As filed with the Securities and Exchange Commission on January 4, 2018

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM N-CSR

CERTIFIED SHAREHOLDER REPORT OF

REGISTERED MANAGEMENT INVESTMENT COMPANIES

Investment Company Act file number: 811-21168

(Exact name of registrant as specified in charter)

c/o Neuberger Berman Investment Advisers LLC

1290 Avenue of the Americas

New York, New York 10104

(Address of principal executive offices – Zip Code)

Registrant's telephone number, including area code: (212) 476-8800

Robert Conti

Chief Executive Officer and President

Neuberger Berman Intermediate Municipal Fund Inc.

c/o Neuberger Berman Investment Advisers LLC

1290 Avenue of the Americas
New York, New York 10104

Arthur C. Delibert, Esq.

K&L Gates LLP

1601 K Street, N.W.

Washington, D.C. 20006-1600

(Names and addresses of agents for service)

Date of fiscal year end: October 31

Date of reporting period: October 31, 2017

Form N-CSR is to be used by management investment companies to file reports with the Commission not later than 10 days after the transmission to stockholders of any report that is required to be transmitted to stockholders under Rule 30e-1 under the Investment Company Act of 1940, as amended (“Act”) (17 CFR 270.30e-1). The Commission may use the information provided on Form N-CSR in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-CSR, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-CSR unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy

of the information collection burden estimate and any suggestions for reducing the burden to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Report to Stockholders.

Following is a copy of the annual report transmitted to stockholders pursuant to Rule 30e-1 under the Act.

 

				Neuberger Berman Intermediate Municipal Closed-End Funds   Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc.
				Annual Report October 31, 2017

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				Contents
				President’s Letter	1
				PORTFOLIO COMMENTARIES	2
				SCHEDULES OF INVESTMENTS
				California Intermediate Municipal Fund Inc.	6
				Intermediate Municipal Fund Inc.	12
				New York Intermediate Municipal Fund Inc.	23
				FINANCIAL STATEMENTS	29
				FINANCIAL HIGHLIGHTS/PER SHARE DATA
				California Intermediate Municipal Fund Inc.	40
				Intermediate Municipal Fund Inc.	41
				New York Intermediate Municipal Fund Inc.	42
				Report of Independent Registered Public Accounting Firm	45
				Distribution Reinvestment Plan for each Fund	46
				Directory	49
				Directors and Officers	50
				Proxy Voting Policies and Procedures	59
				Quarterly Portfolio Schedule	59
				Notice to Stockholders	60
				Report of Votes of Stockholders	61
				Board Consideration of the Management Agreements	62

The “Neuberger Berman” name and logo and “Neuberger Berman Investment Advisers LLC” name are registered service marks of Neuberger Berman Group LLC. The individual Fund names in this piece are either service marks or registered service marks of Neuberger Berman Investment Advisers LLC. ©2017 Neuberger Berman Investment Advisers LLC. All rights reserved.

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President’s Letter

Dear Stockholder,

I am pleased to present this annual report for Neuberger Berman California Intermediate Municipal Fund Inc. (“NBW”), Neuberger Berman Intermediate Municipal Fund Inc. (“NBH”) and Neuberger Berman New York Intermediate Municipal Fund Inc. (“NBO” and, together with NBW and NBH, the “Funds”) for the 12 months ended October 31, 2017. The report includes portfolio commentaries, as well as audited listings of the Funds’ investments and financial statements for the reporting period.

Each Fund’s investment objective is to provide a high level of current income exempt from regular federal income tax and, for each state-specific Fund, a high level of current income exempt from that state’s personal income taxes (and, in the case of NBO, New York City personal income tax).

We maintain a conservative investment philosophy and disciplined investment process in an effort to provide you with tax-exempt current income over the long term with less volatility and risk.

On February 15, 2017, NBH announced a decrease in its monthly distribution rate to $0.0675 per share of common stock from the prior monthly distribution rate of $0.075 per share, NBW announced a decrease in its monthly distribution rate to $0.0512 per share of common stock from the prior monthly distribution rate of $0.062 per share, and NBO announced a decrease in its monthly distribution rate to $0.0437 per share of common stock from the prior monthly distribution rate of $0.048 per share. The Funds’ decreases in distribution rates were the result of numerous factors, including the general decline in yields available in the municipal bond market and the related impact on the Funds’ levels of earnings, the amount of available undistributed net investment income and, with respect to NBW and NBO, the lack thereof, and the Funds’ current and expected costs of leverage.

Thank you for your confidence in the Funds. We will continue to do our best to earn your trust in the years to come.

Sincerely,

Robert Conti
President and CEO
Neuberger Berman California Intermediate Municipal Fund Inc.
Neuberger Berman Intermediate Municipal Fund Inc.
Neuberger Berman New York Intermediate Municipal Fund Inc.

1

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Neuberger Berman Intermediate Municipal Closed-End Funds Portfolio Commentaries

For the 12 months ended October 31, 2017, on a net asset value (NAV) basis, each of Neuberger Berman California Intermediate Municipal Fund Inc. (“NBW”), Neuberger Berman Intermediate Municipal Fund Inc. (“NBH”) and Neuberger Berman New York Intermediate Municipal Fund Inc. (“NBO” and, together with NBW and NBH, the “Funds”) underperformed its benchmark, the Bloomberg Barclays 10-Year Municipal Bond Index (the benchmark index). NBW, NBH and NBO posted 1.60%, 1.83% and 1.04% total returns, respectively, whereas the benchmark index generated a 2.23% return for the same period. (Fund performance on a market price basis is provided in the table immediately following this commentary.) The use of leverage (typically a performance enhancer in up markets and a detractor during market retreats) contributed to performance given the positive return for the municipal bond market during the reporting period.

The municipal bond market outperformed the taxable bond market during the reporting period. Municipal securities were supported by generally positive fundamentals, solid demand and more moderate supply than a year earlier. Both short- and longer-term Treasury yields rose over the 12 months ended October 31, 2017. Short-term yields generally moved higher as the U.S. Federal Reserve (Fed) raised interest rates three times over the period and began reducing its balance sheet in October 2017. Meanwhile, longer-term Treasury yields fluctuated given changing expectations for economic growth in the U.S., uncertainties surrounding future fiscal policy and a number of geopolitical events. All told, the Bloomberg Barclays Municipal Bond Index gained 2.19% for the 12 months ended October 31, 2017 while the overall taxable bond market, as measured by the Bloomberg Barclays U.S. Aggregate Bond Index, returned 0.90% for the same period.

Throughout the reporting period, the Funds’ leverage-adjusted durations were longer than the benchmark index’s. This detracted from performance as rates moved higher over the period, especially in the aftermath of the Presidential election and late in the reporting period. The Funds maintained a lower average quality relative to that of the benchmark index as they sought to generate additional yield. This was positive for results given the outperformance of lower quality bonds. From a sector perspective, an overweight to revenue bonds added to results as they largely outperformed general obligation bonds. In particular, an overweight to and security selection of tobacco securitization bonds contributed to the performance of NBW and NBO. In addition, on a relative basis, the Funds’ exposure to uninsured bonds issued by Puerto Rico was detrimental over the period and a small diversified exposure to the Virgin Islands by NBW and NBO also detracted from performance due to the impact of Hurricane Maria.

A number of changes were made to the Funds during the reporting period. In particular, we increased the Funds’ exposure to tobacco securitization bonds. In addition, NBH and NBO eliminated their allocation to insured bonds issued by Puerto Rico.

Given the steady economic growth backdrop and subdued but stable level of inflation, we see no reason to doubt the Fed’s intention of taking a measured approach to future monetary policy tightening. That said, changes in fiscal policy or potential volatility caused by the withdrawal of monetary accommodation might cause adjustments to that forecast. Specific to the municipal bond market, we believe technicals continue to look promising for the remainder of the year. As was characteristic of most of 2017, reduced new issue supply if it continues, would likely provide a firm bid for municipal bonds. We will keep a close eye on both tax reform and infrastructure investment legislation and continue to execute on our research based, bottom-up investment process in an effort to find attractive buying opportunities for our investors.

Sincerely,

James L. Iselin and S. Blake Miller
Portfolio Co-Managers

The portfolio composition, industries and holdings of each Fund are subject to change without notice.

The opinions expressed are those of the Funds’ portfolio managers. The opinions are as of the date of this report and are subject to change without notice.

The value of securities owned by a Fund, as well as the market value of shares of the Fund’s common stock, may decline in response to certain events, including those directly involving the issuers whose securities are owned by the Fund; conditions affecting the general economy; overall market changes; local, regional, national or global political, social or economic instability; regulatory or legislative developments; price and interest rate fluctuations, including those resulting from changes in central bank policies; and changes in investor sentiment.

2

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3

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Endnotes

1		A portion of each Fund’s income may be a tax preference item for purposes of the federal alternative minimum tax for certain stockholders.
2		Returns based on the NAV of each Fund.
3		Returns based on the market price of shares of each Fund’s common stock on the NYSE American.
4		Please see “Description of Index” on page 5 for a description of the index.

For more complete information on any of the Neuberger Berman Intermediate Municipal Closed-End Funds, call Neuberger Berman Investment Advisers LLC at (800) 877-9700, or visit our website at www.nb.com.

4

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Description of Index

Bloomberg Barclays 10-Year Municipal Bond Index:

The index is the 10-year (8-12 years to maturity) component of the Bloomberg Barclays Municipal Bond Index. The Bloomberg Barclays Municipal Bond Index measures the investment grade, U.S. dollar-denominated, long-term, tax-exempt bond market and has four main sectors: state and local general obligation bonds, revenue bonds, insured bonds and prerefunded bonds.

Please note that the index does not take into account any fees and expenses or any tax consequences of investing in the individual securities that it tracks and that individuals cannot invest directly in any index. Data about the performance of this index are prepared or obtained by Management and include reinvestment of all income dividends and other distributions, if any. Each Fund may invest in securities not included in the above described index and generally does not invest in all securities included in the index.

5

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Schedule of Investments California Intermediate Municipal Fund Inc.

