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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERKOWITZ BRUCE R C/O FAIRHOLME CAPITAL MANAGEMENT, L.L.C. 4400 BISCAYNE BOULEVARD, 9TH FLOOR MIAMI, FL 33137 |
X |
/s/ Bruce R. Berkowitz | 11/04/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Prior to this transaction, Fairholme Partners, L.P. was the direct holder of 812,332 shares of Common Stock and, following such transaction, is currently the direct holder of 812,332 shares of Common Stock. Prior to this transaction, Fairholme Ventures II, LLC was the direct holder of 812,132 shares of Common Stock and, following such transaction, is currently the direct holder of 794,115 shares of Common Stock. Prior to this transaction, Fairholme Holdings, Ltd. was the direct holder of 812,233 shares of Common Stock and, following such transaction, is currently the direct holder of 812,233 shares of Common Stock. Prior to this transaction, Fairholme Funds, Inc. was the direct holder of 288,165 shares of Common Stock and, following such transaction, is currently the direct holder of 288,165 shares of Common Stock. |
(2) | Bruce R. Berkowitz ("Mr. Berkowitz") is the managing member of Fairholme Capital Management, L.L.C., a Delaware limited liability company ("Fairholme"), which serves as (i) the general partner of Fairholme Partners, L.P., (ii) the managing member of Fairholme Ventures II, LLC, (iii) the investment manager to Fairholme Holdings, Ltd., and (iv) the investment manager to Fairholme Funds, Inc. Mr. Berkowitz disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that Mr. Berkowitz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
(3) | Prior to this transaction, Fairholme Partners, L.P. was the direct holder of 812,332 shares of Common Stock and, following such transaction, is currently the direct holder of 800,749 shares of Common Stock. Prior to this transaction, Fairholme Ventures II, LLC was the direct holder of 794,115 shares of Common Stock and, following such transaction, is currently the direct holder of 794,115 shares of Common Stock. Prior to this transaction, Fairholme Holdings, Ltd. was the direct holder of 812,233 shares of Common Stock and, following such transaction, is currently the direct holder of 794,216 shares of Common Stock. Prior to this transaction, Fairholme Funds, Inc. was the direct holder of 288,165 shares of Common Stock and, following such transaction, is currently the direct holder of 288,165 shares of Common Stock. |