UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21423
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The Gabelli Dividend & Income Trust
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 800-422-3554
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2006 - June 30, 2007
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5
(ss.ss. 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the
registrant's proxy voting record for the most recent twelve-month
period ended June 30, pursuant to section 30 of the Investment Company
Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The
Commission may use the information provided on Form N-PX in its
regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A
registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid
Office of Management and Budget ("OMB") control number. Please direct
comments concerning the accuracy of the information collection burden
estimate and any suggestions for reducing the burden to the Secretary,
Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. ss. 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 1 of 205
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NABORS INDUSTRIES LTD. NBR ANNUAL MEETING DATE: 07/06/2006
ISSUER: G6359F103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
EUGENE M. ISENBERG Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET AUDITORS
REMUNERATION.
03 MANAGEMENT PROPOSAL: APPROVAL OF THE COMPANY Management Against Against
S AMENDED AND RESTATED 2003 EMPLOYEE STOCK PLAN.
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BT GROUP PLC BT ANNUAL MEETING DATE: 07/12/2006
ISSUER: 05577E101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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14 AUTHORITY FOR POLITICAL DONATIONS SPECIAL RESOLUTION Management For For
* PLEASE VISIT WWW.BT.COM/ANNUAL REPORT
13 AUTHORITY TO PURCHASE OWN SHARES SPECIAL RESOLUTION Management For For
12 AUTHORITY TO ALLOT SHARES FOR CASH SPECIAL RESOLUTION Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
10 REMUNERATION OF AUDITORS Management For For
09 REAPPOINTMENT OF AUDITORS Management For For
08 ELECT PHIL HODKINSON Management For For
07 ELECT MATTI ALAHUHTA Management For For
06 RE-ELECT CLAYTON BRENDISH Management For For
05 RE-ELECT MAARTEN VAN DEN BERGH Management For For
04 RE-ELECT SIR ANTHONY GREENER Management For For
03 FINAL DIVIDEND Management For For
02 REMUNERATION REPORT Management For For
01 REPORTS AND ACCOUNTS Management For For
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BAA PLC AGM MEETING DATE: 07/14/2006
ISSUER: G12924109 ISIN: GB0000673409
SEDOL: 0067340, 5585814, 6081270, B01DCB2, 2127071
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE THE REPORTS OF THE DIRECTORS AND THE Management For *Management Position Unknown
AUDITORS AND THE ACCOUNTS FOR THE YE 31 MAR 2006
2. APPROVE THE REPORT ON DIRECTORS REMUNERATION Management For *Management Position Unknown
FOR THE YE 31 MAR 2006
3. DECLARE A FINAL DIVIDEND OF GBP 15.25 PENCE PER Management For *Management Position Unknown
ORDINARY SHARE OF THE COMPANY
4. RE-APPOINT MR. STEPHEN NELSON AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 2 of 205
5. RE-APPOINT MR. ALICE PERKINS AS A DIRECTOR Management For *Management Position Unknown
6. RE-APPOINT MR. DAVID ROBERTS AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT MR. MICK TEMPLE AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT MR. MARCUS AGIUS AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION
9. RE-APPOINT MR. MIKE CLASPER AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES BY ROTATION
10. RE-APPOINT MR. MARGARET EWING AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES BY ROTATION
11. RE-APPOINT MR. TONY WARD AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown
BY ROTATION
12. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown
AUDITORS OF THE COMPANY TO HOLD THE OFFICE UNTIL
THE CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY
13. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
S.14 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown
95(1) OF THE COMPANIES ACT 1985, TO ALLOT EQUITY
SECURITIES SECTION 94(2) OF THE ACT FOR CASH,
DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS
SECTION 89(1) OF THE ACT, PROVIDED THAT THIS
POWER IS LIMITED TO: A) THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH A RIGHTS ISSUE,
OPEN OFFER OR OTHER OFFER OF SECURITIES IN FAVOR
OF THE HOLDERS OF ORDINARY SHARES; AND B) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP 54,054,000
BEING 54,054,000 ORDINARY SHARES OF GBP 1 EACH;
AUTHORITY EXPIRES ON THE DATE OF THE NEXT AGM;
AND AUTHORIZE THE DIRECTORS TO ALLOT EQUITY
SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE
PRIOR TO SUCH EXPIR
15. APPROVE TO EXTEND THE 1996 BAA SHARESAVE SCHEME Management For *Management Position Unknown
FOR A FURTHER PERIOD OF 10 YEARS
16. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
347C OF THE COMPANIES ACT 1985, TO MAKE DONATIONS
TO EU POLITICAL ORGANIZATIONS, AS DEFINED IN
SECTION 347A OF THAT ACT, NOT EXCEEDING GBP 60,000
IN TOTAL; AND TO INCUR EU POLITICAL EXPENDITURE,
AS DEFINED IN SECTION 347A OF THAT ACT, NOT EXCEEDING
GBP 60,000 IN TOTAL; AUTHORITY IS GIVEN FOR
A PERIOD OF 48 MONTHS
17. APPROVE, SUBJECT TO SECTION 376 OF THE COMPANIES Management For *Management Position Unknown
ACT 1985, TO BRING FORWARD FOR CONSIDERATION
AT THE AGM 2007 A PROPOSED AMENDMENT TO THE COMPANY
S ARTICLES OF ASSOCIATION WHICH WOULD HAVE THE
EFFECT OF REQUIRING SHAREHOLDER APPROVAL FOR
MAJOR INVESTMENT PROJECTS SUCH PROJECTS TO BE
CONSIDERED IN TERMS OF THEIR ANTICIPATED AGGREGATE
TOTAL COST ALONG SIMILAR LINES TO THE REQUIREMENT
FOR SHAREHOLDER APPROVAL OF CLASS 1 TRANSACTIONS
AS SPECIFIED IN CHAPTER 10 OF THE UK LISTING
AUTHORITY RULES
* PLEASE NOTE THAT FOLLOWING THE FERROVIAL CONSORTIUM Non-Voting *Management Position Unknown
S RECOMMENDED OFFER THROUGH AIRPORT DEVELOPMENT
AND INVESTMENT LIMITED BEING DECLARED UNCONDITIONAL
IN ALL RESPECTS AND FURTHER TO A RESOLUTION OF
BAA S BOARD ON 26 JUNE 2006, BAA S ANNUAL GENERAL
MEETING 2006 WHICH WAS DUE TO TAKE PLACE ON
14 JULY 2006 WILL NOW BE ADJOURNED IMMEDIATELY
AFTER IT HAS COMMENCED. NO BUSINESS WILL BE TRANSACTED
AT THIS MEETING. THEREFORE, WE STRONGLY SUGGEST
THAT BAA SHAREHOLDERS DO NOT ATTEND. THANK YOU.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 3 of 205
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF AN ADDITIONAL COMMENT. ALSO PLEASE NOTE THE
NEW CUT-OFF IS 07 JUL 2006. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
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ASSOCIATED BRITISH PORTS HOLDINGS PLC EGM MEETING DATE: 07/18/2006
ISSUER: G05628105 ISIN: GB0000564343
SEDOL: 0056434
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 APPROVE THAT FOR THE PURPOSE OF GIVING EFFECT Management For *Management Position Unknown
TO THE SCHEME OF ARRANGEMENT DATED 24 JUN 2006
THE SCHEME IN ITS ORIGINAL FORM OR WITH OR
SUBJECT TO ANY MODIFICATION, ADDITION OR CONDITION
AS THE COMPANY AND ADMIRAL MAY. WITH THE CONSENT
OF THE PANEL, AGREE AND IF REQUIRED THE COURT
MAY ALLOW INCLUDING, WITHOUT LIMITATION, ANY
MODIFICATION OR ADDITION WHICH REPRESENTS AN
IMPROVEMENT IN THE VALUE AND/OR TERMS OF THE
OFFER BY ADMIRAL FOR THE COMPANY TO BE IMPLEMENTED
BY WAY OF THE SCHEME: AUTHORIZE THE DIRECTORS
OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY
CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING
THE SCHEME INTO EFFECT; THE SHARE CAPITAL OF
THE COMPANY BE REDUCED BY CANCELING AND EXTINGUISHING
ALL THE CANCELLATION SHARES AS DEFINED IN THE
SCHEME; FORTHWITH AND CONTINGENTLY ON SUCH REDUCTION
OF CAPITAL TAKING EFFECT AND NOTWITHSTANDING
ANYTHING TO THE CONTRARY IN THE ARTICLES OF ASSOCIATION
OF THE COMPANY; I) THE AUTHORIZED SHARE CAPITAL
OF THE COMPANY BE INCREASED TO ITS FORMER AMOUNT
BY THE CREATION OF SUCH NUMBER OF NEW ORDINARY
SHARES OF 25 PENCE EACH AS SHALL BE EQUAL TO
THE NUMBER OF CANCELLATION SHARES CANCELLED;
AND (II) THE RESERVE ARISING IN THE BOOKS OF
ACCOUNT OF THE COMPANY AS A RESULT OF THE CANCELLATION
OF THE CANCELLATION SHARES BE APPLIED IN PAYING
UP IN FULL AT PAR THE NEW ORDINARY SHARES OF
25 PENCE EACH REFERRED TO IN SUB-PARAGRAPH (I)
ABOVE, SUCH NEW ORDINARY SHARES TO BE ALLOTTED
AND ISSUED, CREDITED AS FULLY PAID UP, TO ADMIRAL
AND/OR ITS NOMINEE(S) IN ACCORDANCE WITH THE
SCHEME; AUTHORIZE THE DIRECTORS OF THE COMPANY
PURSUANT TO AND IN ACCORDANCE WITH SECTION 80
OF THE COMPANIES ACT 1985 TO GIVE EFFECT TO THIS
RESOLUTION AND ACCORDINGLY TO EFFECT THE ALLOTMENT
OF THE NEW ORDINARY SHARES REFERRED TO IN SUB-PARAGRAPH;
AUTHORITY SHALL EXPIRE ON THE 5TH ANNIVERSARY
OF THIS RESOLUTION; THE MAXIMUM AGGREGATE NOMINAL
AMOUNT OF SHARES WHICH MAY BE ALLOTTED HEREUNDER
SHALL BE GBP 125,000,000 AND THIS AUTHORITY SHALL
BE WITHOUT PREJUDICE AND IN ADDITION TO ANY OTHER
AUTHORITY UNDER THE SAID SECTION 80 PREVIOUSLY
GRANTED BEFORE THE DATE ON WHICH THIS RESOLUTION
IS PASSED; WITH EFFECT FROM THE PASSING OF THIS
RESOLUTION, THE ARTICLES OF ASSOCIATION OF THE
COMPANY BE AMENDED BY THE ADOPTION AND INCLUSION
OF NEW ARTICLE 145; WITH EFFECT FROM THE PASSING
OF THIS RESOLUTION, THE ARTICLES OF ASSOCIATION
OF THE COMPANY BE AMENDED BY THE DELETION OF
ARTICLE 84
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 4 of 205
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ASSOCIATED BRITISH PORTS HOLDINGS PLC CRT MEETING DATE: 07/18/2006
ISSUER: G05628105 ISIN: GB0000564343
SEDOL: 0056434
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. APPROVE THE SCHEME OF ARRANGEMENT, REDUCTION Management For *Management Position Unknown
AND THE SUBSEQUENT INCREASE IN SHARE CAPITAL
OF THE COMPANY ISSUE OF EQUITY WITH PRE-EMPTIVE
RIGHTS UP TO GBP 125,000,000 AND AMEND THE ARTICLES
OF ASSOCIATION
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AT&T INC. T SPECIAL MEETING DATE: 07/21/2006
ISSUER: 00206R102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED Management For For
TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT,
DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH
CORPORATION, AT&T INC. AND ABC CONSOLIDATION
CORP., AS IT MAY BE AMENDED.
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BELLSOUTH CORPORATION BLS SPECIAL MEETING DATE: 07/21/2006
ISSUER: 079860102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH,
AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF AT&T
INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 5 of 205
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EIRCOM GROUP PLC CRT MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. APPROVE THE SCHEME OF ARRANGEMENT TO BE MADE Management For *Management Position Unknown
BETWEEN THE COMPANY AND THE HOLDERS OF THE SCHEME
SHARES
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EIRCOM GROUP PLC EGM MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 AUTHORIZE THE DIRECTORS TO TAKE ALL SUCH ACTION Management For *Management Position Unknown
AS THEY CONSIDER NECESSARY OR APPROPRIATE FOR
CARRYING THE SCHEME INTO EFFECTS; APPROVE THE
REDUCTION OF THE SHARE CAPITAL OF THE COMPANY
BY CANCELLING ALL THE SCHEME CONVERTIBLE PREFERENCE
SHARES AND ALL THE CANCELLATION SHARES AS DEFINED
IN THE SCHEME; APPROVE, FORTHWITH AND CONTINGENTLY
UPON THE REDUCTION OF THE SHARE CAPITAL OF THE
COMPANY REFERRED TO IN PARAGRAPH (B), TO APPROVE
THE INCREASE IN THE AUTHORIZED SHARE CAPITAL
OF THE COMPANY BY THE CREATION OF NEW ORDINARY
SHARES AND THE APPLICATION OF THE RESERVES ARISING
IN THE BOOKS OF THE COMPANY AS A RESULT OF THE
REDUCTIONS OF CAPITAL IN PAYING UP IN FULL AT
PAR THE NEW ORDINARY SHARES CREATED AND ALLOTTING
AND ISSUING THE NAME CREDITED AS HILLY PAID TO
BCMIH AND/OR ITS NOMINEES; AUTHORIZE THE DIRECTORS
FOR THE PURPOSES OF SECTION 80 OF THE COMPANIES
ACT TO ALLOT RELEVANT SECURITIES TO BCMIH; AMEND
THE ARTICLES OF ASSOCIATION OF THE COMPANY BY
THE ADOPTION AND INCLUSION OF NEW ARTICLE 230;
AND AMEND THE ARTICLES OF ASSOCIATION OF THE
COMPANY BY THE DELETION OF EXISTING ARTICLE 20(B)
AND THE ADOPTION AND INCLUSION OF NEW ARTICLE
20(B)
S.2 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown
BY DELETING THE EXISTING ARTICLE 23(G)(III) AND
ADOPT AND INCLUSIVE A NEW ARTICLE 23(G)(III)
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 6 of 205
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EIRCOM GROUP PLC AGM MEETING DATE: 07/26/2006
ISSUER: G3087T109 ISIN: GB0034341890
SEDOL: B01ZKL4, 3434189, 3434190, B0771Q6
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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1. RECEIVE AND ADOPT THE REPORT AND THE ACCOUNTS Management For *Management Position Unknown
FOR THE FYE 31 MAR 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE FYE 31 MAR 2006
3. RE-ELECT MR. DAVID MCREDMOND AS A DIRECTOR Management For *Management Position Unknown
4. RE-ELECT MR. PETER E. LYNCH AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. CATHAL MAGEE AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. DONAL ROCHE AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JOHN CONROY AS A DIRECTOR Management For *Management Position Unknown
8. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown
OF THE COMPANY
9. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
S.10 AUTHORIZE THE DIRECTORS, SECTION 80, TO ALLOT Management For *Management Position Unknown
SHARES
S.11 AUTHORIZE THE DIRECTORS, SECTION 89, TO ALLOT Management For *Management Position Unknown
EQUITY SECURITIES FOR CASH WITHOUT MAKING A PRE-EMPTIVE
OFFER TO SHAREHOLDERS
S.12 AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management Position Unknown
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SCOTTISH POWER PLC SPI ANNUAL MEETING DATE: 07/26/2006
ISSUER: 81013T804 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S12 TO RENEW AUTHORITY OF THE COMPANY TO PURCHASE Management For For
ITS OWN SHARES.
S11 TO RENEW THE AUTHORITY OF THE DIRECTORS TO DISAPPLY Management For For
PRE-EMPTION RIGHTS.
O10 TO RENEW THE GENERAL AUTHORITY OF THE DIRECTORS Management For For
TO ALLOT SHARES.
O9 TO AUTHORIZE THE COMPANY TO MAKE DONATIONS TO Management For For
EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL
EXPENDITURE.
O8 TO AUTHORIZE THE INTRODUCTION OF THE LONG-TERM Management For For
INCENTIVE PLAN 2006.
O7 TO AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For For
OF THE AUDITORS.
O6 TO APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For
OF THE COMPANY.
O5 TO RE-ELECT NICK ROSE AS A DIRECTOR. Management For For
O4 TO RE-ELECT CHARLES MILLER SMITH AS A DIRECTOR. Management For For
O3 TO ELECT PHILIP BOWMAN AS A DIRECTOR. Management For For
O2 TO APPROVE THE REMUNERATION REPORT. Management For For
O1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Management For For
THE YEAR ENDED MARCH 31, 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 7 of 205
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DIAGNOSTIC PRODUCTS CORPORATION DP SPECIAL MEETING DATE: 07/27/2006
ISSUER: 252450101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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02 THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING AND ANY ADJOURNMENT THEREOF, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT
AND THE MERGER AT THE TIME OF THE SPECIAL MEETING.
01 THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 26, 2006, AMONG SIEMENS, DRESDEN
MERGER SUB AND DPC, AND THE MERGER, WHEREBY DRESDEN
MERGER SUB, A WHOLLY OWNED SUBSIDIARY OF SIEMENS,
WILL MERGE WITH AND INTO DPC.
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UNITED UTILITIES PLC UU ANNUAL MEETING DATE: 07/28/2006
ISSUER: 91311Q105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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14 AMENDING THE RULES OF THE INTERNATIONAL PLAN Management For For
* SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING.
13 AMENDING THE RULES OF THE PERFORMANCE SHARE PLAN Management For For
12 AUTHORISING MARKET PURCHASES OF ITS OWN SHARES Management For For
BY THE COMPANY
11 DISAPPLYING STATUTORY PRE-EMPTION RIGHTS Management For For
10 AUTHORISING THE DIRECTORS TO ALLOT SHARES Management For For
09 REMUNERATING THE AUDITOR Management For For
08 REAPPOINTING THE AUDITOR Management For For
07 REAPPOINTING GORDON WATERS Management For For
06 REAPPOINTING SIR PETER MIDDLETON Management For For
05 REAPPOINTING PAUL HEIDEN Management For For
04 REAPPOINTING PHILIP GREEN Management For For
03 APPROVING THE DIRECTORS REMUNERATION REPORT Management For For
02 DECLARING A FINAL DIVIDEND Management For For
01 RECEIVING THE REPORT AND ACCOUNTS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 8 of 205
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NATIONAL GRID PLC NGG ANNUAL MEETING DATE: 07/31/2006
ISSUER: 636274300 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Management For For
02 TO DECLARE A FINAL DIVIDEND Management For For
03 TO RE-ELECT SIR JOHN PARKER Management For For
04 TO RE-ELECT STEVE LUCAS Management For For
05 TO RE-ELECT NICK WINSER Management For For
06 TO RE-ELECT KEN HARVEY Management For For
07 TO RE-ELECT STEPHEN PETTIT Management For For
08 TO RE-ELECT GEORGE ROSE Management For For
09 TO RE-ELECT STEVE HOLLIDAY Management For For
10 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For
AND SET THEIR REMUNERATION
11 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
12 TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES Management For For
13 TO DISAPPLY PRE-EMPTION RIGHTS Management For For
14 TO AUTHORISE THE DIRECTORS TO PURCHASE THE COMPANY Management For For
S ORDINARY SHARES
15 TO AUTHORISE THE DIRECTORS TO PURCHASE THE COMPANY Management For For
S B SHARES
16 TO AUTHORISE THE DIRECTORS TO APPROVE THE BROKER Management For For
CONTRACT FOR THE REPURCHASE OF B SHARES
17 TO AMEND THE ARTICLES OF ASSOCIATION Management For For
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NATIONAL GRID PLC NGG SPECIAL MEETING DATE: 07/31/2006
ISSUER: 636274300 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 TO APPROVE THE ACQUISITION Management For For
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KOREA ELECTRIC POWER CORPORATION KEP SPECIAL MEETING DATE: 08/09/2006
ISSUER: 500631106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, Management For For
AS A STANDING DIRECTOR.
02 ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, Management For For
PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING
DIRECTOR.
03 ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM Management For For
DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 9 of 205
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KERR-MCGEE CORPORATION KMG SPECIAL MEETING DATE: 08/10/2006
ISSUER: 492386107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, BY AND AMONG ANADARKO
PETROLEUM CORPORATION, APC ACQUISITION SUB, INC.
AND KERR-MCGEE CORPORATION PURSUANT TO WHICH
APC ACQUISITION SUB, INC. WOULD BE MERGED WITH
AND INTO KERR-MCGEE CORPORATION AND KERR-MCGEE
CORPORATION WOULD BECOME A WHOLLY-OWNED SUBSIDIARY
OF ANADARKO PETROLEUM CORPORATION.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION
OF THE MERGER AGREEMENT REFERRED TO IN ITEM 1,
ABOVE.
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BOC GROUP PLC EGM MEETING DATE: 08/16/2006
ISSUER: G12068113 ISIN: GB0001081206
SEDOL: 0108120, 6114110, B02S6Q9, 5498279
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY, FOR THE Management For *Management Position Unknown
PURPOSE OF GIVING EFFECT TO THE SCHEME OF ARRANGEMENT
DATED 22 JUL 2006 SCHEME IN ITS ORIGINAL FORM
OR WITH OR SUBJECT TO ANY MODIFICATION, ADDITION
OR CONDITION INCLUDING, WITHOUT LIMITATION ANY
MODIFICATION OR ADDITION WHICH REPRESENTS AN
IMPROVEMENT IN THE VALUE AND/OR TERMS OF THE
OFFER TO BOC SHAREHOLDERS, TO TAKE ALL SUCH
ACTION AS THEY CONSIDER NECESSARY OR APPROPRIATE
FOR CARRYING THE SCHEME INTO EFFECT; APPROVE,
TO REDUCE THE SHARE CAPITAL OF THE COMPANY BY
CANCELING AND EXTINGUISHING ALL THE CANCELLATION
SHARES AS DEFINED IN SCHEME; FORTHWITH AND
CONTINGENTLY ON SUCH REDUCTION OF CAPITAL TAKING
EFFECT AND NOTWITHSTANDING ANYTHING TO THE CONTRARY
IN THE ARTICLES OF ASSOCIATION OF THE COMPANY:
I) TO INCREASE THE AUTHORISED SHARE CAPITAL
OF THE COMPANY TO ITS FORMER AMOUNT BY THE CREATION
OF SUCH NUMBER OF NEW ORDINARY SHARES OF 25 PENCE
EACH AS SHALL BE EQUAL TO THE NUMBER OF CANCELLATION
SHARES CANCELLED AS SPECIFIED; II) THE RESERVE
ARISING IN THE BOOKS OF ACCOUNT OF THE COMPANY
AS A RESULT OF THE CANCELLATION OF THE CANCELLATION
SHARES BE APPLIED IN PAYING UP IN FULL AT PAR
THE NEW ORDINARY SHARES OF 25 PENCE EACH AS SPECIFIED,
SUCH NEW ORDINARY SHARES TO BE ALLOTTED AND ISSUED,
CREATED AS FULLY PAID UP TO LINDE AND/OR ITS
NOMINEE(S) IN ACCORDANCE WITH THE SCHEME; AND
III) AUTHORIZE THE DIRECTORS OF THE COMPANY,
IN ACCORDANCE WITH SECTION 80 OF THE COMPANIES
ACT, TO GIVE EFFECT TO THIS RESOLUTION AND ACCORDINGLY
TO EFFECT THE ALLOTMENT OF THE NEW ORDINARY SHARES
UP TO THE MAXIMUM AGGREGATE NOMINAL AMOUNT OF
SHARES WHICH MAY BE ALLOTTED SHALL BE 590,000,000;
AUTHORITY EXPIRES AT THE AT THE END OF 5TH ANNIVERSARY;
THIS AUTHORITY SHALL BE WITHOUT PREJUDICE AND
IN ADDITION TO ANY OTHER AUTHORITY UNDER THE
SECTION 80 PREVIOUSLY GRANTED BEFORE THE DATE
ON WHICH THIS RESOLUTION PASSED; AND AMEND THE
ARTICLES OF ASSOCIATION BY ADOPTION AND INCLUSION
OF NEW ARTICLE 147 AND DELETING ARTICLE 85 SHAREHOLDING
QUALIFICATION AND THE CONSEQUENTIAL NUMBERING
OF AND UPDATING OF CROSS-REFERENCES IN THE REMAINING
ARTICLES AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 10 of 205
------------------------------------------------------------------------------------------------------------------------------------
BOC GROUP PLC CRT MEETING DATE: 08/16/2006
ISSUER: G12068113 ISIN: GB0001081206
SEDOL: 0108120, 6114110, B02S6Q9, 5498279
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE WITH OR WITHOUT MODIFICATIONS THE PROPOSED Management For *Management Position Unknown
SCHEME OF ARRANGEMENT ASSPECIFIED IN THE NOTICE
CONVENING THE COURT MEETING DATED 22 JUL 2006
------------------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY HNZ CONTESTED ANNUAL MEETING DATE: 08/16/2006
ISSUER: 423074103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management
W.R. JOHNSON Management For For
C.E. BUNCH Management For For
M.C. CHOKSI Management For For
P.H. COORS Management For For
J.G. DROSDICK Management For For
E.E. HOLIDAY Management For For
C. KENDLE Management For For
D.H. REILLEY Management For For
L.C. SWANN Management For For
T.J. USHER Management For For
NELSON PELTZ Opposition For
MICHAEL F. WEINSTEIN Opposition For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
------------------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION KSE ANNUAL MEETING DATE: 08/17/2006
ISSUER: 49337W100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF FEBRUARY 25, 2006, BETWEEN
NATIONAL GRID PLC, NATIONAL GRID US8, INC. AND
KEYSPAN CORPORATION, AS IT MAY BE AMENDED.
02 DIRECTOR Management For
ROBERT B. CATELL Management For For
ANDREA S. CHRISTENSEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 11 of 205
ROBERT J. FANI Management For For
ALAN H. FISHMAN Management For For
JAMES R. JONES Management For For
JAMES L. LAROCCA Management For For
GLORIA C. LARSON Management For For
STEPHEN W. MCKESSY Management For For
EDWARD D. MILLER Management For For
VIKKI L. PRYOR Management For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
REGISTERED ACCOUNTANTS.
04 SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE.
------------------------------------------------------------------------------------------------------------------------------------
NORTH FORK BANCORPORATION, INC. NFB ANNUAL MEETING DATE: 08/22/2006
ISSUER: 659424105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF MARCH 12, 2006 BETWEEN CAPITAL
ONE FINANCIAL CORPORATION AND NORTH FORK BANCORPORATION,
INC. AS IT MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH NORTH FORK WILL MERGE WITH
AND INTO CAPITAL ONE.
02 TO ADJOURN OR POSTPONE THE NORTH FORK ANNUAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES.
03 DIRECTOR Management For
JOSIAH AUSTIN Management For For
KAREN GARRISON Management For For
JOHN ADAM KANAS Management For For
RAYMOND A. NIELSEN Management For For
A. ROBERT TOWBIN Management For For
04 RATIFICATION OF OUR APPOINTMENT OF KPMG LLP AS Management For For
NORTH FORK S INDEPENDENT AUDITORS FOR 2006.
------------------------------------------------------------------------------------------------------------------------------------
WESTERN GAS RESOURCES, INC. WGR SPECIAL MEETING DATE: 08/23/2006
ISSUER: 958259103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JUNE 22, 2006, AS AMENDED, AMONG
ANADARKO PETROLEUM CORPORATION (ANADARKO),
APC MERGER SUB, INC. (MERGER SUB) AND WESTERN,
AND APPROVE THE MERGER OF MERGER SUB WITH AND
INTO WESTERN, WITH WESTERN CONTINUING AS THE
SURVIVING CORPORATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 12 of 205
------------------------------------------------------------------------------------------------------------------------------------
KERZNER INTERNATIONAL LIMITED KZL SPECIAL MEETING DATE: 08/28/2006
ISSUER: P6065Y107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE EXTRAORDINARY GENERAL MEETING Management For For
AND TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
APPROVAL OF THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE THE MERGER AGREEMENT.
01 TO APPROVE THE AMENDED AND RESTATED AGREEMENT Management For For
AND PLAN OF MERGER DATED AS OF APRIL 30, 2006
(THE MERGER AGREEMENT), BY AND AMONG K-TWO
HOLDCO LIMITED, ITS WHOLLY-OWNED SUBSIDIARY K-TWO
SUBCO LIMITED AND KERZNER INTERNATIONAL LIMITED.
------------------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION WB SPECIAL MEETING DATE: 08/31/2006
ISSUER: 929903102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF WACHOVIA Management For For
COMMON STOCK AS CONSIDERATION IN THE PROPOSED
MERGER OF GOLDEN WEST FINANCIAL CORPORATION WITH
AND INTO A WHOLLY-OWNED SUBSIDIARY OF WACHOVIA,
PURSUANT TO AN AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 7, 2006, BY AND AMONG WACHOVIA,
GOLDEN WEST, AND SUCH WHOLLY-OWNED SUBSIDIARY
OF WACHOVIA.
02 TO APPROVE THE AMENDED AND RESTATED WACHOVIA Management For For
CORPORATION 2003 STOCK INCENTIVE PLAN.
------------------------------------------------------------------------------------------------------------------------------------
TRIZEC PROPERTIES, INC. TRZ SPECIAL MEETING DATE: 09/12/2006
ISSUER: 89687P107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF ANY ADJOURNMENTS OF THE SPECIAL MEETING Management For For
OF STOCKHOLDERS FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE SPECIAL MEETING OF STOCKHOLDERS
TO ADOPT THE AGREEMENT AND PLAN OF MERGER AND
ARRANGEMENT AGREEMENT.
01 THE AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT Management For For
AGREEMENT, DATED AS OF JUNE 5, 2006, BY AND AMONG
TRIZEC PROPERTIES, INC., TRIZEC HOLDINGS OPERATING
LLC, TRIZEC CANADA INC., GRACE HOLDINGS LLC,
GRACE ACQUISITION CORPORATION, 4162862 CANADA
LIMITED, AND GRACE OP LLC, PURSUANT TO WHICH
GRACE ACQUISITION CORPORATION WOULD MERGE WITH
AND INTO TRIZEC PROPERTIES, INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 13 of 205
------------------------------------------------------------------------------------------------------------------------------------
ADVO, INC. AD SPECIAL MEETING DATE: 09/13/2006
ISSUER: 007585102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 5, 2006, BY AND AMONG VALASSIS
COMMUNICATIONS, INC., MICHIGAN ACQUISITION CORPORATION
AND ADVO, INC., AS IT MAY BE AMENDED FROM TIME
TO TIME (THE AGREEMENT AND PLAN OF MERGER).
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER.
------------------------------------------------------------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 09/14/2006
ISSUER: 911684108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H.J. HARCZAK, JR. Management For For
02 RATIFY ACCOUNTANTS FOR 2006. Management For For
------------------------------------------------------------------------------------------------------------------------------------
HUMMINGBIRD LTD. HUMC SPECIAL MEETING DATE: 09/15/2006
ISSUER: 44544R101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT Management For For
(THE ARRANGEMENT) UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT INVOLVING HUMMINGBIRD
LTD. (THE COMPANY), OPEN TEXT CORPORATION AND
6575064 CANADA INC. IN THE FORM ATTACHED AS APPENDIX
A TO THE MANAGEMENT INFORMATION CIRCULAR OF THE
COMPANY DATED AUGUST 18, 2006.
02 THE ORDINARY RESOLUTION RATIFYING THE ISSUANCE Management For For
OF OPTIONS TO ACQUIRE 50,000 COMMON SHARES TO
EACH OF HADLEY C. FORD, JOHN B. WADE III AND
JOHN A. MACDONALD ON MARCH 3, 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 14 of 205
------------------------------------------------------------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC. SOV ANNUAL MEETING DATE: 09/20/2006
ISSUER: 845905108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE SOVEREIGN BANCORP, INC. 2006 NON-EMPLOYEE Management For For
DIRECTOR COMPENSATION PLAN.
01 DIRECTOR Management For
BRIAN HARD Management For For
MARIAN L. HEARD Management For For
CAMERON C. TROILO, SR. Management For For
RALPH V. WHITWORTH Management For For
04 TO ACT ON A SHAREHOLDER PROPOSAL IF PRESENTED Shareholder Against For
AT THE MEETING.
03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF SOVEREIGN S BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS SOVEREIGN S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006.
THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST
MATTER NO. 4.
------------------------------------------------------------------------------------------------------------------------------------
SKYLINE CORPORATION SKY ANNUAL MEETING DATE: 09/22/2006
ISSUER: 830830105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARTHUR J. DECIO Management For For
THOMAS G. DERANEK Management For For
JOHN C. FIRTH Management For For
JERRY HAMMES Management For For
RONALD F. KLOSKA Management For For
WILLIAM H. LAWSON Management For For
DAVID T. LINK Management For For
ANDREW J. MCKENNA Management For For
------------------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. BLK SPECIAL MEETING DATE: 09/25/2006
ISSUER: 09247X101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
09 APPROVAL OF AN AMENDMENT TO THE BLACKROCK, INC. Management For For
1999 STOCK AWARD AND INCENTIVE PLAN TO INCREASE
SHARES OF CLASS A COMMON STOCK.
08 THE APPROVAL OF A PROVISION IN NEW BLACKROCK Management For For
S CERTIFICATE OF INCORPORATION WILL BE SUBJECT
SECTION 203 OF LAW.
07 THE APPROVAL OF IN NEW BLACKROCK S CERTIFICATE Management For For
OF INCORPORATION AND BY-LAWS PERMITTING THE NUMBER
OF DIRECTORS TO BE CHANGED.
06 THE APPROVAL OF PROVISIONS IN NEW BLACKROCK S Management For For
CERTIFICATE OF INCORPORATION AND BY-LAWS PERMITTING
ACTION BY WRITTEN CONSENT OF STOCKHOLDER IF SUCH
ACTION HAS BEEN APPROVED IN ADVANCE BY THE BOARD
OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 15 of 205
05 THE APPROVAL OF PROVISIONS IN NEW BLACKROCK S Management For For
CERTIFICATE OF INCORPORATION AUTHORIZING 1 BILLION
SHARES OF CAPITAL STOCK.
04 THE APPROVAL OF PROVISIONS IN NEW BLACKROCK S Management For For
CERTIFICATE OF INCORPORATION AND BY-LAWS MAY
ONLY BE AMENDED OR MODIFIED IN ACCORDANCE WITH
THE PROVISIONS OF THE STOCKHOLDER AGREEMENT WITH
MERRILL LYNCH, AS DESCRIBED IN THE PROXY STATEMENT.
03 THE APPROVAL OF PROVISIONS IN NEW BLACKROCK S Management For For
CERTIFICATE OF INCORPORATION AND BY-LAWS, AS
DESCRIBED IN THE PROXY STATEMENT.
02 APPROVAL OF THE ISSUANCE BY NEW BLACKROCK TO Management For For
MERRILL LYNCH OF 65 MILLION SHARES OF CAPITAL
STOCK OF NEW BLACKROCK, WHICH WILL BE DIVIDED
BETWEEN SHARES OF NEW BLACKROCK COMMON STOCK,
AND PREFERRED STOCK, AS DESCRIBED IN THE PROXY
STATEMENT.
01 ADOPTION OF THE TRANSACTION AGREEMENT AND PLAN Management For For
OF MERGER, BY AND AMONG MERRILL LYNCH & CO.,
INC., BLACKROCK, INC., NEW BLACKROCK, INC., AND
BLACKROCK MERGER SUB, INC. AND THE APPROVAL OF
THE MERGER CONTEMPLATED THEREBY, PURSUANT TO
WHICH BLACKROCK MERGER SUB, INC. WILL BE MERGED
WITH AND INTO BLACKROCK, AS DESCRIBED IN THE
PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/25/2006
ISSUER: 370334104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL DANOS Management For For
WILLIAM T. ESREY Management For For
RAYMOND V. GILMARTIN Management For For
JUDITH RICHARDS HOPE Management For For
HEIDI G. MILLER Management For For
H. OCHOA-BRILLEMBOURG Management For For
STEVE ODLAND Management For For
KENDALL J. POWELL Management For For
MICHAEL D. ROSE Management For For
ROBERT L. RYAN Management For For
STEPHEN W. SANGER Management For For
A. MICHAEL SPENCE Management For For
DOROTHY A. TERRELL Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For
MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against
DIRECTORS.
04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shareholder Against For
ENGINEERED FOOD PRODUCTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 16 of 205
------------------------------------------------------------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC. UVN SPECIAL MEETING DATE: 09/27/2006
ISSUER: 914906102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
01 CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE
26, 2006, BY AND AMONG UNIVISION COMMUNICATIONS
INC., UMBRELLA HOLDINGS, LLC, A DELAWARE LIMITED
LIABILITY COMPANY (THE BUYER), AND UMBRELLA
ACQUISITION, INC., A DELAWARE CORPORATION AND
A WHOLLY-OWNED SUBSIDIARY OF THE BUYER.
------------------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. CAG ANNUAL MEETING DATE: 09/28/2006
ISSUER: 205887102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
03 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
02 APPROVE THE 2006 STOCK PLAN Management For For
01 DIRECTOR Management For
DAVID H. BATCHELDER Management For For
STEVEN F. GOLDSTONE Management For For
MARK H. RAUENHORST Management For For
GARY M. RODKIN Management For For
------------------------------------------------------------------------------------------------------------------------------------
AMSOUTH BANCORPORATION ASO SPECIAL MEETING DATE: 10/03/2006
ISSUER: 032165102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE THE ADJOURNMENT OF THE AMSOUTH SPECIAL Management For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
BY AND BETWEEN REGIONS FINANCIAL CORPORATION
AND AMSOUTH BANCORPORATION, DATED AS OF MAY 24,
2006, AS IT MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH AMSOUTH BANCORPORATION WILL
BE MERGED WITH AND INTO REGIONS FINANCIAL CORPORATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 17 of 205
------------------------------------------------------------------------------------------------------------------------------------
EXCEL COAL LTD EGM MEETING DATE: 10/04/2006
ISSUER: Q364AS109 ISIN: AU000000EXL4
SEDOL: B03NN73, B00NTW3, B010S48
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A SCHEME MEETING. THANK Non-Voting *Management Position Unknown
YOU.
1. APPROVE, PURSUANT TO AND IN ACCORDANCE WITH SECTION Management For *Management Position Unknown
411 OF THE COMPANIES ACT, THE SCHEME OF ARRANGEMENT
ENTERED INTO BETWEEN EXCEL COAL LIMITED AND THE
HOLDERS OF ITS FULLY PAID ORDINARY SHARES SCHEME
AND AUTHORIZE THE BOARD OF DIRECTORS OF EXCEL
TO AGREE TO SUCH MODIFICATIONS OR CONDITIONS
AS ARE THOUGH FIT BY THE FEDERAL COURT OF AUSTRALIA
COURT AND, SUBJECT TO APPROVAL OF THE SCHEME
BY THE COUNT, TO IMPLEMENT THE SCHEME WITH ANY
SUCH MODIFICATIONS OR CONDITIONS
------------------------------------------------------------------------------------------------------------------------------------
TELECOM CORPORATION OF NEW ZEALAND L NZT ANNUAL MEETING DATE: 10/05/2006
ISSUER: 879278208 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
03 TO RE-ELECT MR. MCGEOCH AS A DIRECTOR. Management For For
02 TO RE-ELECT MR. MCLEOD AS A DIRECTOR. Management For For
01 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Management For For
OF THE AUDITORS.
------------------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/10/2006
ISSUER: 742718109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For
TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS
ON THE BOARD
04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For
PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE
2001 STOCK AND INCENTIVE COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For
OPTIONS
01 DIRECTOR Management For
NORMAN R. AUGUSTINE Management For For
A.G. LAFLEY Management For For
JOHNATHAN A. RODGERS Management For For
JOHN F. SMITH, JR. Management For For
MARGARET C. WHITMAN Management For For
03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 18 of 205
------------------------------------------------------------------------------------------------------------------------------------
EDISON SPA AGM MEETING DATE: 10/11/2006
ISSUER: T3552V114 ISIN: IT0003152417 BLOCKING
SEDOL: B06MTB3, 7513578, B1BK8V2, 7519822
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU Non-Voting *Management Position Unknown
Take No
1. APPROVE, AS PER SUB-SECTION 469, LAW 266/05 AND Management Action *Management Position Unknown
RELATED RESOLUTIONS, TO ENTERIN THE BALANCE SHEET
AN ACCOUNTING RECORD RELATED TO FISCAL CONSTRAINTS
ON AVAILABLE RESERVES AND ON A PORTION OF THE
STOCK CAPITAL FOR THE TOTAL AMOUNT EQUAL TO EUR
703,508,704.52
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
12 OCT 2006. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------
AZTAR CORPORATION AZR SPECIAL MEETING DATE: 10/17/2006
ISSUER: 054802103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF ANY PROPOSAL TO ADJOURN, POSTPONE Management For For
OR CONTINUE THE SPECIAL MEETING TO A LATER DATE
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ITEM
1 IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES FOR APPROVAL OF ITEM 1 AT THE SPECIAL MEETING.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MAY 19, 2006, BY AND AMONG AZTAR
CORPORATION, COLUMBIA SUSSEX CORPORATION, WIMAR
TAHOE CORPORATION D/B/A COLUMBIA ENTERTAINMENT
AND WT-COLUMBIA DEVELOPMENT, INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 19 of 205
------------------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. FNF ANNUAL MEETING DATE: 10/23/2006
ISSUER: 316326107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 DIRECTOR Management For
JOHN F. FARRELL, JR. Management For For
DANIEL D. (RON) LANE Management For For
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED JUNE 25, 2006, AS AMENDED AND RESTATED
AS OF SEPTEMBER 18, 2006, BY AND BETWEEN FIDELITY
NATIONAL INFORMATION SERVICES, INC. AND FIDELITY
NATIONAL FINANCIAL, INC., WHEREBY FIDELITY NATIONAL
FINANCIAL, INC. WILL MERGE WITH AND INTO FIDELITY
NATIONAL INFORMATION SERVICES, INC.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT AUDITORS FOR THE 2006 FISCAL YEAR.
------------------------------------------------------------------------------------------------------------------------------------
THE REYNOLDS AND REYNOLDS COMPANY REY SPECIAL MEETING DATE: 10/23/2006
ISSUER: 761695105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
I TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF AUGUST 7, 2006, BY AND AMONG
UNIVERSAL COMPUTER SYSTEMS HOLDING, INC., RACECAR
ACQUISITION CO. AND THE REYNOLDS AND REYNOLDS
COMPANY.
II TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING OF SHAREHOLDERS, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL I.
------------------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 10/24/2006
ISSUER: 26441C105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROGER AGNELLI Management For For
PAUL M. ANDERSON Management For For
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
WILLIAM T. ESREY Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
DENNIS R. HENDRIX Management For For
MICHAEL E.J. PHELPS Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 APPROVAL OF THE DUKE ENERGY CORPORATION 2006 Management For For
LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 20 of 205
------------------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION SLE ANNUAL MEETING DATE: 10/26/2006
ISSUER: 803111103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
B. BARNES Management For For
J.T. BATTENBERG III Management For For
C. BEGLEY Management For For
C. CARROLL Management For For
V. COLBERT Management For For
J. CROWN Management For For
W. DAVIS Management For For
L. KOELLNER Management For For
C. VAN LEDE Management For For
I. PROSSER Management For For
R. RIDGWAY Management For For
J. WARD Management For For
04 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING THE Shareholder Against For
COMPENSATION DISCUSSION AND ANALYSIS.
03 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING CHAIRMAN Shareholder Against For
AND CEO POSITIONS.
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS SARA LEE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL 2007.
------------------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED PTR SPECIAL MEETING DATE: 11/01/2006
ISSUER: 71646E100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
O1 THAT THE CONTINUING CONNECTED TRANSACTIONS ARISING Management For *Management Position Unknown
AS A RESULT OF THE ACQUISITION OF A 67% INTEREST
IN PETROKAZAKHSTAN INC. BY PETROCHINA THROUGH
CNPC EXPLORATION AND DEVELOPMENT COMPANY LIMITED
(ACQUISITION), AS SET OUT IN THE CIRCULAR OF
PETROCHINA DATED 14 SEPTEMBER 2006 (CIRCULAR).
O3 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 OF EACH OF THE CONTINUING
CONNECTED TRANSACTION UNDER THE AMENDED COMPREHENSIVE
AGREEMENT AS A RESULT OF CHANGES TO PETROCHINA
S PRODUCTION AND OPERATIONAL ENVIRONMENT, AS
SET OUT IN THE CIRCULAR, BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED.
O2 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 OF EACH OF THE CONTINUING
CONNECTED TRANSACTION UNDER THE AMENDED COMPREHENSIVE
AGREEMENT AS A RESULT OF THE ACQUISITION, AS
SET OUT IN THE CIRCULAR, BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 21 of 205
S5 THAT THE PROPOSED AMENDMENTS TO THE ARTICLES Management For *Management Position Unknown
OF ASSOCIATION OF PETROCHINA AS SET OUT IN THE
CIRCULAR BE AND ARE HEREBY GENERALLY UNCONDITIONALLY
APPROVED.