October 31, 2017

PRINCIPAL AMOUNT					Value
(000’s omitted)					(000’s omitted)
Municipal Notes 167.9%
American Samoa 0.7%
$	600		American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/29		$	599
California 150.5%
	1,000		Bay Area Toll Au. Toll Bridge Rev., Ser. 2013-S-4, 5.00%, due 4/1/27 Pre-Refunded 4/1/23			1,184
	1,500		Bay Area Toll Au. Toll Bridge Rev. (San Francisco Bay Area), Ser. 2012, 5.00%, due 4/1/21			1,689
			California Ed. Facs. Au. Ref. Rev. (Univ. of Redlands)
	250		Ser. 2016-A, 5.00%, due 10/1/28			299
	260		Ser. 2016-A, 3.00%, due 10/1/29			264
	400		Ser. 2016-A, 3.00%, due 10/1/30			401
	1,000		California Hlth. Facs. Fin. Au. Rev. (Children’s Hosp. Los Angeles), Ser. 2012-A, 5.00%, due 11/15/26			1,114
	1,000		California Infrastructure & Econ. Dev. Bank St. Sch. Fund Lease Rev. (King City Joint Union High Sch.			1,090
			Dist. Fin.), Ser. 2010, 5.13%, due 8/15/24
	1,000		California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.), Ser. 2014, 5.63%, due			1,021	(a)(b)
			7/1/44
	500		California Muni. Fin. Au. Charter Sch. Lease Rev. (Vista Charter Middle Sch. Proj.), Ser. 2014, 5.13%,			528	(b)
			due 7/1/29
	255		California Muni. Fin. Au. Charter Sch. Rev. (John Adams Academics Proj.), Ser. 2015-A, 4.50%, due			273
			10/1/25
	1,000		California Muni. Fin. Au. Charter Sch. Rev. (Palmdale Aerospace Academy Proj.), Ser. 2016, 5.00%,			1,032	(a)
			due 7/1/31
	500		California Muni. Fin. Au. Rev. (Baptist Univ.), Ser. 2015-A, 5.00%, due 11/1/30			543	(a)
			California Muni. Fin. Au. Rev. (Biola Univ.)
	375		Ser. 2013, 4.00%, due 10/1/25			414
	410		Ser. 2013, 4.00%, due 10/1/26			451
	455		Ser. 2013, 4.00%, due 10/1/27			498
	600		California Muni. Fin. Au. Rev. (Southwestern Law Sch.), Ser. 2011, 6.00%, due 11/1/26			679
			California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group)
	605		Ser. 2014-A, 4.00%, due 1/1/27			646
	630		Ser. 2014-A, 4.00%, due 1/1/28			669
	330		Ser. 2014-A, 4.00%, due 1/1/29			347
	400		California Sch. Fac. Fin. Au. Rev. (Alliance College - Ready Pub. Sch. Proj.), Ser. 2015-A, 5.00%,			449	(a)
			due 7/1/30
			California Sch. Fac. Fin. Au. Rev. (KIPP LA Proj.)
	400		Ser. 2017-A, 4.00%, due 7/1/23			437	(a)
	435		Ser. 2014-A, 4.13%, due 7/1/24			463
	375		Ser. 2017-A, 5.00%, due 7/1/25			439	(a)
	130		Ser. 2017-A, 5.00%, due 7/1/27			154	(a)
	2,195		California St. Dept. of Veterans Affairs Home Purchase Ref. Rev., Ser. 2016-A, 3.00%, due 6/1/29			2,149
			California St. Dept. of Wtr. Res. Ctr. Valley Proj. Rev. (Wtr. Sys.)
	15		Ser. 2012-AN, 5.00%, due 12/1/21			17
	540		Ser. 2012-AN, 5.00%, due 12/1/21			620
			California St. Dept. of Wtr. Res. Pwr. Supply Rev.
	1,240		Ser. 2010-L, 5.00%, due 5/1/22 Pre-Refunded 5/1/20			1,358
	760		Ser. 2010-L, 5.00%, due 5/1/22			833
	1,500		California St. G.O., Ser. 2012, 5.00%, due 2/1/27			1,714
	700		California St. G.O. (Kindergarten Univ.), (LOC: State Street Bank & Trust Co.), Ser. 2004, 0.80%,			700	(c)
			due 5/1/34
	1,000		California St. Infrastructure & Econ. Dev. Bank Rev. (Goodwill Industries of Sacramento Valley & No.			1,010	(a)
			Proj.), Ser. 2016-A, 5.00%, due 1/1/36
	2,000		California St. Poll. Ctrl. Fin. Au. Rev. (San Jose Wtr. Co. Proj.), Ser. 2016, 4.75%, due 11/1/46			2,128
	750		California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerage Redak Svcs. So. California LLC			736	(a)(b)
			Proj.), Ser. 2016, 7.00%, due 12/1/27
	2,000		California St. Poll. Ctrl. Fin. Au. Wtr. Furnishing Rev., Ser. 2012, 5.00%, due 7/1/27			2,190	(a)
	1,095		California St. Pub. Works Board Lease Rev. (California Comm. Colleges), Ser. 2004-B, 5.50%,			1,099
			due 6/1/20

See Notes to Financial Statements

6

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Schedule of Investments California Intermediate Municipal Fund Inc.

(cont’d)

PRINCIPAL AMOUNT					Value
(000’s omitted)					(000’s omitted)
$	415		California St. Sch. Fin. Au. Charter Sch. Rev. (Downtown College Prep-Oblig. Group), Ser. 2016,		$	426	(a)
			4.50%, due 6/1/31
	400		California St. Sch. Fin. Au. Charter Sch. Rev. (Rocketship Edu.), Ser. 2016-A, 5.00%, due 6/1/31			411	(a)
	595		California St. Sch. Fin. Au. Ed. Facs. Rev. (Partnerships Uplifts Comm. Valley Proj.), Ser. 2014-A,			633
			5.35%, due 8/1/24
	1,000		California St. Var. Purp. G.O., Ser. 2012, 4.00%, due 9/1/21			1,100
	605		California Statewide CDA Rev. (California Baptist Univ.), Ser. 2007-A, 5.30%, due 11/1/18			617
	720		California Statewide CDA Rev. (Henry Mayo Newhall Mem. Hosp.), Ser. 2014-A, (AGM Insured),			832
			5.00%, due 10/1/26
	700		California Statewide CDA Rev. (Redwoods Proj.), Ser. 2013, 5.00%, due 11/15/28			811
	550		California Statewide CDA Rev. (Sr. Living So. California Presbyterian Homes), Ser. 2009, 6.25%,			573	(a)
			due 11/15/19
	1,500		California Statewide CDA Rev. (St. Joseph Hlth. Sys.), Ser. 2000, (National Public Finance Guarantee			1,541
			Corp. Insured), 5.13%, due 7/1/24 Pre-Refunded 7/1/18
	600		California Statewide CDA Rev. Ref. (Lancer Ed. Std. Hsg. Proj.), Ser. 2016-A, 5.00%, due 6/1/36			628	(a)
	1,500		California Statewide CDA Rev. Ref. (Loma Linda Univ. Med. Ctr.), Ser. 2014-A, 5.25%, due 12/1/29			1,679
	1,500		California Statewide CDA Rev. Ref. (Redlands Comm. Hosp.), Ser. 2016, 4.00%, due 10/1/41			1,541
	1,200		California Statewide CDA Spec. Tax Rev. Ref. (Comm. Facs. Dist. #2007-01 Orinda Wilder Proj.),			1,346
			Ser. 2015, 4.50%, due 9/1/25
	2,055		California Statewide CDA Std. Hsg. Rev. (Univ. of Irvin Campus Apts. Phase IV), Ser. 2017-A, 5.00%,			2,432
			due 5/15/32
	500		California Statewide CDA Std. Hsg. Rev. Ref. (Baptist University), Ser. 2017-A, 5.00%, due 11/1/32			547	(a)
	2,000		Contra Costa Co. Redev. Agcy. Successor Agcy. Tax Allocation Ref., Ser. 2017-A, (BAM Insured),			2,398
			5.00%, due 8/1/31
			Corona Norco Unified Sch. Dist. Pub. Fin. Au. Sr. Lien Rev.
	350		Ser. 2013-A, 5.00%, due 9/1/26			406
	560		Ser. 2013-A, 5.00%, due 9/1/27			646
	1,365		Daly City Hsg. Dev. Fin. Agcy. Rev. Ref. (Franciscan Mobile Home Park), Ser. 2007-A, 5.00%,			1,370
			due 12/15/21
	2,000		Davis Joint Unified Sch. Dist. Cert. of Participation (Yolo Co.), Ser. 2014, (BAM Insured), 4.00%, due			2,274
			8/1/24
	1,250		Emeryville Redev. Agcy. Successor Agcy. Tax Allocation Ref. Rev., Ser. 2014-A, (AGM Insured), 5.00%,			1,491
			due 9/1/25
			Golden St. Tobacco Securitization Corp. Tobacco Settlement Asset-Backed Rev.
	3,520		Ser. 2007-A-1, 5.00%, due 6/1/33			3,508
	3,000		Ser. 2007-A-1, 5.75%, due 6/1/47			2,956
	1,000		Imperial Comm. College Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-A, (AGM Insured),			1,292
			6.75%, due 8/1/40
	1,000		Inglewood Pub. Fin. Au. Ref. Rev., Ser. 2012, 5.00%, due 8/1/18			1,025
	1,000		Inglewood Unified Sch. Dist. Facs. Fin. Au. Rev., Ser. 2007, (AGM Insured), 5.25%, due 10/15/26			1,195
			Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2)
	150		Ser. 2013, 4.00%, due 9/1/23			165
	300		Ser. 2013, 4.00%, due 9/1/24			327
	450		Ser. 2013, 4.00%, due 9/1/25			486
	645		Ser. 2013, 3.50%, due 9/1/26			674
	690		Ser. 2013, 3.63%, due 9/1/27			721
	2,500		Irvine Unified Sch. Dist. Spec. Tax (Comm. Facs. Dist. # 09-1), (LOC: U.S. Bank), Ser. 2014,			2,500	(c)
			0.82%, due 9/1/54
	680		Jurupa Pub. Fin. Auth. Spec. Tax Rev., Ser. 2014-A, 5.00%, due 9/1/24			808
			La Verne Cert. of Participation (Brethren Hillcrest Homes)
	315		Ser. 2014, 5.00%, due 5/15/26			344
	500		Ser. 2014, 5.00%, due 5/15/29			539
	1,105		Lodi Pub. Fin. Au. Lease Rev., Ser. 2012, 5.25%, due 10/1/26			1,264
	255		Long Beach Fin. Au. Rev., Ser. 1992, (AMBAC Insured), 6.00%, due 11/1/17			255
	2,100		Los Angeles Dept. of Wtr. & Pwr. Rev. Ref., Subser. 2001 B-3, (LOC: Barclays Bank PLC),			2,100	(c)
			0.80%, due 7/1/34
	2,000		Los Angeles Muni. Imp. Corp. Lease Ref. Rev. (Real Property), Ser. 2012-C, 5.00%, due 3/1/27			2,285
	500		Los Angeles Reg. Arpt. Imp. Corp. Lease Rev. (Laxfuel Corp.), Ser. 2012, 4.50%, due 1/1/27			534
	425		Mill Valley Sch. Dist. G.O. Cap. Appreciation, Ser. 1994-A, 0.00%, due 8/1/19			405
	1,000		Mountain House Pub. Fin. Au. Utils. Sys. Rev., Ser. 2007, 5.00%, due 12/1/22			1,003

See Notes to Financial Statements

7

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Schedule of Investments California Intermediate Municipal Fund Inc.

