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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SHAW JEROME C/O VOLT INFORMATION SCIENCES, INC. 2401 NORTH GLASSELL STREET ORANGE, CA 92865 |
X | EXECUTIVE V.P. AND SECRETARY |
/s/ Jerome Shaw | 11/11/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 5,946 shares owned directly; 2,214,052 shares owned by the reporting person as trustee under three trusts for the reporting person's benefit; and 481,861 shares held by the reporting person and his wife as trustees of a revocable trust for their benefit, as to which they have shared voting and investment power, and under the terms of which the reporting person may demand that the shares be transferred to him at any time. |
(2) | Held by a family foundation of which the reporting person is a director. |
(3) | The filing of this statement shall not be construed as an admission that the reporting person is, for the purpose of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. |
(4) | Reflects a reduction attributable to a mandatory distribution to the reporting person from the Company Savings Plan, offset in part by a company matching contribution which credited shares to the reporting person's account. In the distribution, shares held for the reporting person's benefit were liquidated by the Plan custodian and the cash proceeds distributed to the reporting person. |
(5) | Held in the reporting person's Employee Stock Ownership Plan account in the Company Savings Plan as of October 15, 2008, the latest date as of which information is available. |
(6) | Held in the reporting person's Stock Fund under the reporting person's 401(k) Plan account in the Company Savings Plan as of October 15, 2008, the latest date as of which information is available. |
(7) | Held by the reporting person and his wife as trustees of a trust for the benefit of the daughter of the reporting person. |
(8) | Represents 492,997 shares distributed to Linda Shaw as a result of the liquidation of a trust for her benefit and 492,999 shares distributed to Deborah Shaw as a result of the liquidation of a trust for her benefit. |
(9) | Prior to the liquidations referred to in footnote (8), these shares were held by the reporting person, Linda Shaw, Deborah Shaw and Lloyd Frank as trustees of trusts for the benefit of the children of William Shaw, the grantor of such trusts. |
(10) | Held by the reporting person's spouse. |