O4 THAT THE PROPOSED REVISION TO THE EXISTING ANNUAL Management For *Management Position Unknown
CAPS FOR THE THREE YEARS FROM 1 JANUARY 2006
TO 31 DECEMBER 2008 IN RESPECT OF THE PRODUCTS
AND SERVICES TO BE PROVIDED BY PETROCHINA AND
ITS SUBSIDIARIES TO CHINA RAILWAY MATERIALS AND
SUPPLIERS CORPORATION, AS SET OUT IN THE CIRCULAR,
BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED.
------------------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY ADM ANNUAL MEETING DATE: 11/02/2006
ISSUER: 039483102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
G.A. ANDREAS Management For For
A.L. BOECKMANN Management For For
M.H. CARTER Management For For
R.S. JOSLIN Management For For
A. MACIEL Management For For
P.J. MOORE Management For For
M.B. MULRONEY Management For For
T.F. O'NEILL Management For For
O.G. WEBB Management For For
K.R. WESTBROOK Management For For
P.A. WOERTZ Management For For
02 ADOPT STOCKHOLDER S PROPOSAL NO. 1 (LABELING Shareholder Against For
GENETICALLY ENGINEERED FOOD.)
03 ADOPT STOCKHOLDER S PROPOSAL NO. 2 (CODE OF CONDUCT Shareholder Against For
REGARDING GLOBAL HUMAN RIGHTS STANDARDS.)
------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 11/03/2006
ISSUER: 315405100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JENNIE S. HWANG, PH.D. Management For For
JAMES F. KIRSCH Management For For
WILLIAM J. SHARP Management For For
02 APPROVAL OF THE 2006 LONG-TERM INCENTIVE PLAN. Management Against Against
03 APPROVAL OF THE AMENDMENT TO FERRO CORPORATION Management For For
S CODE OF REGULATIONS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 22 of 205
------------------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY ACV SPECIAL MEETING DATE: 11/10/2006
ISSUER: 013068101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE INVESTMENT AGREEMENT, DATED AS Management For For
OF JUNE 19, 2006, AND APPROVAL OF THE TRANSACTIONS
CONTEMPLATED BY THE INVESTMENT AGREEMENT, INCLUDING
THE HOLDING COMPANY MERGER AND THE NEW SALLY
SHARE ISSUANCE.
------------------------------------------------------------------------------------------------------------------------------------
FREESCALE SEMICONDUCTOR, INC. FSL SPECIAL MEETING DATE: 11/13/2006
ISSUER: 35687M107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER
15, 2006, BY AND AMONG FREESCALE SEMICONDUCTOR,
INC., FIRESTONE HOLDINGS LLC, A DELAWARE LIMITED
LIABILITY COMPANY, AND FIRESTONE ACQUISITION
CORPORATION, A DELAWARE CORPORATION AND AN INDIRECT
WHOLLY OWNED SUBSIDIARY OF FIRESTONE HOLDINGS
LLC.
------------------------------------------------------------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED TLS ANNUAL MEETING DATE: 11/14/2006
ISSUER: 87969N204 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
05 THAT THE CONSTITUTION TABLED AT THE MEETING, Management For *Management Position Unknown
AND SIGNED BY THE CHAIRMAN OF THE MEETING FOR
THE PURPOSES OF IDENTIFICATION, BE ADOPTED AS
THE CONSTITUTION OF THE COMPANY, IN PLACE OF
THE PRESENT CONSTITUTION, WITH EFFECT FROM THE
CLOSE OF THE MEETING.
4I ELECTION OF DIRECTOR: MR STEPHEN MAYNE. Management For *Management Position Unknown
4H ELECTION OF DIRECTOR: MR JOHN ZEGLIS. Management For *Management Position Unknown
4G ELECTION OF DIRECTOR: MR PETER WILLCOX. Management For *Management Position Unknown
4F ELECTION OF DIRECTOR: MR GEOFFREY COUSINS. Management For *Management Position Unknown
4E ELECTION OF DIRECTOR: MR ANGE KENOS. Management For *Management Position Unknown
4D ELECTION OF DIRECTOR: MR LEONARD COOPER. Management For *Management Position Unknown
4C RE-ELECTION OF DIRECTOR: DR JOHN STOCKER. Management For *Management Position Unknown
4B RE-ELECTION OF DIRECTOR: MR. CHARLES MACEK. Management For *Management Position Unknown
4A ELECTION OF DIRECTOR: MR MERVYN VOGT. Management For *Management Position Unknown
03 TO DISCUSS THE COMPANY S FINANCIAL STATEMENTS Management For *Management Position Unknown
AND REPORTS FOR THE YEAR ENDED 30 JUNE 2006.
02 TO ADOPT THE REMUNERATION REPORT FOR THE FINANCIAL Management For *Management Position Unknown
YEAR ENDED 30 JUNE 2006.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 23 of 205
------------------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY CPB ANNUAL MEETING DATE: 11/16/2006
ISSUER: 134429109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDMUND M. CARPENTER Management For For
PAUL R. CHARRON Management For For
DOUGLAS R. CONANT Management For For
BENNETT DORRANCE Management For For
KENT B. FOSTER Management For For
HARVEY GOLUB Management For For
RANDALL W. LARRIMORE Management For For
PHILIP E. LIPPINCOTT Management For For
MARY ALICE D. MALONE Management For For
SARA MATHEW Management For For
DAVID C. PATTERSON Management For For
CHARLES R. PERRIN Management For For
A. BARRY RAND Management For For
GEORGE STRAWBRIDGE, JR. Management For For
LES C. VINNEY Management For For
CHARLOTTE C. WEBER Management For For
02 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREOWNER PROPOSAL ON SUSTAINABILITY REPORT. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
DELTA NATURAL GAS COMPANY, INC. DGAS ANNUAL MEETING DATE: 11/16/2006
ISSUER: 247748106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. KISTNER Management For For
MICHAEL R. WHITLEY Management For For
02 AMENDING THE ARTICLES OF INCORPORATION TO INCREASE Management For For
DELTA S AUTHORIZED COMMON STOCK TO 20,000,000
SHARES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 24 of 205
------------------------------------------------------------------------------------------------------------------------------------
READER'S DIGEST ASSOCIATION, INC. RDA ANNUAL MEETING DATE: 11/17/2006
ISSUER: 755267101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JONATHAN B. BULKELEY Management For For
HERMAN CAIN Management For For
WILLIAM E. MAYER Management For For
ERIC W. SCHRIER Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITOR FOR FISCAL 2007.
------------------------------------------------------------------------------------------------------------------------------------
VIRIDIAN GROUP PLC EGM MEETING DATE: 11/20/2006
ISSUER: G9371M122 ISIN: GB00B09XD336
SEDOL: B0H5CV2, B0H1RF9, B09XD33
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
S.1 APPROVE THE SCHEME OF ARRANGEMENT DATED 27 OCT Management For *Management Position Unknown
2006 THE SCHEME TO BE MADE BETWEEN THE COMPANY
AND HOLDERS OF SCHEME SHARES IN THE MANNER AND
ON THE TERMS AND CONDITIONS AS SPECIFIED, AND
AUTHORIZE THE DIRECTORS OF THE COMPANY TO AGREE
TO ANY NON-MATERIAL VARIATION OR AMENDMENT OF
THE TERMS OF THE SCHEME INSOFAR AS APPROVED
OR IMPOSED BY THE COURT AS THE DIRECTORS OF
THE COMPANY THINK FIT AND TO TAKE ALL SUCH ACTION
ON BEHALF OF THE COMPANY AS THEY DEEM NECESSARY
OR DESIRABLE FOR CARRYING INTO EFFECT THE SCHEME;
FOR THE PURPOSE OF GIVING EFFECT TO THE SCHEME
IN ITS ORIGINAL FORM, OR WITH OR SUBJECT TO ANY
NON-MATERIAL VARIATION OR AMENDMENT AGREED BY
THE COMPANY AND ELECTRICINVEST ACQUISITIONS LIMITED
AND APPROVED, OR IMPOSED BY THE COURT: I) THE
SHARE CAPITAL OF THE COMPANY BE REDUCED BY CANCELING
AND EXTINGUISHING ALL THE CANCELLATION SHARES;
II) FORTHWITH AND CONTINGENT UPON SUCH REDUCTION
OF CAPITAL TAKING EFFECT: A) THE SHARE CAPITAL
OF THE COMPANY BE INCREASED TO ITS FORMER AMOUNT
BY THE CREATION OF SUCH NUMBER OF NEW ORDINARY
SHARES OF 27 7/9 PENCE EACH NEW SHARES AS SHALL
BE EQUAL TO THE AGGREGATE NUMBER OF CANCELLATION
SHARES SO CANCELLED; AND B) THE RESERVE ARISING
IN THE BOOKS OF ACCOUNT OF THE COMPANY AS A RESULT
OF THE CANCELLATION OF THE CANCELLATION SHARES
BE APPLIED IN PAYING UP IN FULL AT PAR THE NEW
SHARES CREATED PURSUANT TO THIS RESOLUTION ABOVE,
WHICH SHALL BE ALLOTTED AND ISSUED, CREDITED
AS FULLY PAID, TO ELECTRICINVEST ACQUISITIONS
LIMITED AND/OR ANY NOMINEE(S) OF IT IN ACCORDANCE
WITH THE SCHEME; AND III) CONDITIONALLY UPON
THE SCHEME BECOMING EFFECTIVE, AUTHORIZE THE
DIRECTORS OF THE COMPANY PURSUANT TO AND IN ACCORDANCE
WITH ARTICLE 90 OF THE COMPANIES NORTHERN IRELAND
ORDER 1986 AS AMENDED TO GIVE EFFECT TO THIS
SPECIAL RESOLUTION AND ACCORDINGLY TO EFFECT
THE ALLOTMENT OF RELEVANT SECURITIES ARTICLE
90(2) OF THE COMPANIES ORDER IN THE FORM OF
THE NEW SHARES, AUTHORITY EXPIRES ON 31 MAR
2007; II) THE MAXIMUM AGGREGATE NOMINAL AMOUNT
OF RELEVANT SECURITIES WHICH MAY BE ALLOTTED
HEREUNDER SHALL BE GBP 54,000,000; AND III) THIS
AUTHORITY SHALL BE WITHOUT PREJUDICE TO ANY OTHER
AUTHORITY UNDER THE SAID ARTICLE 90 PREVIOUSLY
GRANTED AND IN FORCE ON THE DATE ON WHICH THIS
SPECIAL RESOLUTION IS PASSED; AND FORTHWITH UPON
THE PASSING OF THIS SPECIAL RESOLUTION, AMEND
THE ARTICLES OF ASSOCIATION OF THE COMPANY BY
THE ADOPTION AND INCLUSION OF THE NEW ARTICLE
164 AS SPECIFIED
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 25 of 205
------------------------------------------------------------------------------------------------------------------------------------
VIRIDIAN GROUP PLC CRT MEETING DATE: 11/20/2006
ISSUER: G9371M122 ISIN: GB00B09XD336
SEDOL: B0H5CV2, B0H1RF9, B09XD33
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. APPROVE THE SCHEME OF ARRANGEMENT PURSUANT TO Management For *Management Position Unknown
ARTICLE 418 OF THE COMPANIES ACT NORTHERN IRELAND
ORDER 1986 AS AMENDED THE COMPANIES ORDER
DATED 27 OCT 2006 SCHEME OF ARRANGEMENT TO
BE MADE BETWEEN VIRIDIAN GROUP PLC THE COMPANY
AND THE HOLDERS OF SCHEME SHARES
------------------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 11/21/2006
ISSUER: 744573106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2006.
01 DIRECTOR Management For
CAROLINE DORSA * Management For For
E. JAMES FERLAND * Management For For
ALBERT R. GAMPER, JR. * Management For For
RALPH IZZO ** Management For For
03 STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED BHP ANNUAL MEETING DATE: 11/29/2006
ISSUER: 088606108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
32 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Management For For
REMUNERATION PAID BY BHP BILLITON LTD TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR
31 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Management For For
REMUNERATION PAID BY BHP BILLITON PLC TO NON-EXECUTIVE
DIRECTORS IN ANY YEAR
30 TO APPROVE THE BHP BILLITON GLOBAL EMPLOYEE SHARE Management For For
PLAN
29 TO APPROVE THE GRANT OF AWARDS TO MR C J LYNCH Management For For
UNDER THE GIS AND THE LTIP
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 26 of 205
28 TO APPROVE THE GRANT OF AWARDS TO MR M J KLOPPERS Management For For
UNDER THE GIS AND THE LTIP
27 TO APPROVE THE GRANT OF AWARDS TO MR C W GOODYEAR Management For For
UNDER THE GIS AND THE LTIP
26 TO APPROVE THE 2006 REMUNERATION REPORT Management For For
25F TO APPROVE THE CANCELLATION OF SHARES IN BHP Management For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON NOVEMBER 15, 2007
25E TO APPROVE THE CANCELLATION OF SHARES IN BHP Management For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON SEPTEMBER 30, 2007
25D TO APPROVE THE CANCELLATION OF SHARES IN BHP Management For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON JUNE 30, 2007
25C TO APPROVE THE CANCELLATION OF SHARES IN BHP Management For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON MAY 15, 2007
25B TO APPROVE THE CANCELLATION OF SHARES IN BHP Management For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON MARCH 31, 2007
25A TO APPROVE THE CANCELLATION OF SHARES IN BHP Management For For
BILLITON PLC HELD BY BHP BILLITON LTD OR ONE
OF ITS SUBSIDIARIES ON DECEMBER 31, 2006
24 TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON Management For For
PLC
23 TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
IN BHP BILLITON PLC
22 TO RENEW THE GENERAL AUTHORITY TO ALLOT SHARES Management For For
IN BHP BILLITON PLC
21 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF Management For For
BHP BILLITON PLC
03 DIRECTOR Management For
MR P M ANDERSON Management For For
MR P M ANDERSON Management For For
MR M J KLOPPERS Management For For
MR M J KLOPPERS Management For For
MR C J LYNCH Management For For
MR C J LYNCH Management For For
MR J NASSER Management For For
MR J NASSER Management For For
MR D A CRAWFORD Management For For
MR D A CRAWFORD Management For For
MR D R ARGUS Management For For
MR D R ARGUS Management For For
DR D C BRINK Management For For
DR D C BRINK Management For For
DR J G S BUCHANAN Management For For
DR J G S BUCHANAN Management For For
DR J M SCHUBERT Management For For
DR J M SCHUBERT Management For For
02 TO RECEIVE THE 2006 FINANCIAL STATEMENTS AND Management For For
REPORTS FOR BHP BILLITON LTD
01 TO RECEIVE THE 2006 FINANCIAL STATEMENTS AND Management For For
REPORTS FOR BHP BILLITON PLC
------------------------------------------------------------------------------------------------------------------------------------
FRONTLINE LTD. FRO ANNUAL MEETING DATE: 12/01/2006
ISSUER: G3682E127 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 27 of 205
JOHN FREDRIKSEN Management For For
TOR OLAV TROIM Management For For
FRIXOS SAVVIDES Management For For
KATE BLANKENSHIP Management For For
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S BYE-LAW 110 TO CHANGE THE REQUIREMENT FOR THE
FORM OF, AND SIGNATORIES TO, THE SEAL OF THE COMPANY.
02 PROPOSAL TO APPOINT PRICEWATERHOUSECOOPERS DA Management For For
OF OSLO, NORWAY AS AUDITORS AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION.
------------------------------------------------------------------------------------------------------------------------------------
NS GROUP, INC. NSS SPECIAL MEETING DATE: 12/01/2006
ISSUER: 628916108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF SEPTEMBER 10, 2006, BY AND AMONG
NS GROUP, IPSCO INC. (IPSCO) AND PI ACQUISITION
COMPANY (PI ACQUISITION), WHICH PROVIDES FOR
THE MERGER OF PI ACQUISITION, A WHOLLY-OWNED
SUBSIDIARY OF IPSCO, WITH AND INTO NS GROUP,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE Management For For
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE AND ADOPT THE
AGREEMENT AND PLAN OF MERGER REFERRED TO IN ITEM
1.
------------------------------------------------------------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED SFL ANNUAL MEETING DATE: 12/01/2006
ISSUER: G81075106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
TOR OLAV TROIM Management For For
PAUL LEAND JR. Management For For
KATE BLANKENSHIP Management For For
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For
S BYE-LAW 104 TO CHANGE THE REQUIREMENT FOR THE
FORM OF, AND SIGNATORIES TO, THE SEAL OF THE COMPANY.
02 PROPOSAL TO APPOINT MOORE STEPHENS P.C. AS AUDITORS Management For For
AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE
THEIR REMUNERATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 28 of 205
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JLG INDUSTRIES, INC. JLG SPECIAL MEETING DATE: 12/04/2006
ISSUER: 466210101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF OCTOBER 15, 2006, BY AND AMONG OSHKOSH
TRUCK CORPORATION, A WISCONSIN CORPORATION, STEEL
ACQUISITION CORP., A PENNSYLVANIA CORPORATION
AND A WHOLLY-OWNED SUBSIDIARY OF OSHKOSH TRUCK
CORPORATION, AND JLG INDUSTRIES, INC., ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 WITH RESPECT TO THE USE OF THEIR DISCRETION IN Management For For
SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS THEREOF.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
------------------------------------------------------------------------------------------------------------------------------------
DUQUESNE LIGHT HOLDINGS, INC. DQE SPECIAL MEETING DATE: 12/05/2006
ISSUER: 266233105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF MERGER AGREEMENT - THE PROPOSAL TO Management For For
ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF JULY 5, 2006, BY AND AMONG DUQUESNE LIGHT
HOLDINGS, INC., A PENNSYLVANIA CORPORATION, DQE
HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY,
AND DQE MERGER SUB INC., A PENNSYLVANIA CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF DQE HOLDINGS
LLC.
------------------------------------------------------------------------------------------------------------------------------------
PEOPLES ENERGY CORPORATION PGL SPECIAL MEETING DATE: 12/06/2006
ISSUER: 711030106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Management For For
NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE THE
AGREEMENT AND PLAN OF MERGER REFERRED TO IN PROPOSAL
1.
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Management For For
MERGER DATED AS OF JULY 8, 2006 AMONG WPS RESOURCES
CORPORATION, WEDGE ACQUISITION CORP. AND PEOPLES
ENERGY CORPORATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 29 of 205
------------------------------------------------------------------------------------------------------------------------------------
WPS RESOURCES CORPORATION WPS SPECIAL MEETING DATE: 12/06/2006
ISSUER: 92931B106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE THE ISSUANCE OF SHARES OF WPS RESOURCES Management For For
CORPORATION S COMMON STOCK AS CONTEMPLATED BY
THE AGREEMENT AND PLAN OF MERGER, DATED AS OF
JULY 8, 2006, AMONG WPS RESOURCES CORPORATION,
WEDGE ACQUISITION CORP., AND PEOPLES ENERGY CORPORATION.
03 ADJOURN THE SPECIAL MEETING IF NECESSARY TO PERMIT Management For For
FURTHER SOLICITATION OF PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF
SHARES AND/OR THE AMENDMENT TO THE RESTATED ARTICLES
OF INCORPORATION.
02 APPROVE AN AMENDMENT TO WPS RESOURCES CORPORATION Management For For
S RESTATED ARTICLES OF INCORPORATION TO CHANGE
THE NAME OF WPS RESOURCES CORPORATION TO INTEGRYS
ENERGY GROUP, INC.
------------------------------------------------------------------------------------------------------------------------------------
RECKSON ASSOCIATES REALTY CORP. RA SPECIAL MEETING DATE: 12/07/2006
ISSUER: 75621K106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER.
01 TO APPROVE THE MERGER OF RECKSON ASSOCIATES REALTY Management For For
CORP. WITH AND INTO WYOMING ACQUISITION CORP.,
A MARYLAND CORPORATION AND SUBSIDIARY OF SL GREEN
REALTY CORP., A MARYLAND CORPORATION, AND TO
APPROVE AND ADOPT THE OTHER TRANSACTIONS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF AUGUST 3, 2006, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. FPL ANNUAL MEETING DATE: 12/15/2006
ISSUER: 302571104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
0A DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
RUDY E. SCHUPP Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 30 of 205
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES II Management For For
PAUL R. TREGURTHA Management For For
0B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2006.
------------------------------------------------------------------------------------------------------------------------------------
TRAMMELL CROW COMPANY TCC SPECIAL MEETING DATE: 12/18/2006
ISSUER: 89288R106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES TO ESTABLISH A
QUORUM OR IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE MEETING TO APPROVE AND ADOPT
THE MERGER AGREEMENT.
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER, DATED AS OF OCTOBER 30, 2006, BY AND
AMONG TRAMMELL CROW COMPANY, A DELAWARE CORPORATION,
CB RICHARD ELLIS GROUP, INC., A DELAWARE CORPORATION,
AND A-2 ACQUISITION CORP., A DELAWARE CORPORATION
INDIRECTLY WHOLLY-OWNED BY CBRE, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. KMI SPECIAL MEETING DATE: 12/19/2006
ISSUER: 49455P101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO ADJOURN THE SPECIAL MEETING TO A LATER DATE Management For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
PROPOSAL NUMBER 1.
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Management For For
MERGER AMONG KINDER MORGAN, INC., KNIGHT HOLDCO
LLC AND KNIGHT ACQUISITION CO., AS IT MAY BE
AMENDED FROM TIME TO TIME.
------------------------------------------------------------------------------------------------------------------------------------
ARAMARK CORPORATION RMK SPECIAL MEETING DATE: 12/20/2006
ISSUER: 038521100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 31 of 205
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF AUGUST 8, 2006, BY AND AMONG RMK
ACQUISITION CORPORATION, RMK FINANCE LLC AND
ARAMARK CORPORATION, AS DESCRIBED IN THE PROXY
STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP SPECIAL MEETING DATE: 12/21/2006
ISSUER: 247357106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES CAST AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE MERGER AGREEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF AUGUST 14, 2006, BY AND AMONG MONSANTO
COMPANY, MONSANTO SUB, INC. AND DELTA AND PINE
LANE COMPANY.
------------------------------------------------------------------------------------------------------------------------------------
SERONO SA, COINSINS EGM MEETING DATE: 01/05/2007
ISSUER: H32560106 ISIN: CH0010751920 BLOCKING
SEDOL: B11BPY7, 5981326, B02V851, 5981070
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown
IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
Take No
1. AMEND CURRENT VERSION OF THE COMPANY S ARTICLES Management Action *Management Position Unknown
OF ASSOCIATION WITH THE NEW VERSION AS SPECIFIED
Take No
2.A ELECT DR. MICHAEL BECKER AS A BOARD OF DIRECTOR Management Action *Management Position Unknown
Take No
2.B ELECT MR. ELMAR SCHNEE AS A BOARD OF DIRECTOR Management Action *Management Position Unknown
Take No
2.C ELECT MR. JOSEPH DUBACHER AS A BOARD OF DIRECTOR Management Action *Management Position Unknown
Take No
2.D ELECT DR. AXEL VON WIETERSHEIM AS A BOARD OF DIRECTOR Management Action *Management Position Unknown
Take No
2.E ELECT MR. PETER BOHNENBLUST AS A BOARD OF DIRECTOR Management Action *Management Position Unknown
Take No
2.F ELECT MR. CARLO LOMBARDINI AS A BOARD OF DIRECTOR Management Action *Management Position Unknown
Take No
2.G ELECT MR. PHILIPPE TISCHAUSER AS A BOARD OF DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 32 of 205
------------------------------------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. SBL SPECIAL MEETING DATE: 01/09/2007
ISSUER: 871508107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 18, 2006,
AS AMENDED OF OCTOBER 30, 2006, BY AND AMONG
SYMBOL TECHNOLOGIES, INC., MOTOROLA, INC., AND
MOTOROLA GTG SUBSIDIARY I CORP. AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER
PROVIDED FOR THEREIN.
------------------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP. CCI SPECIAL MEETING DATE: 01/11/2007
ISSUER: 228227104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK Management For For
OF CROWN CASTLE INTERNATIONAL CORP. TO THE STOCKHOLDERS
OF GLOBAL SIGNAL INC. PURSUANT TO THE TERMS OF
THE AGREEMENT AND PLAN OF MERGER, DATED OCTOBER
5, 2006, AMONG GLOBAL SIGNAL INC., CROWN CASTLE
INTERNATIONAL CORP. AND CCGS HOLDINGS LLC.
------------------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. ASH ANNUAL MEETING DATE: 01/25/2007
ISSUER: 044209104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For
PROCESS TO IMPLEMENT MAJORITY VOTING FOR ELECTION
OF DIRECTORS.
02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For
AUDITORS FOR FISCAL 2007.
01 DIRECTOR Management For
ERNEST H. DREW* Management For For
MANNIE L. JACKSON* Management For For
THEODORE M. SOLSO* Management For For
MICHAEL J. WARD* Management For For
JOHN F. TURNER** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 33 of 205
------------------------------------------------------------------------------------------------------------------------------------
JACUZZI BRANDS, INC. JJZ ANNUAL MEETING DATE: 01/25/2007
ISSUER: 469865109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AGREEMENT AND PLAN OF MERGER, Management Abstain Against
DATED AS OF OCTOBER 11, 2006 BY AND AMONG JACUZZI
BRANDS, INC., JUPITER ACQUISITION LLC AND JUPITER
MERGER SUB, INC. PURSUANT TO WHICH EACH STOCKHOLDER
OF JACUZZI BRANDS, INC. WILL BE ENTITLED TO RECEIVE
$12.50 IN CASH, WITHOUT INTEREST, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
03 RATIFY APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT Management Abstain Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007
02 DIRECTOR Management Withhold
ALEX P. MARINI Management Withhold Against
CLAUDIA E. MORF Management Withhold Against
ROBERT R. WOMACK Management Withhold Against
04 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Management Abstain Against
OF THE 2007 ANNUAL MEETING, IF NECESSARY OR APPROPRIATE,
TO PERMIT THE FURTHER SOLICITATION OF PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE MEETING TO ADOPT THE MERGER AGREEMENT
------------------------------------------------------------------------------------------------------------------------------------
THE LACLEDE GROUP, INC. LG ANNUAL MEETING DATE: 01/25/2007
ISSUER: 505597104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR FISCAL YEAR 2007
01 DIRECTOR Management For
ANTHONY V. LENESS Management For For
BRENDA D. NEWBERRY Management For For
MARY ANN VAN LOKEREN Management For For
DOUGLAS H. YAEGER Management For For
------------------------------------------------------------------------------------------------------------------------------------
THE READER'S DIGEST ASSOCIATION, INC RDA SPECIAL MEETING DATE: 02/02/2007
ISSUER: 755267101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF NOVEMBER 16, 2006, AMONG DOCTOR ACQUISITION
HOLDING CO., DOCTOR ACQUISITION CO. AND THE READER
S DIGEST ASSOCIATION, INC. (THE MERGER AGREEMENT).
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 34 of 205
------------------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION ATO ANNUAL MEETING DATE: 02/07/2007
ISSUER: 049560105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF AMENDMENT TO THE 1998 LONG-TERM INCENTIVE Management For For
PLAN
01 DIRECTOR Management For
ROBERT W. BEST Management For For
THOMAS J. GARLAND Management For For
PHILLIP E. NICHOL Management For For
CHARLES K. VAUGHAN Management For For
03 APPROVAL OF AMENDMENT TO THE ANNUAL INCENTIVE Management For For
PLAN FOR MANAGEMENT
------------------------------------------------------------------------------------------------------------------------------------
EQUITY OFFICE PROPERTIES TRUST EOP SPECIAL MEETING DATE: 02/07/2007
ISSUER: 294741103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
Take No
01 TO APPROVE THE MERGER OF EQUITY OFFICE PROPERTIES Management Action N/A
TRUST WITH AND INTO BLACKHAWK ACQUISITION TRUST
AND THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF NOVEMBER 19, 2006, AS AMENDED, AMONG EQUITY
OFFICE PROPERTIES TRUST, EOP OPERATING LIMITED
PARTNERSHIP, BLACKHAWK PARENT LLC, BLACKHAWK
ACQUISITION TRUST AND BLACKHAWK ACQUISITION L.P.,
AS FULLY DESCRIBED IN THE ENCLOSED STATEMENT.
Take No
02 TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL MEETING Management Action N/A
FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE SPECIAL
MEETING TO APPROVE THE MERGER AND THE AGREEMENT
AND PLAN OF MERGER, AS AMENDED.
------------------------------------------------------------------------------------------------------------------------------------
SEITEL, INC. SEIEQ SPECIAL MEETING DATE: 02/09/20
ISSUER: 816074405 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE PROPOSAL TO ADJOURN THE MEETING Management For For
IF NECESSARY.
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF OCTOBER 31, 2006, BY AND AMONG SEITEL,
INC., SEITEL HOLDINGS, LLC AND SEITEL ACQUISITION
CORP.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 35 of 205
------------------------------------------------------------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED IMKTA ANNUAL MEETING DATE: 02/13/2007
ISSUER: 457030104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRED D. AYERS Management For For
JOHN O. POLLARD Management For For
02 STOCKHOLDER PROPOSAL Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY NFG ANNUAL MEETING DATE: 02/15/2007
ISSUER: 636180101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
01 DIRECTOR Management For
PHILIP C. ACKERMAN* Management For For
CRAIG G. MATTHEWS* Management For For
RICHARD G. REITEN* Management For For
DAVID F. SMITH* Management For For
STEPHEN E. EWING** Management For For
05 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For
PROPOSAL.
04 APPROVAL OF AMENDMENTS TO THE 1997 AWARD AND Management Against Against
OPTION PLAN.
03 APPROVAL OF THE ANNUAL AT RISK COMPENSATION INCENTIVE Management For For
PROGRAM.
------------------------------------------------------------------------------------------------------------------------------------
DELTA AND PINE LAND COMPANY DLP ANNUAL MEETING DATE: 02/20/2007
ISSUER: 247357106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH M. MURPHY Management For For
RUDI E. SCHEIDT Management For For
02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS FOR THE FISCAL YEAR ENDING AUGUST 31,
2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 36 of 205
------------------------------------------------------------------------------------------------------------------------------------
COLUMBIA EQUITY TRUST, INC. COE SPECIAL MEETING DATE: 02/27/2007
ISSUER: 197627102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE MERGER OF COLUMBIA EQUITY Management For For
TRUST, INC. WITH AND INTO SSPF/CET OP HOLDING
COMPANY LLC PURSUANT TO THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF NOVEMBER 5, 2006, BY AND
AMONG SSPF/CET OPERATING COMPANY LLC, SSPF/CET
OP HOLDING COMPANY LLC, SSPF/CET OP HOLDING COMPANY
SUBSIDIARY L.P., COLUMBIA EQUITY TRUST, INC.
AND COLUMBIA EQUITY, LP.
------------------------------------------------------------------------------------------------------------------------------------
GIANT INDUSTRIES, INC. GI SPECIAL MEETING DATE: 02/27/2007
ISSUER: 374508109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT OF THE MEETING, INCLUDING TO
CONSIDER ANY PROCEDURAL MATTERS INCIDENT TO THE
CONDUCT OF THE SPECIAL MEETING, SUCH AS ADJOURNMENT
OR POSTPONEMENT TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE PROPOSAL, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For
AS OF AUGUST 26, 2006, BY AND AMONG WESTERN REFINING,
INC., NEW ACQUISITION CORPORATION AND GIANT INDUSTRIES,
INC., AS AMENDED BY AMENDMENT NO. 1 TO THE AGREEMENT
AND PLAN OF MERGER DATED AS OF NOVEMBER 12, 2006
AND APPROVE THE MERGER AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 03/02/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
* PLEASE NOTE THAT 500 SHARES CARRY 1 VOTE. MAIL Non-Voting *Management Position Unknown
AND ELECTRONIC VOTE AVAILABLE.PLEASE BE INFORMED
THAT ARTICLE 13 MUST BE FILLED. THANK YOU.
Take No
1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown
GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE
TERMINATION OF THE OFFICE OF THE FORMER HOLDERS
OF THESE POSITIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 37 of 205
Take No
2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 MANDATE Management Action *Management Position Unknown
Take No
3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown
A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9,
11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF
ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION
ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION
OF THE TENDER OFFER FOR ALL OF THE SHARES OF
THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12
JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM,
B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT
TO THE SUCCESS OF THE OFFER
Take No
4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown
THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES
OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR
SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING
MORE THAN 10% OF THE COMPANY S SHARE CAPITAL;
THIS AUTHORIZATION IS SUBJECT TO THE OFFER S
SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS
AND CONSIDERATION OF THE TENDER OFFER FOR ALL
OF THE SHARES OF THE COMPANY S SHARE CAPITAL,
ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A.
AND SONAECOM, B.V., ARE FINAL
------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A EGM MEETING DATE: 03/02/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
Take No
2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 Management Action *Management Position Unknown
MANDATE.
Take No
3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown
A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9,
11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF
ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS
B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS
2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION
ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION
OF THE TENDER OFFER FOR ALL OF THE SHARES OF
THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12
JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM,
B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT
TO THE SUCCESS OF THE OFFER.
Take No
4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown
THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES
OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR
SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING
MORE THAN 10% OF THE COMPANY S SHARE CAPITAL;
THIS AUTHORIZATION IS SUBJECT TO THE OFFER S
SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS
AND CONSIDERATION OF THE TENDER OFFER FOR ALL
OF THE SHARES OF THE COMPANY S SHARE CAPITAL,
ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A.
AND SONAECOM, B.V., ARE FINAL.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 38 of 205
* PLEASE SEE ARTICLE 13 OF THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown
OF PORTUGAL TELECOM, SGPS S.A. CONCERNING THE
ATTENDANCE AND THE EXERCISE OF VOTING RIGHTS
AT THIS GENERAL MEETING OF SHAREHOLDERS. ARTICLE
13 CAN BE FOUND AT THE FOLLOWING URL:
HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SAC605.PDF
* PLEASE NOTE THAT THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown
ESTABLISH A LIMITATION ON THE VOTES THAT MAY
BE CAST BY EACH SHAREHOLDER, AS NUMBER 7 OF ARTICLE
13 OF THE ARTICLES OF ASSOCIATION PROVIDES THAT
VOTES EXCEEDING 10% OF THE COMPANY S VOTES CORRESPONDING
TO ITS SHARE CAPITAL SHALL NOT BE COUNTED. BY
SUBMITTING YOUR VOTE, YOU ARE CONFIRMING THAT
YOU ARE NOT VOTING 10% OR MORE OF THE COMPANY
S VOTES CORRESPONDING TO ITS SHARE CAPITAL. PLEASE
CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE
SHOULD YOU HAVE ANY QUESTIONS.
Take No
1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown
GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE
TERMINATION OF THE OFFICE OF THE FORMER HOLDERS
OF THESE POSITIONS.
------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC ANNUAL MEETING DATE: 03/08/2007
ISSUER: 902124106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For
S INDEPENDENT AUDITORS AND AUTHORIZATION FOR
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
TO SET THE AUDITORS REMUNERATION.
01 DIRECTOR Management For
DENNIS C. BLAIR Management For For
EDWARD D. BREEN Management For For
BRIAN DUPERREAULT Management For For
BRUCE S. GORDON Management For For
RAJIV L. GUPTA Management For For
JOHN A. KROL Management For For
H. CARL MCCALL Management For For
BRENDAN R. O'NEILL Management For For
WILLIAM S. STAVROPOULOS Management For For
SANDRA S. WIJNBERG Management For For
JEROME B. YORK Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 39 of 205
------------------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. TYC SPECIAL MEETING DATE: 03/08/2007
ISSUER: 902124106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A APPROVAL OF REVERSE STOCK SPLIT OF THE COMPANY Management For For
S COMMON SHARES AT A SPLIT RATIO OF 1 FOR 4.
1B APPROVAL OF CONSEQUENTIAL AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED BYE-LAWS.
------------------------------------------------------------------------------------------------------------------------------------
GALLAHER GROUP PLC GLH SPECIAL MEETING DATE: 03/09/2007
ISSUER: 363595109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
E1 SPECIAL RESOLUTION GIVING EFFECT TO THE SCHEME Management For For
C1 TO APPROVE THE PROPOSED SCHEME OF ARRANGEMENT Management For For
REFERRED TO IN THE NOTICE
------------------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. FCXA SPECIAL MEETING DATE: 03/14/2007
ISSUER: 35671D857 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE PROPOSED AMENDMENT TO THE FREEPORT-MCMORAN Management For For
COPPER & GOLD INC. CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
FREEPORT-MCMORAN CAPITAL STOCK TO 750,000,000,
TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF
CLASS B COMMON STOCK TO 700,000,000, ALL AS MORE
FULLY DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS
DATED FEBRUARY 12, 2007.
03 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF EACH OF PROPOSAL 1 AND PROPOSAL
2.
02 APPROVAL OF THE PROPOSED ISSUANCE OF SHARES OF Management For For
FREEPORT-MCMORAN COMMON STOCK IN CONNECTION WITH
THE TRANSACTION CONTEMPLATED BY THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF NOVEMBER 18,
2006, AMONG FREEPORT-MCMORAN, PHELPS DODGE CORPORATION
AND PANTHER ACQUISITION CORPORATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 40 of 205
------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORG. S.A OTE SPECIAL MEETING DATE: 03/14/2007
ISSUER: 423325307 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 INITIATION OF A STOCK OPTION PLAN, AVAILABLE Management For For
TO THE COMPANY S CEO AND AFFILIATED COMPANIES
CEO S, IN ACCORDANCE WITH ARTICLE 42E, OF THE
LAW 2190/1920. THE PLAN WILL BE AVAILABLE TO
OTE EXECUTIVES SUBJECT TO THE RIGHT OF REFUSAL
BASED ON PERFORMANCE CRITERIA (ARTICLE 13, PARAGRAPH
9 OF THE LAW 2190/1920).
01 AMENDMENTS TO THE FOLLOWING ARTICLES OF ASSOCIATION: Management For For
9 (BOARD OF DIRECTORS), 13 (CHIEF EXECUTIVE OFFICER)
AND 23 (ABSOLUTE QUORUM AND MAJORITY OF THE GENERAL
ASSEMBLY OF SHAREHOLDERS), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 MISCELLANEOUS ANNOUNCEMENTS. Management For For
03 SETTLEMENT OF THE DEBT PAYABLE TO OTE SA BY FIBRE Management For For
OPTIC TELECOMMUNICATION NETWORK LTD BY REMISSION.
------------------------------------------------------------------------------------------------------------------------------------
PHELPS DODGE CORPORATION PD SPECIAL MEETING DATE: 03/14/2007
ISSUER: 717265102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF PROPOSAL 1.
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF NOVEMBER 18, 2006, AMONG FREEPORT-MCMORAN
COPPER AND GOLD INC., PHELPS DODGE CORPORATION
AND PANTHER ACQUISITION CORPORATION, AS AMENDED.
------------------------------------------------------------------------------------------------------------------------------------
WM. WRIGLEY JR. COMPANY WWY ANNUAL MEETING DATE: 03/14/2007
ISSUER: 982526105 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS A. KNOWLTON Management For For
STEVEN B. SAMPLE Management For For
ALEX SHUMATE Management For For
WILLIAM D. PEREZ Management For For
03 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007.
02 AMENDMENT TO THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS
OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 41 of 205
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS A. KNOWLTON Management For For
STEVEN B. SAMPLE Management For For
ALEX SHUMATE Management For For
WILLIAM D. PEREZ Management For For
03 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT
AUDITORS) FOR THE YEAR ENDING DECEMBER 31, 2007.
02 AMENDMENT TO THE SECOND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO PERMIT AMENDMENT OF THE BYLAWS
OF THE COMPANY TO ADOPT MAJORITY VOTING FOR THE
ELECTION OF DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX, INC. CMX CONTESTED SPECIAL MEETING DATE: 03/16/2007
ISSUER: 141705103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO APPROVE ANY ADJOURNMENT OR POSTPONEMENT OF Management For For
THE SPECIAL MEETING, INCLUDING IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT AND THE APPROVAL
OF THE MERGER.
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
NOVEMBER 1, 2006, BY AND AMONG CVS CORPORATION,
CAREMARK AND TWAIN MERGERSUB L.L.C., AS AMENDED
BY AMENDMENT NO. 1, DATED JANUARY 16, 2007 AND
TO APPROVE THE MERGER OF CAREMARK RX, INC. WITH
AND INTO TWAIN MERGERSUB L.L.C., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
ENDESA SA, MADRID EGM MEETING DATE: 03/20/2007
ISSUER: E41222113 ISIN: ES0130670112
SEDOL: 2615424, 5271782, B0389N6, 5788806, 4315368, 5285501, B0ZNJC8
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THE AGENDA FOR THIS MEETING MAY BE Non-Voting *Management Position Unknown
VIEWED IN ENGLISH, FRENCH, AND GERMAN AT THE
FOLLOWING LINK:
HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SA27F2.PDF
* PLEASE NOTE THE BOARD OF DIRECTORS OF ENDESA Non-Voting *Management Position Unknown
HAS DETERMINED UNANIMOUSLY TO CANCEL THE EXTRAORDINARY
GENERAL MEETING OF SHAREHOLDERS (EGM) THAT HAD
BEEN CALLED FOR 20 MARCH 2007 AT FIRST CALL AND
FOR THE FOLLOWING DAY AT SECOND CALL. REGARDLESS
OF THIS ENDESA HAS DECIDED TO PAY THE 0.15 CENT
GROSS PER SHARE PREMIUM TO ALL INVESTORS WHO
ARE ELIGIBLE HOLDERS ON RECORD DATE AND PARTICIPATE
BY SENDING THEIR INSTRUCTIONS, THEREFORE SEND
YOUR INSTRUCTIONS ACCORDING TO THE ESTABLISHED
VOTING PROCEDURES. PLEASE NOTE ADDITIONAL INFORMATION
REGARDING THE CANCELLATION OF THIS MEETING AND
THE ATTENDANCE FEE CAN BE VIEWED AT
HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SA1794.DOC
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 42 of 205
1. TO AMEND THE PRESENT ARTICLE 32 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (LIMITATION OF VOTING RIGHTS), BY RE-WORDING
IT IN THE FOLLOWING TERMS: ARTICLE 32: VOTING
RIGHTS. THE SHAREHOLDERS SHALL BE ENTITLED TO
ONE VOTE FOR EACH SHARE THEY OWN OR REPRESENT,
EXCEPT FOR NON-VOTING SHARES, WHICH SHALL BE
GOVERNED BY THE PROVISIONS OF ARTICLE 8 OF THESE
BYLAWS. THIS BYLAW AMENDMENT SHALL BE EFFECTIVE
AS FROM THE TIME IT IS REGISTERED WITH THE MERCANTILE
REGISTRY.
2. TO AMEND THE PRESENT ARTICLE 37 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (NUMBER AND CLASSES OF DIRECTORS), BY
RE-WORDING IT IN THE FOLLOWING TERMS: ARTICLE
37: NUMBER OF DIRECTORS. THE BOARD OF DIRECTORS
SHALL BE FORMED BY NINE MEMBERS MINIMUM AND FIFTEEN
MAXIMUM. THE GENERAL MEETING SHALL BE RESPONSIBLE
FOR BOTH THE APPOINTMENT AND THE REMOVAL OF THE
MEMBERS OF THE BOARD OF DIRECTORS. THE POSITION
OF DIRECTOR IS ELIGIBLE FOR RESIGNATION, REVOCATION
AND RE-ELECTION. THIS BYLAW AMENDMENT SHALL BE
EFFECTIVE AS FROM THE TIME IT IS REGISTERED WITH
THE MERCANTILE REGISTRY.
3. TO AMEND THE PRESENT ARTICLE 38 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (TERM OF OFFICE OF DIRECTOR), BY RE-WORDING
IT IN THE FOLLOWING TERMS: ARTICLE 38: TERM OF
OFFICE OF DIRECTOR. THE TERM OF OFFICE OF DIRECTORS
SHALL BE FOUR YEARS. THEY MAY BE RE-ELECTED FOR
PERIODS OF LIKE DURATION. FOR THE PURPOSE OF
COMPUTING THE TERM OF OFFICE OF THE MANDATE OF
DIRECTORS, THE YEAR SHALL BE DEEMED TO BEGIN
AND END ON THE DATE ON WHICH THE ANNUAL GENERAL
MEETING IS HELD, OR THE LAST DAY POSSIBLE ON
WHICH IT SHOULD HAVE BEEN HELD. IF DURING THE
TERM TO WHICH THE DIRECTORS WERE APPOINTED VACANCIES
SHOULD TAKE PLACE, THE BOARD MAY APPOINT, FROM
AMONG THE SHAREHOLDERS, THOSE PERSONS TO FILL
THEM UNTIL THE FIRST GENERAL MEETING MEETS. THIS
BYLAW AMENDMENT SHALL BE EFFECTIVE AS FROM THE
TIME IT IS REGISTERED WITH THE MERCANTILE REGISTRY.