(cont’d)

PRINCIPAL AMOUNT					Value
(000’s omitted)					(000’s omitted)
$	1,385		Ohlone Comm. College Dist. G.O. (Election 2010), Ser. 2014-B, 0.00%, due 8/1/29		$	939
	1,490		Oxnard Harbor Dist. Rev., Ser. 2011-B, 4.50%, due 8/1/24			1,672
	1,250		Palomar Hlth. Ref. Rev., Ser. 2016, 4.00%, due 11/1/39			1,256
	1,500		Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25 Pre-Refunded 9/1/19			1,600
	1,000		Rancho Cucamonga Redev. Agcy. Successor Agcy. Tax Allocation Rev. (Rancho Redev. Proj.), Ser. 2014,			1,184
			(AGM Insured), 5.00%, due 9/1/27
			Riverside Co. Comm. Facs. Dist. Spec. Tax Rev. (Scott Road)
	355		Ser. 2013, 4.00%, due 9/1/21			372
	600		Ser. 2013, 5.00%, due 9/1/25			660
			Riverside Co. Trans. Commission Toll Rev. Sr. Lien (Cap. Appreciation)
	1,320		Ser. 2013-B, 0.00%, due 6/1/22			1,162
	1,500		Ser. 2013-B, 0.00%, due 6/1/23			1,272
			Romoland Sch. Dist. Spec. Tax Ref. (Comm. Facs. Dist. Number 2006-1)
	100		Ser. 2017, 4.00%, due 9/1/29			106
	200		Ser. 2017, 4.00%, due 9/1/30			210
	525		Ser. 2017, 3.25%, due 9/1/31			507
	1,700		Sacramento Area Flood Ctrl. Agcy. Ref. (Consol Capital Assessment Dist. Number 2), Ser. 2016-A,			1,940
			5.00%, due 10/1/47
			Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.)
	1,000		Ser. 2006-E, (AMBAC Insured), 5.25%, due 12/1/24			1,225
	400		Ser. 2006-E, (AMBAC Insured), 5.25%, due 12/1/26			502
	500		Sacramento Spec. Tax (Natomas Meadows Comm. Facs. Dist. Number 2007-01), Ser. 2017, 5.00%,			528	(a)
			due 9/1/47
	1,350		San Bernardino Comm. College Dist. G.O. (Election 2002), Ser. 2008-A, 6.25%,			1,403
			due 8/1/24 Pre-Refunded 8/1/18
			San Francisco City & Co. Arpts. Commission Int’l Ref. Rev.
	750		Ser. 2009-D2, 3.00%, due 5/1/21			796
	1,000		Ser. 2009-C2, 5.00%, due 5/1/21			1,059
	1,220		San Francisco City & Co. Redev. Fin. Au. Tax Allocation (San Francisco Redev. Proj.), Ser. 2003-B,			1,224
			(National Public Finance Guarantee Corp. Insured), 5.25%, due 8/1/18
	2,000		San Francisco City & Co. Unified Sch. Dist. Ref. Rev., Ser. 2012, 4.00%, due 6/15/25			2,143
	575		San Jose Multi-Family Hsg. Rev. (Fallen Leaves Apts. Proj.), Ser. 2002-J1, (AMBAC Insured), 4.95%,			576
			due 12/1/22
	1,060		San Jose Redev. Agcy. Tax Allocation Ref. (Merged Area Redev. Proj.), Ser. 2006-D, (AMBAC Insured),			1,063
			5.00%, due 8/1/21
			San Juan Unified Sch. Dist. G.O.
	1,000		Ser. 2012-C, 4.00%, due 8/1/22			1,097
	1,070		Ser. 2012-C, 4.00%, due 8/1/25			1,168
	685		San Mateo Foster City Sch. Dist. G.O. (Election 2015), Ser. 2016-A, 4.00%, due 8/1/29			776
			San Mateo Union High Sch. Dist. G.O. (Election 2010)
	105		Ser. 2011-A, 0.00%, due 9/1/25			78
	895		Ser. 2011-A, 0.00%, due 9/1/25			668
	1,000		San Rafael City High Sch. Dist. G.O. Cap. Appreciation (Election 2002), Ser. 2004-B, (National Public			992
			Finance Guarantee Corp. Insured), 0.00%, due 8/1/18
	1,390		San Rafael Redev. Agcy. Tax Allocation Ref. (Central San Rafael Redev. Proj.), Ser. 2009, (Assured			1,485
			Guaranty Insured), 5.00%, due 12/1/21
			Santa Maria Bonita Sch. Dist. Cert. of Participation (New Sch. Construction Proj.)
	310		Ser. 2013, (BAM Insured), 3.25%, due 6/1/25			330
	575		Ser. 2013, (BAM Insured), 3.50%, due 6/1/26			616
	325		Ser. 2013, (BAM Insured), 3.50%, due 6/1/27			346
	270		Ser. 2013, (BAM Insured), 3.50%, due 6/1/28			285
	1,000		Santa Monica-Malibu Unified Sch. Dist. Ref. G.O., Ser. 2013, 3.00%, due 8/1/27			1,056
	1,000		Successor Agcy. to the Monrovia Redev. Agcy. Tax Allocation Rev. (Cent. Redev. Proj.), Ser. 2013,			1,144
			5.00%, due 8/1/26
	290		Sulphur Springs Union Sch. Dist. Cert. of Participation Conv. Cap. Appreciation Bonds, Ser. 2010,			337
			(AGM Insured), 6.50%, due 12/1/37
	1,145		Sulphur Springs Union Sch. Dist. Cert. of Participation Conv. Cap. Appreciation Bonds (Unrefunded),			1,454
			Ser. 2010, (AGM Insured), 6.50%, due 12/1/37
	2,000		Sweetwater Union High Sch. Dist. Pub. Fin. Au. Rev., Ser. 2013, (BAM Insured), 5.00%, due 9/1/25			2,346

See Notes to Financial Statements

8

---

Schedule of Investments California Intermediate Municipal Fund Inc.

(cont’d)

PRINCIPAL AMOUNT					Value
(000’s omitted)					(000’s omitted)
			Vernon Elec. Sys. Rev.
$	420		Ser. 2009-A, 5.13%, due 8/1/21 Pre-Refunded 8/1/19		$	443
	975		Ser. 2009-A, 5.13%, due 8/1/21			1,012
	3,000		Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C, 0.00%, due			3,855	(d)
			8/1/37
	1,500		Vista Unified Sch. Dist. G.O., Ser. 2012, 5.00%, due 8/1/21			1,707
	3,500		William S.Hart Union High Sch. Dist. G.O. Cap. Appreciation (Election 2001), Ser. 2005-B, (AGM			2,796
			Insured), 0.00%, due 9/1/26
	2,250		Wiseburn Sch. Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-B, (AGM Insured),			1,987	(e)
			0.00%, due 8/1/36
						127,103
Florida 0.7%
	525		Lakeland Ed. Facs. Rev. (Florida So. College Proj.), Ser. 2012-A, 5.00%, due 9/1/24			595
Georgia 0.7%
	600		Greene Co. Dev. Au. Swr. Fac. Rev., Ser. 2015, 6.13%, due 1/1/25			607	(a)(b)
Guam 2.6%
	1,110		Guam Gov’t Hotel Occupancy Tax Rev., Ser. 2011-A, 5.25%, due 11/1/18			1,145
	1,000		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25			1,074
						2,219
Illinois 2.3%
	1,000		Chicago Ref. G.O., Ser. 2003-B, 5.00%, due 1/1/23			1,089
	750		Illinois St. G.O., Ser. 2013, 5.00%, due 7/1/23			817
						1,906
Louisiana 0.7%
	500		Louisiana Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), Ser. 2013-A,			552
			7.63%, due 12/15/28
Nevada 1.3%
	1,000		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23 Pre-Refunded 6/15/19			1,102
New Jersey 1.0%
	750		New Jersey St. Econ. Dev. Au. Rev. (Continental Airlines, Inc., Proj.), Ser. 1999, 5.13%, due 9/15/23			825
North Carolina 0.9%
	750		North Carolina Med. Care Commission Hlth. Care Fac. First Mtge. Rev. (Lutheran Svcs. for Aging, Inc.),			792
			Ser. 2012-A, 4.25%, due 3/1/24
Ohio 1.1%
	1,000		Buckeye Tobacco Settlement Fin. Au. Asset-Backed Rev. (Turbo), Ser. 2007-A-2, 5.88%, due 6/1/47			938
Pennsylvania 2.7%
			Pennsylvania St. Turnpike Commission Rev.
	285		Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20			325
	305		Subser. 2010-B2, 6.00%, due 12/1/34			348
	1,410		Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20			1,610
						2,283

See Notes to Financial Statements

9

---

Schedule of Investments California Intermediate Municipal Fund Inc.

(cont’d)

PRINCIPAL AMOUNT					Value
(000’s omitted)					(000’s omitted)
Puerto Rico 1.2%
$	1,000		Puerto Rico Muni. Fin. Agcy. Rev., Ser. 2002-A, (AGM Insured), 5.25%, due 8/1/21		$	1,002
Tennessee 0.7%
	500		Tennessee St. Energy Acquisition Corp. Gas Rev. (Goldman Sachs Group, Inc.), Ser. 2006-A,			582
			5.25%, due 9/1/23
Texas 0.3%
	300		Mission Econ. Dev. Corp. Wtr. Supply Rev. (Green Bond-Env. Wtr. Minerals Proj.), Ser. 2015,			256	(a)(b)
			7.75%, due 1/1/45
Virgin Islands 0.5%
			Virgin Islands Pub. Fin. Au. Rev.
	250		Ser. 2014-A, 5.00%, due 10/1/24			154
	500		Ser. 2014-A, 5.00%, due 10/1/29			309
						463
			Total Investments 167.9% (Cost $132,353)			141,824
			Other Assets Less Liabilities 1.9%			1,608
			Liquidation Value of Variable Rate Municipal Term Preferred Shares			(58,951	)
			(net of unamortized deferred offering costs of approximately $49,000) (69.8)%
			Net Assets Applicable to Common Stockholders 100.0%		$	84,481

(a)		Securities were purchased under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), or are otherwise restricted and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale. At October 31, 2017, these securities amounted to approximately $11,987,000, which represents 14.2% of net assets applicable to common stockholders of the Fund. Securities denoted with (a) but without (b) have been deemed by the investment manager to be liquid.
(b)		Illiquid security.
(c)		Weighted average coupon that changes/updates periodically. Rate shown is the rate at October 31, 2017.
(d)		Currently a zero coupon security; will convert to 6.88% on August 1, 2019.
(e)		Currently a zero coupon security; will convert to 7.30% on August 1, 2026.

See Notes to Financial Statements

10

---

Schedule of Investments California Intermediate Municipal Fund Inc.

(cont’d)

The following is a summary, categorized by Level (see Note A of Notes to Financial Statements), of inputs used to value the Fund’s investments as of October 31, 2017:

Asset Valuation Inputs
(000’s omitted)		Level 1		Level 2			Level 3		Total
Investments:
Municipal Notes(a)		$—		$	141,824		$—		$	141,824
Total Investments		$—		$	141,824		$—		$	141,824

(a)		The Schedule of Investments provides a categorization by state for the portfolio.
		As of the year ended October 31, 2017, no securities were transferred from one level (as of October 31, 2016) to another.

