UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to Purchase | 12/10/2013 | 12/10/2020 | Common Stock | 15,000 | $ 7.5 | D | Â |
Options to Purchase | 12/30/2017 | 12/30/2024 | Common Stock | 3,604 | $ 11.49 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hendrix Scott 4695 MACARTHUR COURT, SUITE 1200 NEWPORT BEACH, CA 92660 |
 |  |  VP/Crop Sales - AMVAC |  |
/s/ SCOTT HENDRIX | 01/04/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares include four tranches of restricted stock as follows: 2,500 shares of time-based restricted shares that vested on 3/22/2015; 1,582 shares of time-based restricted shares that shall vest on 3/25/2016; and 1,225 shares of time-based and 1,225 shares of performance-based restricted shares that vest on 5/23/2017. |
 Remarks: The reporting person has executed a Power of Attorney dated December 29, 2015 permitting execution of Forms 3, 4 and 5 by two attorneys-in-fact; a copy of that Power of Attorney is filed herewith. |