4. TO AMEND THE PRESENT ARTICLE 42 OF THE CORPORATE Management For *Management Position Unknown
BYLAWS (INCOMPATIBILITIES OF DIRECTORS), BY RE-WORDING
IT IN THE FOLLOWING TERMS: ARTICLE 42: INCOMPATIBILITIES
OF DIRECTORS. THOSE PERSONS SUBJECT TO THE PROHIBITIONS
OF ARTICLE 124 OF THE SPANISH CORPORATIONS LAW
(LEY DE SOCIEDADES ANONIMAS) AND OTHER LEGAL
PROVISIONS MAY NOT BE APPOINTED AS DIRECTORS.
THIS BYLAW AMENDMENT SHALL BE EFFECTIVE AS FROM
THE TIME IT IS REGISTERED WITH THE MERCANTILE
REGISTRY.
5. TO DELEGATE TO THE COMPANY S BOARD OF DIRECTORS Management For *Management Position Unknown
THE BROADEST AUTHORITIES TO ADOPT SUCH RESOLUTIONS
AS MAY BE NECESSARY OR APPROPRIATE FOR THE EXECUTION,
IMPLEMENTATION, EFFECTIVENESS AND SUCCESSFUL
CONCLUSION OF THE GENERAL MEETING RESOLUTIONS
AND, IN PARTICULAR, FOR THE FOLLOWING ACTS, WITHOUT
LIMITATION: (I) CLARIFY, SPECIFY AND COMPLETE
THE RESOLUTIONS OF THIS GENERAL MEETING AND RESOLVE
SUCH DOUBTS OR ASPECTS AS ARE PRESENTED, REMEDYING
AND COMPLETING SUCH DEFECTS OR OMISSIONS AS MAY
PREVENT OR IMPAIR THE EFFECTIVENESS OR REGISTRATION
OF THE PERTINENT RESOLUTIONS; (II) EXECUTE SUCH
PUBLIC AND/OR PRIVATE DOCUMENTS AND CARRY OUT
SUCH ACTS, LEGAL BUSINESSES, CONTRACTS, DECLARATIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 43 of 205
AND TRANSACTIONS AS MAY BE NECESSARY OR APPROPRIATE
FOR THE EXECUTION AND IMPLEMENTATION OF THE RESOLUTIONS
ADOPTED AT THIS GENERAL MEETING; AND (III) DELEGATE,
IN TURN, TO THE EXECUTIVE COMMITTEE OR TO ONE
OR MORE DIRECTORS, WHO MAY ACT SEVERALLY AND
INDISTINCTLY, THE POWERS CONFERRED IN THE PRECEDING
PARAGRAPHS. TO EMPOWER THE CHAIRMAN OF THE BOARD
OF DIRECTORS, MR. MANUEL PIZARRO MORENO, THE
CHIEF EXECUTIVE OFFICER (CEO) MR. RAFAEL MIRANDA
ROBREDO AND THE SECRETARY OF THE BOARD OF DIRECTORS
AND SECRETARY GENERAL MR. SALVADOR MONTEJO VELILLA,
IN ORDER THAT, ANY OF THEM, INDISTINCTLY, MAY:
(I) CARRY OUT SUCH ACTS, LEGAL BUSINESSES, CONTRACTS
AND TRANSACTIONS AS MAY BE APPROPRIATE IN ORDER
TO REGISTER THE PRECEDING RESOLUTIONS WITH THE
MERCANTILE REGISTRY, INCLUDING, IN PARTICULAR,
INTER ALIA, THE POWERS TO APPEAR BEFORE A NOTARY
PUBLIC IN ORDER TO EXECUTE THE PUBLIC DEEDS OR
NOTARIAL RECORDS WHICH ARE NECESSARY OR APPROPRIATE
FOR SUCH PURPOSE, TO PUBLISH THE PERTINENT LEGAL
NOTICES AND FORMALIZE ANY OTHER PUBLIC OR PRIVATE
DOCUMENTS WHICH MAY BE NECESSARY OR APPROPRIATE
FOR THE REGISTRATION OF SUCH RESOLUTIONS, WITH
THE EXPRESS POWER TO REMEDY THEM, WITHOUT ALTERING
THEIR NATURE, SCOPE OR MEANING; AND APPEAR BEFORE
THE COMPETENT ADMINISTRATIVE AUTHORITIES, IN
PARTICULAR, THE MINISTRIES OF ECONOMY AND FINANCE
AND INDUSTRY, TOURISM AND COMMERCE, AS WELL AS
BEFORE OTHER AUTHORITIES, ADMINISTRATIONS AND
INSTITUTIONS, ESPECIALLY THE SPANISH SECURITIES
MARKET COMMISSION (COMISION NACIONAL DEL MERCADO
DE VALORES), THE SECURITIES EXCHANGE GOVERNING
COMPANIES AND ANY OTHER WHICH MAY BE COMPETENT
IN RELATION TO ANY OF THE RESOLUTIONS ADOPTED,
IN ORDER TO CARRY OUT THE NECESSARY FORMALITIES
AND ACTIONS FOR THE MOST COMPLETE IMPLEMENTATION
AND EFFECTIVENESS THEREOF.
* PLEASE NOTE THAT SHAREHOLDERS WHO PARTICIPATE Non-Voting *Management Position Unknown
IN ANY FORM AT THE EGM, WHETHER DIRECTLY, BY
PROXY, OR BY LONG-DISTANCE VOTING, SHALL BE ENTITLED
TO RECEIVE AN ATTENDANCE PREMIUM OF FIFTEEN EURO
CENTS GROSS PER SHARE 0.15 EUROS GROSS PER SHARE,
TO BE PAID THROUGH THE MEMBER ENTITIES OF THE
CLEARINGHOUSE SOCIEDAD DE GESTION DE LOS SISTEMAS
DE REGISTRO, COMPENSACION Y LIQUIDACION DE VAIORES
IBERCLEAR. PLEASE BE ADVISED THAT ADDITIONAL
INFORMATION CONCERNING ENDESA, S.A. CAN ALSO
BE VIEWED ON THE COMPANY S WEBSITE:
HTTP://WWW.ENDESA.ES/PORTAL/PORTADA?URL=/PORTAL/EN/DEFAULT.HTM&IDIOMA=EN&.
THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------
ENDESA, S.A. ELE SPECIAL MEETING DATE: 03/20/2007
ISSUER: 29258N107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE AMENDMENT OF ARTICLE 37 OF THE Management For For
CORPORATE BYLAWS (NUMBER OF CLASSES OF DIRECTORS).*
01 APPROVAL OF THE AMENDMENT OF ARTICLE 32 OF THE Management For For
CORPORATE BYLAWS (LIMITATION OF VOTING RIGHTS).*
05 APPROVAL OF THE AUTHORIZATION TO THE BOARD OF Management For For
DIRECTORS FOR THE EXECUTION AND IMPLEMENTATION
OF THE RESOLUTIONS ADOPTED AT THE GENERAL MEETING,
AS WELL AS TO SUBSTITUTE THE AUTHORITIES IT RECEIVES
FROM THE GENERAL MEETING, AND GRANTING OF AUTHORITIES
FOR PROCESSING THE SAID RESOLUTIONS AS A PUBLIC
INSTRUMENT, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 44 of 205
04 APPROVAL OF THE AMENDMENT OF ARTICLE 42 OF THE Management For For
CORPORATE BYLAWS (INCOMPATIBILITIES OF DIRECTORS).*
03 APPROVAL OF THE AMENDMENT OF ARTICLE 38 OF THE Management For For
CORPORATE BYLAWS (TERM OF OFFICE OF DIRECTOR).*
------------------------------------------------------------------------------------------------------------------------------------
ADESA, INC. KAR SPECIAL MEETING DATE: 03/28/2007
ISSUER: 00686U104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT
AND APPROVE THE MERGER AGREEMENT.
01 PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF DECEMBER 22, 2006,
BY AND AMONG ADESA, INC., KAR HOLDINGS II, LLC,
KAR HOLDINGS, INC. AND KAR ACQUISITION, INC.,
PURSUANT TO WHICH KAR ACQUISITION, INC. WILL
MERGE WITH AND INTO ADESA, INC., ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------
SABRE HOLDINGS CORPORATION TSG SPECIAL MEETING DATE: 03/29/2007
ISSUER: 785905100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 12, 2006, AMONG SABRE HOLDINGS
CORPORATION, SOVEREIGN HOLDINGS, INC. AND SOVEREIGN
MERGER SUB, INC. AND APPROVE THE MERGER.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES.
------------------------------------------------------------------------------------------------------------------------------------
SCOTTISH POWER PLC SPI SPECIAL MEETING DATE: 03/30/2007
ISSUER: 81013T804 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO CONSIDER AND, IF THOUGHT FIT, PASS A SPECIAL Management For For
RESOLUTION TO APPROVE: (I) THE REORGANISATION
OF THE COMPANY S SHARE CAPITAL REFERRED TO IN
THE SCHEME; (II) THE CAPITAL REDUCTION AND THE
ISSUE OF NEW SCOTTISHPOWER SHARES TO IBERDROLA
PROVIDED FOR IN THE SCHEME; AND (III) THE AMENDMENTS
TO THE ARTICLES IN ACCORDANCE WITH THE SCHEME
AND IN THE MANNER DESCRIBED.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 45 of 205
01 TO APPROVE THE SCHEME OF ARRANGEMENT DATED FEBRUARY Management For For
26, 2007 BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS
AND TO AUTHORISE THE DIRECTORS TO TAKE ALL SUCH
ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE
FOR CARRYING THE SCHEME INTO EFFECT.
------------------------------------------------------------------------------------------------------------------------------------
EDISON SPA, MILANO OGM MEETING DATE: 04/05/2007
ISSUER: T3552V114 ISIN: IT0003152417 BLOCKING
SEDOL: B06MTB3, 7513578, B1BK8V2, 7519822
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
Take No
3. APPROVE TO EXTEND THE AUDITING OFFICE TERMS TO Management Action *Management Position Unknown
PRICEWATERHOUSECOOPERS S.P.A. FOR THE YEARS 2008,
2009 AND 2010
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
06 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown
Take No
1. APPOINT 1 DIRECTOR Management Action *Management Position Unknown
Take No
2. APPROVE THE BALANCE SHEET AS OF 31 DEC 2006, Management Action *Management Position Unknown
CONSEQUENTIAT AND RELATED RESOLUTIONS
------------------------------------------------------------------------------------------------------------------------------------
FOUR SEASONS HOTELS INC. FS SPECIAL MEETING DATE: 04/05/2007
ISSUER: 35100E104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 THE SPECIAL RESOLUTION APPROVING THE ARRANGEMENT Management For For
(THE ARRANGEMENT) UNDER SECTION 182 OF THE BUSINESS
CORPORATIONS ACT (ONTARIO) INVOLVING THE CORPORATION,
ITS SHAREHOLDERS AND FS ACQUISITION CORP., A
BRITISH COLUMBIA COMPANY THAT IS OWNED BY TRIPLES
HOLDINGS LIMITED AND AFFILIATES OF KINGDOM HOTELS
INTERNATIONAL AND CASCADE INVESTMENT, L.L.C.,
THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX
A TO THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR OF THE CORPORATION DATED MARCH 5, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 46 of 205
------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET SPECIAL MEETING DATE: 04/05/2007
ISSUER: 413619107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 19, 2006, AMONG HAMLET HOLDINGS
LLC, HAMLET MERGER INC. AND HARRAH S ENTERTAINMENT,
INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE MEETING TO ADOPT THE
MERGER AGREEMENT.
------------------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY MS ANNUAL MEETING DATE: 04/10/2007
ISSUER: 617446448 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECT ROY J. BOSTOCK Management For For
1B ELECT ERSKINE B. BOWLES Management For For
1C ELECT HOWARD J. DAVIES Management For For
1D ELECT C. ROBERT KIDDER Management For For
1E ELECT JOHN J. MACK Management For For
1F ELECT DONALD T. NICOLAISEN Management For For
1G ELECT CHARLES H. NOSKI Management For For
1H ELECT HUTHAM S. OLAYAN Management For For
1I ELECT CHARLES E. PHILLIPS, JR. Management For For
1J ELECT O. GRIFFITH SEXTON Management For For
1K ELECT LAURA D. TYSON Management For For
1L ELECT KLAUS ZUMWINKEL Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITOR
03 TO APPROVE THE 2007 EQUITY INCENTIVE COMPENSATION Management Against Against
PLAN
04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE
05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For
ADVISORY VOTE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 47 of 205
------------------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK COMPANY, INC. BK ANNUAL MEETING DATE: 04/10/2007
ISSUER: 064057102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. BIONDI Management For For
MR. DONOFRIO Management For For
MR. HASSELL Management For For
MR. KOGAN Management For For
MR. KOWALSKI Management For For
MR. LUKE Management For For
MS. REIN Management For For
MR. RENYI Management For For
MR. RICHARDSON Management For For
MR. SCOTT Management For For
MR. VAUGHAN Management For For
03 SHAREHOLDER PROPOSAL WITH RESPECT TO SIMPLE MAJORITY Shareholder Against For
VOTING
02 A VOTE FOR RATIFICATION OF AUDITORS Management For For
05 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against For
COMPENSATION.
04 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For
VOTING.
------------------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB ANNUAL MEETING DATE: 04/11/2007
ISSUER: 806857108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. CAMUS Management For For
J.S. GORELICK Management For For
A. GOULD Management For For
T. ISAAC Management For For
N. KUDRYAVTSEV Management For For
A. LAJOUS Management For For
M.E. MARKS Management For For
D. PRIMAT Management For For
L.R. REIF Management For For
T.I. SANDVOLD Management For For
N. SEYDOUX Management For For
L.G. STUNTZ Management For For
R. TALWAR Management For For
02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Management For For
03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 48 of 205
------------------------------------------------------------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP VLY ANNUAL MEETING DATE: 04/11/2007
ISSUER: 919794107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For For
VALLEY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
01 DIRECTOR Management For
ANDREW B. ABRAMSON Management For For
PAMELA R. BRONANDER Management For For
ERIC P. EDELSTEIN Management For For
MARY J.S. GUILFOILE Management For For
H. DALE HEMMERDINGER Management For For
GRAHAM O. JONES Management For For
WALTER H. JONES, III Management For For
GERALD KORDE Management For For
MICHAEL L. LARUSSO Management For For
GERALD H. LIPKIN Management For For
ROBINSON MARKEL Management For For
ROBERT E. MCENTEE Management For For
RICHARD S. MILLER Management For For
BARNETT RUKIN Management For For
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WADDELL & REED FINANCIAL, INC. WDR ANNUAL MEETING DATE: 04/11/2007
ISSUER: 930059100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HENRY J. HERRMANN Management For For
JAMES M. RAINES Management For For
WILLIAM L. ROGERS Management For For
02 APPROVAL OF AN AMENDMENT TO THE WADDELL & REED Management For For
FINANCIAL, INC. STOCK INCENTIVE PLAN, AS AMENDED
AND RESTATED, TO ELIMINATE (1) THE COMPANY S
ABILITY TO ISSUE INCENTIVE STOCK OPTIONS, (2)
THE TEN-YEAR TERM OF THE PLAN, AND (3) THE COMPANY
S ABILITY TO ADD BACK TO THE POOL OF SHARES RESERVED
FOR ISSUANCE UNDER THE PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 49 of 205
------------------------------------------------------------------------------------------------------------------------------------
BP P.L.C. BP ANNUAL MEETING DATE: 04/12/2007
ISSUER: 055622104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION
RIGHTS
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For
AMOUNT
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Management For For
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Management For For
AND INCUR POLITICAL EXPENDITURE
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
03 DIRECTOR Management For
DR D C ALLEN Management For For
LORD BROWNE Management For For
MR A BURGMANS Management For For
SIR WILLIAM CASTELL Management For For
MR I C CONN Management For For
MR E B DAVIS, JR Management For For
MR D J FLINT Management For For
DR B E GROTE Management For For
DR A B HAYWARD Management For For
MR A G INGLIS Management For For
DR D S JULIUS Management For For
SIR TOM MCKILLOP Management For For
MR J A MANZONI Management For For
DR W E MASSEY Management For For
SIR IAN PROSSER Management For For
MR P D SUTHERLAND Management For For
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
------------------------------------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. LEH ANNUAL MEETING DATE: 04/12/2007
ISSUER: 524908100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
04 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. Shareholder Against For
03 APPROVE AN AMENDMENT TO LEHMAN BROTHERS HOLDINGS Management Against Against
INC. 2005 STOCK INCENTIVE PLAN.
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2007 FISCAL YEAR BY THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS.
1J ELECTION OF DIRECTOR: JOHN D. MACOMBER Management For For
1I ELECTION OF DIRECTOR: HENRY KAUFMAN Management For For
1H ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: SIR CHRISTOPHER GENT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 50 of 205
1F ELECTION OF DIRECTOR: RICHARD S. FULD, JR. Management For For
1E ELECTION OF DIRECTOR: MARSHA JOHNSON EVANS Management For For
1D ELECTION OF DIRECTOR: THOMAS H. CRUIKSHANK Management For For
1C ELECTION OF DIRECTOR: ROGER S. BERLIND Management For For
1B ELECTION OF DIRECTOR: JOHN F. AKERS Management For For
1A ELECTION OF DIRECTOR: MICHAEL L. AINSLIE Management For For
------------------------------------------------------------------------------------------------------------------------------------
MACDERMID, INCORPORATED MRD SPECIAL MEETING DATE: 04/12/2007
ISSUER: 554273102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF DECEMBER 15, 2006, AMONG MACDERMID,
INCORPORATED, MDI HOLDINGS, LLC. AND MATRIX ACQUISITION
CORP. (THE MERGER AGREEMENT).
02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE THE MERGER AGREEMENT.
------------------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. TROW ANNUAL MEETING DATE: 04/12/2007
ISSUER: 74144T108 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD C. BERNARD Management For For
JAMES T. BRADY Management For For
J. ALFRED BROADDUS, JR. Management For For
DONALD B. HEBB, JR. Management For For
JAMES A.C. KENNEDY Management For For
BRIAN C. ROGERS Management For For
DR. ALFRED SOMMER Management For For
DWIGHT S. TAYLOR Management For For
ANNE MARIE WHITTEMORE Management For For
02 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
PRICE GROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER
BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING
OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 51 of 205
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COMPANIA DE TELECOMUNICACIONES DE CH CTC ANNUAL MEETING DATE: 04/13/2007
ISSUER: 204449300 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
E1 APPROVAL OF CAPITAL REDUCTION OF CH$48,815,011,335 Management For *Management Position Unknown
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
E2 APPROVAL TO MODIFY THE COMPANY S BYLAWS, TO REFLECT Management For *Management Position Unknown
THE APPROVED AGREEMENTS, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.*
E3 APPROVAL TO ADOPT THE NECESSARY PROCEDURES TO Management For *Management Position Unknown
FORMALIZE THE AGREEMENTS REACHED AT THE EXTRAORDINARY
SHAREHOLDERS MEETING.
A1 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For *Management Position Unknown
INCOME STATEMENT AND REPORTS OF ACCOUNT INSPECTORS
AND INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2006, AS SET FORTH IN THE
COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.*
A2 APPROVAL OF DISTRIBUTION OF NET INCOME FOR FISCAL Management For *Management Position Unknown
YEAR ENDED DECEMBER 31, 2006 AND THE PAYMENT
OF A FINAL DIVIDEND, AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
A4 APPROVAL TO APPOINT THE INDEPENDENT AUDITORS Management For *Management Position Unknown
FOR FISCAL YEAR 2007, AND TO DETERMINE THEIR COMPENSATION.
A5 APPROVAL TO APPOINT THE DOMESTIC CREDIT RATING Management For *Management Position Unknown
AGENCIES AND TO DETERMINE THEIR COMPENSATION,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
A12 APPROVAL OF THE INVESTMENT AND FINANCING STRATEGY Management For *Management Position Unknown
PROPOSED BY MANAGEMENT (ACCORDING TO DECREE LAW
3,500), AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
A9 APPROVAL OF THE COMPENSATION FOR THE DIRECTORS Management For *Management Position Unknown
COMMITTEE MEMBERS AND OF THE DIRECTORS COMMITTEE
BUDGET, TO BE ASSIGNED UNTIL THE NEXT GENERAL
SHAREHOLDERS MEETING, AS SET FORTH IN THE COMPANY
S NOTICE OF MEETING ENCLOSED HEREWITH.
A10 APPROVAL OF THE COMPENSATION FOR THE AUDIT COMMITTEE Management For *Management Position Unknown
MEMBERS AND OF THE AUDIT COMMITTEE BUDGET, TO
BE ASSIGNED UNTIL THE NEXT GENERAL SHAREHOLDERS
MEETING, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
A15 APPROVAL OF A SANTIAGO NEWSPAPER IN WHICH TO Management For *Management Position Unknown
PUBLISH THE NOTICES FOR FUTURE SHAREHOLDERS
MEETINGS AND DIVIDEND PAYMENTS, IF APPROPRIATE,
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
------------------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC RTP ANNUAL MEETING DATE: 04/13/2007
ISSUER: 767204100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER Management For For
SECTION 80 OF THE COMPANIES ACT 1985
02 AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH Management For For
UNDER SECTION 89 OF THE COMPANIES ACT 1985
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 52 of 205
03 AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY Management For For
THE COMPANY OR RIO TINTO LIMITED
04 TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION Management For For
OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO
LIMITED
05 ELECTION OF MICHAEL FITZPATRICK Management For For
06 RE-ELECTION OF ASHTON CALVERT Management For For
07 RE-ELECTION OF GUY ELLIOTT Management For For
08 RE-ELECTION OF LORD KERR Management For For
09 RE-ELECTION OF SIR RICHARD SYKES Management For For
10 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITORS OF RIO TINTO PLC AND TO AUTHORISE
THE AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION
11 APPROVAL OF THE REMUNERATION REPORT Management For For
12 TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS Management For For
OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2006
------------------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY LLY ANNUAL MEETING DATE: 04/16/2007
ISSUER: 532457108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. BISCHOFF Management For For
J.M. COOK Management For For
F.G. PRENDERGAST Management For For
K.P. SEIFERT Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS
FOR 2007.
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For
TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS.
04 REAPPROVE PERFORMANCE GOALS FOR THE COMPANY S Management For For
STOCK PLANS.
05 PROPOSAL BY SHAREHOLDERS ON EXTENDING THE COMPANY Shareholder Against For
S ANIMAL CARE AND USE POLICY TO CONTRACT LABS.
06 PROPOSAL BY SHAREHOLDERS ON INTERNATIONAL OUTSOURCING Shareholder Against For
OF ANIMAL RESEARCH.
07 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For
OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
08 PROPOSAL BY SHAREHOLDERS ON AMENDING THE ARTICLES Shareholder Against For
OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND
THE BYLAWS.
09 PROPOSAL BY SHAREHOLDERS ON ADOPTING A SIMPLE Shareholder Against For
MAJORITY VOTE STANDARD.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 53 of 205
------------------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. C ANNUAL MEETING DATE: 04/17/2007
ISSUER: 172967101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Management For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Management For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Management For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Management For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Management For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Management For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Management For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Management For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Management For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Management For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Management For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Management For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Management For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON PRIOR Shareholder Against For
GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shareholder Against For
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shareholder Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shareholder Against For
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS.
------------------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP FITB ANNUAL MEETING DATE: 04/17/2007
ISSUER: 316773100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO AMEND ARTICLE VII OF THE CODE OF Management For For
REGULATIONS, AS AMENDED, TO PROVIDE FOR THE ISSUANCE
OF UNCERTIFICATED SHARES.
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 54 of 205
DARRYL F. ALLEN Management For For
JOHN F. BARRETT Management For For
JAMES P. HACKETT Management For For
GARY R. HEMINGER Management For For
JOAN R. HERSCHEDE Management For For
ALLEN M. HILL Management For For
KEVIN T. KABAT Management For For
ROBERT L. KOCH II Management For For
M.D. LIVINGSTON, PH.D. Management For For
HENDRIK G. MEIJER Management For For
JAMES E. ROGERS Management For For
GEORGE A. SCHAEFER, JR. Management For For
JOHN J. SCHIFF, JR. Management For For
DUDLEY S. TAFT Management For For
THOMAS W. TRAYLOR Management For For
03 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR 2007.
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FIRST HORIZON NATIONAL CORPORATION FHN ANNUAL MEETING DATE: 04/17/2007
ISSUER: 320517105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT C. BLATTBERG** Management For For
MICHAEL D. ROSE** Management For For
LUKE YANCY III** Management For For
GERALD L. BAKER* Management For For
02 RE-APPROVAL OF FHNC S 2002 MANAGEMENT INCENTIVE Management For For
PLAN, AS AMENDED.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS. Management For For
------------------------------------------------------------------------------------------------------------------------------------
KAMAN CORPORATION KAMN ANNUAL MEETING DATE: 04/17/2007
ISSUER: 483548103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EILEEN S. KRAUS Management For For
RICHARD J. SWIFT Management For For
02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 55 of 205
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PUBLIC SERVICE ENTERPRISE GROUP INC. PEG ANNUAL MEETING DATE: 04/17/2007
ISSUER: 744573106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
07 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR
2007.
06 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE PRE-EMPTIVE RIGHTS.
05 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CUMULATIVE VOTING IF THE ELIMINATION
OF THE CLASSIFIED BOARD PURSUANT TO PROPOSAL
4 IS APPROVED.
04 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE CLASSIFICATION OF THE BOARD OF DIRECTORS,
IF ELIMINATION OF CUMULATIVE VOTING PURSUANT
TO PROPOSAL 5 IS APPROVED.
03 APPROVE THE ADOPTION OF THE 2007 EQUITY COMPENSATION Management For For
PLAN FOR OUTSIDE DIRECTORS.
02 APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For
TO INCREASE THE AUTHORIZED COMMON STOCK FROM
500 MILLION TO 1 BILLION SHARES.
01 DIRECTOR Management For
ERNEST H. DREW* Management For For
WILLIAM V. HICKEY** Management For For
RALPH IZZO** Management For For
RICHARD J. SWIFT** Management For For
------------------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY HSY ANNUAL MEETING DATE: 04/17/2007
ISSUER: 427866108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.A. BOSCIA Management For For
R.H. CAMPBELL Management For For
R.F. CAVANAUGH Management For For
G.P. COUGHLAN Management For For
H. EDELMAN Management For For
B.G. HILL Management For For
A.F. KELLY, JR. Management For For
R.H. LENNY Management For For
M.J. MCDONALD Management For For
M.J. TOULANTIS Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 APPROVE THE HERSHEY COMPANY EQUITY AND INCENTIVE Management Against Against
COMPENSATION PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 56 of 205
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WACHOVIA CORPORATION WB ANNUAL MEETING DATE: 04/17/2007
ISSUER: 929903102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
06 A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shareholder Against For
OF DIRECTOR NOMINEES.
05 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shareholder Against For
STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
04 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
03 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Management For For
OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
02 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Management For For
OF INCORPORATION TO ELIMINATE THE PROVISIONS
CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
01 DIRECTOR Management For
ERNEST S. RADY*** Management For For
JERRY GITT** Management For For
JOHN T. CASTEEN, III* Management For For
MARYELLEN C. HERRINGER* Management For For
JOSEPH NEUBAUER* Management For For
TIMOTHY D. PROCTOR* Management For For
VAN L. RICHEY* Management For For
DONA DAVIS YOUNG* Management For For
08 A STOCKHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For
OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
07 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shareholder Against For
CONTRIBUTIONS.
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WASHINGTON MUTUAL, INC. WM ANNUAL MEETING DATE: 04/17/2007
ISSUER: 939322103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNE V. FARRELL Management For For
STEPHEN E. FRANK Management For For
KERRY K. KILLINGER Management For For
THOMAS C. LEPPERT Management For For
CHARLES M. LILLIS Management For For
PHILLIP D. MATTHEWS Management For For
REGINA T. MONTOYA Management For For
MICHAEL K. MURPHY Management For For
MARGARET OSMER MCQUADE Management For For
MARY E. PUGH Management For For
WILLIAM G. REED, JR. Management For For
ORIN C. SMITH Management For For
JAMES H. STEVER Management For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For
DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITOR FOR 2007
03 SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shareholder Against For
S EXECUTIVE RETIREMENT PLAN POLICIES
04 SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shareholder Against For
S DIRECTOR ELECTION PROCESS
05 SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shareholder Against For
S DIRECTOR NOMINEE QUALIFICATION REQUIREMENTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 57 of 205
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DOW JONES & COMPANY, INC. DJ ANNUAL MEETING DATE: 04/18/2007
ISSUER: 260561105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JON E. BARFIELD Management For For
LEWIS B. CAMPBELL Management For For
EDUARDO CASTRO-WRIGHT Management For For
JOHN M. ENGLER Management For For
HARVEY GOLUB Management For For
DIETER VON HOLTZBRINCK Management For For
FRANK N. NEWMAN Management For For
CHRISTOPHER BANCROFT Management For For
JOHN F. BROCK Management For For
MICHAEL B. ELEFANTE Management For For
LESLIE HILL Management For For
M. PETER MCPHERSON Management For For
DAVID K.P. LI Management For For
PAUL SAGAN Management For For
ELIZABETH STEELE Management For For
RICHARD F. ZANNINO Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
FOR 2007.
03 APPROVING THE DOW JONES 2001 LONG-TERM INCENTIVE Management Against Against
PLAN AS AMENDED AND RESTATED, INCLUDING AN INCREASE
IN THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,100,000 SHARES FROM
10,500,000 TO 12,600,000 SHARES.
04 STOCKHOLDER PROPOSAL TO REQUIRE THAT DIFFERENT Shareholder Against For
PERSONS SERVE IN THE POSITIONS OF CHAIRMAN OF
THE BOARD AND CHIEF EXECUTIVE OFFICER AND THAT
THE CHAIRMAN NOT BE A CURRENT OR FORMER EXECUTIVE
OF THE COMPANY.
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SONOCO PRODUCTS COMPANY SON ANNUAL MEETING DATE: 04/18/2007
ISSUER: 835495102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F.L.H. COKER Management For For
C.C. FORT Management For For
J.H. MULLIN, III Management For For
T.E. WHIDDON Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 58 of 205
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TD BANKNORTH INC. BNK SPECIAL MEETING DATE: 04/18/2007
ISSUER: 87235A101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF NOVEMBER 19, 2006,
AMONG TD BANKNORTH INC., THE TORONTO-DOMINION
BANK AND BONN MERGER CO.
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THE COCA-COLA COMPANY KO ANNUAL MEETING DATE: 04/18/2007
ISSUER: 191216100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
1C ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For
1D ELECTION OF DIRECTOR: BARRY DILLER Management For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Management For For
1F ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
1G ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
1H ELECTION OF DIRECTOR: SAM NUNN Management For For
1I ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
1J ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
1K ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN OF Management For For
THE COCA-COLA COMPANY
04 SHAREOWNER PROPOSAL REGARDING MANAGEMENT COMPENSATION Shareholder Against For
05 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For
ON THE COMPENSATION COMMITTEE REPORT
06 SHAREOWNER PROPOSAL REGARDING CHEMICAL AND BIOLOGICAL Shareholder Against For
TESTING
07 SHAREOWNER PROPOSAL REGARDING STUDY AND REPORT Shareholder Against For
ON EXTRACTION OF WATER IN INDIA
08 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 59 of 205
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IDEARC INC. IAR ANNUAL MEETING DATE: 04/19/2007
ISSUER: 451663108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. MUELLER Management For For
JERRY V. ELLIOTT Management For For
KATHERINE J. HARLESS Management For For
DONALD B. REED Management For For
STEPHEN L. ROBERTSON Management For For
THOMAS S. ROGERS Management For For
PAUL E. WEAVER Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
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LONGVIEW FIBRE COMPANY LFB SPECIAL MEETING DATE: 04/19/2007
ISSUER: 543213102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 2, 2007, AS AMENDED (THE
MERGER AGREEMENT), BY AND AMONG LONGVIEW FIBRE
COMPANY (LONGVIEW), BROOKFIELD ASSET MANAGEMENT
INC. AND HORIZON ACQUISITION CO. (SUB) AND
THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING
THE MERGER, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 TO POSTPONE OR ADJOURN THE SPECIAL MEETING TO Management For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE APPROVAL OF THE MERGER AGREEMENT
AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING
THE MERGER, IF THERE ARE NOT SUFFICIENT VOTES
FOR SUCH APPROVAL AT THE TIME OF THE SPECIAL MEETING.
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REGIONS FINANCIAL CORPORATION RF ANNUAL MEETING DATE: 04/19/2007
ISSUER: 7591EP100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: SAMUEL W. BARTHOLOMEW, JR. Management For For
1B ELECTION OF DIRECTOR: SUSAN W. MATLOCK Management For For
1C ELECTION OF DIRECTOR: JACKSON W. MOORE Management For For
1D ELECTION OF DIRECTOR: ALLEN B. MORGAN, JR. Management For For
1E ELECTION OF DIRECTOR: JOHN R. ROBERTS Management For For
1F ELECTION OF DIRECTOR: LEE J. STYSLINGER III Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 DECLASSIFICATION AMENDMENT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 60 of 205
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VIVENDI, PARIS AGM MEETING DATE: 04/19/2007
ISSUER: F97982106 ISIN: FR0000127771
SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE IN 2006, AS PRESENTED,
SHOWING EARNINGS OF EUR 4,412,354,584.59
O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown
AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED
TO THE MEETING
O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE
FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND
THE AGREEMENTS REFERRED TO THEREIN
O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown
COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE
INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS:
INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED
EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50
ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25
DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES:
EUR 11,213,275,417.65 RETAINED EARNINGS: EUR
2,200,000,000.00 TOTAL: EUR 14,802,015,985.50
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE;
THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS
REQUIRED BYLAW
O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown
BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2008
O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE
SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES
TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM
FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES
THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED
BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR
2006 IN ITS RESOLUTION E.10
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 61 of 205
E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00,
BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS
MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING
ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED
MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS
GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH
COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE
COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT
FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND
THE LEGAL RESERVE; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 7
E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD,
BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES
AND SECURITIES GIVING ACCESS TO THE CAPITAL;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER
OF SECURITIES TO BE ISSUED MAY BE INCREASED IN
ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE
L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE
SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME
PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE
SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO THE
SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO
PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION
FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY CONCERNING THE
SHARES OF ANOTHER COMPANY; AND TO CHARGE THE
SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS
AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY
TO FUND THE LEGAL RESERVE; THIS DELEGATION OF
POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN
BY THE SHAREHOLDERS MEETING DATED 28 APR 2005
IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM
NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF
CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER
MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED
BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS
SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2005
IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 62 of 205
E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF
THE COMPANY AND COMPANIES OF THE VIVENDI GROUP,
WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER
OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE
CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION
OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN
BY THE SHAREHOLDER S MEETING DATED 28 APR 2006
IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES
CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION
SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH
IN THE RESOLUTION E.7
E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT
ITS SOLE DISCRETION, BY CANCELING ALL OR PART
OF THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM
10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO
THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY
THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN
ITS RESOLUTION 11
E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE NO
L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED
BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND
ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER
ELECTED BY THE EMPLOYEES
E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1
AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967
MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND
ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION
OF THE SUPERVISORY BOARD AND ORGANIZATION OF
THE EXECUTIVE COMMITTEE
E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown
CONFORMITY WITH THE PROVISIONS OF ARTICLE 136
OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED
BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE
16 OF THE BYLAWS-SHAREHOLDERS MEETING
E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown
FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING
OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE
BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET
DAYS
E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown
E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 63 of 205
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WILMINGTON TRUST CORPORATION WL ANNUAL MEETING DATE: 04/19/2007
ISSUER: 971807102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R. KEITH ELLIOTT Management For For
GAILEN KRUG Management For For
STACEY J. MOBLEY Management For For
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ALCOA INC. AA ANNUAL MEETING DATE: 04/20/2007
ISSUER: 013817101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAIN J.P. BELDA Management For For
CARLOS GHOSN Management For For
HENRY B. SCHACHT Management For For
FRANKLIN A. THOMAS Management For For
02 PROPOSAL TO RATIFY THE INDEPENDENT AUDITOR Management For For
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SOUTH JERSEY INDUSTRIES, INC. SJI ANNUAL MEETING DATE: 04/20/2007
ISSUER: 838518108 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HELEN R. BOSLEY, CFA Management For For
EDWARD J. GRAHAM Management For For
AMBASSADOR W.J. HUGHES Management For For
HERMAN D. JAMES, PH.D. Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
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THE PROGRESSIVE CORPORATION PGR ANNUAL MEETING DATE: 04/20/2007
ISSUER: 743315103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ABBY F. KOHNSTAMM Management For For
PETER B. LEWIS Management For For
P.H. NETTLES, PH.D. Management For For
GLENN M. RENWICK Management For For
DONALD B. SHACKELFORD Management For For
02 PROPOSAL TO APPROVE THE PROGRESSIVE CORPORATION Management For For
2007 EXECUTIVE BONUS PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 64 of 205
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE PROGRESSIVE Management For For
CORPORATION 2003 INCENTIVE PLAN TO MODIFY THE
DEFINITION OF THE TERM PERFORMANCE GOALS SET
FORTH THEREIN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
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AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007
ISSUER: 025816109 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.F. AKERSON Management For For
C. BARSHEFSKY Management For For
U.M. BURNS Management For For
K.I. CHENAULT Management For For
P. CHERNIN Management For For
V.E. JORDAN, JR. Management For For
J. LESCHLY Management For For
R.C. LEVIN Management For For
R.A. MCGINN Management For For
E.D. MILLER Management For For
F.P. POPOFF Management For For
S.S. REINEMUND Management For For
R.D. WALTER Management For For
R.A. WILLIAMS Management For For
02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For
2007 INCENTIVE COMPENSATION PLAN.
04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For
VOTING FOR DIRECTORS.
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GENUINE PARTS COMPANY GPC ANNUAL MEETING DATE: 04/23/2007
ISSUER: 372460105 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DR. MARY B. BULLOCK Management For For
RICHARD W. COURTS II Management For For
JEAN DOUVILLE Management For For
THOMAS C. GALLAGHER Management For For
GEORGE C. "JACK" GUYNN Management For For
JOHN D. JOHNS Management For For
MICHAEL M.E. JOHNS, MD Management For For
J. HICKS LANIER Management For For
WENDY B. NEEDHAM Management For For
JERRY W. NIX Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 65 of 205
LARRY L. PRINCE Management For For
GARY W. ROLLINS Management For For
LAWRENCE G. STEINER Management For For
02 AMEND THE GENUINE PARTS COMPANY AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION TO ELIMINATE ALL SHAREHOLDER
SUPERMAJORITY VOTING PROVISIONS.
03 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007.
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HONEYWELL INTERNATIONAL INC. HON ANNUAL MEETING DATE: 04/23/2007
ISSUER: 438516106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
07 SIX SIGMA Shareholder Against For
05 PERFORMANCE BASED STOCK OPTIONS Shareholder Against For
04 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For
03 2007 HONEYWELL GLOBAL EMPLOYEE STOCK PLAN Management For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Management For For
1L ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Management For For
1K ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1J ELECTION OF DIRECTOR: ERIC K. SHINSEKI Management For For
1I ELECTION OF DIRECTOR: BRADLEY T. SHEARES Management For For
1H ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1G ELECTION OF DIRECTOR: JAMES J. HOWARD Management For For
1F ELECTION OF DIRECTOR: CLIVE R. HOLLICK Management For For
1E ELECTION OF DIRECTOR: LINNET F. DEILY Management For For
06 SPECIAL SHAREHOLDER MEETINGS Shareholder Against For
1D ELECTION OF DIRECTOR: D. SCOTT DAVIS Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1B ELECTION OF DIRECTOR: JAIME CHICO PARDO Management For For
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 66 of 205
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AMEREN CORPORATION AEE ANNUAL MEETING DATE: 04/24/2007
ISSUER: 023608102 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN F. BRAUER Management For For
SUSAN S. ELLIOTT Management For For
GAYLE P.W. JACKSON Management For For
JAMES C. JOHNSON Management For For
RICHARD A. LIDDY Management For For
GORDON R. LOHMAN Management For For
CHARLES W. MUELLER Management For For
DOUGLAS R. OBERHELMAN Management For For
GARY L. RAINWATER Management For For
HARVEY SALIGMAN Management For For
PATRICK T. STOKES Management For For
JACK D. WOODARD Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS
03 SHAREHOLDER PROPOSAL RELATING TO REPORT ON CALLAWAY Shareholder Against For
PLANT RELEASES
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC AEP ANNUAL MEETING DATE: 04/24/2007
ISSUER: 025537101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.R. BROOKS Management For For
D.M. CARLTON Management For For
R.D. CROSBY, JR. Management For For
J.P. DESBARRES Management For For
R.W. FRI Management For For
L.A. GOODSPEED Management For For
W.R. HOWELL Management For For
L.A. HUDSON, JR. Management For For
M.G. MORRIS Management For For
L.L. NOWELL III Management For For
R.L. SANDOR Management For For
D.G. SMITH Management For For
K.D. SULLIVAN Management For For
02 APPROVAL OF AEP SENIOR OFFICER INCENTIVE PLAN. Management For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------------------------------------
CH ENERGY GROUP, INC. CHG ANNUAL MEETING DATE: 04/24/2007
ISSUER: 12541M102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEVEN V. LANT Management For For
JEFFREY D. TRANEN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 67 of 205
------------------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. CBE ANNUAL MEETING DATE: 04/24/2007
ISSUER: G24182100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
S.G. BUTLER Management For For
D.F. SMITH Management For For
G.B. SMITH Management For For
M.S. THOMPSON Management For For
L.D. KINGSLEY Management For For
02 APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management For For
FOR THE YEAR ENDING 12/31/2007.
03 AMENDMENT TO COOPER S BYE-LAWS TO INCREASE AUTHORIZED Management For For
SHARES.
04 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
------------------------------------------------------------------------------------------------------------------------------------
DAVIDE CAMPARI - MILANO SPA, MILANO OGM MEETING DATE: 04/24/2007
ISSUER: T24091117 ISIN: IT0003849244 BLOCKING
SEDOL: B08H5S5, B08BR25, B1SSBL0
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DELETION OF A COMMENT. PLEASE
ALSO NOTE THE NEW CUT-OFF IS 16 APR 2007. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Take No
1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Action *Management Position Unknown
AND AJOURNMENT THEREOF
Take No
2. APPOINT THE BOARD OF DIRECTORS Management Action *Management Position Unknown
Take No
3. APPOINT THE BOARD OF AUDITORS Management Action *Management Position Unknown
Take No
4. APPROVE THE EXTENSION OF COMMITMENT TO AUDIT Management Action *Management Position Unknown
FIRM
Take No
5. GRANT AUTHORITY TO BUY AND SELL OWN SHARES Management Action *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 68 of 205
------------------------------------------------------------------------------------------------------------------------------------
ENDESA SA, MADRID EGM MEETING DATE: 04/24/2007
ISSUER: E41222113 ISIN: ES0130670112
SEDOL: 2615424, 5271782, B0389N6, 5788806, 4315368, 5285501, B0ZNJC8
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. AMEND ARTICLE 32 OF THE CORPORATE BYLAWS LIMITATION Management For *Management Position Unknown
OF VOTING RIGHTS
2. AMEND ARTICLE 37 OF THE CORPORATE BYLAWS NUMBER Management For *Management Position Unknown
OF CLASSES OF THE DIRECTORS
3. AMEND ARTICLE 38 OF THE CORPORATE BYLAWS TERM Management For *Management Position Unknown
OF OFFICE OF THE DIRECTOR
4. AMEND ARTICLE 42 OF THE CORPORATE BYLAWS INCOMPATIBILITIES Management For *Management Position Unknown
OF THE DIRECTORS
5. AUTHORIZE THE BOARD OF DIRECTORS TO EXECUTE AND Management For *Management Position Unknown
IMPLEMENT THE RESOLUTIONS ADOPTED BY THE GENERAL
MEETING, AS WELL AS TO SUBSTITUTE THE AUTHORITIES
IT RECEIVES FROM THE GENERAL MEETING, AND GRANT
AUTHORITY FOR PROCESSING THE SAID RESOLUTIONS
AS A PUBLIC INSTRUMENT, REGISTRATION THEREOF
AND, AS THE CAUSE MAY BE, CORRECTION THEREOF
------------------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/24/2007
ISSUER: 349631101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNE M. TATLOCK Management For For
NORMAN H. WESLEY Management For For
PETER M. WILSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 RE-APPROVAL OF THE FORTUNE BRANDS, INC. ANNUAL Management For For
EXECUTIVE INCENTIVE PLAN.
04 APPROVAL OF THE FORTUNE BRANDS, INC. 2007 LONG-TERM Management Against Against
INCENTIVE PLAN.
05 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
ELECT EACH DIRECTOR ANNUALLY .
06 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For
PAY-FOR-SUPERIOR PERFORMANCE .