See Notes to Financial Statements

11

---

Schedule of Investments Intermediate Municipal Fund Inc. October 31, 2017

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
Municipal Notes 159.9%
Alabama 0.7%
$	1,900		Selma IDB Rev. (Int’l Paper Co. Proj.), Ser. 2011-A, 5.38%, due 12/1/35		$	2,081
American Samoa 0.6%
	1,700		American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/29			1,697
Arizona 4.7%
	5,000		Arizona Sch. Fac. Board Cert. of Participation, Ser. 2008, (Assured Guaranty Insured),			5,168
			5.13%, due 9/1/21 Pre-Refunded 9/1/18
	500		Maricopa Co. Ind. Dev. Au. Ed. Ref. Rev. (Paradise Sch. Proj. Paragon Management, Inc.),			518	(a)
			Ser. 2016, 5.00%, due 7/1/36
	1,500		Maricopa Co. Ind. Dev. Au. Sr. Living Facs. Rev. (Christian Care Surprise, Inc. Proj.), Ser. 2016,			1,498	(a)(b)
			5.00%, due 1/1/26
	2,250		Navajo Nation Ref. Rev., Ser. 2015-A, 5.00%, due 12/1/25			2,432	(a)
	3,000		Phoenix Ind. Dev. Au. Ed. Rev. (Great Hearts Academies Proj.), Ser. 2014, 3.75%, due 7/1/24			3,094
	400		Phoenix Ind. Dev. Au. Rev. (Deer Valley Veterans Assisted Living Proj.), Ser. 2016-A,			405
			5.13%, due 7/1/36
	1,500		Phoenix Ind. Dev. Au. Solid Waste Disp. Rev. (Vieste Spec. LLC), Ser. 2013-A, 4.38%, due 4/1/28			138	(b)(c)
	400		Phoenix-Mesa Gateway Arpt. Au. Spec. Fac. Rev. (Mesa Proj.), Ser. 2012, 5.00%, due 7/1/24			447
						13,700
California 33.0%
	2,250		California Hlth. Facs. Fin. Au. Rev. (Cedars-Sinai Med. Ctr.), Ser. 2009, 5.00%,			2,406
			due 8/15/39 Pre-Refunded 8/15/19
	1,000		California Hlth. Facs. Fin. Au. Rev. (Children’s Hosp. Los Angeles), Ser. 2012-A,			1,114
			5.00%, due 11/15/26
	1,725		California Infrastructure & Econ. Dev. Bank St. Sch. Fund Rev. (King City Joint Union High Sch.),			1,881
			Ser. 2010, 5.13%, due 8/15/24
			California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.)
	805		Ser. 2014, 5.00%, due 7/1/24			821	(a)(b)
	630		Ser. 2014, 5.13%, due 7/1/29			626	(a)(b)
			California Muni. Fin. Au. Charter Sch. Lease Rev. (Vista Charter Middle Sch. Proj.)
	970		Ser. 2014, 5.00%, due 7/1/24			1,027	(b)
	430		Ser. 2014, 5.13%, due 7/1/29			454	(b)
	500		California Muni. Fin. Au. Charter Sch. Rev. (Palmdale Aerospace Academy Proj.), Ser. 2016,			516	(a)
			5.00%, due 7/1/31
	570		California Muni. Fin. Au. Rev. (Baptist Univ.), Ser. 2015-A, 5.00%, due 11/1/30			619	(a)
	585		California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A,			629
			4.00%, due 1/1/26
	1,300		California Sch. Fac. Fin. Au. Rev. (Alliance College - Ready Pub. Sch. Proj.), Ser. 2015-A,			1,461	(a)
			5.00%, due 7/1/30
			California St. Dept. of Veterans Affairs Home Purchase Ref. Rev.
	2,155		Ser. 2016-A, 2.90%, due 6/1/28			2,118
	2,450		Ser. 2016-A, 2.95%, due 12/1/28			2,404
	50		California St. G.O., Ser. 2007, (XLCA Insured), 4.50%, due 8/1/27			50
	500		California St. Infrastructure & Econ. Dev. Bank Rev. (Goodwill Industries of Sacramento Valley &			505	(a)
			No. Proj.), Ser. 2016-A, 5.00%, due 1/1/36
	500		California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerage Redak Svcs. So. California LLC			491	(a)(b)
			Proj.), Ser. 2016, 7.00%, due 12/1/27
	5,000		California St. Poll. Ctrl. Fin. Au. Wtr. Furnishing Rev., Ser. 2012, 5.00%, due 7/1/27			5,474	(a)
	4,000		California St. Var. Purp. G.O., Ser. 2009, 5.63%, due 4/1/25			4,254
	510		California Statewide CDA Rev. (California Baptist Univ. Proj.), Ser. 2007-A,			520
			5.30%, due 11/1/18 Pre-Refunded 11/1/18

See Notes to Financial Statements

12

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
$	1,000		California Statewide CDA Spec. Tax Rev. Ref. (Comm. Facs. Dist. Number 2007-01 Orinda Wilder		$	1,083
			Proj.), Ser. 2015, 4.25%, due 9/1/21
	2,000		Emery Unified Sch. Dist. G.O. (Election 2010), Ser. 2011-A, 6.50%,			2,380
			due 8/1/33 Pre-Refunded 8/1/21
	2,000		Golden St. Tobacco Securitization Corp. Tobacco Settlement Asset-Backed Rev., Ser. 2007-A-1,			1,970
			5.75%, due 6/1/47
	2,000		Imperial Comm. College Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-A,			2,583
			(AGM Insured), 6.75%, due 8/1/40
	1,115		Inglewood Pub. Fin. Au. Ref. Rev. (Lease), Ser. 2012, 5.00%, due 8/1/18			1,143
	590		La Verne Cert. of Participation Ref. (Brethren Hillcrest Homes), Ser. 2014, 5.00%, due 5/15/29			636
	2,250		Los Angeles Reg. Arpt. Imp. Corp. Lease Rev. Ref. (Laxfuel Corp.), Ser. 2012, 4.50%, due 1/1/27			2,404
	3,620		Norwalk-La Mirada Unified Sch. Dist. G.O. Cap. Appreciation, Ser. 2005-B, (AGM Insured),			3,127
			0.00%, due 8/1/24
	5,750		Norwalk-La Mirada Unified Sch. Dist. G.O. Cap. Appreciation (Election 2002), Ser. 2009-E,			6,012	(d)
			(Assured Guaranty Insured), 0.00%, due 8/1/29
	5,000		Redondo Beach Unified Sch. Dist. G.O., Ser. 2009, 6.38%, due 8/1/34			6,629
	815		Rocklin Unified Sch. Dist. G.O. Cap. Appreciation, Ser. 1994-B, (National Public Finance Guarantee			774
			Corp. Insured), 0.00%, due 8/1/19
	4,000		Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.), Ser. 2006-E, (AMBAC Insured),			5,016
			5.25%, due 12/1/26
	2,000		San Bernardino Comm. College Dist. G.O. Cap. Appreciation (Election), Ser. 2009-B,			2,374	(e)
			0.00%, due 8/1/34
	2,000		San Francisco City & Co. Arpt. Commission Int’l Arpt. Ref. Rev., Ser. 2009-C2, 5.00%, due 5/1/25			2,118
	6,000		San Mateo Foster City Sch. Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2010-A,			5,908	(f)
			0.00%, due 8/1/32
	1,540		Successor Agcy. to the Monrovia Redev. Agcy. Tax Allocation Rev. (Cent. Redev. Proj.), Ser. 2013,			1,761
			5.00%, due 8/1/26
	2,040		Sweetwater Union High Sch. Dist. Pub. Fin. Au. Rev., Ser. 2013, (BAM Insured),			2,393
			5.00%, due 9/1/25
			Vernon Elec. Sys. Rev.
	635		Ser. 2009-A, 5.13%, due 8/1/21 Pre-Refunded 8/1/19			670
	1,470		Ser. 2009-A, 5.13%, due 8/1/21			1,527
	9,070		Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C,			11,656	(g)
			0.00%, due 8/1/37
	5,095		Victor Valley Joint Union High Sch. Dist. G.O. Cap. Appreciation Bonds, Ser. 2009,			4,033
			(Assured Guaranty Insured), 0.00%, due 8/1/26
	3,000		Wiseburn Sch. Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-B, (AGM Insured),			2,649	(h)
			0.00%, due 8/1/36
						96,216
Colorado 3.7%
			Colorado Ed. & Cultural Facs. Au. Rev. (Charter Sch.- Atlas Preparatory Sch. Proj.)
	500		Ser. 2015, 4.50%, due 4/1/25			506	(a)
	1,000		Ser. 2015, 5.13%, due 4/1/35			1,002	(a)
			Colorado Ed. & Cultural Facs. Au. Rev. Ref.
	305		Ser. 2014, 4.00%, due 11/1/24			313	(b)
	750		Ser. 2014, 4.50%, due 11/1/29			765	(b)
	5,000		Denver City & Co. Arpt. Sys. Rev., Ser. 2011-B, 5.00%, due 11/15/24			5,639
	2,550		Plaza Metro. Dist. Number 1 Tax Allocation Rev., Ser. 2013, 4.00%, due 12/1/23			2,654	(a)
						10,879
Connecticut 0.3%
	750		Hamden G.O., Ser. 2013, (AGM Insured), 3.13%, due 8/15/25			777

