|
||||||
250
|
New York St. Dorm. Au. Rev. (Brookdale Hosp. Med. Ctr.), Ser. 1998-J, 5.20%, due 2/15/16
|
251
|
ß
|
||||||
1,126
|
New York St. Dorm. Au. Rev. (City Univ. Sys. Proj.), Ser. 1995-A, 5.63%, due 7/1/16
|
1,301
|
|||||||
1,000
|
New York St. Dorm. Au. Rev. (Lenox Hill Hosp. Oblig. Group Proj.), Ser. 2001, 5.75%, due 7/1/14
|
1,026
|
ß
|
||||||
1,000
|
New York St. Dorm. Au. Rev. (Lenox Hill Hosp. Oblig. Group Proj.), Ser. 2001, 5.75%, due 7/1/16
|
1,021
|
ß
|
||||||
1,980
|
New York St. Dorm. Au. Rev. (New York Med. College Proj.), Ser. 1998, (National Public Finance
Guarantee Corp. Insured), 5.00%, due 7/1/21
|
1,981
|
ß
|
||||||
600
|
New York St. Dorm. Au. Rev. (North Shore-Long Island Jewish Oblig. Group), Ser. 2003,
5.00%, due 5/1/18
|
516
|
ß
|
||||||
2,855
|
New York St. Dorm. Au. Rev. (Rivington House Hlth. Care Fac.), Ser. 2002, (SONYMA Insured),
5.25%, due 11/1/15
|
3,072
|
ß
|
||||||
2,410
|
New York St. Dorm. Au. Rev. (Rochester Institute of Technology Proj.), Ser. 2002-A, (AMBAC Insured),
5.25%, due 7/1/19 Pre-Refunded 7/1/12
|
2,603
|
ß
|
||||||
1,000
|
New York St. Dorm. Au. Rev. (Sch. Dist. Financing Proj.), Ser. 2002-A, (National Public Finance
Guarantee Corp. Insured), 5.75%, due 10/1/17
|
1,070
|
|||||||
3,000
|
New York St. Dorm. Au. Rev. (SS Joachim & Anne Residence Proj.), Ser. 2002,
(LOC: Allied Irish Bank), 4.60%, due 7/1/16
|
3,025
|
ß
|
||||||
500
|
New York St. Dorm. Au. Rev. Non St. Supported Debt (Manhattan Marymount College),
Ser. 2009, 5.00%, due 7/1/24
|
509
|
ß
|
||||||
900
|
New York St. Dorm. Au. Rev. Non St. Supported Debt (Montfiore Med. Ctr.), Ser. 2008,
(FHA Insured), 5.00%, due 8/1/21
|
973
|
ß
|
||||||
1,595
|
New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine),
Ser. 2009, 5.25%, due 7/1/24
|
1,702
|
ß
|
||||||
1,000
|
New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2006-A, 5.00%, due 7/1/20
|
1,052
|
ß
|
||||||
1,030
|
New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2007-B, 5.25%, due 7/1/24
|
1,079
|
ß
|
||||||
2,000
|
New York St. Dorm. Au. Rev. Non St. Supported Debt (St. John's Univ.), Ser. 2007-C, (National
Public Finance Guarantee Corp. Insured), 5.25%, due 7/1/19
|
2,301
|
ß
|
||||||
2,600
|
New York St. Dorm. Au. Rev. St. Personal Income Tax Rev., Ser. 2003-A,
5.38%, due 3/15/17 Pre-Refunded 3/15/13
|
2,897
|
|||||||
5,000
|
New York St. Energy Res. & Dev. Au. Fac. Rev. (Consolidated Edison Co. of New York, Inc. Proj.),
Ser. 2001, 4.70%, due 6/1/36 Putable 10/1/12
|
5,009
|
µß
|
||||||
1,615
|
New York St. HFA Rev. (Affordable Hsg.), Ser. 2009-B, 4.50%, due 11/1/29
|
1,631
|
|||||||
2,000
|
New York St. Mtge. Agcy. Homeowner Mtge. Rev., Ser. 1997-67, 5.70%, due 10/1/17
|
2,002
|
|||||||
1,230
|
New York St. Muni. Bond Bank Agcy., Subser. 2009-B1, 5.00%, due 12/15/23
|
1,367
|
|||||||
1,295
|
New York St. Muni. Bond Bank Agcy., Subser. 2009-B1, 5.00%, due 12/15/24
|
1,428
|
|||||||
1,475
|
New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds, Ser. 2007-B,
5.00%, due 4/1/20
|
1,672
|
|||||||
1,090
|
New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds, Ser. 2009-B,
5.00%, due 4/1/19
|
1,279
|
|||||||
250
|
New York St. Urban Dev. Corp. Correctional & Youth Fac. Svc. Rev., Ser. 2002-C,
4.00%, due 1/1/20 Pre-Refunded 1/1/11
|
252
|
µ
|
||||||
1,250
|
New York St. Urban Dev. Corp. Ref. Rev., Ser. 2008-D, 5.25%, due 1/1/20
|
1,452
|
|||||||
965
|
New York St. Urban Dev. Corp. Rev. (St. Personal Income Tax), Ser. 2008-A1, 5.00%, due 12/15/23
|
1,081
|
|||||||
1,375
|
New York Tobacco Settlement Fin. Corp., Ser. 2003-B1C, 5.50%, due 6/1/22
|