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 69 of 205
------------------------------------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION GR ANNUAL MEETING DATE: 04/24/2007
ISSUER: 382388106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
03 SHAREHOLDER PROPOSAL - PAY-FOR-SUPERIOR PERFORMANCE Shareholder Against For
01 DIRECTOR Management For
DIANE C. CREEL Management For For
GEORGE A. DAVIDSON, JR. Management For For
HARRIS E. DELOACH, JR. Management For For
JAMES W. GRIFFITH Management For For
WILLIAM R. HOLLAND Management For For
JOHN P. JUMPER Management For For
MARSHALL O. LARSEN Management For For
LLOYD W. NEWTON Management For For
DOUGLAS E. OLESEN Management For For
ALFRED M. RANKIN, JR. Management For For
A. THOMAS YOUNG Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007
------------------------------------------------------------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC. HE ANNUAL MEETING DATE: 04/24/2007
ISSUER: 419870100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS B. FARGO Management For For
DIANE J. PLOTTS Management For For
KELVIN H. TAKETA Management For For
JEFFREY N. WATANABE Management For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. HCBK ANNUAL MEETING DATE: 04/24/2007
ISSUER: 443683107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM J. COSGROVE Management For For
DONALD O. QUEST, M.D. Management For For
JOSEPH G. SPONHOLZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 70 of 205
------------------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. KFT ANNUAL MEETING DATE: 04/24/2007
ISSUER: 50075N104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
AJAY BANGA Management For For
JAN BENNINK Management For For
LOUIS C. CAMILLERI Management For For
MARK D. KETCHUM Management For For
RICHARD A. LERNER Management For For
JOHN C. POPE Management For For
IRENE B. ROSENFELD Management For For
MARY L. SCHAPIRO Management For For
DEBORAH C. WRIGHT Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS
------------------------------------------------------------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION MI ANNUAL MEETING DATE: 04/24/2007
ISSUER: 571834100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JON F. CHAIT Management For For
DENNIS J. KUESTER Management For For
DAVID J. LUBAR Management For For
SAN W. ORR, JR. Management For For
DEBRA S. WALLER Management For For
GEORGE E. WARDEBERG Management For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO MARSHALL Management For For
& ILSLEY CORPORATION S RESTATED ARTICLES OF INCORPORATION
TO DECLASSIFY THE BOARD OF DIRECTORS
03 PROPOSAL TO APPROVE THE MARSHALL & ILSLEY CORPORATION Management For For
ANNUAL EXECUTIVE INCENTIVE COMPENSATION PLAN
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP TO AUDIT THE FINANCIAL STATEMENTS
OF MARSHALL & ILSLEY CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2007
------------------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. MRK ANNUAL MEETING DATE: 04/24/2007
ISSUER: 589331107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 71 of 205
RICHARD T. CLARK Management For For
JOHNNETTA B. COLE Management For For
W.B. HARRISON, JR. Management For For
WILLIAM N. KELLEY Management For For
ROCHELLE B. LAZARUS Management For For
THOMAS E. SHENK Management For For
ANNE M. TATLOCK Management For For
SAMUEL O. THIER Management For For
WENDELL P. WEEKS Management For For
PETER C. WENDELL Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For
S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS CONTAINED IN THE RESTATED CERTIFICATE
OF INCORPORATION.
04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS IMPOSED UNDER NEW JERSEY LAW ON
CORPORATIONS ORGANIZED BEFORE 1969.
05 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO LIMIT THE SIZE OF THE BOARD
TO NO MORE THAN 18 DIRECTORS.
06 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For
INCORPORATION TO REPLACE ITS CUMULATIVE VOTING
FEATURE WITH A MAJORITY VOTE STANDARD FOR THE
ELECTION OF DIRECTORS.
07 STOCKHOLDER PROPOSAL CONCERNING PUBLICATION OF Shareholder Against For
POLITICAL CONTRIBUTIONS
08 STOCKHOLDER PROPOSAL CONCERNING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION
------------------------------------------------------------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC. NAL ANNUAL MEETING DATE: 04/24/2007
ISSUER: 650203102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CARLTON L. HIGHSMITH Management For For
JOSEPH H. ROSSI Management For For
NATHANIEL D. WOODSON Management For For
JOSEPH A. ZACCAGNINO Management For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS, Management For For
LLP AS INDEPENDENT AUDITORS (PROPOSAL 2).
03 THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER Management For For
BUSINESS THAT PROPERLY COMES BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENTS OF THE MEETING, IN
ACCORDANCE WITH THE DETERMINATION OF A MAJORITY
OF THE BOARD OF DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 72 of 205
------------------------------------------------------------------------------------------------------------------------------------
RPC, INC. RES ANNUAL MEETING DATE: 04/24/2007
ISSUER: 749660106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILTON LOONEY Management For For
GARY W. ROLLINS Management For For
JAMES A. LANE, JR. Management For For
------------------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, IN PNC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 693475105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MR. BERNDT Management For For
MR. BUNCH Management For For
MR. CHELLGREN Management For For
MR. CLAY Management For For
MR. DAVIDSON Management For For
MS. JAMES Management For For
MR. KELSON Management For For
MR. LINDSAY Management For For
MR. MASSARO Management For For
MS. PEPPER Management For For
MR. ROHR Management For For
MR. SHEPARD Management For For
MS. STEFFES Management For For
MR. STRIGL Management For For
MR. THIEKE Management For For
MR. USHER Management For For
MR. WALLS Management For For
MR. WEHMEIER Management For For
02 APPROVAL OF THE PNC FINANCIAL SERVICES GROUP, Management For For
INC. 1996 EXECUTIVE INCENTIVE AWARD PLAN, AS
AMENDED AND RESTATED.
03 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY WFC ANNUAL MEETING DATE: 04/24/2007
ISSUER: 949746101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JOHN S. CHEN. Management For For
1B ELECTION OF DIRECTOR: LLOYD H. DEAN. Management For For
1C ELECTION OF DIRECTOR: SUSAN E. ENGEL. Management For For
1D ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1E ELECTION OF DIRECTOR: ROBERT L. JOSS. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 73 of 205
1F ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH. Management For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK. Management For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN. Management For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE. Management For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY. Management For For
1K ELECTION OF DIRECTOR: DONALD B. RICE. Management For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD. Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER. Management For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON. Management For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF. Management For For
1P ELECTION OF DIRECTOR: MICHAEL W. WRIGHT. Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT AUDITORS FOR 2007.
03 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
BOARD CHAIRMAN AND CEO POSITIONS.
04 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A Shareholder Against For
POLICY LIMITING BENEFITS UNDER SUPPLEMENTAL EXECUTIVE
RETIREMENT PLAN.
06 STOCKHOLDER PROPOSAL REGARDING A REPORT ON HOME Shareholder Against For
MORTGAGE DISCLOSURE ACT (HMDA) DATA.
07 STOCKHOLDER PROPOSAL REGARDING EMISSION REDUCTION Shareholder Against For
GOALS FOR WELLS FARGO AND ITS CUSTOMERS.
------------------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. AMP ANNUAL MEETING DATE: 04/25/2007
ISSUER: 03076C106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO. Management For For
1B ELECTION OF DIRECTOR: WARREN D. KNOWLTON. Management For For
1C ELECTION OF DIRECTOR: H. JAY SARLES. Management For For
1D ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Management For For
02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For
AMERIPRISE FINANCIAL 2005 INCENTIVE COMPENSATION
PLAN.
03 PROPOSAL TO RATIFY THE AUDIT COMMITTEE S SELECTION Management For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 74 of 205
------------------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. BUD ANNUAL MEETING DATE: 04/25/2007
ISSUER: 035229103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
AUGUST A. BUSCH III Management For For
AUGUST A. BUSCH IV Management For For
CARLOS FERNANDEZ G. Management For For
JAMES R. JONES Management For For
ANDREW C. TAYLOR Management For For
DOUGLAS A. WARNER III Management For For
02 APPROVAL OF THE 2007 EQUITY AND INCENTIVE PLAN Management Against Against
03 APPROVAL OF THE GLOBAL EMPLOYEE STOCK PURCHASE Management For For
PLAN
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For
FIRM
05 STOCKHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS
------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION BAC ANNUAL MEETING DATE: 04/25/2007
ISSUER: 060505104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Management For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Management For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Management For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Management For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Management For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Management For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Management For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Management For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Management For For
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Management For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Management For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Management For For
1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Management For For
1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Management For For
1Q ELECTION OF DIRECTOR: JACKIE M. WARD Management For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM FOR 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 75 of 205
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shareholder Against For
04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shareholder Against For
05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP CWT ANNUAL MEETING DATE: 04/25/2007
ISSUER: 130788102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DOUGLAS M. BROWN Management For For
ROBERT W. FOY Management For For
E.D. HARRIS, JR., M.D. Management For For
BONNIE G. HILL Management For For
DAVID N. KENNEDY Management For For
RICHARD P. MAGNUSON Management For For
LINDA R. MEIER Management For For
PETER C. NELSON Management For For
GEORGE A. VERA Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG, LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE GROUP FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION CVX ANNUAL MEETING DATE: 04/25/2007
ISSUER: 166764100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: S. GINN Management For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1G ELECTION OF DIRECTOR: S. NUNN Management For For
1H ELECTION OF DIRECTOR: D.J. O REILLY Management For For
1I ELECTION OF DIRECTOR: D.B. RICE Management For For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Management For For
1K ELECTION OF DIRECTOR: K.W. SHARER Management For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 76 of 205
1M ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1N ELECTION OF DIRECTOR: C. WARE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Management For For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shareholder Against For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shareholder Against For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shareholder Against For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shareholder Against For
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER RIGHTS Shareholder For Against
PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shareholder Against For
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
------------------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY DD ANNUAL MEETING DATE: 04/25/2007
ISSUER: 263534109 ISIN:
SEDOL:
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD H. BROWN Management For For
ROBERT A. BROWN Management For For
BERTRAND P. COLLOMB Management For For
CURTIS J. CRAWFORD Management For For
JOHN T. DILLON Management For For
ELEUTHERE I. DU PONT Management For For
CHARLES O. HOLLIDAY, JR Management For For
LOIS D. JULIBER Management For For
MASAHISA NAITOH Management For For
SEAN O'KEEFE Management For For
WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON DUPONT EQUITY AND INCENTIVE PLAN Management Against Against
04 ON GENETICALLY MODIFIED FOOD Shareholder Against For
05 ON PLANT CLOSURE Shareholder Against For
06 ON REPORT ON PFOA Shareholder Against For
07 ON COSTS Shareholder Against For
08 ON GLOBAL WARMING Shareholder Against For
09 ON CHEMICAL FACILITY SECURITY Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 77 of 205
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ENERGEN CORPORATION EGN ANNUAL MEETING DATE: 04/25/2007
ISSUER: 29265N108 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN D. BAN Management For For
JULIAN W. BANTON Management For For
T. MICHAEL GOODRICH Management For For
WM. MICHAEL WARREN, JR. Management For For
JAMES T. MCMANUS, II Management For For
02 PROPOSAL TO APPROVE AMENDMENTS TO AND RATIFY Management For For
ENERGEN CORPORATION S 1997 STOCK INCENTIVE PLAN
03 PROPOSAL TO APPROVE ENERGEN CORPORATION S ANNUAL Management For For
INCENTIVE COMPENSATION PLAN
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
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GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007
ISSUER: 369604103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
09 REPORT ON PAY DIFFERENTIAL Shareholder Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For
07 GLOBAL WARMING REPORT Shareholder Against For
06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For
04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For
02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For
01 CUMULATIVE VOTING Shareholder Against For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For
PERFORMANCE GOALS
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For
A DIRECTOR Management For
JAMES I. CASH, JR. Management For For
SIR WILLIAM M. CASTELL Management For For
ANN M. FUDGE Management For For
CLAUDIO X. GONZALEZ Management For For
SUSAN HOCKFIELD Management For For
JEFFREY R. IMMELT Management For For
ANDREA JUNG Management For For
ALAN G.(A.G.) LAFLEY Management For For
ROBERT W. LANE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 78 of 205
RALPH S. LARSEN Management For For
ROCHELLE B. LAZARUS Management For For
SAM NUNN Management For For
ROGER S. PENSKE Management For For
ROBERT J. SWIERINGA Management For For
DOUGLAS A. WARNER III Management For For
ROBERT C. WRIGHT Management For For
B RATIFICATION OF KPMG Management For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
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HERA SPA, BOLOGNA MIX MEETING DATE: 04/25/2007
ISSUER: T5250M106 ISIN: IT0001250932 BLOCKING
SEDOL: 7598003, B020CX4, 7620508
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND DELETION OF A COMMENT. PLEASE
ALSO NOTE THE NEW CUT-OFF IS 16 APR 2007. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
Take No
E.1 AMEND PARAGRAPH 7.3 OF ARTICLE NO. 7 AND PARAGRAPH Management Action *Management Position Unknown
17.1(A).1, 17.1(A).3, 17.1(A).4, 17.1(A).5, 17.1(B).1
AND 17.1(B).4 OF ARTICLE NO.17 BY-LAWS
Take No
E.2 AMEND PARAGRAPH 17.1(B).1, 17.1(B).2 AND 17.1(B).3 Management Action *Management Position Unknown
OF ARTICLE NO. 17 AND ARTICLE NO. 18, 26, 27
AND 29 OF THE COMPANY BY-LAWS
Take No
O.1 APPROVE THE FINANCIAL STATEMENT AS AT 31 DEC Management Action *Management Position Unknown
2006, REPORT ON THE OPERATIONS, PROPOSAL OF INCOME
DISTRIBUTION, REPORT OF THE BOARD OF STATUTORY
AUDITORS
Take No
O.2 APPROVE TO DISTRIBUTE THE RESERVES Management Action *Management Position Unknown
Take No
O.3 GRANT AUTHORITY TO PURCHASE AND DISPOSE ITS OWN Management Action *Management Position Unknown
SHARES
Take No
O.4 APPOINT A NEW MEMBER OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AS PER EX ARTICLE 2449 CIVIL CODE
Take No
O.5 APPROVE TO EXTEND THE AUDIT MANDATE GIVEN TO Management Action *Management Position Unknown
THE AUDITING FIRM FOR THE PERIOD FROM 2012 TO
2014
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 79 of 205
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MARATHON OIL CORPORATION MRO ANNUAL MEETING DATE: 04/25/2007
ISSUER: 565849106 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES Management For For
F. BOLDEN, JR.
1B ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES Management For For
R. LEE
1C ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: DENNIS Management For For
H. REILLEY
1D ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: JOHN Management For For
W. SNOW
1E ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: THOMAS Management For For
J. USHER
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR FOR 2007.
03 APPROVAL OF 2007 INCENTIVE COMPENSATION PLAN. Management For For
04 BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE Management For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE THE
SUPERMAJORITY VOTE PROVISION.
05 BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
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TEXTRON INC. TXT ANNUAL MEETING DATE: 04/25/2007
ISSUER: 883203101 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 ELECTION OF DIRECTOR: KATHLEEN M. BADER Management For For
02 ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
03 ELECTION OF DIRECTOR: IVOR J. EVANS Management For For
04 ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER Management For For
KCMG
05 ELECTION OF DIRECTOR: JAMES L. ZIEMER Management For For
06 TEXTRON INC. SHORT-TERM INCENTIVE PLAN Management For For
07 TEXTRON INC. 2007 LONG-TERM INCENTIVE PLAN Management Against Against
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
09 SHAREHOLDER PROPOSAL RELATING TO FOREIGN MILITARY Shareholder Against For
SALES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 80 of 205
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ALTRIA GROUP, INC. MO ANNUAL MEETING DATE: 04/26/2007
ISSUER: 02209S103 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ELIZABETH E. BAILEY Management For For
HAROLD BROWN Management For For
MATHIS CABIALLAVETTA Management For For
LOUIS C. CAMILLERI Management For For
J. DUDLEY FISHBURN Management For For
ROBERT E.R. HUNTLEY Management For For
THOMAS W. JONES Management For For
GEORGE MUNOZ Management For For
LUCIO A. NOTO Management For For
JOHN S. REED Management For For
STEPHEN M. WOLF Management For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING Shareholder Against For
04 STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN OF Shareholder Against For
THEIR RIGHTS IF FORCED TO INCUR SECONDHAND SMOKE
05 STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED Shareholder Against For
CAMPAIGNS ALLEGEDLY ORIENTED TO PREVENT YOUTH
FROM SMOKING
06 STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL Shareholder Against For
TOBACCO BUSINESS BY 2010
07 STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY Shareholder Against For
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ARCH COAL, INC. ACI ANNUAL MEETING DATE: 04/26/2007
ISSUER: 039380100 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
BRIAN J. JENNINGS Management For For
STEVEN F. LEER Management For For
ROBERT G. POTTER Management For For
THEODORE D. SANDS Management For For
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BAKER HUGHES INCORPORATED BHI ANNUAL MEETING DATE: 04/26/2007
ISSUER: 057224107 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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01 DIRECTOR Management For
LARRY D. BRADY Management For For
C.P. CAZALOT, JR. Management For For
CHAD C. DEATON Management For For
EDWARD P. DJEREJIAN Management For For
ANTHONY G. FERNANDES Management For For
CLAIRE W. GARGALLI Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 81 of 205
PIERRE H. JUNGELS Management For For
JAMES A. LASH Management For For
JAMES F. MCCALL Management For For
J. LARRY NICHOLS Management For For
H. JOHN RILEY, JR. Management For For
CHARLES L. WATSON Management For For
02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For For
S INDEPENDENT AUDITOR FOR FISCAL YEAR 2007
03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION
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BOUYGUES, PARIS EGM MEETING DATE: 04/26/2007
ISSUER: F11487125 ISIN: FR0000120503
SEDOL: B01JBX5, 2696612, 4067528, 7164028, B0Z6VY3, B043HB4, 4002121, 4115159
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
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* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS
FOR THE YE 2006, AS PRESENTED, SHOWING NET EARNINGS
OF EUR 603,396,472.57, GRANT PERMANENT DISCHARGE
TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR
DUTIES DURING THE SAID FY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 82 of 205
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE
AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE SAID FINANCIAL YEAR, IN THE
FORM PRESENTED TO THE MEETING, SHOWING NET EARNINGS
GROUP SHARE OF EUR 1,246,000,000.00
O.3 APPROVE THE DISTRIBUTABLE INCOME OF EUR 838,625,254.57 Management For *Management Position Unknown
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 16,738,879.15,
A DIVIDEND OF EUR 0.05 PER SHARE, ADDITIONAL
DIVIDEND: EUR 384,994,220.45, A NET DIVIDEND
OF 1.15 PER SHARE THE BALANCE WILL BE ALLOCATED
TO THE RETAINED EARNINGS ACCOUNT: EUR 436,892,154.97
THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND
OF EUR 1.20 PER SHARE AND WILL ENTITLE NATURAL
PERSONS FISCALLY DOMICILIATED IN FRANCE, TO THE
40% ALLOWANCE THIS DIVIDEND WILL BE PAID ON 03
MAR 2007 IN THE EVENT THAT THE COMPANY HOLDS
SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT
OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE
ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS
REQUIRED BYLAW
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED
TO THEREIN
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. LUCIEN Management For *Management Position Unknown
DOUROUX AS A DIRECTOR FOR A 3-YEAR PERIOD
O.5 RATIFY THE CO-OPTATION OF MR. PATRICK KRON AS Management For *Management Position Unknown
A DIRECTOR, TO REPLACE MR. ALAIN POUYAT, FOR
THE REMAINDER OF MR. ALAIN POUYAT S TERM OF OFFICE,
UNTIL THE ORDINARY SHAREHOLDERS MEETING AND
APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2009
O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown
PEYRELEVADE AS A DIRECTOR FOR A 3-YEAR PERIOD
O.8 APPROVE TO RENEW THE APPOINTMENT OF THE COMPANY Management For *Management Position Unknown
SCDM AS A DIRECTOR FOR A 3-YEAR PERIOD
O.9 ELECT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1 OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
O.10 ELECT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management Position Unknown
OF THE SUPERVISORY BOARD OF 1OF THE INVESTMENT
FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS,
SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS
MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE
WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT
APPROVED, IT WILL LAST 2 YEARS
O.11 APPOINT MR. ALAIN POUYAT AS A CONTROL AGENT, Management For *Management Position Unknown
FOR A 3-YEAR PERIOD
O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown
THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 80.00, MINIMUM SALE PRICE: EUR 30.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10%
OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 1,500,000,000.00;
AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 83 of 205
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED
SUBSCRIPTION RIGHTS MAINTAINED, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS ALL POWERS IN Management For *Management Position Unknown
ORDER TO DECIDE ON 1 OR MORE CAPITAL INCREASES,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 4,000,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS;
AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown
1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD,
BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY S
ORDINARY SHARES OR SECURITIES GIVING ACCESS TO
ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED
BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR
150,000,000.00; THE NOMINAL AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13 THE NOMINAL AMOUNT OF DEBT SECURITIES
ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00;
AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES
THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 APPROVE TO RESOLVE THAT THE BOARD OF DIRECTORS Management For *Management Position Unknown
MAY DECIDE, FOR EACH OF THE ISSUES DECIDED IN
ACCORDANCE WITH THE RESOLUTIONS E.13 AND E.15,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED,
AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN
30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD
AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE;
AUTHORITY EXPIRES ON 26-MONTH PERIOD
E.17 AUTHORIZE THE BOARD OF DIRECTORS, FOR EACH OF Management For *Management Position Unknown
THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTION
E.15, FOR A 26-MONTH PERIOD AND WITHIN THE LIMIT
OF 10% OF THE COMPANY S SHARE CAPITAL OVER A
12-MONTH PERIOD; TO SET THE ISSUE PRICE OF THE
CAPITAL SECURITIES AND, OR SECURITIES TO BE ISSUED,
BY WAY OF A PUBLIC OFFERING, IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
SHAREHOLDERS MEETING; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 84 of 205
E.18 AUTHORIZE THE BOARD OF DIRECTORS, ON THE BASIS Management For *Management Position Unknown
AND CONDITIONS OF THE RESOLUTION E.15, TO INCREASE
THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL,
BY WAY OF ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION
FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPRISED OF CAPITAL SECURITIES GIVING
ACCESS TO SHARE CAPITAL; THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
THE BASIS AND CONDITIONS OF THE RESOLUTION E.15,
ON THE ISSUANCE OF COMPANY S ORDINARY SHARES
OR SECURITIES GIVING ACCESS TO THE COMPANY S
SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
IN FRANCE OR ABROAD BY THE COMPANY CONCERNING
THE SHARES OF ANOTHER COMPANY; THE AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE
OF THE PRESENT RESOLUTION SHALL COUNT AGAINST
THE OVERALL CEILING SET FORTH IN THE RESOLUTION
E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT
SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, AT Management For *Management Position Unknown
ITS SOLE DISCRETION, ON 1 OR MORE CAPITAL INCREASES,
IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY AND RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; AND FOR AN AMOUNT
THAT SHALL NOT EXCEED 10% OF THE COMPANY CAPITAL;
THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL
CEILING SET FORTH IN THE RESOLUTION E.13, NOR
THE CEILINGS SET FORTH IN THE RESOLUTIONS E.14
AND E.24; IT SUPERSEDES THE UNUSED FRACTION OF
ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT;
AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF BOUYGUES CONSEQUENTLY TO THE ISSUE
OF SECURITIES ISSUED BY ANY COMPANY IN WHICH
BOUYGUES HOLDS DIRECTLY OR INDIRECTLY MORE THAN
THE HALF OF THE CAPITAL AND AUTHORIZES THE RESULTING
CAPITAL INCREASES; THESE SECURITES SHALL BE ISSUED
BY THE SUBSIDIARIES AND SHALL GIVE ACCESS TO
ORDINARY SHARES OF THE COMPANY; THEY CAN BE ISSUED
ON 1 OR MORE OCCASIONS, IN FRANCE, ABROAD AND,
OR IN THE INTERNATIONAL MARKET; THE SHAREHOLDERS
MEETING DECIDES TO CANCEL THE SHAREHOLDERS;
PREFERENTIAL SUBSCRIPTION RIGHTS TO THE SECURITIES
ISSUED BY THE SUBSIDIARIES; THE CEILING OF THE
NOMINAL AMOUNT OF THE CAPITAL INCREASE OF THE
COMPANY, RESULTING FROM ALL THE ISSUANCES CARRIED
OUT ACCORDINGLY TO THE PRESENT DELEGATION, SHALL
COUNT AGAINST THE OVERALL CEILING SET FORTH IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
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Selected Accounts: NPX GABELLI DIV INC TRUST Page 85 of 205
E.22 AUTHORIZE THE BOARD OF DIRECTORS TO MAKE USE, Management For *Management Position Unknown
IN THE EVENT OF A PUBLIC OFFER CONCERNING THE
COMPANY S SECURITIES, OF THE DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD BY THE PRESENT
SHAREHOLDERS MEETING TO INCREASE THE SHARE CAPITAL
ACCORDINGLY TO THE RESOLUTIONS E.13, E.14, E.15,
E.16, E.17, E.18, E.19, E.20, E.21 AND E.24;
AUTHORITY EXPIRES ON 18-MONTH PERIOD
E.23 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management Position Unknown
IN 1 OR MORE ISSUES, IN THE EVENT OF A PUBLIC
OFFER CONCERNING THE COMPANY S SECURITIES, WITH
THE ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES
IN THE COMPANY AND TO BE GRANTED FREE OF CHARGE
TO ALL THE SHAREHOLDERS OF THE COMPANY; THE MAXIMUM
NOMINAL AMOUNT OF CAPITAL INCREASE SHALL NOT
EXCEED EUR 400,000,000.00; THIS AMOUNT SHALL
NOT COUNT AGAINST THE GLOBAL CEILING FIXED IN
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.24 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF BOUYGUES AND RELATED COMPANIES; THEY
MAY NOT REPRESENT MORE THAN 10% OF THE SHARE
CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST
THE CEILING FIXED IN THE RESOLUTION E.20, NOR
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 38-MONTH PERIOD; IT SUPERSEDES THE
FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATION
TO THE SAME EFFECT
E.25 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown
1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION,
IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO
A MAXIMUM NOMINAL AMOUNT OF EUR 5,000,000,000.00,
ON THE ISSUANCE OF ANY SECURITIES GIVING RIGHT
TO THE ALLOCATION OF DEBT SECURITIES; AND TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH
PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
E.26 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, BY CANCELING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN CONNECTION
WITH VARIOUS STOCK REPURCHASE PLANS, UP TO A
MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH AL NECESSARY FORMALITIES; AUTHORITY
EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY
AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
E.27 AMEND THE ARTICLES 13 COMPOSITION OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS AND 19 OF THE BYLAWS
E.28 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BYLAW
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 86 of 205
------------------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION COF ANNUAL MEETING DATE: 04/26/2007
ISSUER: 14040H105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. RONALD DIETZ Management For For
LEWIS HAY, III Management For For
MAYO SHATTUCK, III Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS OF THE CORPORATION FOR 2007.
03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Management For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PERMIT AMENDMENT OF THE BYLAWS TO ADOPT MAJORITY
VOTING FOR THE ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shareholder Against For
ON EXECUTIVE COMPENSATION.
------------------------------------------------------------------------------------------------------------------------------------
EMBARQ CORPORATION EQ ANNUAL MEETING DATE: 04/26/2007
ISSUER: 29078E105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER C. BROWN Management For For
STEVEN A. DAVIS Management For For
DANIEL R. HESSE Management For For
JOHN P. MULLEN Management For For
WILLIAM A. OWENS Management For For
DINESH C. PALIWAL Management For For
STEPHANIE M. SHERN Management For For
LAURIE A. SIEGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 87 of 205
------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE, PARIS AGM MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown
PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR
TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS.
BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE.
FRENCH RESIDENT SHAREOWNERS MUST COMPLETE,
SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE
SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE
INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT
HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE
FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER
THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE
GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE
VIA THE ACCOUNT POSITION COLLECTION PROCESS,
THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE
THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION
AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE
LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE
INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT
OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS
TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR
TO MEETING DATE + 1
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 88 of 205
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY S SHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14.; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 89 of 205
E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH AL L NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 90 of 205
E.15 AUTHORITY THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
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E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
------------------------------------------------------------------------------------------------------------------------------------
GROUPE DANONE, PARIS MIX MEETING DATE: 04/26/2007
ISSUER: F12033134 ISIN: FR0000120644
SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 366774 DUE TO RECEIPT OF ADDITIONAL RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL
STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED
O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS AND APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE SAID FY, IN THE
FORM PRESENTED TO THE MEETING
O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown
PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96,
I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23
BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00;
RETAINED EARNINGS: EUR 2,103,703,598.23; THE
SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR
2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION
PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND
WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT
THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH
DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH
SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS
ACCOUNT
O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown
AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ.
OF THE FRENCH COMMERCIAL CODE AND APPROVE THE
SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN
AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED
IN FORCE DURING THE FY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 92 of 205
O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown
RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD
O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown
FABER AS A DIRECTOR FOR A 3 YEAR PERIOD
O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown
AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING
CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR
THE FY 2007
O.8 AUTHORIZE THE BOARD OF DIRECTORS: TO PURCHASE, Management For *Management Position Unknown
KEEP OR TRANSFER THE COMPANY SSHARES IN CONNECTION
WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES
COMPRISING THE SHARE CAPITAL, I.E. 26,086,474
SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS:
EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED
BY THE COMPANY WITH A VIEW TO THEIR RETENTION
OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE
AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT
EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE
GRANTED BY THE COMBINED SHAREHOLDERS MEETING
OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY
EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown
WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE
PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL
COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL
PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE
PROGRAM, FOCUSING ON THE CREATION OF A COMPANY
DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE
COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY
OF UNIT TRUST DANONE COMMUNITIES SHARES
E.10 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF
SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS
TO THE COMPANY S CAPITAL, THE CEILING OF THE
NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED
OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR
45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY
SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS
E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST
THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT
SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR
2,000,000,000.00; THIS CEILING IS COMMON TO THE
ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO
THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF
THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT
DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 14; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 93 of 205
E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE
OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY
ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS
PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION
TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY
AND SECURITIES GIVING ACCESS TO THE COMPANY S
CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF
CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY IS EUR 33,000,000.00,
THIS CEILING IS COMMON TO THE CAPITAL INCREASES
TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS
E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE
OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED
SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING
IS COMMON TO THE ISSUANCE OF DEBT SECURITIES
GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED
OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND
14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00
CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES
DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED
BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN
ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
E.12 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN
ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11,
ON THE TERMS AND CONDITIONS FIXED BY ARTICLE
L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH
IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES
THE ONE GRANTED BY THE SHAREHOLDERS MEETING
OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY
EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.13 AUTHORIZE THE BOARD OF DIRECTORS: TO ISSUE ORDINARY Management For *Management Position Unknown
SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS
BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES
OF THE COMPANY, IN CONSIDERATION FOR SECURITIES
TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY IN FRANCE OR ABROAD CONCERNING
THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED
OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST
RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION
E.11, IT SUPERSEDES THE DELEGATION GRANTED BY
THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS
RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END
OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.14 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY
WAY OF ISSUING ORDINARY SHARES OF THE COMPANY
OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL,
IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL
SECURITIES OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE
PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS
SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT
SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION
GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR
2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES
AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 94 of 205
E.15 AUTHORITY THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS,
UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00,
BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS
OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION
IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING
BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF THESE METHODS,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 20;
AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.16 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown
THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS,
IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS
RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY
SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL
NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION
SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS
MEETING OF 27 APR 2006 IN ITS RESOLUTION 12;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.17 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management For *Management Position Unknown
ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY AND RELATED
COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE
EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED
THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL
NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000
COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE
END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
E.18 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, FOR Management For *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES,
IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS
MEETING OF 22 APR 2005 IN ITS RESOLUTION 23;
AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH
PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
E.19 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management For *Management Position Unknown
SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING
ALL OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP
TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER
A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED
BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN
ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE
END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 95 of 205
E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown
FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM
PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL
AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES
TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000
SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED
FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES
AND THE CORPORATE OFFICERS WILL BE 2,000,000
SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS
TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown
A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER
FORMALITIES PRESCRIBED BY LAW
A. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Abstain *Management Position Unknown
AMEND THE ARTICLE 26.II OF THE BYLAWS IN ORDER
TO CANCEL THE PROVISIONS LIMITING THE VOTING
RIGHTS OF THE SHAREHOLDERS IN A SHAREHOLDER MEETING
TO 6% OF THE SIMPLE VOTING RIGHTS AND TO 12%
OF THE DOUBLE VOTING RIGHTS HELD BY A SHAREHOLDER
------------------------------------------------------------------------------------------------------------------------------------
HARRAH'S ENTERTAINMENT, INC. HET ANNUAL MEETING DATE: 04/26/2007
ISSUER: 413619107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STEPHEN F. BOLLENBACH Management For For
RALPH HORN Management For For
GARY W. LOVEMAN Management For For
BOAKE A. SELLS Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE 2007
CALENDAR YEAR.
------------------------------------------------------------------------------------------------------------------------------------
HERBALIFE, LTD. HLF ANNUAL MEETING DATE: 04/26/2007
ISSUER: G4412G101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LEROY T. BARNES. Management For For
1B ELECTION OF DIRECTOR: RICHARD P. BERMINGHAM. Management For For
1C ELECTION OF DIRECTOR: PETER MASLEN. Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2007.
03 APPROVE THE COMPANY S EMPLOYEE STOCK PURCHASE Management For For
PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 96 of 205
------------------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION KMB ANNUAL MEETING DATE: 04/26/2007
ISSUER: 494368103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES M. JENNESS Management For For
1B ELECTION OF DIRECTOR: LINDA JOHNSON RICE Management For For
1C ELECTION OF DIRECTOR: MARC J. SHAPIRO Management For For
02 APPROVAL OF AUDITORS Management For For
03 APPROVAL OF AMENDED AND RESTATED CERTIFICATE Management For For
OF INCORPORATION TO ELIMINATE THE CLASSIFIED
BOARD OF DIRECTORS AND TO MAKE CERTAIN TECHNICAL
CHANGES
04 STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING Shareholder Against For
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF GLOBAL Shareholder Against For
HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL
LABOR CONVENTIONS
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
FEASIBILITY OF PHASING OUT USE OF NON-FSC CERTIFIED
FIBER
------------------------------------------------------------------------------------------------------------------------------------
NICOR INC. GAS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 654086107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.M. BEAVERS, JR. Management For For
B.P. BICKNER Management For For
J.H. BIRDSALL, III Management For For
N.R. BOBINS Management For For
T.A. DONAHOE Management For For
B.J. GAINES Management For For
R.A. JEAN Management For For
D.J. KELLER Management For For
R.E. MARTIN Management For For
G.R. NELSON Management For For
J. RAU Management For For
J.F. RIORDAN Management For For
R.M. STROBEL Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL FOR A SIMPLE MAJORITY VOTE Shareholder Against For
OF SHAREHOLDERS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 97 of 205
------------------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION NE ANNUAL MEETING DATE: 04/26/2007
ISSUER: G65422100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL A. CAWLEY Management For For
LUKE R. CORBETT Management For For
JACK E. LITTLE Management For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
OLIN CORPORATION OLN ANNUAL MEETING DATE: 04/26/2007
ISSUER: 680665205 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. ROBERT BUNCH Management For For
RANDALL W. LARRIMORE Management For For
ANTHONY W. RUGGIERO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
------------------------------------------------------------------------------------------------------------------------------------
PARMALAT S P A MIX MEETING DATE: 04/26/2007
ISSUER: T7S73M107 ISIN: IT0003826473
SEDOL: B0SSTS6, B0LTJS6, B09RG69
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
27 APR 2007 FOR EXTRAORDINARY PART ONLY (AND
AT 11.00 AM ON 28 APR 2007 A SECOND CALL FOR
ORDINARY PART AND A THIRD CALL FOR EXTRAORDINARY
PART). CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
O.1 APPROVAL OF THE BALANCE SHEET, FINANCIAL STATEMENT, Management For *Management Position Unknown
NOTES TO THE FINANCIAL STATEMENTS AS OF 31 DEC
2006, AND REPORT ON OPERATIONS, WITH THE RELEVENT
PROPOSAL OF DISTRIBUTION OF PROFITS. EXAM OF
THE REPORT OF THE BOARD OF STATUTORY AUDITORS.
CONSEQUENT RESOLUTIONS
O.2 EXTENSION OF THE APPOINTMENT TERM IN COMPLIANCE Management For *Management Position Unknown
WITH ARTICLE. 159 OF LAW DECREE NO. 58 OF 24
FEB 1998 AS MODIFIED BY ARTICLE. 3 OF LAW DECREE
NO. 303 OF 29 DEC 2006. CONSEQUENT RESOLUTIONS
E.3 PROPOSAL TO INCREASE THE SHARE CAPITAL BY A MAXIMUM Management For *Management Position Unknown
OF EURO 15 MILLION RESERVED FOR THE EXERCISE
OF WARRANTS, AS PER ARTICLE 5 OF THE BY-LAWS.
CONSEQUENT RESOLUTIONS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 98 of 205
E.4 PROFESSIONALITY REQUIREMENTS FOR THE DIRIGENTE Management For *Management Position Unknown
PREPOSTO ALLA REDAZIONE DEI DOCUMENTI CONTABILI
SOCIETARI AND SUBSEQUENT INTEGRATIONS AS PER
ARTICLE 20 BIS OF PARMALAT BY-LAWS. CONSEQUENT
RESOLUTIONS
------------------------------------------------------------------------------------------------------------------------------------
PARMALAT S P A EGM MEETING DATE: 04/26/2007
ISSUER: 70175R102 ISIN: US70175R1023
SEDOL: B0GWD77
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
27 APR 2007 (AND A THIRD CALL ON 28 APR 2007).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
* PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown
YOU.
O.1 APPROVE THE BALANCE SHEET, FINANCIAL STATEMENTS, Management For *Management Position Unknown
NOTES TO THE FINANCIAL STATEMENTS AS OF 31 DEC
2006, AND REPORTS ON OPERATIONS, WITH THE RELEVANT
PROPOSAL OF DISTRIBUTION OF PROFITS; EXAMS OF
THE REPORT OF THE BOARD OF STATUTORY AUDITORS;
CONSEQUENT RESOLUTIONS
O.2 APPROVE THE EXTENSION OF THE APPOINTMENT TERM Management For *Management Position Unknown
IN COMPLIANCE WITH ARTICLE 159 OF LAW DECREE
N. 58 OF 24 FEB 1998 AS MODIFIED BY ARTICLE 3
OF LAW DECREE N. 303 OF 29 DEC 2006; CONSEQUENT
RESOLUTIONS
E.3 APPROVE TO INCREASE THE SHARE CAPITAL BY A MAXIMUM Management For *Management Position Unknown
OF EUR 15 MILLION RESERVEDFOR THE EXERCISE OF
WARRANTS, AS PER ARTICLE 5 OF THE BY-LAWS; CONSEQUENT
RESOLUTIONS
E.4 APPROVE THE PROFESSIONALITY REQUIREMENTS FOR Management For *Management Position Unknown
THE DIRIGENTE PREPOSTO ALLA REDAZIONE DEI DOCUMENTI
CONTABILI SOCIETARI AND SUBSEQUENT INTEGRATIONS
AS PER ARTICLE 20 BIS OF PARMALAT BY-LAWS; CONSEQUENT
RESOLUTIONS
------------------------------------------------------------------------------------------------------------------------------------
PEPSIAMERICAS, INC. PAS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 71343P200 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1J ELECTION OF DIRECTOR: DEBORAH E. POWELL. Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTANTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 99 of 205
1A ELECTION OF DIRECTOR: HERBERT M. BAUM. Management For For
1B ELECTION OF DIRECTOR: RICHARD G. CLINE. Management For For
1C ELECTION OF DIRECTOR: MICHAEL J. CORLISS. Management For For
1D ELECTION OF DIRECTOR: PIERRE S. DU PONT. Management For For
1E ELECTION OF DIRECTOR: ARCHIE R. DYKES. Management For For
1F ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. Management For For
1G ELECTION OF DIRECTOR: JAMES R. KACKLEY. Management For For
1H ELECTION OF DIRECTOR: MATTHEW M. MCKENNA. Management For For
1I ELECTION OF DIRECTOR: ROBERT C. POHLAD. Management For For
------------------------------------------------------------------------------------------------------------------------------------
PFIZER INC. PFE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 717081103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DENNIS A. AUSIELLO Management For For
MICHAEL S. BROWN Management For For
M. ANTHONY BURNS Management For For
ROBERT N. BURT Management For For
W. DON CORNWELL Management For For
WILLIAM H. GRAY, III Management For For
CONSTANCE J. HORNER Management For For
WILLIAM R. HOWELL Management For For
JEFFREY B. KINDLER Management For For
GEORGE A. LORCH Management For For
DANA G. MEAD Management For For
WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING. Shareholder Against For
04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
RATIONALE FOR EXPORTING ANIMAL EXPERIMENTATION.
05 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE Shareholder Against For
FEASIBILITY OF AMENDING PFIZER S CORPORATE POLICY
ON LABORATORY ANIMAL CARE AND USE.
06 SHAREHOLDER PROPOSAL RELATING TO QUALIFICATIONS Shareholder Against For
FOR DIRECTOR NOMINEES.
------------------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. SBH ANNUAL MEETING DATE: 04/26/2007
ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
04 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. ANNUAL INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SALLY BEAUTY HOLDINGS, Management For For
INC. 2007 OMNIBUS INCENTIVE PLAN.
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For
THE CORPORATION S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 100 of 205
01 DIRECTOR Management For
JAMES G. BERGES Management For For
MARSHALL E. EISENBERG Management For For
JOHN A. MILLER Management For For
RICHARD J. SCHNALL Management For For
------------------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY SRE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 816851109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILFORD D. GODBOLD, JR. Management For For
RICHARD G. NEWMAN Management For For
NEAL E. SCHMALE Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADOPT SIMPLE MAJORITY VOTE PROPOSAL Shareholder Against For
04 DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL Shareholder Against For
05 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN POLICY Shareholder Against For
PROPOSAL
------------------------------------------------------------------------------------------------------------------------------------
SJW CORP. SJW ANNUAL MEETING DATE: 04/26/2007
ISSUER: 784305104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.L. CALI Management For For
J.P. DINAPOLI Management For For
D.R. KING Management For For
G.E. MOSS Management For For
W.R. ROTH Management For For
C.J. TOENISKOETTER Management For For
F.R. ULRICH, JR. Management For For
R.A. VAN VALER Management For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
FOR FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 101 of 205
------------------------------------------------------------------------------------------------------------------------------------
THE EMPIRE DISTRICT ELECTRIC COMPANY EDE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 291641108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROSS C. HARTLEY Management For For
JULIO S. LEON Management For For
ALLAN T. THOMS Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS EMPIRE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION WBS ANNUAL MEETING DATE: 04/26/2007
ISSUER: 947890109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOEL S. BECKER Management For For
WILLIAM T. BROMAGE Management For For
JAMES C. SMITH Management For For
02 TO AMEND THE WEBSTER FINANCIAL CORPORATION 1992 Management Against Against
STOCK OPTION PLAN (PROPOSAL 2).
03 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For
OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF WEBSTER FINANCIAL CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
(PROPOSASL 3).
------------------------------------------------------------------------------------------------------------------------------------
WYETH WYE ANNUAL MEETING DATE: 04/26/2007
ISSUER: 983024100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT ESSNER Management For For
1B ELECTION OF DIRECTOR: JOHN D. FEERICK Management For For
1C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, PH.D. Management For For
1D ELECTION OF DIRECTOR: VICTOR F. GANZI Management For For
1E ELECTION OF DIRECTOR: ROBERT LANGER, SC.D. Management For For
1F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Management For For
1H ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., Management For For
PH.D., M.P.H.
1I ELECTION OF DIRECTOR: BERNARD POUSSOT Management For For
1J ELECTION OF DIRECTOR: GARY L. ROGERS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 102 of 205
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN R. TORELL III Management For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Management For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 VOTE TO AMEND THE CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
04 VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE Management For For
PLAN FOR TAX COMPLIANCE
05 DISCLOSURE OF ANIMAL WELFARE POLICY Shareholder Against For
06 REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS Shareholder Against For
IN CANADA
07 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
08 RECOUPMENT OF INCENTIVE BONUSES Shareholder Against For
09 INTERLOCKING DIRECTORSHIPS Shareholder Against For
10 PROPOSAL WITHDRAWN. NO VOTE REQUIRED Management *Management Position Unknown
11 SEPARATING THE ROLES OF CHAIRMAN AND CEO Shareholder Against For
12 STOCKHOLDER ADVISORY VOTE ON COMPENSATION Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
AT&T INC. T ANNUAL MEETING DATE: 04/27/2007
ISSUER: 00206R102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For
A12 ELECTION OF DIRECTOR: TONI REMBE Management For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 103 of 205
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For
B03 APPROVE THE AT&T SEVERANCE POLICY Management For For
C04 STOCKHOLDER PROPOSAL A Shareholder Against For
C05 STOCKHOLDER PROPOSAL B Shareholder Against For
C06 STOCKHOLDER PROPOSAL C Shareholder Against For
C07 STOCKHOLDER PROPOSAL D Shareholder Against For
C08 STOCKHOLDER PROPOSAL E Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. D ANNUAL MEETING DATE: 04/27/2007
ISSUER: 25746U109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER W. BROWN Management For For
GEORGE A. DAVIDSON, JR. Management For For
THOMAS F. FARRELL, II Management For For
JOHN W. HARRIS Management For For
ROBERT S. JEPSON, JR. Management For For
MARK J. KINGTON Management For For
BENJAMIN J. LAMBERT III Management For For
MARGARET A. MCKENNA Management For For
FRANK S. ROYAL Management For For
DAVID A. WOLLARD Management For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For
FOR THE 2007 FINANCIAL STATEMENTS.