See Notes to Financial Statements

13

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
District of Columbia 3.2%
$	1,615		Dist. of Columbia HFA Rev. (Capitol Hill Towers Proj.), Ser. 2011, (Fannie Mae Insured),		$	1,684
			4.10%, due 12/1/26
	3,035		Dist. of Columbia Rev. (Friendship Pub. Charter Sch.), Ser. 2012, 3.55%, due 6/1/22			3,124
	520		Dist. of Columbia Rev. (Howard Univ.), Ser. 2011-A, 6.25%, due 10/1/23			548
	650		Dist. of Columbia Std. Dorm. Rev. (Provident Group-Howard Prop.), Ser. 2013,			656
			5.00%, due 10/1/45
			Metro. Washington Dist. of Columbia Arpt. Au. Sys. Rev.
	1,000		Ser. 2008-A, 5.50%, due 10/1/18			1,039
	2,000		Ser. 2011-C, 5.00%, due 10/1/26			2,245
						9,296
Florida 7.1%
	1,600		Cap. Trust Agcy. Rev. (Tuscan Gardens Palm Coast Proj.), Ser. 2017-A, 7.00%, due 10/1/49			1,558	(a)(b)
	1,000		Cityplace Comm. Dev. Dist. Spec. Assessment Rev. Ref., Ser. 2012, 5.00%, due 5/1/26			1,127
	1,075		Florida Dev. Fin. Corp. Ed. Facs. Rev. (Pepin Academies, Inc.), Ser. 2016-A, 5.00%, due 7/1/36			1,035
			Florida Dev. Fin. Corp. Ed. Facs. Rev. (Renaissance Charter Sch., Inc.)
	1,000		Ser. 2012-A, 5.50%, due 6/15/22			1,040
	3,120		Ser. 2013-A, 6.75%, due 12/15/27			3,283
	1,750		Ser. 2014-A, 5.75%, due 6/15/29			1,828
	1,075		Florida Dev. Fin. Corp. Sr. Living Rev. (Tuscan Isle Obligated Group), Ser. 2015-A,			871	(a)
			7.00%, due 6/1/45
	100		Greater Orlando Aviation Au. Arpt. Facs. Ref. Rev. (JetBlue Airways Corp. Proj.), Ser. 2013,			104
			5.00%, due 11/15/36
	1,000		Hillsborough Co. Ind. Dev. Au. IDR (Hlth. Facs.), Ser. 2008-B, 8.00%,			1,130
			due 8/15/32 Pre-Refunded 8/15/19
	1,135		Lakeland Ed. Facs. Rev. Ref. (Florida So. College Proj.), Ser. 2012-A, 5.00%, due 9/1/27			1,278
	2,000		Lee Co. Arpt. Ref. Rev., Ser. 2011-A, 5.63%, due 10/1/25			2,277
	2,000		Martin Co. Ind. Dev. Au. Ref. Rev. (Indiantown Cogeneration Proj.), Ser. 2013,			2,050	(a)
			4.20%, due 12/15/25
	2,100		Miami-Dade Co. Ind. Dev. Au. Rev. Ref. (Florida Pwr. & Lt. Co. Proj.), Ser. 1993,			2,100	(i)
			0.96%, due 6/1/21
	965		Village Comm. Dev. Dist. Number 11 Spec. Assessment Rev., Ser. 2014, 4.13%, due 5/1/29			985
						20,666
Georgia 0.9%
	1,750		Cobb Co. Dev. Au. Sr. Living Ref. Rev. (Provident Village Creekside Proj.), Ser. 2016-A,			1,615	(a)(b)
			6.00%, due 7/1/36
	1,100		Greene Co. Dev. Au. Swr. Fac. Rev., Ser. 2015, 6.13%, due 1/1/25			1,114	(a)(b)
						2,729
Guam 1.7%
			Guam Gov’t Hotel Occupancy Tax Rev.
	1,220		Ser. 2011-A, 5.75%, due 11/1/20			1,343
	650		Ser. 2011-A, 5.75%, due 11/1/21			727
	2,630		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25			2,825
						4,895
Hawaii 2.7%
	5,200		Hawaii St. Arpt. Sys. Ref. Rev., Ser. 2011, 4.13%, due 7/1/24			5,633
	2,000		Hawaii St. Dept. of Budget & Fin. Spec. Purp. Rev. (Hawaii Elec. Co., Inc. - Subsidiary), Ser. 2009,			2,150
			6.50%, due 7/1/39
						7,783

See Notes to Financial Statements

14

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
Illinois 22.0%
$	5,705		Berwyn G.O., Ser. 2013-A, 5.00%, due 12/1/27		$	6,373
			Chicago G.O.
	250		Ser. 2002-2002B, 5.13%, due 1/1/27			274
	2,000		Ser. 2002-B, 5.00%, due 1/1/25			2,204
	2,000		Ser. 2009-C, 5.00%, due 1/1/27			2,042
			Chicago Ref. G.O.
	1,000		Ser. 2005-D, 5.50%, due 1/1/40			1,069	(j)
	2,500		Ser. 2012-C, 5.00%, due 1/1/24			2,676
	700		Ser. 2014-A, 5.00%, due 1/1/27			754
	3,000		Ser. 2017-A, 6.00%, due 1/1/38			3,442
			Cook Co. Sch. Dist. Number 83 G.O. (Mannheim)
	1,350		Ser. 2013-C, 5.45%, due 12/1/30			1,494
	1,960		Ser. 2013-C, 5.50%, due 12/1/31			2,167
	1,970		Cook Co. Township High Sch. Dist. Number 225 Northfield Township, Ser. 2008,			2,014
			5.00%, due 12/1/25
	1,560		Illinois Fin. Au. Ref. Rev. (Presence Hlth. Network Obligated Group), Ser. 2016-C,			1,760
			5.00%, due 2/15/31
	4,000		Illinois Fin. Au. Ref. Rev. (Roosevelt Univ. Proj.), Ser. 2009, 5.75%, due 4/1/24			4,292
	3,340		Illinois Fin. Au. Rev. (Provena Hlth.), Ser. 2010-A, 6.25%, due 5/1/22 Pre-Refunded 5/1/20			3,745
	1,905		Illinois Sports Facs. Au. Cap. Appreciation Rev. (St. Tax Supported), Ser. 2001, (AMBAC Insured),			1,375
			0.00%, due 6/15/26
			Illinois St. G.O.
	2,900		Ser. 2009-A, 5.00%, due 9/1/29			2,945
	3,900		Ser. 2012, 4.00%, due 8/1/25			3,961
	1,000		Ser. 2013, 5.00%, due 7/1/23			1,089
	2,200		Ser. 2017-D, 5.00%, due 11/1/28			2,406	(k)
	4,250		Illinois St. G.O. Ref., Ser. 2016, 5.00%, due 2/1/24			4,636
	1,600		Pingree Grove Village Rev. (Cambridge Lakes Learning Ctr. Proj.), Ser. 2011, 8.00%, due 6/1/26			1,747
			So. Illinois Univ. Cert. of Participation (Cap. Imp. Proj.)
	945		Ser. 2014-A-1, (BAM Insured), 5.00%, due 2/15/27			1,039
	1,375		Ser. 2014-A-1, (BAM Insured), 5.00%, due 2/15/28			1,502
	715		Ser. 2014-A-1, (BAM Insured), 5.00%, due 2/15/29			777
			Univ. of Illinois (Hlth. Svc. Facs. Sys.)
	2,725		Ser. 2013, 5.00%, due 10/1/27			3,002
	2,875		Ser. 2013, 5.75%, due 10/1/28			3,301
	1,850		Will Co. High Sch. Dist. Number 204 G.O. (Joliet Jr. College), Ser. 2011-A, 6.25%, due 1/1/31			2,101
						64,187
Indiana 3.2%
	4,000		Indiana Bond Bank Rev. (Spec. Prog. Clark Mem. Hosp.), Ser. 2009-D,			4,218
			5.50%, due 8/1/29 Pre-Refunded 2/1/19
	500		Indiana Fin. Au. Midwestern Disaster Relief Rev. (Ohio Valley Elec. Corp. Proj.), Ser. 2012-A,			506
			5.00%, due 6/1/32
	3,055		Indiana Trans. Fin. Au. Hwy. Ref. Rev., Ser. 2004-B, (National Public Finance Guarantee Corp.			3,593
			Insured), 5.75%, due 12/1/21
	845		Valparaiso Exempt Facs. Rev. (Pratt Paper LLC Proj.), Ser. 2013, 5.88%, due 1/1/24			946
						9,263
Iowa 2.6%
	5,110		Iowa Fin. Au. Rev. (St. Revolving Fund Prog.), Ser. 2008, 5.50%, due 8/1/22 Pre-Refunded 8/1/18			5,278
			Iowa Std. Loan Liquidity Corp. Rev.
	1,755		Ser. 2011-A-1, 5.00%, due 12/1/21			1,885
	505		Ser. 2011-A-1, 5.30%, due 12/1/23			546
						7,709

See Notes to Financial Statements

15

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
Kentucky 1.0%
$	2,585		Kentucky Econ. Dev. Fin. Au. Hlth. Care Ref. Rev. (Baptist Life Comm. Proj.), Ser. 2016-A,		$	2,610
			5.50%, due 11/15/27
	150		Ohio Co. PCR Ref. (Big Rivers Elec. Corp. Proj.), Ser. 2010-A, 6.00%, due 7/15/31			153
						2,763
Louisiana 2.1%
	1,500		Louisiana Local Gov’t Env. Fac. & Comm. (Westlake Chemical Corp.), Ser. 2010-A2,			1,679
			6.50%, due 11/1/35
	1,715		Louisiana Local Govt. Env. Facs. & Comm. Dev. Au. Rev. Ref. (Westside Habilitation Ctr. Proj.),			1,715	(a)
			Ser. 2017-A, 5.75%, due 2/1/32
	775		Louisiana Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.),			855
			Ser. 2013-A, 7.63%, due 12/15/28
	1,655		St. Charles Parish Gulf Zone Opportunity Rev. (Valero Energy Corp.), Ser. 2010,			1,757	(i)
			4.00%, due 12/1/40 Putable 6/1/22
						6,006
Maryland 0.8%
	2,325		Prince Georges Co. Hsg. Au. Multi-Family Rev. (Bristol Pines Apts. Proj.), Ser. 2005,			2,331	(i)
			(Fannie Mae Insured), 4.85%, due 12/15/38 Putable 12/15/23
Massachusetts 4.5%
			Massachusetts St. Dev. Fin. Agcy. Rev. (Milford Reg. Med. Ctr.)
	200		Ser. 2014-F, 5.00%, due 7/15/24			224
	415		Ser. 2014-F, 5.00%, due 7/15/25			463
	200		Ser. 2014-F, 5.00%, due 7/15/26			222
	190		Ser. 2014-F, 5.00%, due 7/15/27			210
	150		Ser. 2014-F, 5.00%, due 7/15/28			165
			Massachusetts St. Ed. Fin. Au. Rev.
	1,745		Ser. 2011-J, 5.00%, due 7/1/23			1,895
	2,455		Ser. 2012-J, 4.70%, due 7/1/26			2,608
	3,410		Ser. 2013-K, 4.50%, due 7/1/24			3,669
	2,770		Massachusetts St. HFA Hsg. Rev., Ser. 2010-C, 4.90%, due 12/1/25			2,944
	795		Massachusetts St. Wtr. Poll. Abatement Trust Rev. (MWRA Prog.), Ser. 2002-A, 5.25%, due 8/1/19			798
						13,198
Michigan 1.9%
			Jackson College Dormitories Hsg. Rev.
	1,000		Ser. 2015, 6.50%, due 5/1/35			1,066
	500		Ser. 2015, 6.75%, due 5/1/46			535
			Michigan St. Hsg. Dev. Au. Rev.
	1,935		Ser. 2016-C, 2.05%, due 12/1/22			1,922
	1,835		Ser. 2016-C, 2.15%, due 6/1/23			1,821
	100		Summit Academy Pub. Sch. Academy Ref. Rev., Ser. 2005, 6.38%, due 11/1/35			100
						5,444
Minnesota 0.8%
	2,250		Minneapolis & St. Paul Hsg. & Redev. Au. Hlth. Care Sys. (Children’s Hlth. Care Facs.), Ser. 2010-A1,			2,419
			(AGM Insured), 4.50%, due 8/15/24

See Notes to Financial Statements

16

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
Mississippi 1.1%
$	100		Jackson Co. Port Fac. Ref. Rev. (Chevron, U.S.A., Inc. Proj.), Ser. 1993, 0.90%, due 6/1/23		$	100	(i)
	2,960		Mississippi Bus. Fin. Corp. Gulf Opportunity Zone Rev., Ser. 2009-A, 4.70%, due 5/1/24			3,095
						3,195
Missouri 0.8%
			Missouri St. Hlth. & Ed. Facs. Au. Rev. (Children’s Mercy Hosp.)
	1,885		Ser. 2009, 5.13%, due 5/15/24 Pre-Refunded 5/15/19			1,996
	390		Ser. 2009, 5.13%, due 5/15/24			413
						2,409
Nevada 2.1%
			Director of the St. of Nevada Dept. of Bus. & Ind. Rev. (Somerset Academy)
	1,800		Ser. 2015-A, 4.00%, due 12/15/25			1,810	(a)
	500		Ser. 2015-A, 5.13%, due 12/15/45			511	(a)
	3,545		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23 Pre-Refunded 6/15/19			3,906
						6,227
New Hampshire 0.5%
	1,500		New Hampshire St. Bus. Fin. Au. Solid Waste Disp. Rev. (Casella Waste Sys., Inc.), Ser. 2013,			1,490	(a)(i)
			4.00%, due 4/1/29 Putable 10/1/19
New Jersey 5.1%
	2,500		New Jersey Econ. Dev. Au. Rev. (Continental Airlines, Inc., Proj.), Ser. 1999, 5.13%, due 9/15/23			2,750
			New Jersey Econ. Dev. Au. Rev. (The Goethals Bridge Replacement Proj.)
	500		Ser. 2013, 5.25%, due 1/1/25			572
	500		Ser. 2013, 5.50%, due 1/1/26			578
			New Jersey Econ. Dev. Au. Rev. (United Methodist Homes of New Jersey Obligated Group)
	1,420		Ser. 2013, 3.50%, due 7/1/24			1,449
	1,470		Ser. 2013, 3.63%, due 7/1/25			1,497
	1,520		Ser. 2013, 3.75%, due 7/1/26			1,546
	765		Ser. 2013, 4.00%, due 7/1/27			783
	180		New Jersey Econ. Dev. Au. Rev. Ref. (Sch. Facs. Construction), Ser. 2005-K, (AMBAC Insured),			197
			5.25%, due 12/15/20
	4,080		New Jersey Higher Ed. Assist. Au. Rev. (Std. Loan Rev.), Ser. 2012-1A, 4.38%, due 12/1/26			4,364
	1,000		New Jersey Trans. Trust Fund Au. (Federal Hwy. Reimbursement Notes), Ser. 2016-A-2,			1,023
			5.00%, due 6/15/21
						14,759
New Mexico 0.5%
			Winrock Town Ctr. Tax Increment Dev. Dist. Number 1 Tax Allocation Sr. Lien Rev.
			(Gross Receipts Tax Increment Bond)
	500		Ser. 2015, 5.25%, due 5/1/25			508	(a)(b)
	1,000		Ser. 2015, 5.75%, due 5/1/30			1,023	(a)(b)
						1,531

See Notes to Financial Statements

17

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
New York 11.7%
$	225		Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Charter Sch. for Applied Technologies Proj.),		$	242
			Ser. 2017-A, 5.00%, due 6/1/35
	625		Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Orchard Park), Ser. 2015, 5.00%, due 11/15/29			693
			Build NYC Res. Corp. Rev.
	1,100		Ser. 2014, 5.00%, due 11/1/24			1,193
	835		Ser. 2014, 5.25%, due 11/1/29			892
			Build NYC Res. Corp. Rev. (South Bronx Charter Sch. for Int’l Cultures and the Arts)
	500		Ser. 2013-A, 3.88%, due 4/15/23			504
	1,450		Ser. 2013-A, 5.00%, due 4/15/43			1,437
	1,000		Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.), Ser. 2014,			1,045	(a)
			4.50%, due 1/1/25
			Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.)
	700		Ser. 2014, 5.00%, due 7/1/23			799
	735		Ser. 2014, 5.00%, due 7/1/24			849
	1,400		Jefferson Co. IDA Solid Waste Disp. Rev. (Green Bond), Ser. 2014, 5.25%, due 1/1/24			1,250	(a)
	1,000		MTA Hudson Rail Yards Trust Oblig. Rev., Ser. 2016-A, 5.00%, due 11/15/46			1,064
	500		New York Liberty Dev. Corp. Ref. Rev. (3 World Trade Ctr. Proj.), Ser. 2014-2, 5.38%, due 11/15/40			555	(a)
	4,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009,			4,270
			5.25%, due 7/1/33 Pre-Refunded 7/1/19
	3,200		New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/28			3,742
	2,000		New York St. HFA Rev. (Affordable Hsg.), Ser. 2009-B, 4.85%, due 11/1/41			2,041
	2,000		New York St. Mtge. Agcy. Homeowner Mtge. Ref. Rev., Ser. 2014-189, 3.45%, due 4/1/27			2,068
	2,000		New York St. Urban Dev. Corp. Rev., Ser. 2008-D, 5.25%, due 1/1/20			2,096
	710		Newburgh G.O., Ser. 2012-A, 5.00%, due 6/15/20			768
			Newburgh G.O. (Deficit Liquidation)
	495		Ser. 2012-B, 5.00%, due 6/15/20			536
	520		Ser. 2012-B, 5.00%, due 6/15/21			575
	550		Ser. 2012-B, 5.00%, due 6/15/22			619
	1,435		Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.), Ser. 2012-A, 5.00%, due 5/1/23			1,615
	1,000		Niagara Area Dev. Corp. Solid Waste Disp. Fac. Rev. (Covanta Energy Proj.), Ser. 2012-B,			1,000	(a)
			4.00%, due 11/1/24
	1,155		Suffolk Co. Judicial Facs. Agcy. Lease Rev. (H. Lee Dennison Bldg.), Ser. 2013, 4.25%, due 11/1/26			1,250
	2,000		Utility Debt Securitization Au. Rev., Ser. 2013-TE, 5.00%, due 12/15/28			2,359
	600		Westchester Co. Local Dev. Corp. Rev. Ref. (Wartburg Sr. Hsg. Proj.), Ser. 2015-A, 5.00%, due 6/1/30			600	(a)
						34,062
North Carolina 3.7%
	1,835		North Carolina Med. Care Commission Hlth. Care Facs. Rev. (Lutheran Svc. For Aging, Inc.),			1,939
			Ser. 2012-A, 4.25%, due 3/1/24
	2,000		North Carolina Med. Care Commission Retirement Facs. Rev., Ser. 2013, 5.13%, due 7/1/23			2,156
			North Carolina Muni. Pwr. Agcy. Number 1 Catawba Elec. Ref. Rev.
	3,740		Ser. 2009-A, 5.00%, due 1/1/26 Pre-Refunded 1/1/19			3,908
	1,510		Ser. 2009-A, 5.00%, due 1/1/26			1,576
	1,000		Oak Island Enterprise Sys. Rev., Ser. 2009, (Assured Guaranty Insured), 5.63%, due 6/1/24			1,070
			Pre-Refunded 6/1/19
						10,649
Ohio 3.6%
	8,875		Buckeye Tobacco Settlement Fin. Au. Asset-Backed Sr. Rev. (Turbo), Ser. 2007-A-2,			8,327
			5.88%, due 6/1/47
	2,060		Cleveland Arpt. Sys. Rev. Ref., Ser. 2012-A, 5.00%, due 1/1/27			2,282
						10,609

See Notes to Financial Statements

18

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
Oklahoma 0.3%
			Tulsa Arpt. Imp. Trust Ref. Rev.
$	250		Ser. 2015-A, (BAM Insured), 5.00%, due 6/1/24		$	288
	400		Ser. 2015-A, (BAM Insured), 5.00%, due 6/1/25			457
						745
Oregon 0.2%
	480		Oregon St. Hsg. & Comm. Svc. Dept. Multi-Family Rev., Ser. 2012-B, (FHA Insured),			486
			3.50%, due 7/1/27
Pennsylvania 5.6%
			Indiana Co. Ind. Dev. Au. Rev. (Std. Cooperative Assoc., Inc.)
	500		Ser. 2012, 3.50%, due 5/1/25			521
	350		Ser. 2012, 3.60%, due 5/1/26			364
	2,830		Lancaster Co. Hosp. Au. Ref. Rev. (Hlth. Centre-Landis Homes Retirement Comm. Proj.),			2,940
			Ser. 2015-A, 4.25%, due 7/1/30
	1,250		Lancaster Ind. Dev. Au. Rev. (Garden Spot Village Proj.), Ser. 2013, 5.38%, due 5/1/28			1,411
	1,105		Moon Ind. Dev. Au. Rev. Ref. (Baptist Homes Society Obligated Group), Ser. 2015, 5.63%, due 7/1/30			1,182
	3,430		Norristown Area Sch. Dist. Cert. of Participation (Installment Purchase), Ser. 2012, 4.50%, due 4/1/27			3,604
	2,625		Pennsylvania Econ. Dev. Fin. Au. Exempt Facs. Rev. Ref. (Amtrak Proj.), Ser. 2012-A,			2,954
			5.00%, due 11/1/24
			Pennsylvania St. Turnpike Commission Rev.
	150		Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20			171
	705		Subser. 2010-B2, 6.00%, due 12/1/34			805
	145		Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20			166
	2,000		Susquehanna Area Reg. Arpt. Au. Sys. Rev., Ser. 2012-A, 5.00%, due 1/1/27			2,176
						16,294
Tennessee 1.9%
	535		Bristol IDB Sales Tax Rev., Ser. 2016-B, 0.00%, due 12/1/22			428	(a)
	2,705		Memphis-Shelby Co. Arpt. Au. Arpt. Rev., Ser. 2010-B, 5.50%, due 7/1/19			2,889
	2,000		Tennessee St. Energy Acquisition Corp. Gas Rev. (Goldman Sachs Group, Inc.), Ser. 2006-A,			2,328
			5.25%, due 9/1/23
						5,645
Texas 7.6%
	250		Anson Ed. Facs. Corp. Ed. Rev. (Arlington Classics Academy), Ser. 2016-A, 5.00%, due 8/15/45			262
			Arlington Higher Ed. Fin. Corp. Rev. (Universal Academy)
	500		Ser. 2014-A, 5.88%, due 3/1/24			510
	1,000		Ser. 2014-A, 6.63%, due 3/1/29			1,023
	770		Clifton Higher Ed. Fin. Corp. Rev. (Uplift Ed.), Ser. 2013-A, 3.10%, due 12/1/22			774
	250		Dallas Co. Flood Ctrl. Dist. Ref. G.O., Ser. 2015, 5.00%, due 4/1/28			264	(a)
	2,000		Fort Bend Co. Ind. Dev. Corp. Rev. (NRG Energy, Inc.), Ser. 2012-B, 4.75%, due 11/1/42			2,035
	500		Gulf Coast Ind. Dev. Au. Rev. (CITGO Petroleum Proj.), Ser. 1995, 4.88%, due 5/1/25			520
	1,000		Harris Co. Cultural Ed. Facs. Fin. Corp. Rev. (Brazos Presbyterian Homes, Inc. Proj.), Ser. 2013-B,			1,138
			5.75%, due 1/1/28
	2,900		Harris Co. Toll Road Sr. Lien Rev., Ser. 2008-B, 5.00%, due 8/15/33 Pre-Refunded 8/15/18			2,988
			Houston Higher Ed. Fin. Corp. Rev. (Cosmos Foundation)
	390		Ser. 2012-A, 4.00%, due 2/15/22			405
	1,000		Ser. 2012-A, 5.00%, due 2/15/32			1,075
	1,000		Houston Pub. Imp. Ref. G.O., Ser. 2008-A, 5.00%, due 3/1/20 Pre-Refunded 3/1/18			1,013