03 SHAREHOLDER PROPOSAL - ENVIRONMENTAL REPORT. Shareholder Against For
04 SHAREHOLDER PROPOSAL - TRANSMISSION LINE REPORT. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
DPL INC. DPL ANNUAL MEETING DATE: 04/27/2007
ISSUER: 233293109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 104 of 205
ROBERT D. BIGGS Management For For
W AUGUST HILLENBRAND Management For For
NED J. SIFFERLEN Management For For
02 APPROVAL OF THE AMENDMENT TO THE REGULATIONS Management For For
OF DPL INC. REGARDING MAJORITY VOTE ALTERNATIVE
FOR THE ELECTION OF DIRECTORS.
03 SHAREHOLDER PROPOSAL ON EXECUTIVE BONUSES. Shareholder Against For
04 SHAREHOLDER PROPOSAL ON MAJORITY VOTE REINCORPORATION Shareholder Against For
PROPOSAL.
05 RATIFICATION OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For
------------------------------------------------------------------------------------------------------------------------------------
FERRO CORPORATION FOE ANNUAL MEETING DATE: 04/27/2007
ISSUER: 315405100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL H. BULKIN Management For For
MICHAEL F. MEE Management For For
PERRY W. PREMDAS Management For For
------------------------------------------------------------------------------------------------------------------------------------
GATX CORPORATION GMT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 361448103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES M. DENNY Management For For
RICHARD FAIRBANKS Management For For
DEBORAH M. FRETZ Management For For
MARLA C. GOTTSCHALK Management For For
ERNST A. HABERLI Management For For
BRIAN A. KENNEY Management For For
MARK G. MCGRATH Management For For
MICHAEL E. MURPHY Management For For
CASEY J. SYLLA Management For For
02 APPROVAL OF APPOINTMENT OF AUDITORS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 105 of 205
------------------------------------------------------------------------------------------------------------------------------------
HYFLUX LTD AGM MEETING DATE: 04/27/2007
ISSUER: Y3817K105 ISIN: SG1J47889782
SEDOL: B0D83V2, 6320058, B021XD4
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Management For *Management Position Unknown
AUDITED FINANCIAL STATEMENTS OF THE COMPANY AND
THE GROUP FOR THE YE 31 DEC 2006 TOGETHER WITH
THE AUDITORS REPORT THEREON
2. DECLARE A FIRST AND FINAL DIVIDEND OF 1.35 SINGAPORE Management For *Management Position Unknown
CENTS PER ORDINARY SHARETAX EXEMPT FOR THE YE
31 DEC 2006
3. RE-ELECT MR. TEO KIANG KOK AS A DIRECTOR, WHO Management For *Management Position Unknown
RETIRES PURSUANT TO ARTICLE 89 OF THE COMPANY
S ARTICLES OF ASSOCIATION
4. RE-ELECT MR. CHRISTOPHER MURUGASU AS A DIRECTOR, Management For *Management Position Unknown
WHO RETIRES PURSUANT TO ARTICLE 89 OF THE COMPANY
S ARTICLES OF ASSOCIATION
5. APPROVE THE PAYMENT OF DIRECTORS FEES OF SGD Management For *Management Position Unknown
305,166 FOR THE YE 31 DEC 2006
6. RE-APPOINT MESSRS ERNST & YOUNG AS THE COMPANY Management For *Management Position Unknown
S AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX
THEIR REMUNERATION
* TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown
7. AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown
161 OF THE COMPANIES ACT, CHAPTER 50 AND RULE
806 OF THE LISTING MANUAL OF THE SINGAPORE EXCHANGE
SECURITIES TRADING LIMITED, TO ALLOT AND ISSUE
SHARES IN THE COMPANY BY WAY OF RIGHTS, BONUS
OR OTHERWISE; AND/OR MAKE OR GRANT OFFERS, AGREEMENTS
OR OPTIONS COLLECTIVELY, INSTRUMENTS, THE AGGREGATE
NUMBER OF SHARES ISSUED NOT EXCEEDING 50% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY, OF WHICH
THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER
THAN ON A PRO-RATA BASIS TO THE EXISTING SHAREHOLDERS
OF THE COMPANY DOES NOT EXCEED 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AND THE PERCENTAGE
OF ISSUED SHARE CAPITAL SHALL BE CALCULATED BASED
ON THE COMPANY S ISSUED SHARE CAPITAL AT THE
DATE OF PASSING OF THIS RESOLUTION AFTER ADJUSTING
FOR NEW SHARES ARISING FROM THE CONVERSION OF
CONVERTIBLE SECURITIES OR EMPLOYEE SHARE OPTIONS
ON ISSUE AND ANY SUBSEQUENT CONSOLIDATION OR
SUBDIVISION OF SHARES; AUTHORITY EXPIRES THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM OF
THE COMPANY OR THE DATE OF THE NEXT AGM OF THE
COMPANY AS REQUIRED BY LAW
8. AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown
161 OF THE COMPANIES ACT, CHAPTER 50 AND TO OFFER
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 106 of 205
AND GRANT OPTIONS UNDER THE HYFLUX EMPLOYEES
SHARE OPTION SCHEME THE SCHEME AND TO ISSUE
FROM TIME TO TIME SUCH NUMBER OF SHARES IN THE
CAPITAL OF THE COMPANY AS MAY BE REQUIRED TO
BE ISSUED PURSUANT TO THE EXERCISE OF OPTIONS
GRANTED BY THE COMPANY AS MAY BE REQUIRED TO
BE ISSUE PURSUANT TO THE EXERCISE OF OPTIONS
GRANTED BY THE COMPANY UNDER THE SCHEME, WHETHER
GRANTED DURING THE SUBSISTENCE OF THIS AUTHORITY
OR OTHERWISE, PROVIDED ALWAYS THAT THE AGGREGATE
NUMBER OF ADDITIONAL ORDINARY SHARES TO BE ALLOTTED
AND ISSUED PURSUANT TO THE SCHEME SHALL NOT EXCEED
15% OF THE ISSUED SHARES IN THE CAPITAL OF THE
COMPANY FORM TIME TO TIME; AUTHORITY EXPIRES
THE EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE DATE OF THE NEXT AGM OF
THE COMPANY AS REQUIRED BY LAW
------------------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY K ANNUAL MEETING DATE: 04/27/2007
ISSUER: 487836108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BENJAMIN S. CARSON, SR. Management For For
GORDON GUND Management For For
DOROTHY A. JOHNSON Management For For
A. MCLAUGHLIN KOROLOGOS Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITOR FOR 2007
03 SHAREOWNER PROPOSAL TO PREPARE A SUSTAINABILITY Shareholder Against For
REPORT
04 SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE Shareholder Against For
REQUIREMENT
------------------------------------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/27/2007
ISSUER: 590188108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN D. FINNEGAN Management For For
JOSEPH W. PRUEHER Management For For
ANN N. REESE Management For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 INSTITUTE CUMULATIVE VOTING Shareholder Against For
04 SUBMIT NAMED EXECUTIVE OFFICERS COMPENSATION Shareholder Against For
TO SHAREHOLDERS FOR ANNUAL RATIFICATION
05 ADOPT POLICY THAT SIGNIFICANT PORTION OF FUTURE Shareholder Against For
EQUITY COMPENSATION BE PERFORMANCE-VESTING SHARES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 107 of 205
------------------------------------------------------------------------------------------------------------------------------------
OWENS & MINOR, INC. OMI ANNUAL MEETING DATE: 04/27/2007
ISSUER: 690732102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
A. MARSHALL ACUFF, JR. Management For For
ANNE MARIE WHITTEMORE Management For For
02 APPROVAL OF THE PROPOSED OWENS & MINOR, INC. Management For For
2007 TEAMMATE STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS.
04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For
TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING.
------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 04/27/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown
1 VOTING RIGHT. THANK YOU.
* PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown
IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
Take No
1. APPROVE THE YEAR 2006 ANNUAL REPORT AND THE ACCOUNTS Management Action *Management Position Unknown
OF THE COMPANY OF THE YEAR 2006
Take No
2. APPROVE THE CONSOLIDATED ANNUAL REPORT AND THE Management Action *Management Position Unknown
ACCOUNTS OF THE YEAR 2006
Take No
3. APPROVE THE PROFITS APPLICATION Management Action *Management Position Unknown
Take No
4. APPROVE TO APPRECIATE THE MANAGEMENT BOARD AND Management Action *Management Position Unknown
SUPERVISORY BOARD PERFORMANCE
Take No
5. APPROVE TO RESOLVE ON FREE ALLOTMENT OF ALL ORDINARY Management Action *Management Position Unknown
SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA
HELD BY THE COMPANY, TO ITS SHAREHOLDERS WERE
EACH SHARESHOLDER SHALL RECEIVE THE EQUIVALENT
TO 4 PTM SHARES FOR EACH PT HELD
Take No
6. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown
OF OWN SHARES, INCLUDING THEIR ACQUISITION IN
CONNECTION WITH THE SHARE BUYBACK PROGRAMME
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 108 of 205
Take No
7. APPROVE TO RESOLVE ON A REDUCTION IN SHARE CAPITAL Management Action *Management Position Unknown
UP TO 65,191,463.05 EUROS FOR THE PURPOSE OF
RELEASING EXCESS CAPITAL IN CONNECTION WITH A
SHARE BUYBACK PROGRAMME, BY MEANS OF CANCELLATION
OF UP TO 186,261,323 SHARES REPRESENTING UP TO
16.5 OF THE SHARE CAPITAL TO BE ACQUIRED AS A
RESULT OF THE INMPLEMENTATION OF THIS RESOLUTION,
AS WELL AS ON RELATED RESERVES AND ON THE CORRESPONDING
AMENDMENT TO PARAGRAPHS 1 AND 2 OF ARTICLE 4
OF THE ARTICLES OF ASSOCIATION
Take No
8. APPROVE TO RESOLVE ON A SHARES CAPITAL INCREASE Management Action *Management Position Unknown
TO 474,119,730 EUROS BY MEANS OF INCORPORATION
OF LEGAL RESERVES IN THE AMOUNT OF 79,019,955
EUROS, THROUGH AN INCREASE IN THE PAR VALUE OF
ALL SHARES REPRESENTING THE COMPANY S SHARE CAPITAL
BY AN AMOUNT EQUAL TO 7 EURO CENTS, WHEREBY THE
PAR VALUE OF EACH SHARE WILL BE 42 EURO CENTS,
WITH THE CORRESPONDING AMENDMENT TO PARAGRAPHS
1 AND 2 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION
Take No
9. APPROVE TO RESOLVE ON A SHARE CAPITAL REDUCTION Management Action *Management Position Unknown
TO 33,865,695 EUROS, TO BE CARRIED OUT BY MEANS
OF A REDUCTION IN THE PAR VALUE OF ALL SHARES
REPRESENTING THE SHARE CAPITAL, WHEREBY EACH
SHARE WILL HAVE A PAR VALUE OF 3 EURO CENTS,
BY REDUCING THE PAR VALUE OF ALL SHARES TO 3
EURO CENTS WITH THE CORRESPONDING AMENDMENT TO
PARAGRAPHS 1 AND 2 OF ARTICLE 4 OF THE ARTICLES
OF ASSOCIATION, THE PURPOSE OF THE CAPITAL REDUCTION
WILL BE THE RELEASE OF EXCESS CAPITAL
Take No
10. APPROVE, PURSUANT TO PARAGRAPHS 1 AND 2 OF ARTICLE Management Action *Management Position Unknown
4 OF THE ARTICLES OF ASSOCIATION, ON THE PARAMETERS
APPLICABLE IN THE EVENT OF ANY ISSUANCE OF BONDS
CONVERTIBLE INTO SAHRES THAT MAY BE RESOLVED
UPON BY THE BOARD OF DIRECTORS
Take No
11. APPROVE TO RESOLVE ON THE SUPPRESSION OF THE Management Action *Management Position Unknown
PRE-EMPTIVE RIGHT OF SHAREHOLDER IN THE SUBSCRIPTION
OF ANY ISSUANCE OF CONVERTIBLE BONDS AS REFERRED
TO UNDER ITEM 10 HEREOF AS MAY BE RESOLVED UPON
BY THE BOARD OF DIRECTORS
Take No
12. APPROVE TO RESOLVE ON THE ISSUANCE OF BONDS AND Management Action *Management Position Unknown
OTHER SECURITIES, OF WHATEVER NATURE, BY THE
BOARD OF DIRECTORS, AND NAMELY ON THE FIXING
OF THE VALUE OF SUCH SECURITIES IN ACCORDANCE
WITH PARAGRAPH 3 OF ARTICLE 8 AND PARAGRAPH 1,
E) OF ARTICLE 15 OF THE ARTICLES OF ASSOCIATION
Take No
13. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown
OF OWN BONDS AND OTHER OWN SECURITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 109 of 205
------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT ANNUAL MEETING DATE: 04/27/2007
ISSUER: 737273102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE Management For For
SHEET AND ACCOUNTS FOR THE YEAR 2006.
02 TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, Management For For
BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2006.
03 TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF Management For For
PROFITS.
04 TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY Shareholder Against For
S MANAGEMENT AND SUPERVISION.
05 TO RESOLVE ON THE FREE ALLOTMENT OF ALL THE ORDINARY Management For For
SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA.
06 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For
OWN SHARES.
07 TO RESOLVE ON A REDUCTION IN SHARE CAPITAL OF Management For For
UP TO 65,191,463.05 EUROS.
08 TO RESOLVE ON A SHARE CAPITAL INCREASE TO 471,119,730 Management For For
EUROS.
09 TO RESOLVE ON A SHARE CAPITAL REDUCTION TO 33,865,695 Management For For
EUROS.
10 TO RESOLVE ON THE PARAMETERS APPLICABLE IN THE Management For For
EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO
SHARES.
11 TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE Management For For
RIGHT IN THE SUBSCRIPTION OF ANY ISSUANCE OF
CONVERTIBLE BONDS.
12 TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER Management For For
SECURITIES, OF WHATEVER NATURE, BY THE BOARD
OF DIRECTORS.
13 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For
OWN BONDS AND OTHER OWN SECURITIES.
------------------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY BMY ANNUAL MEETING DATE: 05/01/2007
ISSUER: 110122108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: L.B. CAMPBELL Management For For
1B ELECTION OF DIRECTOR: J.M. CORNELIUS Management For For
1C ELECTION OF DIRECTOR: L.J. FREEH Management For For
1D ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Management For For
1E ELECTION OF DIRECTOR: M. GROBSTEIN Management For For
1F ELECTION OF DIRECTOR: L. JOHANSSON Management For For
1G ELECTION OF DIRECTOR: J.D. ROBINSON III Management For For
1H ELECTION OF DIRECTOR: V.L. SATO, PH.D. Management For For
1I ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 2007 STOCK AWARD AND INCENTIVE PLAN Management Against Against
04 SENIOR EXECUTIVE PERFORMANCE INCENTIVE PLAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 110 of 205
05 EXECUTIVE COMPENSATION DISCLOSURE Shareholder Against For
06 RECOUPMENT Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. CNX ANNUAL MEETING DATE: 05/01/2007
ISSUER: 20854P109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN WHITMIRE Management For For
J. BRETT HARVEY Management For For
JAMES E. ALTMEYER, SR. Management For For
WILLIAM E. DAVIS Management For For
RAJ K. GUPTA Management For For
PATRICIA A. HAMMICK Management For For
DAVID C. HARDESTY, JR. Management For For
JOHN T. MILLS Management For For
WILLIAM A. POWELL Management For For
JOSEPH T. WILLIAMS Management For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS: PRICEWATERHOUSECOOPERS Management For For
LLP.
03 AMENDMENT TO CONSOL ENERGY INC. EQUITY INCENTIVE Management For For
PLAN.
04 SHAREHOLDER PROPOSAL REGARDING CLIMATE CHANGE. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
FORDING CANADIAN COAL TRUST FDG ANNUAL MEETING DATE: 05/01/2007
ISSUER: 345425102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF MICHAEL A. GRANDIN AS TRUSTEE Management For For
1B ELECTION OF RICHARD T. MAHLER AS TRUSTEE Management For For
1C ELECTION OF MICHAEL S. PARRETT AS TRUSTEE Management For For
1D ELECTION OF DONALD A. PETHER AS TRUSTEE Management For For
1E ELECTION OF WARREN S.R. SEYFFERT AS TRUSTEE Management For For
1F ELECTION OF PETER VALENTINE AS TRUSTEE Management For For
1G ELECTION OF JOHN B. ZAOZIRNY AS TRUSTEE Management For For
02 DIRECTOR Management For
DAWN L. FARRELL Management For For
MICHAEL A. GRANDIN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 111 of 205
DONALD R. LINDSAY Management For For
RICHARD T. MAHLER Management For For
THOMAS J. O'NEIL Management For For
MICHAEL S. PARRETT Management For For
LESLIE I. PRILLAMAN Management For For
DAVID A. THOMPSON Management For For
03 PASSING THE ORDINARY RESOLUTION APPROVING THE Management For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS AS INDEPENDENT AUDITORS OF THE TRUST
FOR THE ENSUING YEAR AND AUTHORIZING THE TRUSTEES
OF THE TRUST TO FIX THE REMUNERATION OF THE INDEPENDENT
AUDITORS.
------------------------------------------------------------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED GXP ANNUAL MEETING DATE: 05/01/2007
ISSUER: 391164100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
D.L. BODDE Management For For
M.J. CHESSER Management For For
W.H. DOWNEY Management For For
M.A. ERNST Management For For
R.C. FERGUSON, JR. Management For For
W.K. HALL Management For For
L.A. JIMENEZ Management For For
J.A. MITCHELL Management For For
W.C. NELSON Management For For
L.H. TALBOTT Management For For
R.H. WEST Management For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS FOR 2007.
03 APPROVE AMENDMENTS TO LONG-TERM INCENTIVE PLAN. Management For For
------------------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007
ISSUER: 704549104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM A. COLEY Management For For
IRL F. ENGELHARDT Management For For
WILLIAM C. RUSNACK Management For For
JOHN F. TURNER Management For For
ALAN H. WASHKOWITZ Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 112 of 205
------------------------------------------------------------------------------------------------------------------------------------
POPULAR, INC. BPOP ANNUAL MEETING DATE: 05/01/2007
ISSUER: 733174106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL MASIN Management For For
MANUEL MORALES JR. Management For For
JOSE R. VIZCARRONDO Management For For
02 TO RATIFY THE SELECTION OF THE CORPORATION S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY SUG ANNUAL MEETING DATE: 05/01/2007
ISSUER: 844030106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID BRODSKY Management For For
FRANK W. DENIUS Management For For
KURT A. GITTER, M.D. Management For For
HERBERT H. JACOBI Management For For
ADAM M. LINDEMANN Management For For
GEORGE L. LINDEMANN Management For For
THOMAS N. MCCARTER, III Management For For
GEORGE ROUNTREE, III Management For For
ALLAN D. SCHERER Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERCOOPERS Management For For
LLP AS SOUTHERN UNION S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. TRV ANNUAL MEETING DATE: 05/01/2007
ISSUER: 89417E109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN L. BELLER Management For For
JOHN H. DASBURG Management For For
JANET M. DOLAN Management For For
KENNETH M. DUBERSTEIN Management For For
JAY S. FISHMAN Management For For
LAWRENCE G. GRAEV Management For For
PATRICIA L. HIGGINS Management For For
THOMAS R. HODGSON Management For For
C.L. KILLINGSWORTH, JR. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 113 of 205
ROBERT I. LIPP Management For For
BLYTHE J. MCGARVIE Management For For
GLEN D. NELSON, MD Management For For
LAURIE J. THOMSEN Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For
AS TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 PROPOSAL TO APPROVE AN AMENDMENT TO OUR ARTICLES Management For For
OF INCORPORATION TO REQUIRE A MAJORITY VOTE FOR
THE ELECTION OF DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. ATG ANNUAL MEETING DATE: 05/02/2007
ISSUER: 001204106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS D. BELL, JR. Management For For
MICHAEL J. DURHAM Management For For
CHARLES H. MCTIER Management For For
DEAN R. O'HARE Management For For
D. RAYMOND RIDDLE Management For For
FELKER W. WARD, JR. Management For For
02 APPROVAL OF THE 2007 OMNIBUS PERFORMANCE INCENTIVE Management Against Against
PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION APA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 037411105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Management For For
02 ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM Management For For
03 ELECTION OF DIRECTOR: F.H. MERELLI Management For For
04 ELECTION OF DIRECTOR: RAYMOND PLANK Management For For
05 APPROVAL OF 2007 OMNIBUS EQUITY COMPENSATION PLAN Management For For
06 STOCKHOLDER PROPOSAL CONCERNING REIMBURSEMENT Shareholder Against For
OF PROXY EXPENSES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 114 of 205
------------------------------------------------------------------------------------------------------------------------------------
AQUILA, INC. ILA ANNUAL MEETING DATE: 05/02/2007
ISSUER: 03840P102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
IRVINE O. HOCKADAY, JR. Management For For
HEIDI E. HUTTER Management For For
DR. S.O. IKENBERRY Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
------------------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. BAM SPECIAL MEETING DATE: 05/02/2007
ISSUER: 112585104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARCEL R. COUTU Management For For
WILLIAM A. DIMMA Management For For
LANCE LIEBMAN Management For For
ROY MACLAREN Management For For
G. WALLACE F. MCCAIN Management For For
FRANK J. MCKENNA Management For For
JACK M. MINTZ Management For For
JAMES A. PATTISON Management For For
02 THE PLAN AMENDMENT RESOLUTION. Management For For
03 THE 2007 PLAN RESOLUTION. Management For For
04 THE APPOINTMENT OF AUDITORS AND AUTHORIZING THE Management For For
DIRECTORS TO FIX THE REMUNERATION TO BE PAID
TO THE AUDITORS.
------------------------------------------------------------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC. CIR ANNUAL MEETING DATE: 05/02/2007
ISSUER: 17273K109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEROME D. BRADY Management For For
DEWAIN K. CROSS Management For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION HES ANNUAL MEETING DATE: 05/02/2007
ISSUER: 42809H107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 115 of 205
N.F. BRADY Management For For
J.B. COLLINS Management For For
T.H. KEAN Management For For
F.A. OLSON Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING
DECEMBER 31, 2007.
03 STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD Shareholder Abstain *Management Position Unknown
OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD.
------------------------------------------------------------------------------------------------------------------------------------
HYDRIL COMPANY HYDL SPECIAL MEETING DATE: 05/02/2007
ISSUER: 448774109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF FEBRUARY 11, 2007, AMONG HYDRIL COMPANY,
TENARIS S.A. AND HOKKAIDO ACQUISITION, INC.
02 ADJOURN THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE Management For For
TO PERMIT FURTHER SOLICITAION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF
MERGER.
------------------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. LUFK ANNUAL MEETING DATE: 05/02/2007
ISSUER: 549764108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.H. LOLLAR Management For For
B.H. O'NEAL Management For For
T.E. WIENER Management For For
L.M. HOES Management For For
02 THE AMENDMENT AND RESTATEMENT OF THE COMPANY Management Against Against
S INCENTIVE STOCK COMPENSATION PLAN 2000 TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK OF THE COMPANY
AS TO WHICH OPTIONS MAY BE GRANTED UNDER THE
PLAN FROM 1,800,000 TO 2,800,000.
------------------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/02/2007
ISSUER: 713448108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1I ELECTION OF DIRECTOR: D. VASELLA Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 116 of 205
1J ELECTION OF DIRECTOR: M.D. WHITE Management For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For
03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Management Against Against
STATEMENT P. 37)
04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shareholder Against For
(PROXY STATEMENT P. 44)
1A ELECTION OF DIRECTOR: D. DUBLON Management For For
1B ELECTION OF DIRECTOR: V.J. DZAU Management For For
1C ELECTION OF DIRECTOR: R.L. HUNT Management For For
1D ELECTION OF DIRECTOR: A. IBARGUEN Management For For
1E ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For
1F ELECTION OF DIRECTOR: I.K. NOOYI Management For For
1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For
1H ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
------------------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON AGM MEETING DATE: 05/02/2007
ISSUER: G7630U109 ISIN: GB0032836487
SEDOL: B01DQ43, 7618514, 3283648
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown
FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006
2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown
THE YE 31 DEC 2006
3. RE-ELECT PROFESSOR PETER GREGSON AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN RISHTON AS A DIRECTOR Management For *Management Position Unknown
5. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For *Management Position Unknown
6. RE-ELECT MR. IAIN CONN AS A DIRECTOR Management For *Management Position Unknown
7. RE-ELECT MR. JAMES GUYETTE AS A DIRECTOR Management For *Management Position Unknown
8. RE-ELECT MR. SIMON ROBERTSON AS A DIRECTOR Management For *Management Position Unknown
9. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For *Management Position Unknown
10. RE-APPOINT THE AUDITORS AND APPROVE THE REMUNERATION Management For *Management Position Unknown
OF THE AUDITORS
11. APPROVE THE ALLOTMENT AND THE ISSUE OF B SHARES Management For *Management Position Unknown
12. APPROVE THE ROLLS-ROYCE GROUP PLC UK SHARESAVE Management For *Management Position Unknown
PLAN 2007
13. APPROVE THE ROLLS-ROYCE GROUP PLC INTERNATIONAL Management For *Management Position Unknown
SHARESAVE PLAN 2007
S.14 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For *Management Position Unknown
S.15 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For *Management Position Unknown
89 AMOUNT
S.16 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 117 of 205
------------------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. TE ANNUAL MEETING DATE: 05/02/2007
ISSUER: 872375100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOSEPH P. LACHER Management For For
TOM L. RANKIN Management For For
WILLIAM D. ROCKFORD Management For For
J. THOMAS TOUCHTON Management For For
02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For
AUDITOR
------------------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION TNB ANNUAL MEETING DATE: 05/02/2007
ISSUER: 884315102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.H. DREW Management For For
J.K. HAUSWALD Management For For
D. JERNIGAN Management For For
R.B. KALICH SR. Management For For
K.R. MASTERSON Management For For
D.J. PILEGGI Management For For
J.P. RICHARD Management For For
K.L. ROBERG Management For For
D.D. STEVENS Management For For
W.H. WALTRIP Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------------------------------------
UNITRIN, INC. UTR ANNUAL MEETING DATE: 05/02/2007
ISSUER: 913275103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES E. ANNABLE Management For For
ERIC J. DRAUT Management For For
DONALD V. FITES Management For For
DOUGLAS G. GEOGA Management For For
REUBEN L. HEDLUND Management For For
JERROLD V. JEROME Management For For
WILLIAM E. JOHNSTON JR. Management For For
WAYNE KAUTH Management For For
FAYEZ S. SAROFIM Management For For
DONALD G. SOUTHWELL Management For For
RICHARD C. VIE Management For For
ANN E. ZIEGLER Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 118 of 205
------------------------------------------------------------------------------------------------------------------------------------
ABB LTD ABB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 000375204 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Management For For
FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2006.
03 APPROVAL OF THE DISCHARGE OF THE BOARD OF DIRECTORS Management For For
AND THE PERSONS ENTRUSTED WITH MANAGEMENT.
04 APPROVAL OF APPROPRIATION OF AVAILABLE EARNINGS, Management For For
AS SET FORTH IN THE COMPANY S NOTICE OF MEETING
ENCLOSED HEREWITH.
05 APPROVAL OF THE CREATION OF THE AUTHORIZED SHARE Management For For
CAPITAL, AS SET FORTH IN THE COMPANY S NOTICE
OF MEETING ENCLOSED HEREWITH.
6A ROGER AGNELLI, BRAZILIAN, RE-ELECT AS A DIRECTOR. Management For For
6B LOUIS R. HUGHES, AMERICAN, RE-ELECT AS A DIRECTOR. Management For For
6C HANS ULRICH MARKI, SWISS, RE-ELECT AS A DIRECTOR. Management For For
6D MICHEL DE ROSEN, FRENCH, RE-ELECT AS A DIRECTOR. Management For For
6E MICHAEL TRESCHOW, SWEDISH, RE-ELECT AS A DIRECTOR. Management For For
6F BERND W. VOSS, GERMAN, RE-ELECT AS A DIRECTOR. Management For For
6G JACOB WALLENBERG, SWEDISH, RE-ELECT AS A DIRECTOR. Management For For
6H HUBERTUS VON GRUNBERG, GERMAN, ELECTED AS DIRECTOR. Management For For
07 APPROVAL OF THE ELECTION OF THE AUDITORS, GROUP Management For For
AUDITORS AND SPECIAL AUDITORS, AS SET FORTH IN
THE NOTICE OF MEETING ENCLOSED HEREWITH.
------------------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. AVP ANNUAL MEETING DATE: 05/03/2007
ISSUER: 054303102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
W. DON CORNWELL Management For For
EDWARD T. FOGARTY Management For For
FRED HASSAN Management For For
ANDREA JUNG Management For For
MARIA ELENA LAGOMASINO Management For For
ANN S. MOORE Management For For
PAUL S. PRESSLER Management For For
GARY M. RODKIN Management For For
PAULA STERN Management For For
LAWRENCE A. WEINBACH Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 AMENDMENTS TO THE COMPANY S RESTATED CERTIFICATE Management For For
OF INCORPORATION AND BY-LAWS
04 RESOLUTION REGARDING BENCHMARKING OF INCENTIVE Shareholder Against For
COMPENSATION GOALS AGAINST PEER GROUP PERFORMANCE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 119 of 205
------------------------------------------------------------------------------------------------------------------------------------
CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007
ISSUER: 171871403 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PHILLIP R. COX Management For For
MICHAEL G. MORRIS Management For For
JOHN M. ZRNO Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2007.
03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
LONG TERM INCENTIVE PLAN.
04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG DT ANNUAL MEETING DATE: 05/03/2007
ISSUER: 251566105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For *Management Position Unknown
03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE
2006 FINANCIAL YEAR.
04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown
THE MEMBERS OF THE SUPERVISORY BOARD FOR THE
2006 FINANCIAL YEAR.
05 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management For *Management Position Unknown
AUDITOR AND THE GROUP AUDITOR FOR THE 2007 FINANCIAL
YEAR.
06 RESOLUTION AUTHORIZING THE CORPORATION TO PURCHASE Management For *Management Position Unknown
AND USE ITS OWN SHARES WITH POSSIBLE EXCLUSION
OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO PURCHASE.
07 CANCELLATION OF THE EXISTING CONTINGENT CAPITAL Management For *Management Position Unknown
I AND III AS WELL AS THE RELEVANT AMENDMENT TO
SECTION 5 OF THE ARTICLES.
08 APPROVAL OF FORWARDING INFORMATION ELECTRONICALLY Management For *Management Position Unknown
TO DEUTSCHE TELEKOM AG SHAREHOLDERS.
09 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
10 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown
11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH T-MOBILE
INTERNATIONAL AG.
12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH PLINIUS
TELEKOMMUNIKATIONSDIENSTE GMBH.
13 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH SALLUST
TELEKOMMUNIKATIONSDIENSTE GMBH.
14 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown
PROFIT AND LOSS TRANSFER AGREEMENT WITH TIBULL
TELEKOMMUNIKATIONSDIENSTE GMBH.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 120 of 205
------------------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY DTE ANNUAL MEETING DATE: 05/03/2007
ISSUER: 233331107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANTHONY F. EARLEY, JR. Management For For
ALLAN D. GILMOUR Management For For
FRANK M. HENNESSEY Management For For
GAIL J. MCGOVERN Management For For
JAMES H. VANDENBERGHE Management For For
02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For
DELOITTE & TOUCHE LLP
------------------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. MLI ANNUAL MEETING DATE: 05/03/2007
ISSUER: 624756102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEXANDER P. FEDERBUSH Management For For
GENNARO J. FULVIO Management For For
GARY S. GLADSTEIN Management For For
TERRY HERMANSON Management For For
ROBERT B. HODES Management For For
HARVEY L. KARP Management For For
WILLIAM D. O'HAGAN Management For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
------------------------------------------------------------------------------------------------------------------------------------
NSTAR NST ANNUAL MEETING DATE: 05/03/2007
ISSUER: 67019E107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GARY L. COUNTRYMAN Management For For
DANIEL DENNIS Management For For
THOMAS J. MAY Management For For
02 APPROVAL OF THE NSTAR 2007 LONG TERM INCENTIVE Management For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 121 of 205
------------------------------------------------------------------------------------------------------------------------------------
PENNICHUCK CORPORATION PNNW ANNUAL MEETING DATE: 05/03/2007
ISSUER: 708254206 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHELLE L. CHICOINE Management For For
JOHN R. KREICK Management For For
DUANE C. MONTOPOLI Management For For
MARTHA E. O'NEILL Management For For
02 TO APPROVE THE PROPOSED AMENDMENT AND RESTATEMENT Management For For
OF THE PENNICHUCK CORPORATION 2000 STOCK OPTION
PLAN.
------------------------------------------------------------------------------------------------------------------------------------
PENTAIR, INC. PNR ANNUAL MEETING DATE: 05/03/2007
ISSUER: 709631105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GLYNIS A. BRYAN Management For For
WILLIAM T. MONAHAN Management For For
T. MICHAEL GLENN Management For For
DAVID H.Y. HO Management For For
02 TO AMEND OUR ARTICLES OF INCORPORATION TO ADOPT Management For For
A MAJORITY VOTING STANDARD FOR THE ELECTION OF
DIRECTORS.
03 TO AMEND OUR ARTICLES OF INCORPORATION AND OUR Management For For
BY-LAWS TO PROVIDE FOR THE ELECTION OF UP TO
ELEVEN DIRECTORS.
04 TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR Shareholder Against For
SHAREHOLDERS THAT WE ADD SEXUAL ORIENTATION TO
OUR WRITTEN NON-DISCRIMINATION POLICY.
05 TO VOTE UPON A PROPOSAL PUT FORTH BY ONE OF OUR Shareholder Against For
SHAREHOLDERS THAT WE ISSUE A SUSTAINABILITY REPORT
TO SHAREHOLDERS.
06 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 122 of 205
------------------------------------------------------------------------------------------------------------------------------------
SEQUA CORPORATION SQAA ANNUAL MEETING DATE: 05/03/2007
ISSUER: 817320104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
E.E. BARR Management For For
G. BINDERMAN Management For For
R.S. LEFRAK Management For For
M.I. SOVERN Management For For
F.R. SULLIVAN Management For For
G. TSAI Management For For
R.F. WEINBERG Management For For
M. WEINSTEIN Management For For
S.R. ZAX. Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007
03 ADOPT THE SEQUA CORPORATION 2007 LONG-TERM STOCK Management For For
INCENTIVE PLAN
04 APPROVE AN INCREASE IN THE AUTHORIZED NUMBER Management For For
OF SHARES OF CLASS B COMMON STOCK
05 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For
FOR CORPORATE EXECUTIVE OFFICERS
06 APPROVE THE AMENDMENT TO THE 2003 DIRECTORS STOCK Management For For
AWARD PLAN
------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST GAS CORPORATION SWX ANNUAL MEETING DATE: 05/03/2007
ISSUER: 844895102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GEORGE C. BIEHL Management For For
THOMAS E. CHESTNUT Management For For
STEPHEN C. COMER Management For For
RICHARD M. GARDNER Management For For
LEROY C. HANNEMAN, JR. Management For For
JAMES J. KROPID Management For For
MICHAEL O. MAFFIE Management For For
ANNE L. MARIUCCI Management For For
MICHAEL J. MELARKEY Management For For
JEFFREY W. SHAW Management For For
CAROLYN M. SPARKS Management For For
TERRENCE L. WRIGHT Management For For
02 TO APPROVE THE 2006 RESTRICTED STOCK/UNIT PLAN. Management For For
03 TO APPROVE AMENDING THE ARTICLES OF INCORPORATION Management For For
TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
04 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 123 of 205
------------------------------------------------------------------------------------------------------------------------------------
SOVEREIGN BANCORP, INC. SOV ANNUAL MEETING DATE: 05/03/2007
ISSUER: 845905108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. MICHAEL EHLERMAN Management For For
ANDREW C. HOVE, JR. Management For For
JUAN RODRIQUEZ-INCIARTE Management For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF SOVEREIGN S BOARD OF DIRECTORS OF ERNST &
YOUNG LLP AS SOVEREIGN S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO APPROVE THE AMENDMENT TO SOVEREIGN S ARTICLES Management For For
OF INCORPORATION.
------------------------------------------------------------------------------------------------------------------------------------
STERLING BANCORP STL ANNUAL MEETING DATE: 05/03/2007
ISSUER: 859158107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT ABRAMS Management For For
JOSEPH M. ADAMKO Management For For
LOUIS J. CAPPELLI Management For For
WALTER FELDESMAN Management For For
FERNANDO FERRER Management For For
ALLAN F. HERSHFIELD Management For For
HENRY J. HUMPHREYS Management For For
ROBERT W. LAZAR Management For For
JOHN C. MILLMAN Management For For
EUGENE ROSSIDES Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Management For For
COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP
AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR 2007.
------------------------------------------------------------------------------------------------------------------------------------
SUNOCO, INC. SUN ANNUAL MEETING DATE: 05/03/2007
ISSUER: 86764P109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
R.J. DARNALL Management For For
J.G. DROSDICK Management For For
U.O. FAIRBAIRN Management For For
T.P. GERRITY Management For For
R.B. GRECO Management For For
J.P. JONES, III Management For For
J.G. KAISER Management For For
R.A. PEW Management For For
G.J. RATCLIFFE Management For For
J.W. ROWE Management For For
J.K. WULFF Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 124 of 205
------------------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007
ISSUER: 92343V104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For
1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For
1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
03 ELIMINATE STOCK OPTIONS Shareholder Against For
04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For
05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For
08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against
09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 125 of 205
------------------------------------------------------------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION WEC ANNUAL MEETING DATE: 05/03/2007
ISSUER: 976657106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN F. AHEARNE Management For For
JOHN F. BERGSTROM Management For For
BARBARA L. BOWLES Management For For
PATRICIA W. CHADWICK Management For For
ROBERT A. CORNOG Management For For
CURT S. CULVER Management For For
THOMAS J. FISCHER Management For For
GALE E. KLAPPA Management For For
ULICE PAYNE JR Management For For
FREDERICK P STRATTON JR Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
IMS HEALTH INCORPORATED RX ANNUAL MEETING DATE: 05/04/2007
ISSUER: 449934108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES D. EDWARDS Management For For
WILLIAM C. VAN FAASEN Management For For
BRET W. WISE Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 APPROVAL OF THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For
TO THE ELECTION OF EACH DIRECTOR ANNUALLY.
------------------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/04/2007
ISSUER: 674599105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For
1B ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Management For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For
1E ELECTION OF DIRECTOR: R. CHAD DREIER Management For For
1F ELECTION OF DIRECTOR: JOHN E. FEICK Management For For
1G ELECTION OF DIRECTOR: RAY R. IRANI Management For For
1H ELECTION OF DIRECTOR: IRVIN W. MALONEY Management For For
1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For
1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For
1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For
1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For
AUDITORS.
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Management For For
PLAN.
04 SCIENTIFIC REPORT ON GLOBAL WARMING. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 126 of 205
05 ADVISORY VOTE TO RATIFY EXECUTIVE COMPENSATION. Shareholder Against For
06 PERFORMANCE-BASED STOCK OPTIONS. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. OII ANNUAL MEETING DATE: 05/04/2007
ISSUER: 675232102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DAVID S. HOOKER Management For For
HARRIS J. PAPPAS Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2007
------------------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. WMI ANNUAL MEETING DATE: 05/04/2007
ISSUER: 94106L109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY Management For For
1B PROPOSAL TO ELECT: FRANK M. CLARK, JR. Management For For
1C PROPOSAL TO ELECT: PATRICK W. GROSS Management For For
1D PROPOSAL TO ELECT: THOMAS I. MORGAN Management For For
1E PROPOSAL TO ELECT: JOHN C. POPE Management For For
1F PROPOSAL TO ELECT: W. ROBERT REUM Management For For
1G PROPOSAL TO ELECT: STEVEN G. ROTHMEIER Management For For
1H PROPOSAL TO ELECT: DAVID P. STEINER Management For For
1I PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION ZION ANNUAL MEETING DATE: 05/04/2007
ISSUER: 989701107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROGER B. PORTER Management For For
L.E. SIMMONS Management For For
STEVEN C. WHEELWRIGHT Management For For
02 TO RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
AUDITORS FOR FISCAL 2007.
03 TO TRANSACT ANY OTHER SUCH BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 127 of 205
------------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY IP ANNUAL MEETING DATE: 05/07/2007
ISSUER: 460146103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTORS Management For
DAVID J. BRONCZEK Management For For
MARTHA F. BROOKS Management For For
LYNN LAVERTY ELSENHANS Management For For
JOHN L. TOWNSEND, III Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Management For For
COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 SHAREHOLDER PROPOSAL CONCERNING MAJORITY VOTING. Shareholder For For
------------------------------------------------------------------------------------------------------------------------------------
THE YORK WATER COMPANY YORW ANNUAL MEETING DATE: 05/07/2007
ISSUER: 987184108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM T. MORRIS P.E. Management For For
IRVIN S. NAYLOR Management For For
JEFFREY S. OSMAN Management For For
02 APPOINT BEARD MILLER COMPANY LLP AS AUDITORS. Management For For
------------------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/07/2007
ISSUER: 98956P102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For
1B ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For
02 AUDITOR RATIFICATION Management For For
03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Management For For
TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS
04 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For
VOTE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 128 of 205
------------------------------------------------------------------------------------------------------------------------------------
ALLETE, INC. ALE ANNUAL MEETING DATE: 05/08/2007
ISSUER: 018522300 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
BREKKEN Management For For
EDDINS Management For For
EMERY Management For For
HOOLIHAN Management For For
LUDLOW Management For For
MAYER Management For For
PEIRCE Management For For
RAJALA Management For For
SHIPPAR Management For For
STENDER Management For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS ALLETE S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. CIT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 125581108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JEFFREY M. PEEK Management For For
GARY C. BUTLER Management For For
WILLIAM M. FREEMAN Management For For
SUSAN LYNE Management For For
MARIANNE MILLER PARRS Management For For
TIMOTHY M. RING Management For For
JOHN R. RYAN Management For For
SEYMOUR STERNBERG Management For For
PETER J. TOBIN Management For For
LOIS M. VAN DEUSEN Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS.
------------------------------------------------------------------------------------------------------------------------------------
CONNECTICUT WATER SERVICE, INC. CTWS ANNUAL MEETING DATE: 05/08/2007
ISSUER: 207797101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
HEATHER HUNT Management For For
ARTHUR C. REEDS Management For For
ERIC W. THORNBURG Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 129 of 205
------------------------------------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/08/2007
ISSUER: 278762109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES DEFRANCO Management For For
MICHAEL T. DUGAN Management For For
CANTEY ERGEN Management For For
CHARLES W. ERGEN Management For For
STEVEN R. GOODBARN Management For For
GARY S. HOWARD Management For For
DAVID K. MOSKOWITZ Management For For
TOM A. ORTOLF Management For For
C.MICHAEL SCHROEDER Management For For
CARL E. VOGEL Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE Annual MEETING OR ANY ADJO
THEREOF.
------------------------------------------------------------------------------------------------------------------------------------
ITT CORPORATION ITT ANNUAL MEETING DATE: 05/08/2007
ISSUER: 450911102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
A DIRECTOR Management For
STEVEN R. LORANGER Management For For
CURTIS J. CRAWFORD Management For For
CHRISTINA A. GOLD Management For For
RALPH F. HAKE Management For For
JOHN J. HAMRE Management For For
RAYMOND W. LEBOEUF Management For For
FRANK T. MACINNIS Management For For
LINDA S. SANFORD Management For For
MARKOS I. TAMBAKERAS Management For For
B TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS ITT CORPORATION INDEPENDENT AUDITOR FOR
2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 130 of 205
------------------------------------------------------------------------------------------------------------------------------------
MAINE & MARITIMES CORPORATION MAM ANNUAL MEETING DATE: 05/08/2007
ISSUER: 560377103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD G. DAIGLE Management For For
DAVID N. FELCH Management For For
BRIAN N. HAMEL Management For For
02 RATIFICATION OF THE SELECTION OF VITALE, CATURANO Management For For
& COMPANY AS THE COMPANY S INDEPENDENT AUDITORS
FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. NI ANNUAL MEETING DATE: 05/08/2007
ISSUER: 65473P105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A TO ELECT STEVEN C. BEERING TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1B TO ELECT DENNIS E. FOSTER TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1C TO ELECT MARTY K. KITTRELL TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1D TO ELECT PETER MCCAUSLAND TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1E TO ELECT STEVEN R. MCCRACKEN TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1F TO ELECT W. LEE NUTTER TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1G TO ELECT IAN M. ROLLAND TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1H TO ELECT ROBERT C. SKAGGS, JR. TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1I TO ELECT RICHARD L. THOMPSON TO SERVE ON THE Management For For
BOARD OF DIRECTORS FOR A ONE-YEAR TERM
1J TO ELECT CAROLYN Y. WOO TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
1K TO ELECT ROGER A. YOUNG TO SERVE ON THE BOARD Management For For
OF DIRECTORS FOR A ONE-YEAR TERM
02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For
------------------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. ORA ANNUAL MEETING DATE: 05/08/2007
ISSUER: 686688102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LUCIEN BRONICKI Management For For
DAN FALK Management For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 131 of 205
03 TO APPROVE AN AMENDMENT TO THE COMPANY S 2004 Management For For
INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
PURSUANT TO THE PLAN BY 2,500,000.