See Notes to Financial Statements

19

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
$	500		New Hope Cultural Ed. Facs. Fin. Corp. Retirement Fac. Ref. Rev. (Carillon Life Care Comm. Proj.),		$	514
			Ser. 2016, 5.00%, due 7/1/36
	500		New Hope Cultural Ed. Facs. Fin. Corp. Sr. Living Rev. (Cardinal Bay, Inc. VIillage On The Park			531
			Carriage), Ser. 2016-C, 5.75%, due 7/1/51
	3,000		North Texas Tollway Au. Dallas North Tollway Sys. Rev., Ser. 2005-C, 6.00%, due 1/1/23			3,171
	3,000		Tender Option Bond Trust Receipts/Certs. Var. Sts. (Floaters), Ser. 2017-XM0531, (LOC: JP Morgan			3,000	(a)(i)
			Chase), 1.09%, due 3/1/23
	1,500		Texas Pub. Fin. Au. Rev. (So. Univ. Fin. Sys.), Ser. 2013, (BAM Insured), 5.00%, due 11/1/21			1,691
	1,175		West Harris Co. Reg. Wtr. Au. Sys. Wtr. Rev., Ser. 2009, 5.00%, due 12/15/35			1,261
						22,175
Utah 3.1%
			Salt Lake City Arpt. Rev.
	1,000		Ser. 2017-A, 5.00%, due 7/1/42			1,151
	2,000		Ser. 2017-A, 5.00%, due 7/1/47			2,261
	3,000		Salt Lake Co. Hosp. Rev. (IHC Hlth. Svc., Inc.), Ser. 2001, (AMBAC Insured), 5.40%, due 2/15/28			3,543
	1,200		Uintah Co. Muni. Bldg. Au. Lease Rev., Ser. 2008, 5.25%, due 6/1/20 Pre-Refunded 6/1/18			1,229
	500		Utah Charter Sch. Fin. Au. Rev. (Spectrum Academy Proj.), Ser. 2015, 6.00%, due 4/15/45			526	(a)
			Utah Hsg. Corp. Single Family Mtge. Rev.
	125		Ser. 2011-A2, Class I, 5.00%, due 7/1/20			132
	115		Ser. 2011-A2, Class I, 5.25%, due 7/1/21			121
	155		Ser. 2011-A2, Class I, 5.45%, due 7/1/22			162
						9,125
Vermont 3.0%
			Vermont Std. Assist. Corp. Ed. Loan Rev.
	1,600		Ser. 2012-A, 5.00%, due 6/15/21			1,735
	415		Ser. 2013-A, 4.25%, due 6/15/24			439
	990		Ser. 2013-A, 4.35%, due 6/15/25			1,045
	1,470		Ser. 2013-A, 4.45%, due 6/15/26			1,549
	480		Ser. 2013-A, 4.55%, due 6/15/27			505
	1,800		Ser. 2014-A, 5.00%, due 6/15/24			2,010
	1,540		Ser. 2015-A, 4.13%, due 6/15/27			1,591
						8,874
Virginia 0.4%
	1,000		Fairfax Co. Econ. Dev. Au. Residential Care Fac. Rev. (Vinson Hall LLC), Ser. 2013-A,			1,037
			4.00%, due 12/1/22
Washington 4.3%
	1,600		Skagit Co. Pub. Hosp. Dist. Number 1 Ref. Rev., Ser. 2007, 5.63%, due 12/1/25			1,606
			Pre-Refunded 12/1/17
	6,700		Vancouver Downtown Redev. Au. Rev. (Conference Ctr. Proj.), Ser. 2013, 4.00%, due 1/1/28			6,927
	1,250		Washington St. Econ. Dev. Fin. Au. Env. Facs. Rev. (Columbia Pulp I LLC Proj.), Ser. 2017-A,			1,383	(a)
			7.50%, due 1/1/32
	2,525		Washington St. Higher Ed. Fac. Au. Ref. Rev. (Whitworth Univ. Proj.), Ser. 2009,			2,723
			5.38%, due 10/1/29 Pre-Refunded 10/1/19
						12,639
West Virginia 0.4%
	1,000		West Virginia Sch. Bldg. Au. Excess Lottery Rev., Ser. 2008, 5.00%, due 7/1/19			1,025
			Pre-Refunded 7/1/18

See Notes to Financial Statements

20

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
Wisconsin 6.5%
$	870		Pub. Fin. Au. Ed. Rev. (Pine Lake Preparatory, Inc.), Ser. 2015, 4.95%, due 3/1/30		$	911	(a)
	200		Pub. Fin. Au. Ed. Rev. (Resh Triangle High Sch. Proj.), Ser. 2015-A, 5.38%, due 7/1/35			202	(a)
	3,000		Pub. Fin. Au. Hsg. Rev. (Dogwood Hsg., Inc. Southeast Portfolio Proj.), Ser. 2016-A,			2,945
			4.25%, due 12/1/51
	500		Pub. Fin. Au. Hsg. Rev. (SAP Utah Portfolio), Ser. 2016-A, 3.75%, due 7/1/36			477
	1,250		Pub. Fin. Au. Multi-Family Hsg. Rev. (Estates Crystal Bay & Woodhaven Park Apts. Proj.),			1,233
			Ser. 2016-A, 4.00%, due 12/1/36
	1,850		Pub. Fin. Au. Rev. Ref. (Roseman Univ. Hlth. Sciences Proj.), Ser. 2015, 5.00%, due 4/1/25			1,972
			Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Beloit College)
	1,100		Ser. 2010-A, 6.13%, due 6/1/35 Pre-Refunded 6/1/20			1,236
	1,225		Ser. 2010-A, 6.13%, due 6/1/39 Pre-Refunded 6/1/20			1,377
			Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Marquette Univ.)
	1,340		Ser. 2008-B3, 5.00%, due 10/1/30 Pre-Refunded 12/23/19			1,448
	3,660		Ser. 2008-B3, 5.00%, due 10/1/30			3,920
	3,000		Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Meriter Hosp., Inc.), Ser. 2009, 5.63%, due 12/1/29			3,146
			Pre-Refunded 12/1/18
						18,867
			Total Municipal Notes (Cost $427,580)			465,882
Tax Exempt Preferred 0.6%
Real Estate 0.6%
	1,550		Munimae TE Bond Subsidiary LLC, 5.00%, due 4/30/28 (Cost $1,550)			1,596	(a)(b)
			Total Investments 160.5% (Cost $429,130)			467,478
			Other Assets Less Liabilities 1.1%			3,122
			Liquidation Value of Variable Rate Municipal Term Preferred Shares			(179,305	)
			(net of unamortized deferred offering costs of approximately $95,000) (61.6)%
			Net Assets Applicable to Common Stockholders 100.0%		$	291,295

(a)		Securities were purchased under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), or are otherwise restricted and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale. At October 31, 2017, these securities amounted to approximately $46,148,000, which represents 15.8% of net assets applicable to common stockholders of the Fund. Securities denoted with (a) but without (b) have been deemed by the investment manager to be liquid.
(b)		Illiquid security.
(c)		Defaulted security.
(d)		Currently a zero coupon security; will convert to 5.50% on August 1, 2021.
(e)		Currently a zero coupon security; will convert to 6.38% on August 1, 2019.
(f)		Currently a zero coupon security; will convert to 6.13% on August 1, 2023.
(g)		Currently a zero coupon security; will convert to 6.88% on August 1, 2019.
(h)		Currently a zero coupon security; will convert to 7.30% on August 1, 2026.
(i)		Weighted average coupon that changes/updates periodically. Rate shown is the rate at October 31, 2017.

See Notes to Financial Statements

21

---

Schedule of Investments Intermediate Municipal Fund Inc. (cont’d)

(j)		All or a portion of this security is segregated in connection with obligations for when-issued securities with a total value of approximately $1,069,000.
(k)		When-issued security. Total value of all such securities at October 31, 2017 amounted to approximately $2,406,000, which represents 0.8% of net assets applicable to common stockholders of the Fund. The following is a summary, categorized by Level (see Note A of Notes to Financial Statements), of inputs used to value the Fund’s investments as of October 31, 2017:

Asset Valuation Inputs
(000’s omitted)		Level 1		Level 2		Level 3		Total
Investments:
Municipal Notes(a)		$—		$465,882		$—		$465,882
Tax Exempt Preferred		—		1,596		—		1,596
Total Investments		$—		$467,478		$—		$467,478

(a)	The Schedule of Investments provides a categorization by state for the portfolio. As of the year ended October 31, 2017, no securities were transferred from one level (as of October 31, 2016) to another.

See Notes to Financial Statements

22

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Schedule of Investments New York Intermediate Municipal Fund Inc. October 31, 2017

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
Municipal Notes 165.3%
American Samoa 0.7%
$	500		American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/29		$	499
California 6.3%
	250		California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redpak Svcs. So. California LLC Proj.),			245	(a)(b)
			Ser. 2016, 7.00%, due 12/1/27
	3,115		Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006), Ser. 2009-C, (AGM Insured),			2,709	(c)
			0.00%, due 8/1/24
	1,470		Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25 Pre-Refunded 9/1/19			1,568
						4,522
Georgia 0.7%
	500		Greene Co. Dev. Au. Swr. Fac. Rev., Ser. 2015, 6.13%, due 1/1/25			506	(a)(b)
Guam 3.2%
	1,135		Guam Gov’t Hotel Occupancy Tax Rev., Ser. 2011-A, 5.50%, due 11/1/19			1,209
	1,000		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25			1,074
						2,283
Illinois 1.5%
	1,000		Chicago G.O. Ref., Ser. 2003-B, 5.00%, due 1/1/23			1,089
Louisiana 0.8%
	500		Louisiana St. Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), Ser. 2013-A,			552
			7.63%, due 12/15/28
Nevada 1.5%
	1,000		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23 Pre-Refunded 6/15/19			1,102
New York 145.4%
			Albany Cap. Res. Corp. Ref. Rev. (Albany College of Pharmacy & Hlth. Sciences)
	380		Ser. 2014-A, 5.00%, due 12/1/27			434
	375		Ser. 2014-A, 5.00%, due 12/1/28			426
	270		Ser. 2014-A, 5.00%, due 12/1/29			305
	500		Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. (Tapestry Charter Sch. Proj.), Ser. 2017-A, 5.00%, due 8/1/47			514
	1,325		Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Charter Sch. for Applied Technologies Proj.), Ser. 2017-A,			1,425
			5.00%, due 6/1/35
			Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Orchard Park)
	500		Ser. 2015, 5.00%, due 11/15/27			562
	500		Ser. 2015, 5.00%, due 11/15/28			558
			Build NYC Res. Corp. Ref. Rev. (City Univ. - Queens College)
	270		Ser. 2014-A, 5.00%, due 6/1/26			320
	225		Ser. 2014-A, 5.00%, due 6/1/29			264
			Build NYC Res. Corp. Ref. Rev. (Methodist Hosp. Proj.)
	250		Ser. 2014, 5.00%, due 7/1/22			285
	500		Ser. 2014, 5.00%, due 7/1/29			575
	250		Build NYC Res. Corp. Ref. Rev. (New York Law Sch. Proj.), Ser. 2016, 4.00%, due 7/1/45			253
			Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.)
	155		Ser. 2015, 5.00%, due 6/1/26			184
	125		Ser. 2015, 5.00%, due 6/1/27			148
	195		Ser. 2015, 5.00%, due 6/1/28			229
	220		Ser. 2015, 5.00%, due 6/1/29			258
	325		Ser. 2015, 5.00%, due 6/1/30			379