------------------------------------------------------------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC. PNK ANNUAL MEETING DATE: 05/08/2007
ISSUER: 723456109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DANIEL R. LEE Management For For
JOHN V. GIOVENCO Management For For
RICHARD J. GOEGLEIN Management For For
ELLIS LANDAU Management For For
BRUCE A. LESLIE Management For For
JAMES L. MARTINEAU Management For For
MICHAEL ORNEST Management For For
LYNN P. REITNOUER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE 2007 FISCAL YEAR
------------------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007
ISSUER: 852061100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For
1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1G ELECTION OF DIRECTOR: V. JANET HILL Management For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL
FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 132 of 205
------------------------------------------------------------------------------------------------------------------------------------
TRONOX INCORPORATED TRX ANNUAL MEETING DATE: 05/08/2007
ISSUER: 897051207 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: THOMAS W. ADAMS Management For For
1B ELECTION OF DIRECTOR: PETER D. KINNEAR Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS.
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UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/08/2007
ISSUER: 911684108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 RATIFY ACCOUNTANTS FOR 2007. Management For For
01 DIRECTOR Management For
P.H. DENUIT Management For For
------------------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION CAM ANNUAL MEETING DATE: 05/09/2007
ISSUER: 13342B105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL E. PATRICK Management For For
BRUCE W. WILKINSON Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 133 of 205
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CONOCOPHILLIPS COP ANNUAL MEETING DATE: 05/09/2007
ISSUER: 20825C104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, Management For For
JR.
1B ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1C ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN Management For For
1D ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES Management For For
1E ELECTION OF CLASS II DIRECTOR: J. STAPLETON ROY Management For For
1F ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, Management For For
JR.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 CORPORATE POLITICAL CONTRIBUTIONS Shareholder Against For
04 GLOBAL WARMING-RENEWABLES Shareholder Against For
05 QUALIFICATION FOR DIRECTOR NOMINEES Shareholder Against For
06 DRILLING IN SENSITIVE/PROTECTED AREAS Shareholder Against For
07 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shareholder Against For
08 COMMUNITY ACCOUNTABILITY Shareholder Against For
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CVS/CAREMARK CORPORATION CVS ANNUAL MEETING DATE: 05/09/2007
ISSUER: 126650100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: E. MAC CRAWFORD Management For For
1D ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1E ELECTION OF DIRECTOR: KRISTEN E. GIBNEY WILLIAMS Management For For
1F ELECTION OF DIRECTOR: ROGER L. HEADRICK Management For For
1G ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1H ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For
1I ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1J ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1K ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1L ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1N ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 134 of 205
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR.
03 PROPOSAL TO ADOPT THE COMPANY S 2007 EMPLOYEE Management For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO ADOPT THE COMPANY S 2007 INCENTIVE Management For For
PLAN.
05 STOCKHOLDER PROPOSAL REGARDING LIMITS ON CEO Shareholder Against For
COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
THE ROLES OF CHAIRMAN AND CEO.
07 STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against For
REPORTING BY THE COMPANY.
08 STOCKHOLDER PROPOSAL REGARDING THE RELATIONSHIP Shareholder Against For
BETWEEN THE COMPANY AND COMPENSATION CONSULTANTS.
09 STOCKHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder Against For
POLICY ON STOCK OPTION GRANTS.
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CVS/CAREMARK CORPORATION CVS CONSENT MEETING DATE: 05/09/2007
ISSUER: 126650100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL SUBMITTED BY AMALGAMATED BANK LONG VIEW Shareholder For For
COLLECTIVE INVESTMENT FUND REQUESTING THAT THE
BOARD OF DIRECTORS ADOPT A POLICY WITH RESPECT
TO THE COMPANY S PRACTICES IN MAKING AWARDS OF
EQUITY COMPENSATION TO DIRECTORS AND EXECTIVES.
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EASTMAN KODAK COMPANY EK ANNUAL MEETING DATE: 05/09/2007
ISSUER: 277461109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. HAWLEY Management For For
WILLIAM H. HERNANDEZ Management For For
HECTOR DE J. RUIZ Management For For
LAURA D'ANDREA TYSON Management For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 SHAREHOLDER PROPOSAL REQUESTING A MONETARY LIMIT Shareholder Against For
ON EXECUTIVE COMPENSATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 135 of 205
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MURPHY OIL CORPORATION MUR ANNUAL MEETING DATE: 05/09/2007
ISSUER: 626717102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
F.W. BLUE Management For For
C.P. DEMING Management For For
R.A. HERMES Management For For
J.V. KELLEY Management For For
R.M. MURPHY Management For For
W.C. NOLAN, JR. Management For For
I.B. RAMBERG Management For For
N.E. SCHMALE Management For For
D.J.H. SMITH Management For For
C.G. THEUS Management For For
02 APPROVE THE PROPOSED 2007 LONG-TERM INCENTIVE Management Against Against
PLAN.
03 APPROVE THE PROPOSED 2007 ANNUAL INCENTIVE PLAN. Management For For
04 APPROVE THE PROPOSED AMENDMENTS TO THE EMPLOYEE Management For For
STOCK PURCHASE PLAN.
05 APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
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PROGRESS ENERGY, INC. PGN ANNUAL MEETING DATE: 05/09/2007
ISSUER: 743263105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: J. BOSTIC. Management For For
1B ELECTION OF DIRECTOR: D. BURNER. Management For For
1C ELECTION OF DIRECTOR: R. DAUGHERTY. Management For For
1D ELECTION OF DIRECTOR: H. DELOACH. Management For For
1E ELECTION OF DIRECTOR: R. JONES. Management For For
1F ELECTION OF DIRECTOR: W. JONES. Management For For
1G ELECTION OF DIRECTOR: R. MCGEHEE. Management For For
1H ELECTION OF DIRECTOR: E. MCKEE. Management For For
1I ELECTION OF DIRECTOR: J. MULLIN. Management For For
1J ELECTION OF DIRECTOR: C. SALADRIGAS. Management For For
1K ELECTION OF DIRECTOR: T. STONE. Management For For
1L ELECTION OF DIRECTOR: A. TOLLISON. Management For For
01 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
02 THE PROPOSAL RELATING TO THE APPROVAL OF THE Management For For
PROGRESS ENERGY, INC. 2007 EQUITY INCENTIVE PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 136 of 205
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REPSOL YPF, S.A. REP ANNUAL MEETING DATE: 05/09/2007
ISSUER: 76026T205 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND Management For For
THE MANAGEMENT REPORT OF REPSOL YPF, S.A.
02 AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For
03 AMENDMENT OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS Management For For
MEETING.
4A DETERMINATION OF THE NUMBER OF DIRECTORS WITHIN Management For For
THE LIMITS PROVIDED FOR IN ARTICLE 31 OF THE
ARTICLES OF ASSOCIATION.
4B RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
JUAN ABELLO GALLO
4C RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
LUIS FERNANDO DEL RIVERO ASENSIO.
4D RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
MANUEL RAVENTOS NEGRA.
4E RATIFICATION AND APPOINTMENT AS DIRECTOR OF MR. Management For For
JOSE MANUEL LOUREDA MANTINAN.
4F RE-ELECTION OF MR. ANTONIO BRUFAU NIUBO AS DIRECTOR. Management For For
4G RE-ELECTION OF MR. CARMELO DE LAS MORENAS LOPEZ Management For For
AS DIRECTOR.
4H APPOINTMENT OF MR. LUIS CARLOS CROISSIER BATISTA Management For For
AS DIRECTOR.
4I APPOINTMENT OF MR. ANGEL DURANDEZ ADEVA AS DIRECTOR. Management For For
05 APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL Management For For
YPF, S.A. AND OF ITS CONSOLIDATED GROUP.
06 AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For For
DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF,
S.A.
07 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, Management For For
EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS.
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TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 05/09/2007
ISSUER: 879382208 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For
THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED
FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT
OF TELEFONICA, S.A.
02 DIRECTOR Management For
MR. C. ALIERTA IZUEL+ Management For For
MR. M. CARPIO GARCIA+ Management For For
MR. G.H.F. DE ANGULO+ Management For For
MR. P.I.A. DE TEJERA+ Management For For
ENRIQUE USED AZNAR+ Management For For
G.V. GALARRAGA+ Management For For
MR. J.M.A.P. LOPEZ# Management For For
03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For
EITHER DIRECTLY OR THROUGH GROUP COMPANIES.
04 DELEGATION TO THE BOARD OF DIRECTORS THE POWER Management For For
TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME
SECURITIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 137 of 205
05 REDUCTION IN SHARE CAPITAL BY MEANS OF THE REPURCHASE Management For For
OF THE COMPANY S OWN SHARES.
6A AMENDMENTS REGARDING THE GENERAL SHAREHOLDERS Management For For
MEETING.
6B AMENDMENTS REGARDING PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
6C AMENDMENTS REGARDING THE BOARD OF DIRECTORS. Management For For
7A AMENDMENT OF ARTICLE 5 (POWERS OF THE SHAREHOLDERS Management For For
AT THE GENERAL SHAREHOLDERS MEETING).
7B AMENDMENTS RELATING TO THE CALL TO AND PREPARATION Management For For
OF THE GENERAL SHAREHOLDERS MEETING.
7C AMENDMENTS RELATING TO PROXY-GRANTING AND VOTING Management For For
BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE
ATTENDANCE.
7D OTHER AMENDMENTS: AMENDMENT OF ARTICLE 21 AND Management For For
AMENDMENT OF ARTICLE 24.
08 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For
CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY
THE SHAREHOLDERS.
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VECTREN CORPORATION VVC ANNUAL MEETING DATE: 05/09/2007
ISSUER: 92240G101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN M. DUNN Management For For
NIEL C. ELLERBROOK Management For For
JOHN D. ENGELBRECHT Management For For
ANTON H. GEORGE Management For For
MARTIN C. JISCHKE Management For For
ROBERT L. KOCH II Management For For
WILLIAM G. MAYS Management For For
J. TIMOTHY MCGINLEY Management For For
RICHARD P. RECHTER Management For For
R. DANIEL SADLIER Management For For
RICHARD W. SHYMANSKI Management For For
MICHAEL L. SMITH Management For For
JEAN L. WOJTOWICZ Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2007.
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ALLIANT ENERGY CORPORATION LNT ANNUAL MEETING DATE: 05/10/2007
ISSUER: 018802108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES A. LEACH* Management For For
MICHAEL L. BENNETT** Management For For
DARRYL B. HAZEL** Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 138 of 205
DAVID A. PERDUE** Management For For
JUDITH D. PYLE** Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For
& TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
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AVISTA CORP. AVA ANNUAL MEETING DATE: 05/10/2007
ISSUER: 05379B107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
03 RATIFICATION OF THE APPOINTMENT OF THE FIRM OF Management For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2007.
01 DIRECTOR Management For
ERIC J. ANDERSON Management For For
KRISTIANNE BLAKE Management For For
JACK W. GUSTAVEL Management For For
MICHAEL L. NOEL Management For For
SCOTT L. MORRIS Management For For
02 AMENDMENT OF THE COMPANY S RESTATED ARTICLES Shareholder Abstain For
OF INCORPORATION AND BYLAWS TO PROVIDE FOR ANNUAL
ELECTION OF THE BOARD OF DIRECTORS.
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CENTURYTEL, INC. CTL ANNUAL MEETING DATE: 05/10/2007
ISSUER: 156700106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM R. BOLES, JR. Management For For
W. BRUCE HANKS Management For For
C.G. MELVILLE, JR. Management For For
GLEN F. POST, III Management For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For
S INDEPENDENT AUDITOR FOR 2007.
03 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For
EXECUTIVE COMPENSATION.
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DUKE ENERGY CORPORATION DUK ANNUAL MEETING DATE: 05/10/2007
ISSUER: 26441C105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 139 of 205
WILLIAM BARNET, III Management For For
G. ALEX BERNHARDT, SR. Management For For
MICHAEL G. BROWNING Management For For
PHILLIP R. COX Management For For
ANN MAYNARD GRAY Management For For
JAMES H. HANCE, JR. Management For For
JAMES T. RHODES Management For For
JAMES E. ROGERS Management For For
MARY L. SCHAPIRO Management For For
DUDLEY S. TAFT Management For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For
ENERGY S INDEPENDENT PUBLIC ACCOUNTANT FOR 2007
------------------------------------------------------------------------------------------------------------------------------------
NOVELIS INC. NVL SPECIAL MEETING DATE: 05/10/2007
ISSUER: 67000X106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 THE ARRANGEMENT RESOLUTION TO APPROVE THE ARRANGEMENT Management For For
UNDER SECTION 192 OF THE CBCA INVOLVING NOVELIS,
ITS SHAREHOLDERS AND OTHER SECURITYHOLDERS, HINDALCO
AND ACQUISITION SUB.
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THE DOW CHEMICAL COMPANY DOW ANNUAL MEETING DATE: 05/10/2007
ISSUER: 260543103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ARNOLD A. ALLEMANG Management For For
JACQUELINE K. BARTON Management For For
JAMES A. BELL Management For For
JEFF M. FETTIG Management For For
BARBARA H. FRANKLIN Management For For
JOHN B. HESS Management For For
ANDREW N. LIVERIS Management For For
GEOFFERY E. MERSZEI Management For For
WITHDRAWN Management For For
JAMES M. RINGLER Management For For
RUTH G. SHAW Management For For
PAUL G. STERN Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION. Management For For
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shareholder Against For
05 STOCKHOLDER PROPOSAL ON GENETICALLY ENGINEERED Shareholder Against For
SEED.
06 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REMEDIATION Shareholder Against For
IN THE MIDLAND AREA.
07 STOCKHOLDER PROPOSAL ON CHEMICALS WITH LINKS Shareholder Against For
TO RESPIRATORY PROBLEMS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 140 of 205
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TRANSOCEAN INC. RIG ANNUAL MEETING DATE: 05/10/2007
ISSUER: G90078109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ROBERT L. LONG Management For For
1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For
1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Management For For
1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
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VEOLIA ENVIRONNEMENT, PARIS MIX MEETING DATE: 05/10/2007
ISSUER: F9686M107 ISIN: FR0000124141
SEDOL: B03XMB0, 4031879, 7188761, B0335V1, 4104704
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown
AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB
CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN THE NECESSARY CARD,
ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING
APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED
INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN
CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD
TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER
YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY,
PLEASE CONTACT YOUR REPRESENTATIVE.
Take No
O.1 RECEIVE THE REPORT OF THE CHAIRMAN OF THE BOARD Management Action *Management Position Unknown
OF DIRECTORS ON THE WORK OF THE BOARD AND ON
THE INTERNAL AUDIT PROCEDURES, THE MANAGEMENT
REPORT OF THE BOARD OF DIRECTORS AND THE REPORT
OF THE AUDITORS; APPROVAL THE COMPANY S FINANCIAL
STATEMENTS FOR THE FY 2006
Take No
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management Action *Management Position Unknown
FOR THE FY DRAWN UP IN ACCORDANCE WITH THE PROVISION
OF ARTICLES L. 233-16 ET SEQ OF THE FRENCH COMMERCIAL
CODE AS SPECIFIED
Take No
O.3 APPROVAL OF THE CHARGES AND EXPENSES COVERED Management Action *Management Position Unknown
BY THE ARTICLES 39-4 OF THE FRENCH GENERAL TAX
CODE AMOUNTED TO EUR 2,415,732.00
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 141 of 205
Take No
O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown
AND RESOLVES THAT THE INCOME FOR THE FY BE APPROPRIATED
AS FOLLOWS: EARNINGS FOR THE FY: EUR 414,945,460.00,
PRIOR RETAINED EARNINGS: EUR 732,650,010.00,
TOTAL: EUR 1,147,595,470.00, ALLOCATION: LEGAL
RESERVE: EUR 20,747,273.00, DIVIDENDS: EUR 417,240,854.00,
RETAINED EARNINGS: EUR 709,607,342.00, THE SHAREHOLDERS
WILL RECEIVE A NET DIVIDEND OF EUR 1.05 PER SHARE
FOR 397,372,242 SHARES, AND WILL ENTITLE TO THE
40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE,
THIS DIVIDEND WILL BE PAID ON 15 MAY 2007, IN
THE EVENT THAT THE COMPANY HOLDS SOME OF ITS
OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID
DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO
THE RETAINED EARNINGS ACCOUNT, AS REQUIRED BY
LAW
Take No
O.5 APPROVAL, OF THE AGREEMENTS AND COMMITMENTS IN Management Action *Management Position Unknown
ACCORDANCE WITH THE ARTICLE L.225-40 OF THE COMMERCIAL
LAW AND THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS AND COMMITMENTS GOVERNED BY ARTICLE
L. 225-38 OF THE FRANCE COMMERCIAL CODE
Take No
E.14 AMEND THE PARAGRAPH 3 OF THE ARTICLE 22 OF THE Management Action *Management Position Unknown
BY-LAWS
Take No
O.6 APPOINT MR. PAOLO SCARONI AS A DIRECTOR, TO REPLACE Management Action *Management Position Unknown
MR. ARTHUR LAFFER, FOR THE REMAINDER OF MR. ARTHUR
LAFFER S UNTIL THE SHAREHOLDERS MEETING CALLED
TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY
2008
Take No
O.7 RATIFY THE NOMINATION OF MR. AUGUSTIN DE ROMANET Management Action *Management Position Unknown
DE BEAUNE, AS A MEMBER OF THE BOARD OF DIRECTORS,
DONE BY THIS ONE IN ITS MEETING OF THE 29 MAR
2007, AS A SUBSTITUTE OF MR. FRANCIS MAYER
Take No
O.8 APPOINT THE COMPANY KPMG SA, MEMBER OF THE COMPAGNIE Management Action *Management Position Unknown
REGIONALE DE VERSAILLES, AS THE PERMANENT STATUTORY
AUDITOR
Take No
O.9 APPOINT MR. PHILIPPE MATHIS, OF THE COMPAGNIE Management Action *Management Position Unknown
REGIONALE DE PARIS, AS THE SUBSTITUTE STATUTORY
AUDITOR
Take No
O.10 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management Action *Management Position Unknown
THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT
TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE
PRICE: EUR 90.00, MAXIMUM NUMBER OF SHARES TO
BE ACQUIRED: 10% OF THE NUMBER OF SHARES COMPRISING
THE COMPANY CAPITAL, I.E, 412,626,550 SHARES,
THE NUMBER OF SHARES ACQUIRED BY THE COMPANY
WITH A VIEW TO THEIR RETENTION OR THEIR SUBSEQUENT
DELIVERY IN PAYMENT OR EXCHANGE AS PART OF A
MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT
EXCEED 5% OF ITS CAPITAL, MAXIMUM FUNDS INVESTED
IN THE SHARE BUYBACKS: EUR 1,500,000,000.00,
THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD,
IT SUPERSEDES THE FRACTION UNUSED OF ANY AND
ALL EFFECT, TO TAKE ALL NECESSARY MEASURES AND
ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 142 of 205
Take No
E.11 AUTHORIZE THE BOARD OF DIRECTORS ITS AUTHORITY Management Action *Management Position Unknown
TO DECIDE ON A SHARE CAPITAL INCREASE, ON 1 OR
MORE OCCASIONS, BY WAY OF ISSUING SHARES AND
SECURITIES GIVING ACCESS TO THE CAPITAL IN FAVOUR
OF MEMBERS OF 1 OR MORE COMPANY SAVINGS PLANS,
THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD
AND FOR A MAXIMUM AMOUNT THAT SHALL NOT EXCEED
1% OF THE SHARE CAPITAL, THE MAXIMUM NOMINAL
AMOUNT OF CAPITAL INCREASES TO BE CARRIEDOUT
BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT
AGAINST THE OVERALL CEILING PROVIDED FOR IN RESOLUTION
17 APPROVED BY THE EGM OF 11 MAY 2006 OR IN AN
EARLIER RESOLUTION TO THE SAME EFFECT, TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES, THIS DELEGATION OF POWERS SUPERSEDES
THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
Take No
O.E17 POWER FOR FORMALITIES Management Action *Management Position Unknown
Take No
E.12 AUTHORIZE THE BOARD OF DIRECTORS WITH NECESSARY Management Action *Management Position Unknown
POWERS TO INCREASE THE SHARE CAPITAL, ON 1 OR
MORE OCCASIONS, BY ISSUING SHARES FOR A TOTAL
NUMBER OF SHARES WHICH SHALL NOT EXCEED 2% OF
THE SHARE CAPITAL, THE MAXIMUM NOMINAL AMOUNT
OF CAPITAL INCREASES WHICH MAY BE CARRIED OUT
BY VIRTUE OF THE PRESENT DELEGATION SHALL COUNT
AGAINST THE OVERALL CEILING SET FORTH IN THE
RESOLUTION 17, APPROVED BY THE EGM OF 11 MAY
2006 OR AGAINST THE OVERALL CEILING SET FORTH
IN ANY LATER RESOLUTION TO THE SAME EFFECT, THE
SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOUR OF
ANY COMPANY HELD BY A CREDIT INSTITUTION WHICH
WILL IMPLEMENT A STRUCTURED OFFER OF SHARES IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF
COMPANIES RELATED TO THE COMPANY, LOCATED OUTSIDE
FRANCE, THE PURPOSE IS TO SUBSCRIBE THE ISSUERS
SHARES AS THIS SUBSCRIPTION WILL ALLOW THE EMPLOYEES
AND CORPORATE OFFICERS TO BENEFIT FROM THE SAME
EMPLOYEE SHAREHOLDING FORMULA AS THE ONES OF
VEOLIA ENVIRONMENT GROUP, THIS AUTHORIZATION
IS GRANTED FOR AN 18-MONTH PERIOD
Take No
E.13 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management Action *Management Position Unknown
FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE
SHARES, IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE
OFFICERS OF THE COMPANY AND RELATED COMPANIES,
THEY MAY NOT REPRESENT MORE THAN 0.5% OF THE
SHARE CAPITAL
Take No
E.15 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE IN Management Action *Management Position Unknown
ONE OR SEVERAL TIMES, COMPANY SHARES EQUITY WARRANTS
AND THEIR FREE ALLOCATION TO ALL OF THE COMPANY
SHAREHOLDERS
Take No
E.16 AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT Management Action *Management Position Unknown
THE AUTHORIZATIONS AND DELEGATIONS WHICH WERE
GRANTED TO IT IN THE RESOLUTION 10, 11, 12 AND
13 OF THIS MEETING AND OF THE RESOLUTIONS 17,
18, 19, 20, 22, 24 AND 26 VOTED BY THE EGM OF
THE 11 MAY 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 143 of 205
------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD. CWCO ANNUAL MEETING DATE: 05/11/2007
ISSUER: G23773107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM T. ANDREWS Management For For
BRIAN E. BUTLER Management For For
STEVEN A. CARR Management For For
02 TO VOTE IN FAVOR OF THE ISSUANCE OF THE COMPANY Management For For
S ORDINARY SHARES TO DAVID W. SASNETT, EXECUTIVE
VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, AND
RAMJEET JERRYBANDAN, VICE PRESIDENT OF OVERSEES
OPERATIONS OF THE COMPANY, IN ACCORDANCE WITH
THEIR RESPECTIVE EMPLOYMENT AGREEMENTS.
03 TO VOTE IN FAVOR OF THE AMENDMENT TO THE COMPANY Management For For
S AMENDED AND RESTATED ARTICLES OF ASSOCIATION
TO PROVIDE FOR THE ISSUANCE OF UNCERTIFIED SHARES.
04 TO RATIFY THE SELECTION OF RACHLIN COHEN & HOLTZ Management For For
LLP AS THE INDEPENDENT ACCOUNTANTS FOR FISCAL
YEAR ENDING DECEMBER 31, 2007.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF.
------------------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. TOT ANNUAL MEETING DATE: 05/11/2007
ISSUER: 89151E109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Management For For
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Management For For
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Management For For
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Management For For
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE Management For For
SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST Management For For
AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE Management For For
RUDDER AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK Management For For
AS A DIRECTOR
O9 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Management For For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
O10 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Management Against For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
O11 APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE Management Against For
SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF
THE ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 144 of 205
O12 DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS Management For For
COMPENSATION
E13 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON
SHARES OR ANY SECURITIES PROVIDING ACCESS TO
CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHTS
E14 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON
SHARES OR ANY SECURITIES PROVIDING ACCESS TO
CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS
E15 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For
OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS
PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR
CODE
E16 AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE Management For For
OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES
OF THE GROUP AS WELL AS TO THE MANAGEMENT OF
THE COMPANY OR OF OTHER GROUP COMPANIES
E17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Management For For
TO REDUCE CAPITAL BY CANCELING SHARES
E18 AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE Management For For
COMPANY S ARTICLES OF ASSOCIATION WITH REGARD
TO THE METHODS THAT MAY BE USED TO PARTICIPATE
IN BOARD OF DIRECTORS MEETINGS
E20 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES Management For For
OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING
TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE
CAST VIA TELECOMMUNICATION
E19 AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES Management For For
OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES
FROM THE DECREE OF DECEMBER 11, 2006 RELATING
TO THE COMPANY S BOOK-BASED SYSTEM FOR RECORDING
SHARES FOR SHAREHOLDERS WISHING TO PARTICIPATE
IN ANY FORM WHATSOEVER IN A GENERAL MEETING OF
THE COMPANY
A NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER Management Against *Management Position Unknown
DIRECTOR
B AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE Management Against *Management Position Unknown
COMPANY TO GROUP EMPLOYEES
C AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY Management Against *Management Position Unknown
S ARTICLES OF ASSOCIATION IN VIEW OF DELETING
THE STATUTORY CLAUSE LIMITING VOTING RIGHTS
------------------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION UNS ANNUAL MEETING DATE: 05/11/2007
ISSUER: 909205106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES S. PIGNATELLI Management For For
LAWRENCE J. ALDRICH Management For For
BARBARA M. BAUMANN Management For For
LARRY W. BICKLE Management For For
ELIZABETH T. BILBY Management For For
HAROLD W. BURLINGAME Management For For
JOHN L. CARTER Management For For
ROBERT A. ELLIOTT Management For For
DANIEL W.L. FESSLER Management For For
KENNETH HANDY Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 145 of 205
WARREN Y. JOBE Management For For
JOAQUIN RUIZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For
PUBLIC ACCOUNTING FIRM
------------------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC BRG ANNUAL MEETING DATE: 05/14/2007
ISSUER: 055434203 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ANNUAL REPORT AND ACCOUNTS Management For For
02 REMUNERATION REPORT Management For For
03 DECLARATION OF DIVIDEND Management For For
04 ELECTION OF PHILIPPE VARIN Management For For
05 RE-ELECTION OF SIR WILLIAM FRIEDRICH Management For For
06 RE-ELECTION OF PETER BACKHOUSE Management For For
07 RE-ELECTION OF SIR JOHN COLES Management For For
08 RE-ELECTION OF PAUL COLLINS Management For For
09 RE-ELECTION OF LORD SHARMAN Management For For
10 RE-APPOINTMENT OF AUDITORS Management For For
11 REMUNERATION OF AUDITORS Management For For
12 POLITICAL DONATIONS Management For For
13 AUTHORITY TO ALLOT SHARES Management For For
14 SPECIAL RESOLUTION - DISAPPLICATION OF PRE-EMPTION Management For For
RIGHTS
15 SPECIAL RESOLUTION - AUTHORITY TO MAKE MARKET Management For For
PURCHASES OF OWN ORDINARY SHARES
16 SPECIAL RESOLUTION - ADOPTION OF NEW ARTICLES Management For For
OF ASSOCIATION
------------------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCORP, INC. CBH ANNUAL MEETING DATE: 05/15/2007
ISSUER: 200519106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
VERNON W. HILL, II Management For For
JACK R BERSHAD Management For For
JOSEPH E. BUCKELEW Management For For
DONALD T. DIFRANCESCO Management For For
NICHOLAS A. GIORDANO Management For For
MORTON N. KERR Management For For
STEVEN M. LEWIS Management For For
JOHN K. LLOYD Management For For
GEORGE E. NORCROSS, III Management For For
DANIEL J. RAGONE Management For For
WILLIAM A. SCHWARTZ, JR Management For For
JOSEPH T. TARQUINI, JR. Management For For
JOSEPH S. VASSALLUZZO Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 146 of 205
------------------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. DO ANNUAL MEETING DATE: 05/15/2007
ISSUER: 25271C102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES S. TISCH Management For For
LAWRENCE R. DICKERSON Management For For
ALAN R. BATKIN Management For For
JOHN R. BOLTON Management For For
CHARLES L. FABRIKANT Management For For
PAUL G. GAFFNEY II Management For For
HERBERT C. HOFMANN Management For For
ARTHUR L. REBELL Management For For
RAYMOND S. TROUBH Management For For
02 TO APPROVE OUR AMENDED AND RESTATED INCENTIVE Management For For
COMPENSATION PLAN FOR EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2007.
------------------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. FE ANNUAL MEETING DATE: 05/15/2007
ISSUER: 337932107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PAUL T. ADDISON Management For For
ANTHONY J. ALEXANDER Management For For
MICHAEL J. ANDERSON Management For For
DR. CAROL A. CARTWRIGHT Management For For
WILLIAM T. COTTLE Management For For
ROBERT B. HEISLER, JR. Management For For
ERNEST J. NOVAK, JR. Management For For
CATHERINE A. REIN Management For For
GEORGE M. SMART Management For For
WES M. TAYLOR Management For For
JESSE T. WILLIAMS, SR. Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 APPROVAL OF THE FIRSTENERGY CORP. 2007 INCENTIVE Management Against Against
PLAN
04 SHAREHOLDER PROPOSAL Shareholder Against For
05 SHAREHOLDER PROPOSAL Shareholder Against For
06 SHAREHOLDER PROPOSAL Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION FFIC ANNUAL MEETING DATE: 05/15/2007
ISSUER: 343873105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 147 of 205
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GERARD P. TULLY, SR. Management For For
JOHN R. BURAN Management For For
JAMES D. BENNETT Management For For
VINCENT F. NICOLOSI Management For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. HMA ANNUAL MEETING DATE: 05/15/2007
ISSUER: 421933102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM J. SCHOEN Management For For
JOSEPH V. VUMBACCO Management For For
KENT P. DAUTEN Management For For
DONALD E. KIERNAN Management For For
ROBERT A. KNOX Management For For
WILLIAM E. MAYBERRY, MD Management For For
VICKI A. O'MEARA Management For For
WILLIAM C. STEERE, JR. Management For For
R.W. WESTERFIELD, PH.D. Management For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. JPM ANNUAL MEETING DATE: 05/15/2007
ISSUER: 46625H100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CRANDALL C. BOWLES Management For For
STEPHEN B. BURKE Management For For
JAMES S. CROWN Management For For
JAMES DIMON Management For For
ELLEN V. FUTTER Management For For
WILLIAM H. GRAY, III Management For For
LABAN P. JACKSON, JR. Management For For
ROBERT I. LIPP Management For For
DAVID C. NOVAK Management For For
LEE R. RAYMOND Management For For
WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 STOCK OPTIONS Shareholder Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 148 of 205
05 EXECUTIVE COMPENSATION APPROVAL Shareholder Against For
06 SEPARATE CHAIRMAN Shareholder Against For
07 CUMULATIVE VOTING Shareholder Against For
08 MAJORITY VOTING FOR DIRECTORS Shareholder Against For
09 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
10 SLAVERY APOLOGY REPORT Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC RDSA ANNUAL MEETING DATE: 05/15/2007
ISSUER: 780259206 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF ANNUAL REPORT AND ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 ELECTION OF RIJKMAN GROENINK AS A DIRECTOR OF Management For For
THE COMPANY
04 RE-ELECTION OF MALCOLM BRINDED AS A DIRECTOR Management For For
OF THE COMPANY
05 RE-ELECTION OF LINDA COOK AS A DIRECTOR OF THE Management For For
COMPANY
06 RE-ELECTION OF MAARTEN VAN DEN BERGH AS A DIRECTOR Management For For
OF THE COMPANY
07 RE-ELECTION OF NINA HENDERSON AS A DIRECTOR OF Management For For
THE COMPANY
08 RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR Management For For
OF THE COMPANY
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 AUTHORITY TO ALLOT SHARES Management For For
12 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
13 AUTHORITY TO PURCHASE OWN SHARES Management For For
14 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 149 of 205
------------------------------------------------------------------------------------------------------------------------------------
STATOIL ASA STO ANNUAL MEETING DATE: 05/15/2007
ISSUER: 85771P102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
03 ELECTION OF A CHAIR OF THE MEETING Management For For
04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES TOGETHER Management For For
WITH THE CHAIR OF THE MEETING
05 APPROVAL OF THE NOTICE AND THE AGENDA Management For For
06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For For
STATOIL ASA AND THE STATOIL GROUP FOR 2006, INCLUDING
THE BOARD OF DIRECTORS PROPOSAL FOR THE DISTRIBUTION
OF THE DIVIDEND
07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For For
S AUDITOR
08 DECLARATION OF STIPULATION OF SALARY AND OTHER Management For For
REMUNERATION FOR TOP MANAGEMENT
09 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For
MARKET FOR SUBSEQUENT ANNULMENT
10 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For
MARKET IN ORDER TO CONTINUE IMPLEMENTATION OF
THE SHARE SAVING PLAN FOR EMPLOYEES
------------------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION ALL ANNUAL MEETING DATE: 05/15/2007
ISSUER: 020002101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. ANDRESS Management For For
1C ELECTION OF DIRECTOR: ROBERT D. BEYER Management For For
1D ELECTION OF DIRECTOR: W. JAMES FARRELL Management For For
1E ELECTION OF DIRECTOR: JACK M. GREENBERG Management For For
1F ELECTION OF DIRECTOR: RONALD T. LEMAY Management For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For
1H ELECTION OF DIRECTOR: J. CHRISTOPHER REYES Management For For
1I ELECTION OF DIRECTOR: H. JOHN RILEY, JR. Management For For
1J ELECTION OF DIRECTOR: JOSHUA I. SMITH Management For For
1K ELECTION OF DIRECTOR: JUDITH A. SPRIESER Management For For
1L ELECTION OF DIRECTOR: MARY ALICE TAYLOR Management For For
1M ELECTION OF DIRECTOR: THOMAS J. WILSON Management For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
03 AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION Management For For
TO ELIMINATE THE SUPERMAJORITY VOTE REQUIREMENTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 150 of 205
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. AIG ANNUAL MEETING DATE: 05/16/2007
ISSUER: 026874107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MARSHALL A. COHEN Management For For
MARTIN S. FELDSTEIN Management For For
ELLEN V. FUTTER Management For For
STEPHEN L. HAMMERMAN Management For For
RICHARD C. HOLBROOKE Management For For
FRED H. LANGHAMMER Management For For
GEORGE L. MILES, JR. Management For For
MORRIS W. OFFIT Management For For
JAMES F. ORR III Management For For
VIRGINIA M. ROMETTY Management For For
MARTIN J. SULLIVAN Management For For
MICHAEL H. SUTTON Management For For
EDMUND S.W. TSE Management For For
ROBERT B. WILLUMSTAD Management For For
FRANK G. ZARB Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS AIG S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 ADOPTION OF THE AMERICAN INTERNATIONAL GROUP, Management For For
INC. 2007 STOCK INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO PERFORMANCE-BASED Shareholder Against For
STOCK OPTIONS.
------------------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION APC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 032511107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY BARCUS Management For For
JAMES L. BRYAN Management For For
H. PAULETT EBERHART Management For For
JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For
------------------------------------------------------------------------------------------------------------------------------------
ASTORIA FINANCIAL CORPORATION AF ANNUAL MEETING DATE: 05/16/2007
ISSUER: 046265104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN J. CONEFRY, JR. Management For For
THOMAS V. POWDERLY Management For For
02 THE APPROVAL OF THE ASTORIA FINANCIAL CORPORATION Management Against Against
2007 NON-EMPLOYEE DIRECTOR STOCK PLAN.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 151 of 205
03 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ASTORIA FINANCIAL CORPORATION FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. XEC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 171798101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CORTLANDT S. DIETLER Management For For
HANS HELMERICH Management For For
MONROE W. ROBERTSON Management For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
GENERAL MARITIME CORPORATION GMR ANNUAL MEETING DATE: 05/16/2007
ISSUER: Y2692M103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER C. GEORGIOPOULOS Management For For
WILLIAM J. CRABTREE Management For For
STEPHEN A. KAPLAN Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
------------------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY HAL ANNUAL MEETING DATE: 05/16/2007
ISSUER: 406216101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: K.M. BADER Management For For
1B ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1C ELECTION OF DIRECTOR: J.R. BOYD Management For For
1D ELECTION OF DIRECTOR: M. CARROLL Management For For
1E ELECTION OF DIRECTOR: R.L. CRANDALL Management For For
1F ELECTION OF DIRECTOR: K.T DERR Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 152 of 205
1G ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1H ELECTION OF DIRECTOR: W.R. HOWELL Management For For
1I ELECTION OF DIRECTOR: D.J. LESAR Management For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1K ELECTION OF DIRECTOR: J.A. PRECOURT Management For For
1L ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL ON HUMAN RIGHTS REVIEW. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON STOCKHOLDER RIGHTS PLAN. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/16/2007
ISSUER: 458140100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For
1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1C ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1D ELECTION OF DIRECTOR: D. JAMES GUZY Management For For
1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For
1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management Against Against
PLAN
04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Management For For
PLAN
05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shareholder Against For
EXECUTIVE COMPENSATION
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 153 of 205
------------------------------------------------------------------------------------------------------------------------------------
INTERMEC, INC. IN ANNUAL MEETING DATE: 05/16/2007
ISSUER: 458786100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LARRY D. BRADY Management For For
CLAIRE W. GARGALLI Management For For
GREGORY K. HINCKLEY Management For For
LYDIA H. KENNARD Management For For
ALLEN J. LAUER Management For For
STEPHEN P. REYNOLDS Management For For
STEVEN B. SAMPLE Management For For
OREN G. SHAFFER Management For For
LARRY D. YOST Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
LLP AS INDEPENDENT AUDITORS
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PETROCHINA COMPANY LIMITED PTR ANNUAL MEETING DATE: 05/16/2007
ISSUER: 71646E100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For For
OF DIRECTORS.
02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For For
COMMITTEE.
03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For For
STATEMENTS.
04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For For
OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31
DECEMBER 2006.
05 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For For
THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION
OF INTERIM DIVIDENDS.
06 APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE Management For For
INTERNATIONAL AUDITORS OF THE COMPANY.
07 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
JIANG JIEMIN AS DIRECTOR OF THE COMPANY.
08 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
ZHOU JIPING AS DIRECTOR OF THE COMPANY.
09 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
DUAN WENDE AS DIRECTOR OF THE COMPANY.
10 TO CONSIDER AND APPROVE THE RE-ELECTION OF MR. Management For For
SUN XIANFENG AS SUPERVISOR OF THE COMPANY.
11 TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG Management For For
JINZHU AS SUPERVISOR OF THE COMPANY.
12 TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, Management For For
ALLOT AND DEAL WITH ADDITIONAL DOMESTIC AND OVERSEAS
LISTED FOREIGN SHARES.
13 TO CONSIDER AND APPROVE THE EQUITY INTEREST TRANSFER Management For For
AGREEMENT DATED 18 MARCH 2007.
14 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 154 of 205
------------------------------------------------------------------------------------------------------------------------------------
SAFEWAY INC. SWY ANNUAL MEETING DATE: 05/16/2007
ISSUER: 786514208 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: STEVEN A. BURD Management For For
1B ELECTION OF DIRECTOR: JANET E. GROVE Management For For
1C ELECTION OF DIRECTOR: MOHAN GYANI Management For For
1D ELECTION OF DIRECTOR: PAUL HAZEN Management For For
1E ELECTION OF DIRECTOR: ROBERT I. MACDONNELL Management For For
1F ELECTION OF DIRECTOR: DOUGLAS J. MACKENZIE Management For For
1G ELECTION OF DIRECTOR: REBECCA A. STIRN Management For For
1H ELECTION OF DIRECTOR: WILLIAM Y. TAUSCHER Management For For
1I ELECTION OF DIRECTOR: RAYMOND G. VIAULT Management For For
02 APPROVAL OF SAFEWAY INC. 2007 EQUITY AND INCENTIVE Management Against Against
AWARD PLAN.
03 APPROVAL OF AMENDED AND RESTATED CAPITAL PERFORMANCE Management For For
BONUS PLAN FOR EXECUTIVE OFFICERS AND KEY EMPLOYEES
OF SAFEWAY INC.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2007.
05 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For
06 STOCKHOLDER PROPOSAL REQUESTING THAT AN INDEPENDENT Shareholder Against For
DIRECTOR SERVE AS CHAIRMAN OF THE BOARD.
07 STOCKHOLDER PROPOSAL REQUESTING THE LABELING Shareholder Against For
OF PRODUCTS OF CLONING OR GENETIC ENGINEERING.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
ISSUE A SUSTAINABILITY REPORT.
09 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For
ISSUE A REPORT ON CONTROLLED-ATMOSPHERE KILLING.
------------------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, I HIG ANNUAL MEETING DATE: 05/16/2007
ISSUER: 416515104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RAMANI AYER Management For For
RAMON DE OLIVEIRA Management For For
TREVOR FETTER Management For For
EDWARD J. KELLY, III Management For For
PAUL G. KIRK, JR. Management For For
THOMAS M. MARRA Management For For
GAIL J. MCGOVERN Management For For
MICHAEL G. MORRIS Management For For
ROBERT W. SELANDER Management For For
CHARLES B. STRAUSS Management For For
H. PATRICK SWYGERT Management For For
DAVID K. ZWIENER Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT AUDITOR OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 155 of 205
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ALLEGHENY ENERGY, INC. AYE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 017361106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
H. FURLONG BALDWIN Management For For
ELEANOR BAUM Management For For
PAUL J. EVANSON Management For For
CYRUS F. FREIDHEIM, JR. Management For For
JULIA L. JOHNSON Management For For
TED J. KLEISNER Management For For
STEVEN H. RICE Management For For
GUNNAR E. SARSTEN Management For For
MICHAEL H. SUTTON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 STOCKHOLDER PROPOSAL TO RECOUP UNEARNED MANAGEMENT Shareholder Against For
BONUSES.
04 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For
CEO AND CHAIRMAN.
05 STOCKHOLDER PROPOSAL REQUESTING A DIRECTOR ELECTION Shareholder Against For
MAJORITY VOTE STANDARD.
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
07 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE BASED Shareholder Against For
STOCK OPTIONS.
08 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON UTILIZING Shareholder Against For
THE NIETC.
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shareholder Against For
CLIMATE CHANGE.
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ALLIED WASTE INDUSTRIES, INC. AW ANNUAL MEETING DATE: 05/17/2007
ISSUER: 019589308 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ROBERT M. AGATE Management For For
CHARLES H. COTROS Management For For
JAMES W. CROWNOVER Management For For
STEPHANIE DRESCHER Management For For
WILLIAM J. FLYNN Management For For
DAVID I. FOLEY Management For For
NOLAN LEHMANN Management For For
STEVEN MARTINEZ Management For For
JAMES A. QUELLA Management For For
JOHN M. TRANI Management For For
JOHN J. ZILLMER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITOR) FOR FISCAL
YEAR 2007.
03 PROPOSAL ON MAJORITY VOTING FOR DIRECTOR NOMINEES. Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 156 of 205
------------------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP INC TEG ANNUAL MEETING DATE: 05/17/2007
ISSUER: 45822P105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P. SAN JUAN CAFFERTY Management For For
ELLEN CARNAHAN Management For For
MICHAEL E. LAVIN Management For For
WILLIAM F. PROTZ, JR. Management For For
LARRY L. WEYERS Management For For
02 APPROVE THE INTEGRYS ENERGY GROUP 2007 OMNIBUS Management For For
INCENTIVE COMPENSATION PLAN, WHICH AUTHORIZES
3.5 MILLION SHARES OF COMMON STOCK FOR FUTURE
GRANTS.
03 APPROVE AN AMENDMENT TO THE INTEGRYS ENERGY GROUP Management For For
DEFERRED COMPENSATION PLAN THAT AUTHORIZES THE
ISSUANCE OF AN ADDITIONAL 0.7 MILLION SHARES
OF COMMON STOCK UNDER THE PLAN.
04 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. OGE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 670837103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LUKE R. CORBETT Management For For
PETER B. DELANEY Management For For
ROBERT KELLEY Management For For
J.D. WILLIAMS Management For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
OUR PRINCIPAL INDEPENDENT ACCOUNTANTS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 157 of 205
------------------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. OKE ANNUAL MEETING DATE: 05/17/2007
ISSUER: 682680103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM M. BELL Management For For
JOHN W. GIBSON Management For For
PATTYE L. MOORE Management For For
DAVID J. TIPPECONNIC Management For For
02 A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For
OF THE POSITIONS OF CHAIRMAN OF THE BOARD AND
CHIEF EXECUTIVE OFFICER.
------------------------------------------------------------------------------------------------------------------------------------
WESTAR ENERGY, INC. WR ANNUAL MEETING DATE: 05/17/2007
ISSUER: 95709T100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
B. ANTHONY ISAAC Management For For
MICHAEL F. MORRISSEY Management For For
JOHN C. NETTLES, JR. Management For For
02 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
DEAN FOODS COMPANY DF ANNUAL MEETING DATE: 05/18/2007
ISSUER: 242370104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALAN J. BERNON Management For For
GREGG L. ENGLES Management For For
RONALD KIRK Management For For
02 APPROVAL OF A NEW EQUITY INCENTIVE PLAN. Management Against Against
03 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For
AUDITOR.
04 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
THE CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE
BOARD ROLES.
------------------------------------------------------------------------------------------------------------------------------------
LADBROKES PLC AGM MEETING DATE: 05/18/2007
ISSUER: G5337D107 ISIN: GB00B0ZSH635
SEDOL: B1321T5, B100LK3, B0ZSH63
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown
STATUTORY REPORTS
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 158 of 205
2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown
SHARE
3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown
4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown
5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown
6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown
7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown
AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION
8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown
9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown
AND TO INCUR EU POLITICAL EXPENDITURES UP TO
GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING
LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR
EU POLITICAL EXPENDITURES UP TO GBP 15,000
10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737
S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown
SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE
NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION
WITH A RIGHTS ISSUE
S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown
OF 62,780,884 ORDINARY SHARES
S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown
COMMUNICATIONS
14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown
OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO
CONVEY INFORMATION TO SHAREHOLDERS
15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. MAT ANNUAL MEETING DATE: 05/18/2007
ISSUER: 577081102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
MICHAEL J. DOLAN Management For For
ROBERT A. ECKERT Management For For
DR. FRANCES FERGUSSON Management For For
TULLY M. FRIEDMAN Management For For
DOMINIC NG Management For For
DR. ANDREA L. RICH Management For For
RONALD L. SARGENT Management For For
DEAN A. SCARBOROUGH Management For For
CHRISTOPHER A. SINCLAIR Management For For
G. CRAIG SULLIVAN Management For For
KATHY BRITTAIN WHITE Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS MATTEL S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
03 BOARD ADOPTION OF DIRECTOR ELECTION MAJORITY Management For For
VOTING STANDARD AND STOCKHOLDER APPROVAL OF AMENDMENT
TO THE CERTIFICATE OF INCORPORATION ELIMINATING
CUMULATIVE VOTING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 159 of 205
04 APPROVAL OF THE MATTEL INCENTIVE PLAN AND THE Management For For
MATERIAL TERMS OF ITS PERFORMANCE GOALS.
05 STOCKHOLDER PROPOSAL REGARDING COMPENSATION OF Shareholder Against For
THE TOP FIVE MEMBERS OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL TO SEPARATE THE ROLES OF Shareholder Against For
CEO AND CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING CERTAIN REPORTS Shareholder Against For
BY THE BOARD OF DIRECTORS.
08 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. POM ANNUAL MEETING DATE: 05/18/2007
ISSUER: 713291102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACK B. DUNN, IV Management For For
TERENCE C. GOLDEN Management For For
FRANK O. HEINTZ Management For For
BARBARA J. KRUMSIEK Management For For
GEORGE F. MACCORMACK Management For For
RICHARD B. MCGLYNN Management For For
LAWRENCE C. NUSSDORF Management For For
FRANK K. ROSS Management For For
LESTER P. SILVERMAN Management For For
WILLIAM T. TORGERSON Management For For
02 A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2007
------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007
ISSUER: 887317105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 RATIFICATION OF AUDITORS. Management For For
03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN
SUPER-MAJORITY VOTE REQUIREMENTS.
04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For
TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For
ROLES OF CHAIRMAN AND CEO.
06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For
VOTE.
07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS.
08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For
OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS
PLAN HAS BEEN ADOPTED.
01 DIRECTOR Management For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 160 of 205
JAMES L. BARKSDALE Management For For
JEFFREY L. BEWKES Management For For
STEPHEN F. BOLLENBACH Management For For
FRANK J. CAUFIELD Management For For
ROBERT C. CLARK Management For For
MATHIAS DOPFNER Management For For
JESSICA P. EINHORN Management For For
REUBEN MARK Management For For
MICHAEL A. MILES Management For For
KENNETH J. NOVACK Management For For
RICHARD D. PARSONS Management For For
FRANCIS T. VINCENT, JR. Management For For
DEBORAH C. WRIGHT Management For For
------------------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. ED ANNUAL MEETING DATE: 05/21/2007
ISSUER: 209115104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
K. BURKE Management For For
V.A. CALARCO Management For For
G. CAMPBELL, JR. Management For For
G.J. DAVIS Management For For
M.J. DEL GIUDICE Management For For
E.V. FUTTER Management For For
S. HERNANDEZ Management For For
P.W. LIKINS Management For For
E.R. MCGRATH Management For For
L.F. SUTHERLAND Management For For
S.R. VOLK Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For
03 ADDITIONAL COMPENSATION INFORMATION. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
FRANCE TELECOM FTE SPECIAL MEETING DATE: 05/21/2007
ISSUER: 35177Q105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For
FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS.
03 ALLOCATION OF THE RESULTS. Management For For
04 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For For
L. 225-38 OF THE FRENCH COMMERCIAL CODE.
05 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Management For For
TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM
SHARES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 161 of 205
06 APPOINTMENT OF A DIRECTOR: MRS CLAUDIE HAIGNERE Management For For
07 AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN ORDER Management For For
TO BRING IT INTO CONFORMITY WITH THE DECREE NO.
2007-431 OF MARCH 25, 2007.
08 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
11 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS,
TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED.
09 DELEGATION OF AUTHORITY TO THE BOARD DIRECTORS Management For For
TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES
GIVING ACCESS TO THE ORDINARY SHARES OF THE COMPANY
OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS.
10 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For
IN THE EVENT OF THE ISSUANCE, WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS OF SHAREHOLDERS, OF ORDINARY
SHARES OR SECURITIES GIVING ACCESS TO ORDINARY
SHARES, TO DETERMINE THE ISSUANCE PRICE IN ACCORDANCE
WITH THE TERMS AND CONDITIONS DETERMINED BY THE
GENERAL MEETING.
12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY.
13 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES AND SECURITIES GIVING
ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY
AND COMPRISED OF EQUITY SECURITIES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL.
14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE ORDINARY SHARES, AS A RESULT OF THE
ISSUANCE BY THE COMPANY S SUBSIDIARIES OF SECURITIES
GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY.
15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING
A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR
CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS
OF THE FIRM ORANGE S.A.
16 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED
LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF
STOCK OPTIONS OF ORANGE S.A. AND BENEFICIARIES
OF A LIQUIDITY AGREEMENT.
17 OVERALL LIMITATION OF THE AUTHORIZATIONS. Management For For
18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION
OF DEBT SECURITIES.
19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO INCREASE THE SHARE CAPITAL OF THE COMPANY
BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS.
20 AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For
STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS OF
ORDINARY SHARES FROM THE COMPANY.
21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For
TO PROCEED WITH CAPITAL INCREASES RESERVED FOR
MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN.
22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Management For For
THE SHARE CAPITAL THROUGH THE CANCELLATION OF
ORDINARY SHARES.
23 POWERS FOR FORMALITIES. Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 162 of 205
------------------------------------------------------------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY AWR ANNUAL MEETING DATE: 05/22/2007
ISSUER: 029899101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES L. ANDERSON Management For For
DIANA M. BONTA Management For For
ANNE M. HOLLOWAY Management For For
FLOYD E. WICKS Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT AUDITORS.
------------------------------------------------------------------------------------------------------------------------------------
BLACK HILLS CORPORATION BKH ANNUAL MEETING DATE: 05/22/2007
ISSUER: 092113109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JACK W. EUGSTER Management For For
GARY L. PECHOTA Management For For
THOMAS J. ZELLER Management For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
TO SERVE AS BLACK HILLS CORPORATION S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC. CCU ANNUAL MEETING DATE: 05/22/2007
ISSUER: 184502102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: ALAN D. FELD Management For For
1B ELECTION OF DIRECTOR: PERRY J. LEWIS Management For For
1C ELECTION OF DIRECTOR: L. LOWRY MAYS Management For For
1D ELECTION OF DIRECTOR: MARK P. MAYS Management For For
1E ELECTION OF DIRECTOR: RANDALL T. MAYS Management For For
1F ELECTION OF DIRECTOR: B.J. MCCOMBS Management For For
1G ELECTION OF DIRECTOR: PHYLLIS B. RIGGINS Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 163 of 205
1H ELECTION OF DIRECTOR: THEODORE H. STRAUSS Management For For
1I ELECTION OF DIRECTOR: J.C. WATTS Management For For
1J ELECTION OF DIRECTOR: JOHN H. WILLIAMS Management For For
1K ELECTION OF DIRECTOR: JOHN B. ZACHRY Management For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2007.
03 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING PAY FOR SUPERIOR PERFORMANCE.
04 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING CORPORATE POLITICAL CONTRIBUTIONS.
05 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING COMPENSATION COMMITTEE INDEPENDENCE.
06 APPROVAL AND ADOPTION OF THE SHAREHOLDER PROPOSAL Shareholder Against For
REGARDING EXECUTIVE COMPENSATION.
------------------------------------------------------------------------------------------------------------------------------------
MASSEY ENERGY COMPANY MEE ANNUAL MEETING DATE: 05/22/2007
ISSUER: 576206106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD M. GABRYS Management For For
DAN R. MOORE Management For For
BAXTER F. PHILLIPS, JR. Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
03 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION Shareholder Against For
REPORTS.
04 STOCKHOLDER PROPOSAL ON A CLIMATE CHANGE REPORT. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
MGE ENERGY, INC. MGEE ANNUAL MEETING DATE: 05/22/2007
ISSUER: 55277P104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
RICHARD E. BLANEY Management For For
FREDERIC E. MOHS Management For For
F. CURTIS HASTINGS Management For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP FOR Management For For
2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 164 of 205
------------------------------------------------------------------------------------------------------------------------------------
SOUTHWEST WATER COMPANY SWWC ANNUAL MEETING DATE: 05/22/2007
ISSUER: 845331107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF CLASS III DIRECTOR: H. FREDERICK CHRISTIE Management For For
1B ELECTION OF CLASS III DIRECTOR: ANTON C. GARNIER Management For For
1C ELECTION OF CLASS III DIRECTOR: LINDA GRIEGO Management For For
02 APPROVAL TO EXTEND THE EMPLOYEE STOCK PURCHASE Management For For
PLAN.
------------------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. BLK ANNUAL MEETING DATE: 05/23/2007
ISSUER: 09247X101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM O. ALBERTINI Management For For
DENNIS D. DAMMERMAN Management For For
WILLIAM S. DEMCHAK Management For For
DAVID H. KOMANSKY Management For For
JAMES E. ROHR Management For For
RALPH L. SCHLOSSTEIN Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS BLACKROCK S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
------------------------------------------------------------------------------------------------------------------------------------
ENEL ENTE NAZIONALE PER L'ENERGIA ELETTRICA SPA, ROMA OGM MEETING DATE: 05/23/2007
ISSUER: T3679P115 ISIN: IT0003128367 BLOCKING
SEDOL: B07J3F5, 7588123, 7144569, B0ZNK70
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN MIX. THANK YOU. Non-Voting *Management Position Unknown
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL FOR
OGM ON 25 MAY 2007, FOR EGM ON 24 MAY 2007 AND
THIRD CALL FOR EMG ON 25 MAY 2007 . CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE
BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED
UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
Take No
O.1 RECEIVE THE FINANCIAL STATEMENT AT 31 DEC 06, Management Action *Management Position Unknown
REPORT OF THE BOARD OF DIRECTORS, AUDITORS AND
INDEPENDENT AUDITORS; INHERENT RESOLUTIONS RELATED
TO FINANCIAL STATEMENT AS AT 31 DEC 2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 165 of 205
Take No
O.2 APPROVE THE ALLOCATION OF THE NET PROFIT Management Action *Management Position Unknown
Take No
O.3 APPOINT THE BOARD OF STATUTORY AUDITORS Management Action *Management Position Unknown
Take No
O.4 APPROVE THE EMOLUMENTS OF THE BOARD OF AUDITORS Management Action *Management Position Unknown
Take No
O.5 APPROVE THE EXTENSION OF THE AUDIT MANDATE FOR Management Action *Management Position Unknown
THE YEARS 2008-2009 AND 2010
Take No
O.6 APPROVE THE STOCK OPTION PLAN RESERVED TO THE Management Action *Management Position Unknown
COMPANY MANAGERS OF ENEL SPA AND TO THOSE OF
THE CONSOLIDATED COMPANIES, AS PER ARTICLE 2359
OF THE COMPANIES CONSTITUTION
Take No
E.1 AMEND ARTICLES NO. 14.3, 14.5 AND 20.4 OF THE Management Action *Management Position Unknown
BY-LAWS AS PER THE LEGISLATIVE LAW NO. 262 OF
29 DEC 2006 NO. 303
Take No
E.2 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL RESERVED TO THE STOCK OPTION
PLAN 2007 UP TO MAXIMUM EUR 27,920,000 BY ISSUE
OF ORDINARY SHARES TO THE COMPANY S MANAGERS
AND TO THOSE OF THE CONSOLIDATED COMPANIES, TO
BE OFFERED IN OPTION WITHOUT THE RIGHTS OF OPTION
AS PER ARTICLE 2441, LAST PARAGRAPH OF COMPANIES
CONSTITUTION, AS PER ARTICLE 134, PARAGRAPH 2
OF THE LEGISLATIVE DECREE NO. 58 OF 24 FEB 1998;
INHERENT AND CONSEQUENT RESOLUTION; AMEND THE
ARTICLE 5 OF THE BY-LAWS
* PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown
OF RECORD DATE AND CHANGE IN THE SECOND CALL
DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
------------------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. EN ANNUAL MEETING DATE: 05/23/2007
ISSUER: 29265W108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
O1 FINANCIAL STATEMENTS OF ENEL FOR THE YEAR ENDED Management For For
DECEMBER 31, 2006. REPORTS OF THE BOARD OF DIRECTORS,
THE BOARD OF STATUTORY AUDITORS, AND THE EXTERNAL
AUDITORS. RELATED RESOLUTIONS, PRESENTATION OF
THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED DECEMBER 31, 2006.
O2 ALLOCATION OF NET INCOME FOR THE YEAR. Management For For
O3 ELECTION OF THE BOARD OF STATUTORY AUDITORS. Management For For
O4 DETERMINATION OF THE COMPENSATION OF THE REGULAR Management For For
MEMBERS OF THE BOARD OF STATUTORY AUDITORS.
O5 EXTENSION OF THE EXTERNAL AUDITORS MANDATE TO Management For For
THE YEARS 2008, 2009, AND 2010.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 166 of 205
O6 2007 STOCK - OPTION PLAN FOR THE EXECUTIVES OF Management For For
ENEL AND/OR SUBSIDIARIES THEREOF PURSUANT TO
ARTICLE 2359 OF THE CIVIL CODE.
E1 HARMONIZATION OF THE BYLAWS WITH THE PROVISIONS Management For For
OF LAW N. 262 OF DECEMBER 28, 2005 AND LEGISLATIVE
DECREE N. 303 OF DECEMBER 29, 2006. AMENDMENT
OF ARTICLES 14.3, 14.5, AND 20.4 OF THE BYLAWS.
E2 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For For
TO INCREASE THE SHARE CAPITAL IN CONNECTION WITH
THE 2007 STOCK-OPTION PLAN.
------------------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES FIS ANNUAL MEETING DATE: 05/23/2007
ISSUER: 31620M106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
LEE A. KENNEDY Management For For
KEITH W. HUGHES Management For For
JAMES K. HUNT Management For For
RICHARD N. MASSEY Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
------------------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. FNF ANNUAL MEETING DATE: 05/23/2007
ISSUER: 31620R105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
CARY H. THOMPSON Management For For
DANIEL D. (R0N) LANE Management For For
GENERAL WILLIAM LYON Management For For
RICHARD N. MASSEY Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 167 of 205
------------------------------------------------------------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY MSEX ANNUAL MEETING DATE: 05/23/2007
ISSUER: 596680108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ANNETTE CATINO Management For For
WALTER G. REINHARD Management For For
02 APPROVAL OF AN AMENDMENT TO THE RESTATED CERTIFICATE Management For For
OF INCORPORATION TO INCREASE THE TOTAL AUTHORIZED
COMMON STOCK, NO PAR VALUE FROM 20,000,000 TO
40,000,000 SHARES.
------------------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION PNW ANNUAL MEETING DATE: 05/23/2007
ISSUER: 723484101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVE AN AMENDMENT TO THE COMPANY S ARTICLES Management For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
SO THAT ALL DIRECTORS WILL BE ELECTED ANNUALLY.
IN THE EVENT PROPOSAL 1 IS APPROVED, ALL DIRECTORS
WHO WOULD BE SUBJECT TO RE-ELECTION IN 2008 AND
2009 HAVE TENDERED RESIGNATIONS.
02 DIRECTOR Management For
ROY A. HERBERGER, JR. Management For For
HUMBERTO S. LOPEZ Management For For
KATHRYN L. MUNRO Management For For
WILLIAM L. STEWART Management For For
EDWARD N. BASHA, JR. Management For For
JACK E. DAVIS Management For For
MICHAEL L. GALLAGHER Management For For
PAMELA GRANT Management For For
W.S. JAMIESON, JR. Management For For
BRUCE J. NORDSTROM Management For For
WILLIAM J. POST Management For For
03 APPROVE THE PINNACLE WEST CAPITAL CORPORATION Management Against Against
2007 LONG-TERM INCENTIVE PLAN.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL I Q ANNUAL MEETING DATE: 05/23/2007
ISSUER: 749121109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For
1B ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For
1C ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For
1D ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For
1E ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For
1F ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 168 of 205
1G ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For
1H ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For
1I ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For
1J ELECTION OF DIRECTOR: FRANK P. POPOFF Management For For
1K ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For
1L ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
OUR INDEPENDENT AUDITOR FOR 2007
03 APPROVAL OF THE AMENDED AND RESTATED EQUITY INCENTIVE Management For For
PLAN
04 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY WHEREBY AT LEAST 75% OF FUTURE
EQUITY COMPENSATION AWARDED TO SENIOR EXECUTIVES
BE PERFORMANCE-BASED AND THE RELATED PERFORMANCE
METRICS BE DISCLOSED TO STOCKHOLDERS
05 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY THAT STOCKHOLDERS HAVE THE
OPPORTUNITY AT EACH Annual MEETING TO VOTE ON
AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT
TO RATIFY CERTAIN COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL - REQUESTING THAT WE SEEK Shareholder Against For
STOCKHOLDER APPROVAL OF CERTAIN BENEFITS FOR
SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION
PLAN OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT
PLAN
07 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For
ESTABLISH A POLICY OF SEPARATING THE ROLES OF
CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER
POSSIBLE
------------------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY SO ANNUAL MEETING DATE: 05/23/2007
ISSUER: 842587107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J.P. BARANCO Management For For
D.J. BERN Management For For
F.S. BLAKE Management For For
T.F. CHAPMAN Management For For
H.W. HABERMEYER, JR. Management For For
D.M. JAMES Management For For
J.N. PURCELL Management For For
D.M. RATCLIFFE Management For For
W.G. SMITH, JR. Management For For
G.J. ST. PE Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL ON ENVIRONMENTAL REPORT Shareholder Against For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 169 of 205
------------------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. XEL ANNUAL MEETING DATE: 05/23/2007
ISSUER: 98389B100 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
C. CONEY BURGESS Management For For
FREDRIC W. CORRIGAN Management For For
RICHARD K. DAVIS, Management For For
ROGER R. HEMMINGHAUS Management For For
A. BARRY HIRSCHFELD Management For For
RICHARD C. KELLY, Management For For
DOUGLAS W. LEATHERDALE Management For For
ALBERT F. MORENO Management For For
DR. MARGARET R. PRESKA, Management For For
A. PATRICIA SAMPSON Management For For
RICHARD H. TRULY Management For For
DAVID A. WESTERLUND Management For For
TIMOTHY V. WOLF Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS XCEL ENERGY INC. S PRINCIPAL INDEPENDENT
ACCOUNTANTS FOR 2007
03 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For
OF THE ROLE OF CHAIRMAN OF THE BOARD AND CHIEF
EXECUTIVE OFFICER
04 SHAREHOLDER PROPOSAL RELATING TO FINANCIAL PERFORMANCE Shareholder Against For
CRITERIA FOR THE COMPANY S EXECUTIVE COMPENSATION
PLANS
------------------------------------------------------------------------------------------------------------------------------------
AQUA AMERICA, INC. WTR ANNUAL MEETING DATE: 05/24/2007
ISSUER: 03836W103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WILLIAM P. HANKOWSKY Management For For
RICHARD L. SMOOT Management For For
ANDREW J. SORDONI, III Management For For
------------------------------------------------------------------------------------------------------------------------------------
CADBURY SCHWEPPES PLC CSG ANNUAL MEETING DATE: 05/24/2007
ISSUER: 127209302 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 FINANCIAL STATEMENTS Management For For
02 DECLARATION OF FINAL DIVIDEND 2006 Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 170 of 205
03 DIRECTORS REMUNERATION REPORT Management For For
04 RE-APPOINTMENT OF SIR JOHN SUNDERLAND Management For For
05 RE-APPOINTMENT OF ROSEMARY THORNE Management For For
06 RE-APPOINTMENT OF DAVID THOMPSON Management For For
07 RE-APPOINTMENT OF SANJIV AHUJA Management For For
08 RE-APPOINTMENT OF RAYMOND VIAULT Management For For
09 RE-APPOINTMENT OF AUDITORS Management For For
10 REMUNERATION OF AUDITORS Management For For
11 APPROVE PROPOSED AMENDMENTS TO THE GROUP SHARE Management For For
PLANS
12 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For
13 AUTHORITY TO SERVE COMMUNICATIONS BY ELECTRONIC Management For For
MEANS
14 AUTHORITY TO ALLOT EQUITY SECURITIES Management For For
15 AUTHORITY TO MAKE MARKET PURCHASES Management For For
------------------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP. CCI ANNUAL MEETING DATE: 05/24/2007
ISSUER: 228227104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
EDWARD C. HUTCHESON, JR Management For For
J. LANDIS MARTIN Management For For
W. BENJAMIN MORELAND Management For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY S 2004 Management For For
STOCK INCENTIVE PLAN TO INCREASE BY 3,000,000
THE NUMBER OF SHARES OF COMPANY COMMON STOCK
AUTHORIZED FOR THE ISSUANCE OF AWARDS UNDER SUCH
PLAN.
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For
COMPANY S RESTATED CERTIFICATE OF AMENDMENT,
AS AMENDED.
04 TO APPROVE RATIFICATION OF THE APPOINTMENT OF Management For For
KPMG LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 171 of 205
------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG DB ANNUAL MEETING DATE: 05/24/2007
ISSUER: D18190898 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
MANAGEMENT BOARD FOR THE 2006 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2007 FINANCIAL Management For For
YEAR, INTERIM ACCOUNT
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION
ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For
TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT
AS WELL AS FOR THEIR USE
08 AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK Management For For
OF THE PURCHASE OF OWN SHARES
09 ELECTION TO THE SUPERVISORY BOARD Management For For
10 RESOLUTION PURSUANT TO SECTION 244 STOCK CORPORATION Management For For
ACT CONFIRMING THE RESOLUTION RE AGENDA ITEM 8
11 RESOLUTION ON AN AMENDMENT TO SECTION 14 OF THE Management For For
ARTICLES OF ASSOCIATION CONCERNING THE REMUNERATION
OF THE SUPERVISORY BOARD
12 RESOLUTION ON AN AMENDMENT TO SECTION 3 OF THE Management For For
ARTICLES OF ASSOCIATION
13 RESOLUTION ON THE AMENDMENT OF SECTION 8 OF THE Management For For
ARTICLES OF ASSOCIATION ON THE REORGANIZATION
OF THE ADVISORY BODIES
14 CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT Management For For
TO THE ARTICLES OF ASSOCIATION
------------------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION EP ANNUAL MEETING DATE: 05/24/2007
ISSUER: 28336L109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECT DIRECTOR: JUAN CARLOS BRANIFF Management For For
1B ELECT DIRECTOR: JAMES L. DUNLAP Management For For
1C ELECT DIRECTOR: DOUGLAS L. FOSHEE Management For For
1D ELECT DIRECTOR: ROBERT W. GOLDMAN Management For For
1E ELECT DIRECTOR: ANTHONY W. HALL, JR. Management For For
1F ELECT DIRECTOR: THOMAS R. HIX Management For For
1G ELECT DIRECTOR: WILLIAM H. JOYCE Management For For
1H ELECT DIRECTOR: RONALD L. KUEHN, JR. Management For For
1I ELECT DIRECTOR: FERRELL P. MCCLEAN Management For For
1J ELECT DIRECTOR: STEVEN J. SHAPIRO Management For For
1K ELECT DIRECTOR: J. MICHAEL TALBERT Management For For
1L ELECT DIRECTOR: ROBERT F. VAGT Management For For
1M ELECT DIRECTOR: JOHN L. WHITMIRE Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 172 of 205
1N ELECT DIRECTOR: JOE B. WYATT Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007.
03 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS FOR SPECIAL SHAREHOLDER
MEETINGS.
04 APPROVAL OF THE STOCKHOLDER PROPOSAL SEEKING Shareholder Against For
AN AMENDMENT TO THE BY-LAWS ON POLICY-ABANDONING
DECISIONS.
------------------------------------------------------------------------------------------------------------------------------------
HILTON HOTELS CORPORATION HLT ANNUAL MEETING DATE: 05/24/2007
ISSUER: 432848109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. STEVEN CROWN Management For For
1B ELECTION OF DIRECTOR: JOHN H. MYERS Management For For
1C ELECTION OF DIRECTOR: DONNA F. TUTTLE Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2007.
03 A STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For
CHAIRMAN OF THE BOARD.
------------------------------------------------------------------------------------------------------------------------------------
SUPERVALU INC. SVU ANNUAL MEETING DATE: 05/24/2007
ISSUER: 868536103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION OF DIRECTOR: A. GARY AMES Management For For
1B ELECTION OF DIRECTOR: CHARLES M. LILLIS Management For For
1C ELECTION OF DIRECTOR: JEFFREY NODDLE Management For For
1D ELECTION OF DIRECTOR: STEVEN S. ROGERS Management For For
1E ELECTION OF DIRECTOR: WAYNE C. SALES Management For For
1F ELECTION OF DIRECTOR: KATHI P. SEIFERT Management For For
02 APPROVAL OF THE SUPERVALU INC. 2007 STOCK PLAN Management Against Against
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANTS
04 TO CONSIDER AND VOTE ON A STOCKHOLDER PROPOSAL Shareholder Against For
AS DESCRIBED IN THE ATTACHED PROXY STATEMENT
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For
COME BEFORE THE MEETING
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 173 of 205
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THE BANK OF NEW YORK COMPANY, INC. BK SPECIAL MEETING DATE: 05/24/2007
ISSUER: 064057102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
03 TO APPROVE THE NUMBER OF AUTHORIZED SHARES OF Management For For
NEWCO CAPITAL STOCK AS SET FORTH IN NEWCO S CERTIFICATE
OF INCORPORATION.
02 TO APPROVE A PROVISION IN THE CERTIFICATE OF Management For For
INCORPORATION OF NEWCO REQUIRING THE AFFIRMATIVE
VOTE OF THE HOLDERS OF AT LEAST 75 PERCENT OF
THE OUTSTANDING VOTING SHARES OF NEWCO FOR DIRECT
SHAREHOLDER AMENDMENT OF ARTICLE V OF THE BY-LAWS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
01 TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND Management For For
PLAN OF MERGER, DATED AS OF 12/3/06, AMENDED
AND RESTATED AS OF 2/23/07, AND FURTHER AMENDED
AND RESTATED AS OF 3/30/07, BY AND BETWEEN MELLON
FINANCIAL CORPORATION, THE BANK OF NEW YORK COMPANY,
INC. AND THE BANK OF NEW YORK MELLON CORPORATION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO ADJOURN THE BANK OF NEW YORK SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES.
------------------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION XRX ANNUAL MEETING DATE: 05/24/2007
ISSUER: 984121103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
GLENN A. BRITT Management For For
URSULA M. BURNS Management For For
WILLIAM CURT HUNTER Management For For
VERNON E. JORDAN, JR. Management For For
RICHARD J. HARRINGTON Management For For
ROBERT A. MCDONALD Management For For
ANNE M. MULCAHY Management For For
RALPH S. LARSEN Management For For
ANN N. REESE Management For For
MARY AGNES WILDEROTTER Management For For
N.J. NICHOLAS, JR. Management For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007.
03 AMENDMENT OF THE 2004 PERFORMANCE INCENTIVE PLAN. Management For For
04 SHAREHOLDER PROPOSAL RELATING TO THE ADOPTION Shareholder Against For
OF A VENDOR CODE OF CONDUCT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 174 of 205
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FPL GROUP, INC. FPL ANNUAL MEETING DATE: 05/25/2007
ISSUER: 302571104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
SHERRY S. BARRAT Management For For
ROBERT M. BEALL, II Management For For
J. HYATT BROWN Management For For
JAMES L. CAMAREN Management For For
J. BRIAN FERGUSON Management For For
LEWIS HAY, III Management For For
TONI JENNINGS Management For For
OLIVER D. KINGSLEY, JR. Management For For
RUDY E. SCHUPP Management For For
MICHAEL H. THAMAN Management For For
HANSEL E. TOOKES, II Management For For
PAUL R. TREGURTHA Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2007.
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTORS STOCK Management For For
PLAN.
------------------------------------------------------------------------------------------------------------------------------------
TEEKAY SHIPPING CORPORATION TK ANNUAL MEETING DATE: 05/29/2007
ISSUER: Y8564W103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
PETER S. JANSON Management For For
EILEEN A. MERCIER Management For For
TORE I. SANDVOLD Management For For
02 APPROVAL OF AMENDMENT TO AMENDED AND RESTATED Management For For
ARTICLES OF INCORPORATION. APPROVE AN AMENDMENT
TO TEEKAY S AMENDED AND RESTATED ARTICLES OF
INCORPORATION CHANGING TEEKAY S NAME TO TEEKAY
CORPORATION .
03 RATIFICATION OF INDEPENDENT AUDITORS. RATIFY Management For For
THE SELECTION OF ERNST & YOUNG LLP, CHARTERED
ACCOUNTANTS, AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION XOM ANNUAL MEETING DATE: 05/30/2007
ISSUER: 30231G102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
M.J. BOSKIN Management For For
W.W. GEORGE Management For For
J.R. HOUGHTON Management For For
W.R. HOWELL Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 175 of 205
R.C. KING Management For For
P.E. LIPPINCOTT Management For For
M.C. NELSON Management For For
S.J. PALMISANO Management For For
S.S. REINEMUND Management For For
W.V. SHIPLEY Management For For
J.S. SIMON Management For For
R.W. TILLERSON Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 44) Management For For
03 CUMULATIVE VOTING (PAGE 45) Shareholder Against For
04 SPECIAL SHAREHOLDER MEETINGS (PAGE 47) Shareholder Against For
05 BOARD CHAIRMAN AND CEO (PAGE 47) Shareholder Against For
06 DIVIDEND STRATEGY (PAGE 48) Shareholder Against For
07 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
(PAGE 50)
08 CEO COMPENSATION DECISIONS (PAGE 51) Shareholder Against For
09 EXECUTIVE COMPENSATION REPORT (PAGE 52) Shareholder Against For
10 EXECUTIVE COMPENSATION LIMIT (PAGE 53) Shareholder Against For
11 INCENTIVE PAY RECOUPMENT (PAGE 54) Shareholder Against For
12 POLITICAL CONTRIBUTIONS REPORT (PAGE 55) Shareholder Against For
13 AMENDMENT OF EEO POLICY (PAGE 57) Shareholder Against For
14 COMMUNITY ENVIRONMENTAL IMPACT (PAGE 58) Shareholder Against For
15 GREENHOUSE GAS EMISSIONS GOALS (PAGE 60) Shareholder Against For
16 CO2 INFORMATION AT THE PUMP (PAGE 61) Shareholder Against For
17 RENEWABLE ENERGY INVESTMENT LEVELS (PAGE 62) Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. NYB ANNUAL MEETING DATE: 05/30/2007
ISSUER: 649445103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
DONALD M. BLAKE Management For For
MICHAEL J. LEVINE Management For For
GUY V. MOLINARI Management For For
JOHN A. PILESKI Management For For
JOHN M. TSIMBINOS Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF NEW YORK COMMUNITY BANCORP, INC. FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 176 of 205
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WEATHERFORD INTERNATIONAL LTD. WFT ANNUAL MEETING DATE: 05/30/2007
ISSUER: G95089101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1A ELECTION AS DIRECTOR: NICHOLAS F. BRADY Management For For
1B ELECTION AS DIRECTOR: WILLIAM E. MACAULAY Management For For
1C ELECTION AS DIRECTOR: DAVID J. BUTTERS Management For For
1D ELECTION AS DIRECTOR: ROBERT B. MILLARD Management For For
1E ELECTION AS DIRECTOR: BERNARD J. DUROC-DANNER Management For For
1F ELECTION AS DIRECTOR: ROBERT K. MOSES, JR. Management For For
1G ELECTION AS DIRECTOR: SHELDON B. LUBAR Management For For
1H ELECTION AS DIRECTOR: ROBERT A. RAYNE Management For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007,
AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ERNST & YOUNG LLP S
REMUNERATION.
------------------------------------------------------------------------------------------------------------------------------------
TRANS-LUX CORPORATION TLX ANNUAL MEETING DATE: 05/31/2007
ISSUER: 893247106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management Withheld
GENE JANKOWSKI* Management Withheld Against
JEAN FIRSTENBERG* Management Withheld Against
VICTOR LISS* Management Withheld Against
RICHARD BRANDT** Management Withheld Against
02 RATIFY THE RETENTION OF EISNER LLP AS THE INDEPENDENT Management For For
AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
------------------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION GM ANNUAL MEETING DATE: 06/05/2007
ISSUER: 370442105 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
P.N. BARNEVIK Management For For
E.B. BOWLES Management For For
J.H. BRYAN Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 177 of 205
A.M. CODINA Management For For
E.B. DAVIS, JR. Management For For
G.M.C. FISHER Management For For
K. KATEN Management For For
K. KRESA Management For For
E.J. KULLMAN Management For For
P.A. LASKAWY Management For For
K.V. MARINELLO Management For For
E. PFEIFFER Management For For
G.R. WAGONER, JR. Management For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For
FOR YEAR 2007
03 2007 ANNUAL INCENTIVE PLAN Management For For
04 2007 LONG-TERM INCENTIVE PLAN Management Against Against
05 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
06 LIMIT ON DIRECTORSHIPS OF GM BOARD MEMBERS Shareholder Against For
07 GREENHOUSE GAS EMISSIONS Shareholder Against For
08 CUMULATIVE VOTING Shareholder Against For
09 STOCKHOLDER APPROVAL OF A POISON PILL Shareholder For Against
10 SPECIAL STOCKHOLDER MEETINGS Shareholder Against For
11 PERFORMANCE-BASED EQUITY COMPENSATION Shareholder Against For
12 RECOUPING UNEARNED INCENTIVE BONUSES Shareholder Against For
13 OPTIMUM BOARD SIZE Shareholder Against For
14 SIMPLE MAJORITY VOTE Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. NBR ANNUAL MEETING DATE: 06/05/2007
ISSUER: G6359F103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
ALEXANDER M. KNASTER Management For For
JAMES L. PAYNE Management For For
HANS W. SCHMIDT Management For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
INDEPENDENT AUDITORS AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET AUDITORS
REMUNERATION.
03 SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO Shareholder Against For
VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
OF THE COMPANY.
04 SHAREHOLDER PROPOSAL TO ADOPT A PAY FOR SUPERIOR Shareholder Against For
PERFORMANCE STANDARD IN THE COMPANY S EXECUTIVE
COMPENSATION PLAN FOR SENIOR EXECUTIVES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 178 of 205
------------------------------------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/05/2007
ISSUER: 25459L106 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
NEIL R. AUSTRIAN Management For For
CHARLES R. LEE Management For For
K. RUPERT MURDOCH Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For
ACCOUNTANTS.
03 APPROVAL OF THE AMENDED AND RESTATED 2004 STOCK Management For For
PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Management For For
OFFICER CASH BONUS PLAN.
------------------------------------------------------------------------------------------------------------------------------------
BCE INC. BCE SPECIAL MEETING DATE: 06/06/2007
ISSUER: 05534B760 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
04 APPROVING THE RESOLUTION, THE FULL TEXT OF WHICH Management For For
IS REPRODUCED AS SCHEDULE B TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR, TO APPROVE AMENDMENTS
TO THE CORPORATION S EQUITY-BASED COMPENSATION
PLANS.
03 APPROVING THE SPECIAL RESOLUTION, THE FULL TEXT Management For For
OF WHICH IS REPRODUCED AS SCHEDULE A TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR, TO APPROVE THE NAME
CHANGE OF THE CORPORATION.
02 DELOITTE & TOUCHE LLP AS AUDITORS. Management For For
01 DIRECTOR Management For
A. B>>RARD Management For For
R.A. BRENNEMAN Management For For
R.J. CURRIE Management For For
A.S. FELL Management For For
D. SOBLE KAUFMAN Management For For
B.M. LEVITT Management For For
E.C. LUMLEY Management For For
J. MAXWELL Management For For
J.H. MCARTHUR Management For For
T.C. O'NEILL Management For For
J.A. PATTISON Management For For
R.C. POZEN Management For For
M.J. SABIA Management For For
P.M. TELLIER Management For For
V.L. YOUNG Management For For
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 179 of 205
------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/06/2007
ISSUER: 25179M103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
THOMAS F. FERGUSON Management For For
DAVID M. GAVRIN Management For For
JOHN RICHELS Management For For
02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For
AUDITORS FOR 2007
------------------------------------------------------------------------------------------------------------------------------------
SAKS INCORPORATED SKS ANNUAL MEETING DATE: 06/06/2007
ISSUER: 79377W108 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
STANTON J. BLUESTONE* Management For For
ROBERT B. CARTER** Management For For
DONALD E. HESS** Management For For
02 PROPOSAL TO APPROVE THE SAKS INCORPORATED 2007 Management For For
SENIOR EXECUTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
04 PROPOSAL BY A SHAREHOLDER- CUMULATIVE VOTING Shareholder Against For
IN THE ELECTION OF DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. TS ANNUAL MEETING DATE: 06/06/2007
ISSUER: 88031M109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
A1 CONSIDERATION OF THE BOARD S AND INDEPENDENT Management For For
AUDITOR S REPORTS. APPROVAL OF THE COMPANY S
CONSOLIDATED FINANCIAL STATEMENTS.
A2 CONSIDERATION OF THE BOARD OF DIRECTORS AND Management For For
INDEPENDENT AUDITORS REPORTS ON THE COMPANY
S ANNUAL ACCOUNTS. APPROVAL OF THE COMPANY S
ANNUAL ACCOUNTS AS AT DECEMBER 31, 2006.
A3 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Management For For
PAYMENT.
A4 DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
A5 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
A6 COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For
A7 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE Management For For
THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS.
A8 APPOINTMENT OF THE INDEPENDENT AUDITORS AND APPROVAL Management For For
OF THEIR FEES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 180 of 205
E1 THE RENEWAL OF THE VALIDITY PERIOD OF THE COMPANY Management For For
S AUTHORIZED SHARE CAPITAL TO ISSUE SHARES FROM
TIME TO TIME WITHIN THE LIMITS. THE WAIVER OF
ANY PREFERENTIAL SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS PROVIDED FOR BY LAW AND THE AUTHORIZATION
TO THE BOARD TO SUPPRESS ANY PREFERENTIAL SUBSCRIPTION
RIGHTS OF EXISTING SHAREHOLDERS.
------------------------------------------------------------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY LAYN ANNUAL MEETING DATE: 06/07/2007
ISSUER: 521050104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
J. SAMUEL BUTLER Management For For
NELSON OBUS Management For For
02 DIRECTORS RECOMMEND: A VOTE FOR PROPOSAL 2. Management For For
PROPOSAL TO APPROVE THE LAYNE ENERGY, INC. 2007
STOCK OPTION PLAN.
03 DIRECTORS RECOMMEND: A VOTE AGAINST PROPOSAL Shareholder Against For
3. STOCKHOLDER PROPOSAL TO SPIN OFF THE WATER
AND WASTEWATER INFRASTRUCTURE DIVISION OF THE
COMPANY TO THE STOCKHOLDERS.
04 DIRECTORS RECOMMEND: A VOTE FOR PROPOSAL 4. Management For For
PROPOSAL TO RATIFY THE SELECTION OF THE ACCOUNTING
FIRM OF DELOITTE & TOUCHE LLP AS LAYNE CHRISTENSEN
S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 31, 2008.
------------------------------------------------------------------------------------------------------------------------------------
SEMCO ENERGY, INC. SEN SPECIAL MEETING DATE: 06/07/2007
ISSUER: 78412D109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Management For For
OF SHARE EXCHANGE (THE EXCHANGE AGREEMENT),
PURSUANT TO WHICH EACH ISSUED AND OUTSTANDING
SHARE OF COMMON STOCK SHALL BE TRANSFERRED BY
OPERATION OF LAW TO PARENT IN EXCHANGE FOR THE
RIGHT TO RECEIVE $8.15 IN CASH, WITHOUT INTEREST,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 ANY PROPOSAL TO POSTPONE OR ADJOURN THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE APPROVAL OF THE EXCHANGE
AGREEMENT, IF THERE ARE NOT SUFFICIENT VOTES
FOR APPROVAL OF THE EXCHANGE AGREEMENT AT THE
SPECIAL MEETING.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 181 of 205
------------------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION CHK ANNUAL MEETING DATE: 06/08/2007
ISSUER: 165167107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
FRANK KEATING Management For For
MERRILL A. MILLER, JR. Management For For
FREDERICK B. WHITTEMORE Management For For
02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Management For For
PLAN.
03 TO APPROVE AN AMENDMENT TO OUR 2003 STOCK AWARD Management For For
PLAN FOR NON-EMPLOYEE DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------
KRONOS INCORPORATED KRON SPECIAL MEETING DATE: 06/08/2007
ISSUER: 501052104 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 22, 2007, BY AND AMONG KRONOS
INCORPORATED, SEAHAWK ACQUISITION CORPORATION
AND SEAHAWK MERGER SUB CORPORATION, A WHOLLY-OWNED
SUBSIDIARY OF SEAHAWK ACQUISITION CORPORATION,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO
TIME.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF APPROVAL OF THE MERGER AGREEMENT.
------------------------------------------------------------------------------------------------------------------------------------
TRIAD HOSPITALS, INC. TRI SPECIAL MEETING DATE: 06/12/2007
ISSUER: 89579K109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 19, 2007, BY AND AMONG TRIAD
HOSPITALS, INC., COMMUNITY HEALTH SYSTEMS, INC.