See Notes to Financial Statements

23

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Schedule of Investments New York Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
$	565		Build NYC Res. Corp. Rev., Ser. 2014, 5.00%, due 11/1/24		$	613
	500		Build NYC Res. Corp. Rev. (South Bronx Charter Sch. Int’l Cultures), Ser. 2013-A, 3.88%, due 4/15/23			504
			Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.)
	130		Ser. 2014, 3.75%, due 1/1/20			132	(a)
	200		Ser. 2014, 4.50%, due 1/1/25			209	(a)
			Dutchess Co. Local Dev. Corp. Rev. (Culinary Institute of America Proj.)
	200		Ser. 2016-A-1, 5.00%, due 7/1/41			224
	275		Ser. 2016-A-1, 5.00%, due 7/1/46			307
	1,000		Dutchess Co. Local Dev. Corp. Rev. (Marist College Proj.), Ser. 2012-A, 5.00%, due 7/1/21			1,125
	1,050		Erie Co. IDA Sch. Fac. Rev. (Buffalo City Sch. Dist.), Ser. 2009-A, 5.25%, due 5/1/25 Pre-Refunded 5/1/19			1,115
	1,270		Geneva Dev. Corp. Rev. (Hobart & William Smith College Proj.), Ser. 2012, 5.00%, due 9/1/21			1,436
	1,500		Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2009, 5.75%, due 7/1/23			1,615
			Pre-Refunded 7/1/19
	580		Islip, G.O., Ser. 2012, 3.00%, due 8/1/25			610
	1,500		Jefferson Co. Civic Fac. Dev. Corp. Rev. Ref. (Samaritan Med. Ctr. Obligated Group Proj.), Ser. 2017-A,			1,471	(d)
			4.00%, due 11/1/47
	640		Jefferson Co. IDA Solid Waste Disp. Rev. (Green Bond), Ser. 2014, 4.75%, due 1/1/20			626	(a)
	300		Monroe Co. Ind. Dev. Corp. Rev. (Monroe Comm. College), Ser. 2014, (AGM Insured),			339
			5.00%, due 1/15/29
			Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.)
	500		Ser. 2013-A, 5.00%, due 10/1/24			569
	500		Ser. 2013-A, 5.00%, due 10/1/25			567
	250		Ser. 2013-A, 4.00%, due 10/1/26			267
			Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College)
	1,120		Ser. 2012-A, 5.00%, due 6/1/23			1,268
	210		Ser. 2012-A, 5.00%, due 6/1/25			236
	1,265		Montgomery Co. Cap. Res. Corp. Lease Ref. Rev. (HFM Boces Proj.), Ser. 2014, (MAC Insured),			1,488
			5.00%, due 9/1/27
	500		MTA Hudson Rail Yards Trust Oblig. Rev., Ser. 2016-A, 5.00%, due 11/15/46			532
	2,000		Nassau Co. G.O. (Gen. Imp. Bonds), Ser. 2013-B, 5.00%, due 4/1/28			2,299	(c)
			Nassau Co. Local Econ. Assist. Corp. Rev. (Catholic Hlth. Svcs. of Long Island Obligated Group Proj.)
	500		Ser. 2014, 5.00%, due 7/1/23			577
	1,000		Ser. 2014, 5.00%, due 7/1/27			1,149
	2,000		Nassau Co. Tobacco Settlement Corp. Asset Backed, Ser. 2006-A-3, 5.13%, due 6/1/46			1,960
			New York City G.O.
	950		Ser. 2009-B, 5.00%, due 8/1/22			1,012
	1,000		Ser. 2009-E, 5.00%, due 8/1/21			1,065
	2,100		New York City Muni. Wtr. Fin. Au. Wtr. & Swr. Sys. Rev. (Second Gen. Resolution Rev. Bonds),			2,100	(e)
			Ser. 2015-AA-2,(LOC: PNC Bank, N.A.) 0.93%, due 6/15/48
	2,000		New York City Transitional Fin. Au. Rev., Subser. 2017-B-1, 5.00%, due 8/1/19			2,134
	500		New York Liberty Dev. Corp. Ref. Rev. (3 World Trade Ctr. Proj.), Ser. 2014, 5.38%, due 11/15/40			555	(a)
	2,000		New York Liberty Dev. Corp. Rev. (Goldman Sachs Headquarters), Ser. 2005, 5.25%, due 10/1/35			2,551
	1,815		New York St. Dorm. Au. Ref. Rev. Non St. Supported Debt (Pratt Institute), Ser. 2015-A, 3.00%, due 7/1/27			1,878
	780		New York St. Dorm. Au. Rev. Non St. Supported Debt (Culinary Institute of America), Ser. 2013,			867
			4.63%, due 7/1/25
	500		New York St. Dorm. Au. Rev. Non St. Supported Debt (Manhattan Marymount College), Ser. 2009,			526
			5.00%, due 7/1/24
	900		New York St. Dorm. Au. Rev. Non St. Supported Debt (Montefiore Med. Ctr.), Ser. 2008, (FHA Insured),			908
			5.00%, due 8/1/21
	1,595		New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009,			1,702
			5.25%, due 7/1/24 Pre-Refunded 7/1/19
	2,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (North Shore-Long Island Jewish Oblig. Group),			2,212
			Ser. 2011-A, 4.38%, due 5/1/26 Pre-Refunded 5/1/21
	1,375		New York St. Dorm. Au. Rev. Non St. Supported Debt (Rochester Institute of Technology), Ser. 2012,			1,491
			4.00%, due 7/1/28
	2,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (St. John’s Univ.), Ser. 2007-C, (National Public			2,142
			Finance Guarantee Corp. Insured), 5.25%, due 7/1/19
	600		New York St. Dorm. Au. Rev. Non St. Supported Debt (St. Joseph’s College), Ser. 2010, 5.25%, due 7/1/25			601

See Notes to Financial Statements

24

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Schedule of Investments New York Intermediate Municipal Fund Inc. (cont’d)

PRINCIPAL AMOUNT					VALUE
(000’s omitted)					(000’s omitted)
			New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group)
$	460		Ser. 2014-A, 4.00%, due 1/1/26		$	488
	470		Ser. 2014-A, 4.00%, due 1/1/27			495
	200		Ser. 2014-A, 4.00%, due 1/1/28			209
	275		Ser. 2014-A, 4.13%, due 1/1/29			288
	1,350		New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/28			1,579
	750		New York St. Dorm. Au. Rev. Non St. Supported Debt (Vaughn College of Aeronautics & Technology),			775	(a)
			Ser. 2016, 5.00%, due 12/1/26
			New York St. Dorm. Au. Rev. Ref. Non St. Supported Debt (Orange Reg. Med. Ctr.)
	400		Ser. 2017, 5.00%, due 12/1/35			436	(a)
	200		Ser. 2017, 5.00%, due 12/1/36			218	(a)
	400		Ser. 2017, 5.00%, due 12/1/37			435	(a)
	2,000		New York St. Dorm. Au. Rev. St. Personal Income Tax Rev., Ser. 2012-A, 5.00%, due 12/15/26			2,323
	2,000		New York St. Env. Facs. Corp. (St. Clean Wtr. & Drinking), Ser. 2012-A, 4.00%, due 6/15/26			2,211
			New York St. HFA Rev. (Affordable Hsg.)
	1,615		Ser. 2009-B, 4.50%, due 11/1/29			1,671
	960		Ser. 2012-F, (SONYMA Insured), 3.05%, due 11/1/27			980
	400		New York St. Hsg. Fin. Agy. Rev. (625 W 57th Street), Ser. 2014-A, (LOC: Bank of New York),			400	(e)
			0.88%, due 5/1/49
	1,045		New York St. Mtge. Agcy. Homeowner Mtge. Ref. Rev., Ser. 2014-189, 3.45%, due 4/1/27			1,080
			New York St. Muni. Bond Bank Agcy.
	1,230		Subser. 2009-B1, 5.00%, due 12/15/23			1,328
	1,295		Subser. 2009-B1, 5.00%, due 12/15/24			1,398
	1,090		New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds, Ser. 2009-B, 5.00%, due 4/1/19			1,147
	1,500		New York St. Trans. Dev. Corp. Spec. Fac. Ref. Rev. (American Airlines, Inc.-John F Kennedy Int’l Arpt.			1,600
			Proj.), Ser. 2016, 5.00%, due 8/1/31
	1,545		New York St. Trans. Dev. Corp. Spec. Fac. Rev. (LaGuardia Arpt. Term B Redev. Proj.), Ser. 2016-A,			1,575
			4.00%, due 7/1/41
	1,250		New York St. Urban Dev. Corp. Ref. Rev., Ser. 2008-D, 5.25%, due 1/1/20			1,310
			New York St. Urban Dev. Corp. Rev. (St. Personal Income Tax)
	665		Ser. 2008-A-1, 5.00%, due 12/15/23 Pre-Refunded 12/15/17			668
	300		Ser. 2008-A-1, 5.00%, due 12/15/23 Pre-Refunded 12/15/17			301
	785		Newburgh, G.O., Ser. 2012-A, 5.00%, due 6/15/22			884
	900		Niagara Area Dev. Corp. Rev. (Covanta Energy Proj.), Ser. 2012, 4.00%, due 11/1/24			900	(a)
			Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.)
	640		Ser. 2012-A, 5.00%, due 5/1/25			718
	300		Ser. 2012-A, 5.00%, due 5/1/26			336
	1,100		Niagara Falls City Sch. Dist. Ref. Cert. Participation (High Sch. Fac.), Ser. 2015, (AGM Insured),			1,194
			4.00%, due 6/15/26
	1,010		Onondaga Civic Dev. Corp. Ref. Rev., Ser. 2015, 5.00%, due 10/1/29			1,131
	500		Onondaga Civic Dev. Corp. Rev. (St. Josephs Hosp. Hlth. Ctr. Proj.), Ser. 2014-A, 5.00%, due 7/1/25			532
			Pre-Refunded 7/1/19
	1,000		Onondaga Co. Trust Cultural Res. Rev. (Syracuse Univ. Proj.), Ser. 2010-B, 5.00%, due 12/1/19			1,078
	1,500		Oyster Bay, G.O., Ser. 2014, (AGM Insured), 3.25%, due 8/1/21			1,559
	500		Port Au. New York & New Jersey Cons. Bonds Rev. Ref. (Two Hundred-Third), Ser. 2017,			566
			5.00%, due 4/15/57
	1,000