AND FWCT-1 ACQUISITION CORPORATION.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE MEETING TO ADOPT THE MEGER AGREEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 182 of 205
------------------------------------------------------------------------------------------------------------------------------------
TOMKINS PLC AGM MEETING DATE: 06/13/2007
ISSUER: G89158136 ISIN: GB0008962655
SEDOL: B02S379, 5626906, 0896265
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For *Management Position Unknown
FOR THE YE 30 DEC 2006TOGETHER WITH THE INDEPENDENT
AUDITORS REPORT
2. APPROVE THE REMUNERATION COMMITTEE REPORT FOR Management For *Management Position Unknown
THE YE 30 DEC 2006
3. DECLARE A FINAL DIVIDEND OF 8.75 PENCE PER ORDINARY Management For *Management Position Unknown
SHARE FOR THE YE 30 DEC 2006
4. RE-APPOINT MR. DAVID B. NEWLANDS AS A DIRECTOR Management For *Management Position Unknown
5. RE-APPOINT DELOITTE & TOUCHE LLP AS THE INDEPENDENT Management For *Management Position Unknown
AUDITORS
6. AUTHORIZE THE DIRECTORS TO DETERMINE THE INDEPENDENT Management For *Management Position Unknown
AUDITORS REMUNERATION
7. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management Position Unknown
SUBJECT TO THE TERMS OF ARTICLE 5 OF THE COMPANY
S ARTICLES OF ASSOCIATION, TO ALLOT RELEVANT
SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 14,265,337
S.8 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management Position Unknown
SUBJECT TO THE TERMS OF ARTICLE 6 OF THE COMPANY
S ARTICLES OF ASSOCIATION, TO ALLOT SHARES FOR
CASH FOR THE PURPOSES OF PARAGRAPH (II) OF ARTICLE
6 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,145,727
S.9 AUTHORIZE THE COMPANY, IN SUBSTITUTION FOR ANY Management For *Management Position Unknown
AUTHORITY TO PURCHASE ORDINARYSHARES OF 5P EACH
IN THE CAPITAL OF THE COMPANY PREVIOUSLY CONFERRED
SAVE TO THE EXTENT THE SAME HAS BEEN EXERCISED,
TO MAKE MARKET PURCHASES SECTION 163(3) OF THE
COMPANIES ACT 1985 OF UP TO 85,829,110 SHARES
OR, IF LOWER SUCH NUMBER OF SHARES AS IS EQUAL
TO 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF
THE COMPANY AT THE CLOSE OF BUSINESS ON 12 JUN
2007 OF 5P EACH IN THE CAPITAL OF THE COMPANY,
NOT MORE THAN 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR A SHARE DERIVED FROM THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER
THE PREVIOUS 5 BUSINESS DAYS AND THE MINIMUM
PRICE WHICH MAY BE PAID FOR ANY SUCH SHARE SHALL
BE THE NOMINAL VALUE OF THAT SHARE; AUTHORITY
EXPIRES THE EARLIER OF THE CONCLUSION OF THE
AGM OF THE COMPANY TO BE HELD IN 2008 OR 30 JUN
2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE
A CONTRACT TO PURCHASE ORDINARY SHARES WHICH
WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY
10. APPROVE THAT THE COMPANY MAY SERVE ANY NOTICE Management For *Management Position Unknown
OR SEND OR SUPPLY ANY OTHER DOCUMENT OR INFORMATION
TO A MEMBER BY MAKING THE NOTICE, DOCUMENT OR
INFORMATION AVAILABLE ON A WEBSITE OR BY SENDING
OR SUPPLYING IT IN ELECTRONIC FORM WITHIN THE
MEANING OF SECTION 1168 OF THE COMPANIES ACT
2006
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 183 of 205
------------------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007
ISSUER: 12686C109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR FISCAL YEAR 2007
01 DIRECTOR Management For
GROVER C. BROWN Management For For
ZACHARY W. CARTER Management For For
CHARLES D. FERRIS Management For For
RICHARD H. HOCHMAN Management For For
VICTOR ORISTANO Management For For
THOMAS V. REIFENHEISER Management For For
JOHN R. RYAN Management For For
VINCENT TESE Management For For
------------------------------------------------------------------------------------------------------------------------------------
ENERGY EAST CORPORATION EAS ANNUAL MEETING DATE: 06/14/2007
ISSUER: 29266M109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JAMES H. BRANDI Management For For
JOHN T. CARDIS Management For For
THOMAS B. HOGAN, JR. Management For For
G. JEAN HOWARD Management For For
DAVID M. JAGGER Management For For
SETH A. KAPLAN Management For For
BEN E. LYNCH Management For For
PETER J. MOYNIHAN Management For For
PATRICIA M. NAZEMETZ Management For For
WALTER G. RICH Management For For
WESLEY W. VON SCHACK Management For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------
LONE STAR TECHNOLOGIES, INC. LSS SPECIAL MEETING DATE: 06/14/2007
ISSUER: 542312103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 28, 2007, BY AND AMONG UNITED
STATES STEEL CORPORATION, WP ACQUISITION HOLDING
CORP. AND LONE STAR TECHNOLOGIES, INC.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 184 of 205
------------------------------------------------------------------------------------------------------------------------------------
PAXAR CORPORATION PXR ANNUAL MEETING DATE: 06/14/2007
ISSUER: 704227107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED MARCH 22, 2007, BY AND AMONG PAXAR CORPORATION,
AVERY DENNISON CORPORATION AND ALPHA ACQUISITION
CORP.
02 DIRECTOR Management For
JACK BECKER Management For For
LEO BENATAR Management For For
VICTOR HERSHAFT Management For For
DAVID E. MCKINNEY Management For For
JAMES R. PAINTER Management For For
ROGER M. WIDMANN Management For For
------------------------------------------------------------------------------------------------------------------------------------
LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/19/2007
ISSUER: 530555101 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
JOHN W. DICK Management For For
J.C. SPARKMAN Management For For
J. DAVID WARGO Management For For
02 AUDITORS RATIFICATION Management For For
------------------------------------------------------------------------------------------------------------------------------------
ENDESA SA, MADRID AGM MEETING DATE: 06/20/2007
ISSUER: E41222113 ISIN: ES0130670112
SEDOL: 2615424, 5271782, B0389N6, 5788806, 4315368, 5285501, B0ZNJC8
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
21 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
1. EXAMINATION AND APPROVAL, AS THE CASE MAY BE, Management For *Management Position Unknown
OF THE ANNUAL ACCOUNTS BALANCESHEET, INCOME STATEMENT
AND ANNUAL REPORT AND OF THE MANAGEMENT REPORT
OF THE COMPANY AND ITS CONSOLIDATED GROUP FOR
THE FYE 31 DEC 2006, AS WELL AS OF THE CORPORATE
MANAGEMENT DURING SAID FY
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 185 of 205
2. APPLICATION OF FY EARNINGS AND DIVIDEND DISTRIBUTION Management For *Management Position Unknown
3. APPOINTMENT OF THE AUDITOR FOR THE COMPANY AND Management For *Management Position Unknown
ITS CONSOLIDATED GROUP
4. AUTHORIZATION FOR THE COMPANY AND ITS SUBSIDIARIES Management For *Management Position Unknown
TO BE ABLE TO ACQUIRE TREASURY STOCK IN ACCORDANCE
WITH THE PROVISIONS OF ARTICLE 75 AND ADDITIONAL
PROVISION 1 OF THE SPANISH CORPORATIONS LAW LEY
DE SOCIEDADES ANONIMAS
5. TO SET AT 10 THE NUMBER OF MEMBERS OF THE BOARD Management For *Management Position Unknown
OF DIRECTORS, IN ACCORDANCE WITH THE PROVISIONS
OF ARTICLE 37 OF THE CORPORATE BYLAWS
6. APPOINTMENT OF A COMPANY DIRECTOR Management For *Management Position Unknown
7. APPOINTMENT OF A COMPANY DIRECTOR Management For *Management Position Unknown
8. AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management Position Unknown
EXECUTION AND IMPLEMENTATION MAY BE, OF THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING, AS WELL AS TO
SUBSTITUTE THE AUTHORITIES IT RECEIVES FROM THE
GENERAL MEETING, AND GRANTING OF AUTHORITIES
FOR PROCESSING THE SAID RESOLUTIONS AS A PUBLIC
INSTRUMENT, REGISTRATION THEREOF AND, AS THE
CASE MAY BE, CORRECTION THEREOF
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown
CONCERNING ENDESA, S.A. CAN ALSO BE VIEWED ON
THE COMPANY S WEBSITE: HTTP://WWW.ENDESA.ES/PORTAL/EN/CORPORATE_GOVERNANCE/GENERAL_SHAREHOLDERS_MEETING/DEFAULT.HTM
------------------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION DG SPECIAL MEETING DATE: 06/21/2007
ISSUER: 256669102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER Management For For
02 ADJOURNMENT AND POSTPONEMENT OF THE SPECIAL MEETING Management For For
------------------------------------------------------------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORG. S.A OTE ANNUAL MEETING DATE: 06/21/2007
ISSUER: 423325307 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 SUBMISSION FOR APPROVAL OF THE MANAGEMENT REPORT Management For *Management Position Unknown
OF THE BOARD OF DIRECTORS, AND THE AUDIT REPORTS
PREPARED BY CERTIFIED AUDITORS.
02 EXONERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown
AND THE AUDITORS OF ALL LIABILITY FOR FISCAL
YEAR 2006.
03 APPOINTMENT OF CHARTERED AUDITORS FOR THE FISCAL Management For *Management Position Unknown
YEAR 2007 AND DETERMINATION OF ITS FEES.
04 RENEWAL OF AGREEMENT FOR THE COVERING OF CIVIL Management For *Management Position Unknown
LIABILITY OF MEMBERS OF THE BOARD OF DIRECTORS
AND THE COMPANY/S EXECUTIVE DIRECTORS.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 186 of 205
05 APPROVAL OF REMUNERATION PAID TO THE MEMBERS Management For *Management Position Unknown
OF THE BOARD OF DIRECTORS, THE AUDIT COMMITTEE
AND HR REMUNERATION COMMITTEE.
06 APPROVAL OF THE REMUNERATION PAID IN 2006 TO Management For *Management Position Unknown
THE CHAIRMAN OF THE BOARD OF DIRECTORS AND CEO,
DETERMINATION OF A SPECIAL PREMIUM BASED ON EFFICIENCY
FOR FISCAL YEAR 2006 AND DETERMINATION OF HIS
REMUNERATION FOR 2007.
07 APPROVAL OF THE BASIC TERMS AND CONDITIONS OF Management For *Management Position Unknown
A PROJECT TO BE ASSIGNED TO A MEMBER OF THE BOARD.
08 APPROVAL OF THE SPIN-OFF OF THE BRANCH OF INTERNATIONAL Management For *Management Position Unknown
INSTALLATIONS AND INTERNATIONAL CABLE INFRASTRUCTURES
AND OF THE LICENSES OF OTE SA FOR THE USE OF
THE INTEC-ITU PRICING SYSTEM.
09 APPROVAL OF A STOCK REPURCHASE PROGRAM, OF OTE Management For *Management Position Unknown
S.A., ACCORDING TO PARAGRAPH 5 ARTICLE 16 OF
THE LAW 2190/1920.
10 APPOINTMENT OF FIVE NEW BOARD MEMBERS FOR A THREE-YEAR Management For *Management Position Unknown
TERM, FOLLOWING TERMINATION OF OFFICE OF EQUAL
NUMBER MEMBERS.
------------------------------------------------------------------------------------------------------------------------------------
WHX CORPORATION WXCP.PK ANNUAL MEETING DATE: 06/21/2007
ISSUER: 929248508 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 DIRECTOR Management For
WARREN G. LICHTENSTEIN Management For For
JACK L. HOWARD Management For For
GLEN M. KASSAN Management For For
LOUIS KLEIN, JR. Management For For
DANIEL P. MURPHY, JR. Management For For
JOHN J. QUICKE Management For For
JOSHUA E. SCHECHTER Management For For
GAREN W. SMITH Management For For
02 PROPOSAL TO AMEND WHX S AMENDED AND RESTATED Management For For
CERTIFICATE OF INCORPORATION TO INCREASE WHX
S AUTHORIZED CAPITAL STOCK FROM 45,000,000 SHARES
TO A TOTAL OF 55,000,000 SHARES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
03 PROPOSAL TO APPROVE THE ADOPTION OF WHX CORPORATION Management For For
S 2007 INCENTIVE STOCK PLAN.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2007.
------------------------------------------------------------------------------------------------------------------------------------
WINSTON HOTELS, INC. WXH SPECIAL MEETING DATE: 06/21/2007
ISSUER: 97563A102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO ADOPT AND APPROVE THE MERGER OF WINSTON HOTELS, Management For For
INC. WITH AND INTO INLAND AMERICAN ACQUISITION
(WINSTON), LLC PURSUANT TO THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 2, 2007, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 187 of 205
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT AND APPROVE
THE MERGER, THE MERGER AGREEMENT AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.
------------------------------------------------------------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO LTD AGM MEETING DATE: 06/22/2007
ISSUER: G21096105 ISIN: KYG210961051
SEDOL: B01FW07, B01B1L9, B01VKZ6
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
1. RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown
AND THE REPORT OF THE DIRECTORS AND THE AUDITORS
FOR THE YE 31 DEC 2006
2. APPROVE THE FINAL DIVIDEND Management For *Management Position Unknown
3.a RE-ELECT MR. JIAO SHUGE ALIAS JIAO ZHEN AS A Management For *Management Position Unknown
DIRECTOR AND AUTHORIZE THE BOARD OF DIRECTORS
OF THE COMPANY TO FIX HIS REMUNERATION
3.b RE-ELECT MS. LU JUN AS A DIRECTOR AND AUTHORIZE Management For *Management Position Unknown
THE DIRECTORS OF THE COMPANY TO FIX HER REMUNERATION
3.c RE-ELECT MR. WANG HUIBAO AS A DIRECTOR AND AUTHORIZE Management For *Management Position Unknown
THE DIRECTORS TO FIX HISREMUNERATION
4. RE-APPOINT ERNST & YOUNG AS THE AUDITORS AND Management For *Management Position Unknown
AUTHORIZE THE BOARD OF DIRECTORSOF THE COMPANY
TO FIX THEIR REMUNERATION
5. AUTHORIZE THE DIRECTORS OF THE COMPANY, DURING Management For *Management Position Unknown
THE RELEVANT PERIOD, TO REPURCHASE SHARES OF
HKD 0.10 EACH IN THE CAPITAL OF THE COMPANY SHARES
ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE
STOCK EXCHANGE OR ON ANY OTHER STOCK EXCHANGE
ON WHICH THE SECURITIES OF THE COMPANY MAY BE
LISTED AND RECOGNIZED BY THE SECURITIES AND FUTURES
COMMISSION OF HONG KONG AND THE STOCK EXCHANGE
FOR THIS PURPOSE, SUBJECT TO AND IN ACCORDANCE
WITH APPLICABLE LAWS AND THE REQUIREMENTS OF
THE RULES GOVERNING THE LISTING OF SECURITIES
ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE
AS AMENDED FROM TIME TO TIME; SHALL NOT EXCEED
10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF
PASSING THIS RESOLUTION 5 AS SPECIFIED; AND AUTHORITY
EXPIRES AT THE EARLIER OF THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY OR THE EXPIRATION OF
THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY
IS REQUIRED BY ITS ARTICLES OF ASSOCIATION OR
BY ANY APPLICABLE LAW(S) TO BE HELD
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 188 of 205
6. AUTHORIZE THE DIRECTORS, TO ALLOT, ISSUE AND Shareholder For *Management Position Unknown
DEAL WITH ADDITIONAL SHARES AND TO MAKE OR GRANT
OFFERS, AGREEMENTS, OPTIONS AND WARRANTS WHICH
MIGHT REQUIRE THE EXERCISE OF SUCH POWER, DURING
AND AFTER THE RELEVANT PERIOD; SHALL NOT EXCEED
OF 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE
SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE
DATE OF PASSING THIS RESOLUTION 6, OTHERWISE
THAN PURSUANT TO, (I) A RIGHTS ISSUE AS SPECIFIED,
(II) ANY OPTION SCHEME OR SIMILAR ARRANGEMENT
FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE
TO OFFICERS AND/OR EMPLOYEES OF THE COMPANY AND/OR
ANY OF ITS SUBSIDIARIES OF SHARES OR RIGHTS TO
ACQUIRE SHARES OR (III) ANY SCRIP DIVIDEND OR
SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT
OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND
ON SHARES IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES
AT THE EARLIER OF THE CONCLUSION OF THE NEXT
AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED
BY ITS ARTICLES OF ASSOCIATION OR BY ANY APPLICABLE
LAW(S) TO BE HELD
7. APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For *Management Position Unknown
5 AND 6, TO EXTEND BY THE ADDITION TO THE AGGREGATE
NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
WHICH MAY BE ALLOTTED OR AGREED TO BE ALLOTTED
BY THE DIRECTORS OF THE COMPANY PURSUANT TO SUCH
GENERAL MANDATE AN AMOUNT REPRESENTING THE AGGREGATE
NOMINAL AMOUNT OF SHARES REPURCHASED BY THE COMPANY
PURSUANT TO THE GENERAL MANDATE REFERRED TO IN
RESOLUTION 5 ABOVE PROVIDED THAT SUCH AMOUNT
SHALL NOT EXCEED 10% OF THE EXISTING ISSUED SHARE
CAPITAL OF THE COMPANY AT THE DATE OF PASSING
THIS RESOLUTION 7
------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS SA, LISBOA EGM MEETING DATE: 06/22/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown
1 VOTING RIGHT. THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
Take No
1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown
FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO.
1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING
THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1
AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3
AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS
NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND
11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO.
12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH
SHALL BECOME NOS. 13 AND 14, ELIMINATING THE
PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO.
13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF
PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND
RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH
SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN,
NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND
B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING
NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN,
NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 189 of 205
7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING
PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS
PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH
G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY
ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND
2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING
OF SECTION IV TO CHAPTER III, ARTICLES TWENTY
SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER
III OF THE ARTICLES OF ASSOCIATION AND ARTICLE
THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS
WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS,
NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION
AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS
RESOLVED IN THE PRESENT GENERAL MEETING
Take No
2. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown
AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD
Take No
3. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown
FOR THE 2006-2008 PERIOD
Take No
4. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT
TO PARAGRAPH 3 OF ARTICLE FOUR OF THE ARTICLES
OF ASSOCIATION
------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM SGPS SA, LISBOA OGM Meeting Date: 06/22/2007
ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING
SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186
-----------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown
ID 393217 DUE TO ADDITIONAL RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
Take No
1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown
FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO.
1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING
THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1
AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3
AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS
NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND
11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO.
12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH
SHALL BECOME NOS. 13 AND 14, ELIMINATING THE
PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO.
13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF
PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND
RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH
SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN,
NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND
B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING
NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN,
NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND
7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING
PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS
PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 190 of 205
G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY
ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND
2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING
OF SECTION IV TO CHAPTER III, ARTICLES TWENTY
SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER
III OF THE ARTICLES OF ASSOCIATION AND ARTICLE
THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS
WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS,
NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION
AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS
RESOLVED IN THE PRESENT GENERAL MEETING
Take No
2. APPROVE TO CHANGE IN THE COMPOSITION AND ELECT Management Action *Management Position Unknown
THE NEW MEMBERS OF THE BOARD OF DIRECTORS
Take No
3. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown
AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD
Take No
4. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown
FOR THE 2006-2008 PERIOD
Take No
5. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown
THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT
TO PARAGRAPH 3 OF ARTICLE 4 OF THE ARTICLES OF
ASSOCIATION
------------------------------------------------------------------------------------------------------------------------------------
PORTUGAL TELECOM, SGPS, S.A. PT SPECIAL MEETING DATE: 06/22/2007
ISSUER: 737273102 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO RESOLVE ON THE FOLLOWING AMENDMENTS TO THE Management For For
ARTICLES OF ASSOCIATION.
02 TO RESOLVE ON THE CHANGE IN THE COMPOSITION AND Management For For
ON THE ELECTION OF NEW MEMBERS OF THE BOARD OF
DIRECTORS.
03 TO RESOLVE ON THE ELECTION OF THE MEMBERS OF Management For For
THE AUDIT COMMITTEE AS WELL AS ITS CHAIRMAN,
FOR THE 2006-2008 PERIOD.
04 TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR Management For For
EFFECTIVE AND ALTERNATE, FOR THE 2006-2008 PERIOD.
05 TO RESOLVE ON THE AUTHORIZATION FOR THE BOARD Management For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH
THE CORRESPONDING AMENDMENT TO PARAGRAPH 3 OF
ARTICLE FOUR OF THE ARTICLES OF ASSOCIATION.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 191 of 205
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BIOVERIS CORPORATION BIOV SPECIAL MEETING DATE: 06/25/2007
ISSUER: 090676107 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 4, 2007, BY AND AMONG BIOVERIS,
ROCHE HOLDING LTD AND LILI ACQUISITION CORPORATION.
02 PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Management For For
OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE AGREEMENT AND PLAN OF MERGER.
------------------------------------------------------------------------------------------------------------------------------------
EDISON SPA, MILANO EGM MEETING DATE: 06/26/2007
ISSUER: T3552V114 ISIN: IT0003152417 BLOCKING
SEDOL: B06MTB3, 7513578, B1BK8V2, 7519822
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
27 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET
OR THE MEETING IS CANCELLED. THANK YOU.
Take No
1. AMEND THE BY-LAWS, PURSUANT TO ARTICLE 262 OF Management Action *Management Position Unknown
2005 OF THE FOLLOWING IN COMPLIANCE WITH THE
LEGISLATTIVE DECREE NO. 303 OF 2006 OF THE FOLLOWING
ARTICLES: 9, 11, 14, 18, 21, 22 AND THE REMUNERATION
OF THE FOLLOWING ARTICLES; CONSEQUENT RENUMBERING
OF THE ARTICLES
------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA AGM MEETING DATE: 06/27/2007
ISSUER: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
* PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
1. APPROVE AND ADOPT THE ANNUAL ACCOUNTS, BALANCE Management For *Management Position Unknown
SHEET, PROFIT AND LOSS ACCOUNTAND NOTES TO THE
ACCOUNT AND MANAGEMENT REPORT OF ALTADIS, SOCIEDAD
A NONIMA AND ITS CONSOLIDATED GROUP, AS WELL
AS THE PROPOSED APPLICATION OF PROFITS AND DIVIDEND
DISTRIBUTION, ALL OF THE FOREGOING WITH REFERENCE
TO THE FY 2006
2. RE-APPOINT MR. JEAN PIERRE TIROUFLET AS A DIRECTOR Management For *Management Position Unknown
3. RE-APPOINT OR APPOINT THE AUDITORS OF THE COMPANY Management For *Management Position Unknown
AND ITS CONSOLIDATED GROUP FOR THE FY 2007
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 192 of 205
4. APPROVE THE CAPITAL REDUCTION THROUGH AMORTIZATION Management For *Management Position Unknown
OF OWN SHARES, RESTATING THE ARTICLE CORRESPONDING
TO THE CORPORATE CAPITAL OF THE ARTICLES OF ASSOCIATION
5. AMEND THE ARTICLES 8, ABOUT CONVENING NOTICES, Management For *Management Position Unknown
14, ABOUT PROXY AND REPRESENTATION AND 22, ABOUT
VOTING OF PROPOSALS OF THE GENERAL MEETING REGULATIONS,
IN ORDER TO BRING THEM INTO LINE WITH THE UNIFIED
CODE OF CORPORATE GOVERNANCE FOR LISTED COMPANIES
APPROVED BY THE SPANISH SECURITIES EXCHANGE COMMISSION,
COMISION NACIONAL DEL MERCADO DE VALORES, CNMV,
IN 2006
7. AUTHORIZE THE BOARD FOR THE EXECUTION, CONSTRUCTION, Management For *Management Position Unknown
RECTIFICATION AND IMPLEMENTATION OF THE RESOLUTIONS
ADOPTED BY THE GENERAL MEETING OF SHAREHOLDERS
6. GRANT AUTHORITY TO THE BOARD OF DIRECTORS TO Management For *Management Position Unknown
CARRY OUT THE DERIVATIVE ACQUISITION OF OWN SHARES,
EITHER DIRECTLY OR VIA AFFILIATED COMPANIES,
WITHIN THE LEGAL LIMITS AND REQUIREMENTS, FOR
AN 18 MONTH PERIOD, AS WELL AS TO DISPOSE OF
THE BOUGHT BACK SHARES OR TO APPLY THEM TO THE
REMUNERATION PROGRAMS PROVIDED BY SECTION 75
OF THE SPANISH LIMITED COMPANIES ACT, LEY DE
SOCIEDADES ANONIMAS
------------------------------------------------------------------------------------------------------------------------------------
COVANSYS CORPORATION CVNS SPECIAL MEETING DATE: 06/27/2007
ISSUER: 22281W103 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF APRIL 25, 2007, BY AND AMONG COMPUTER
SCIENCES CORPORATION, SURFSIDE ACQUISITION CORP.,
A WHOLLY OWNED SUBSIDIARY OF COMPUTER SCIENCES
CORPORATION, AND COVANSYS, AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
------------------------------------------------------------------------------------------------------------------------------------
SIERRA HEALTH SERVICES, INC. SIE SPECIAL MEETING DATE: 06/27/2007
ISSUER: 826322109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF MARCH 11, 2007, BY AND AMONG UNITEDHEALTH
GROUP INCORPORATED, SAPPHIRE ACQUISITION, INC.
AND SIERRA HEALTH SERVICES, INC.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 193 of 205
------------------------------------------------------------------------------------------------------------------------------------
ALTADIS SA OGM Meeting Date: 06/28/2007
ISSUER: E0432C106 ISIN: ES0177040013
SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
* PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown
CONCERNING ALTADIS, S.A. CAN ALSO BE VIEWED ON
THE COMPANY S WEBSITE: HTTP://WWW.ALTADIS.COM/EN/INDEX.PHP
* PLEASE NOTE THAT THE FIRST CALL FOR THE MEETING Non-Voting *Management Position Unknown
IS 27 JUN 2007, BUT THE MEETING IS GOING TO BE
HELD ON SECOND CONVOCATION DATE I.E. 28 JUN 2007.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1. EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For *Management Position Unknown
THE ANNUAL ACCOUNTS BALANCE SHEET, PROFIT AND
LOSS STATEMENT AND REPORT AND MANAGEMENT REPORT,
AS WELL AS THE MANAGEMENT EFFECTED BY THE BOARD
OF DIRECTORS OF ALTADIS, S.A. AND ITS CONSOLIDATED
GROUP FOR THE 2006 FINANCIAL YEAR, AND THE PROPOSAL
FOR ALLOCATION OF PROFITS AND THE DISTRIBUTION
OF DIVIDENDS. TO APPROVE THE ANNUAL ACCOUNTS
BALANCE SHEET, PROFIT AND LOSS STATEMENT AND
REPORT AND MANAGEMENT REPORT FOR THE FINANCIAL
YEAR ENDING ON DECEMBER 31ST, 2006, FOR THE COMPANY
AND ITS CONSOLIDATED GROUP, TO APPROVE CORPORATE
MANAGEMENT AND PAYMENT TO DIRECTORS, IN ACCORDANCE
WITH EPIGRAPH 19 OF THE REPORT, AND TO RESOLVE
ON THE ALLOCATION OF PROFITS, CONSISTING OF THE
PAYMENT OF A DIVIDEND OF 1,10 EUROS PER SHARE
CHARGED TO PROFITS FOR THE YEAR 312.506 THOUSAND
EUROS. THE REMAINING AMOUNT SHALL BE ALLOCATED
TO THE VOLUNTARY RESERVES OF ALTADIS, S.A. THE
RESOLUTION OF THE BOARD OF DIRECTORS DATED FEBRUARY
21ST, 2007, FOR THE PAYMENT OF AN INTERIM DIVIDEND
OF 0.50 EUROS PER SHARE IS RATIFIED, AND A COMPLEMENTARY
DIVIDEND OF 0.60 EUROS PER SHARE, TO BE PAID
ON JULY 9, 2007, IS PROPOSED. TOTAL DIVIDEND
PAYMENTS FOR THE FINANCIAL YEAR WILL THEREFORE
BE 1,10 EUROS PER SHARE
2. RE-ELECTION OF THE DIRECTOR MR. JEAN-PIERRE TIROUFLET. Management For *Management Position Unknown
AT THE PROPOSAL OF THEBOARD OF DIRECTORS AND
SUBJECT TO A FAVORABLE REPORT FROM THE STRATEGY,
ETHICS AND GOOD GOVERNANCE COMMITTEE, THE GENERAL
MEETING OF SHAREHOLDERS HAS ADOPTED THE AGREEMENT
TO RE-ELECT THE DIRECTOR MR. JEAN PIERRE TIROUFLET
FOR A MAXIMUM STATUTORY PERIOD OF FIVE YEARS
IN ACCORDANCE WITH ARTICLE 126 OF THE CORPORATIONS
ACT AND ARTICLE 33 OF THE ARTICLES OF ASSOCIATION.
BEING PRESENT IN THE MEETING, THE RE-ELECTED
DIRECTOR EXPRESSLY ACCEPTS HIS APPOINTMENT AND
DECLARES THAT HE IS NOT INVOLVED IN CURRENT LEGAL
PROCEEDINGS THAT WOULD AFFECT HIM HOLDING THE
POST, IN ACCORDANCE WITH EXISTING REGULATIONS.
MR. TIROUFLET HAS BEEN, AND WILL CONTINUE TO
BE, AN INDEPENDENT DIRECTOR. IN ACCORDANCE WITH
THE PROVISIONS IN ARTICLE 146 OF THE BUSINESS
REGISTER REGULATIONS, IT IS EXPRESSLY STATED
THAT, HAVING BEEN RE-ELECTED AS DIRECTOR, HE
WILL CONTINUE TO FULFIL THE DUTIES HE WAS PERFORMING
BEFOREHAND ON THE BOARD OF DIRECTORS AND ITS
COMMITTEES
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 194 of 205
3. APPOINTMENT OR REAPPOINTMENT OF THE ACCOUNTS Management For *Management Position Unknown
AUDITOR FOR ALTADIS, S.A. AND ITS CONSOLIDATED
GROUP FOR THE 2007 FINANCIAL YEAR. IT IS PROPOSED
TO REAPPOINT THE COMPANY DELOITTE, S.L. AS
ACCOUNTS AUDITOR FOR THE COMPANY AND ITS CONSOLIDATED
GROUP TO UNDERTAKE THE AUDIT WORK FOR THE 2007
FINANCIAL YEAR, EMPOWERING THE BOARD OF DIRECTORS,
WHICH TO THIS EFFECT MAY DELEGATE TO THE AUDIT
AND CONTROL COMMITTEE, TO ENTER INTO THE RELEVANT
SERVICE PROVISION AGREEMENT, BASED ON PAYMENT
FOR THE PREVIOUS FINANCIAL YEAR, WITH THE CLAUSES
AND CONDITIONS IT DEEMS APPROPRIATE, AS WELL
AS TO MAKE THE MODIFICATIONS IN SUCH AGREEMENT
AS MAY BE RELEVANT PURSUANT TO THE LEGISLATION
IN EFFECT AT EACH MOMENT
4. REDUCTION OF COMPANY SHARE CAPITAL THROUGH THE Management For *Management Position Unknown
REDEMPTION OF OWN SHARES, THUSAMENDING THE WORDING
OF THE ARTICLE OF THE COMPANY BY-LAWS WHICH REFERS
TO SHARE CAPITAL. TO REDUCE COMPANY SHARE CAPITAL
BY 368,457 EUROS, THROUGH THE REDEMPTION OF 3,684,570
SHARES OF TREASURY STOCK, PREVIOUSLY ACQUIRED
PURSUANT TO AUTHORIZATION FROM THE GENERAL SHAREHOLDERS
MEETING, WITHIN THE LIMITS ESTABLISHED IN ARTICLES
75 AND SUBSEQUENT AND IN ADDITIONAL PROVISION
1, SECTION 2 OF THE PUBLIC LIMITED-LIABILITY
COMPANIES ACT. THUS, THE REFERENCE TO THE SHARE
CAPITAL FIGURE SET OUT IN ARTICLE 5 OF THE COMPANY
BYLAWS WILL BE AMENDED TO READ AS FOLLOWS: ARTICLE
5. - SHARE CAPITAL SHARE CAPITAL IS 25,243,685
EUROS AND 60 CENTS, REPRESENTED BY 252,436,856
SHARES OF 0.10 EURO NOMINAL VALUE EACH, ALL OF
THE SAME TYPE, NUMBERED FROM 1 TO 252,436,856
INCLUSIVE, FULLY SUBSCRIBED AND PAID UP. THE
AFOREMENTIONED REDUCTION SHALL BE EXECUTED WITHIN
A PERIOD OF SIX MONTHS FROM THE DATE OF THE PRESENT
RESOLUTION. THE SHARE CAPITAL REDUCTION SHALL
BE CHARGED TO RESERVES, CANCELLING THE UNAVAILABLE
RESERVE ENVISAGED IN ARTICLE 79.3 OF THE PUBLIC
LIMITED-LIABILITY COMPANIES ACT. SUCH REDUCTION
SHALL NOT INVOLVE THE REIMBURSEMENT OF CASH CONTRIBUTIONS,
GIVEN THAT THE COMPANY ITSELF IS HOLDER OF THE
REDEEMED SHARES. THEREFORE, THE PURPOSE OF THE
SAID REDUCTION SHALL BE TO AMORTIZE THE COMPANY
S OWN SHARES. IT IS PROPOSED THAT THE BOARD OF
DIRECTORS BE COMMISSIONED TO UNDERTAKE THE ADMINISTRATIVE
STEPS AND PROCESSES LEGALLY NECESSARY TO COMPLETE
AND, IF APPROPRIATE, CORRECT THE RESOLUTION ADOPTED,
AND SPECIFICALLY TO: REQUEST EXCLUSION FROM QUOTATION
OF THE AMORTIZED STOCK, DRAW UP AND, IF NECESSARY,
PUBLISH ANNOUNCEMENTS ESTABLISHED IN ARTICLE
165 OF THE PUBLIC LIMITED-LIABILITY COMPANIES
ACT; IN THE EVENT OF EXERCISE OF THE RIGHT TO
CHALLENGE BY CREDITOR HOLDERS OF THE SAME, IF
THE CASE MAY BE, TO COMPLY WITH THE REQUIREMENTS
SET OUT IN ARTICLE 166, SECTION 3, OF THE AFOREMENTIONED
ACT, AND IN GENERAL, TO ADOPT ANY RESOLUTIONS
THAT MAY BE NECESSARY AND UNDERTAKE THE ACTS
REQUIRED TO EFFECT THE SHARE CAPITAL REDUCTION
AND AMORTIZATION OF THE SHARES, WITH THE EXPRESS
POWER TO CORRECT OR SUPPLEMENT THE ABOVE RESOLUTIONS
IN THE LIGHT OF COMMENTS OR QUALIFICATIONS FROM
THE MERCANTILE REGISTRAR, GRANTING THE RELEVANT
PUBLIC DEEDS AND APPOINTING THE PERSON OR PERSONS
WHO SHALL ACT IN THE FORMALIZATION OF THE SAME.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 195 of 205
LIKEWISE, IT IS PROPOSED THAT THE POWERS NECESSARY
TO FORMALIZE THE PRESENT RESOLUTION BE DELEGATED
TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND
THE SECRETARY TO THE BOARD INDISTINCTLY, ENABLING
THEM TO EFFECT ALL PUBLIC AND PRIVATE DOCUMENTS
TO THIS EFFECT, AND TO SUPPLEMENT OR CORRECT
THE PRESENT RESOLUTION, AND TO PROCEED TO REGISTER
THE SAME WITH THE CORRESPONDING MERCANTILE REGISTRY
AND ALL OTHER ENTITIES WHERE REQUIRED. REPORT
FROM THE BOARD OF DIRECTORS OF ALTADIS, S.A.
IN RELATION TO THE PROPOSAL TO REDUCE THE SHARE
CAPITAL BY REDEMPTION OF TREASURY STOCK, REDRAFTING
THE ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION
RELATING TO THE SHARE CAPITAL. ARTICLE 164 OF
THE PUBLIC LIMITED COMPANIES ACT ESTABLISHES
THAT THE SHARE CAPITAL REDUCTION MUST BE AGREED
BY THE GENERAL MEETING WITH THE REQUIREMENTS
OF THE MODIFICATIONS OF THE ARTICLES OF ASSOCIATION;
ON THE OTHER HAND ARTICLE 144 OF THE SAME LAW
MENTIONS, AMONGST OTHER REQUIREMENTS FOR THE
VALID ADOPTION OF THE AGREEMENT TO MODIFY THE
ARTICLES OF ASSOCIATION, THAT THE DIRECTORS FORMULATE
A WRITTEN REPORT JUSTIFYING THE MODIFICATION
PROPOSAL. THE SAID REPORT, TOGETHER WITH THE
FULL TEXT OF THE PROPOSAL MODIFICATION, MUST
BE MADE AVAILABLE TO THE SHAREHOLDERS AS SET
OUT IN THE SAID ARTICLE. THIS REPORT IS PREPARED
IN ORDER TO COMPLY WITH THE AFOREMENTIONED LEGAL
REQUIREMENT. A. JUSTIFICATION FOR THE PROPOSAL
THE BOARD OF DIRECTORS CONSIDERS THAT IT IS APPROPRIATE
TO REDUCE THE SHARE CAPITAL BY THE AMOUNT THAT
CORRESPONDS TO THE NOMINAL VALUE OF CERTAIN SHARES
IN THE TREASURY STOCK, BY THEIR REDEMPTION, IN
ORDER TO ADAPT TO THE REAL STRUCTURE OF THE COMPANY
S SHARE CAPITAL, CONCENTRATE THE CAPITAL IN THE
EXTERNAL SHAREHOLDERS AND INCREASE THE PROFIT
PER COMPANY SHARE. ON THE BASIS OF THE ABOVE
PREMISE, IT IS PROPOSED TO THE GENERAL MEETING
OF SHAREHOLDERS TO REDUCE THE SHARE CAPITAL BY
368,457 EUROS BY REDEEMING 3,684,570 OWNED SHARES
IN THE TREASURY STOCK WHICH CORRESPONDS TO APPROXIMATELY
1,43% OF THE COMPANY S CURRENT SHARE CAPITAL.
B. AGREEMENT PROPOSAL TO REDUCE THE SHARE CAPITAL
BY REDEMPTION OF TREASURY STOCK, REDRAFTING THE
ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION
RELATING TO THE SHARE CAPITAL THE AGREEMENT THAT
THE BOARD OF DIRECTORS PROPOSES FOR THE APPROVAL
OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS
IN RELATION TO THIS ISSUES IS AS FOLLOWS: REDUCE
THE COMPANY S SHARE CAPITAL BY THE AMOUNT OF
368,457 EUROS, BY REDEEMING THE 3,684,570 OWNED
SHARES IN THE TREASURY STOCK, WHICH WERE PREVIOUSLY
ACQUIRED ON THE BASIS OF THE AUTHORIZATION AT
THE TIME BY THE GENERAL MEETING OF SHAREHOLDERS,
WITHIN THE LIMITS SET OUT IN ARTICLES 75 AND
BELOW AND IN THE 1ST ADDITIONAL REGULATION, SECTION
2, OF THE PUBLIC LIMITED COMPANIES ACT. AS A
RESULT, ARTICLE 5 OF THE COMPANY ARTICLES OF
ASSOCIATION IS MODIFIED IN RELATION TO THE AMOUNT
OF THE SHARE CAPITAL, WHICH SHALL BE DRAFTED
AS FOLLOWS: ARTICLE 5. - SHARE CAPITAL: SHARE
CAPITAL IS 25,243,685 EUROS AND 60 CENTS, REPRESENTED
BY 252,436,856 SHARES OF 0.10 EURO NOMINAL VALUE
EACH, ALL OF THE SAME TYPE, NUMBERED FROM 1 TO
252,436,856 INCLUSIVE, FULLY SUBSCRIBED AND PAID
UP . THE REDUCTION WILL BE EXECUTED IN A MAXIMUM
PERIOD OF SIX MONTHS FROM THE DATE OF THIS AGREEMENT.
THE CAPITAL REDUCTION IS DONE CHARGED TO THE
RESERVES, CANCELLING THE UNAVAILABLE RESERVE
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 196 of 205
REFERRED TO IN ARTICLE 79.3 OF THE PUBLIC LIMITED
COMPANIES ACT. THE REDUCTION WILL NOT INVOLVE
THE REFUND OF INVESTMENTS AS IT IS THE COMPANY
ITSELF THAT OWNS THE REDEEMED SHARES. AS SUCH,
THE PURPOSE OF THE REDUCTION SHALL BE TO REDEEM
THE TREASURY STOCK. IT IS PROPOSED TO DELEGATE
TO THE BOARD OF DIRECTORS THE PERFORMANCE OF
ALL STEPS AND ACTIONS THAT ARE NECESSARY IN ACCORDANCE
WITH THE ACT IN ORDER TO COMPLETE AND IF APPROPRIATE
CORRECT THAT ADOPTED HEREIN AND, IN PARTICULAR,
SO THAT IT CAN: REQUEST THE QUOTING OF THE REDEEMED
SHARES, IN THE MANNER ESTABLISHED BY THE APPLICABLE
REGULATIONS; DRAFT AND PUBLISH, IF APPLICABLE,
THE ANNOUNCEMENTS REFERRED TO IN ARTICLE 165
OF THE PUBLIC LIMITED COMPANIES ACT; IN THE CASE
OF THE EXERCISE OF THE RIGHT TO OPPOSE BY ANY
OF THE CREDITORS HOLDING THE SAME, IF APPLICABLE,
TO COMPLY WITH THE REQUIREMENTS ESTABLISHED IN
ARTICLE 166, SECTION 3, OF THE SAID ACT, AND
IN GENERAL, ADOPT AS MANY AGREEMENTS AS NECESSARY
AND DO ALL ACTS THAT ARE NECESSARY FOR THE REDUCTION
OF THE CAPITAL AND SHARE REDEMPTION, WITH THE
EXPRESS AUTHORIZATION TO CORRECT AND COMPLEMENT
THE ABOVE AGREEMENTS IN LIGHT OF THE VERBAL OR
WRITTEN CLASSIFICATION FROM THE TRADE REGISTRAR,
GRANTING THE CORRESPONDING PUBLIC DEED(S), AND
APPOINTING THE PERSON WHO WILL ACT IN THEIR FORMALIZATION.
IT IS ALSO PROPOSED TO DELEGATE TO BOTH THE CHAIRMAN
AND TO THE SECRETARY OF THE BOARD OF DIRECTORS
THE POWERS NECESSARY IN ORDER TO FORMALIZE THIS
AGREEMENT, BEING ABLE FOR SUCH PURPOSE TO GRANT
ALL KINDS OF PUBLIC OR PRIVATE DOCUMENTS, EVEN
THOSE TO COMPLETE OR CORRECT THIS AGREEMENT,
AND TO PROCEED TO ENTER IT IN THE CORRESPONDING
TRADE REGISTRY AND IN THE OTHER ENTITIES AS APPROPRIATE
5. PARTIAL ALTERATION OF ARTICLES 8 (OFFICIAL CALL), Management For *Management Position Unknown
14 (DELEGATION AND REPRESENTATION) AND 22 (VOTING
ON PROPOSED RESOLUTIONS) OF THE REGULATIONS OF
THE GENERAL MEETING FOR THEIR ADAPTATION TO THE
UNIFIED CODE OF GOOD GOVERNANCE OF LISTED COMPANIES
APPROVED BY THE CNMV (SPANISH NATIONAL SECURITIES
MARKET COMMISSION) IN 2006. ALTERATION OF THE
FOLLOWING ARTICLES OF THE REGULATIONS OF THE
ALTADIS, S.A. GENERAL MEETING HAS BEEN PROPOSED
FOR THEIR ADAPTATION TO THE NEW UNIFIED CODE
OF GOOD GOVERNANCE OF LISTED COMPANIES APPROVED
BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES
IN 2006: ARTICLE 8 OFFICIAL CALL, WHICH HAS THE
NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION
AND REPRESENTATION), WHICH HAS THE NEW SECTION
14.5 ADDED; AND ARTICLE 22 VOTING ON PROPOSED
RESOLUTIONS, WHICH HAS ADDED A NEW PARAGRAPH
TO SECTION 22.2. THE REST OF THE SECTIONS OF
EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION
OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH
A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING
THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE
STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE.
ALTERED ARTICLES WILL BE WORDED LITERALLY ALTERATIONS
ARE UNDERLINED: ARTICLE 8. OFFICIAL CALL 8.1.
THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY
OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD
OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY
CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER
IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY
S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO
CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING
WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 197 of 205
AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS
MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS
HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY
SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE
MATTERS TO BE DELIBERATED AT THE MEETING TO BE
CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS
MEETING SHALL BE HELD WITHIN THE THIRTY DAYS
FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY
OF THE CALL IS RECEIVED, INCLUDING NECESSARILY
THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE
RISE TO SUCH REQUEST. 8.3.THOSE MATTERS WHICH
ARE SIGNIFICANTLY INDEPENDENT, SUCH AS THE APPOINTMENT,
RE-ELECTION OR RATIFICATION OF EACH BOARD MEMBER
OR, IN THE CASE OF AMENDMENT OF THE COMPANY BY-LAWS,
EACH ARTICLE OR GROUP OF INDEPENDENT ARTICLES,
SHALL BE INCLUDED SEPARATELY ON THE AGENDA AND
VOTED ON INDIVIDUALLY. ARTICLE 14. DELEGATION
AND REPRESENTATION 14.1 ALL SHAREHOLDERS SHALL
BE ENTITLED TO BE REPRESENTED AT THE GENERAL
SHAREHOLDERS MEETING BY ANOTHER SHAREHOLDER WITH
THE RIGHT TO ATTEND. SUCH REPRESENTATION SHALL
BE SPECIFIC FOR EACH MEETING, EXPRESSED THROUGH
THE DELEGATION FORM PRINTED ON THE ATTENDANCE
CARD OR THROUGH ANY OTHER MEANS ACCEPTED BY LAW,
WITHOUT PREJUDICE TO THE PROVISIONS OF ARTICLE
108 OF THE JOINT STOCK COMPANIES ACT WITH RESPECT
TO FAMILY REPRESENTATION AND THE CONFERRING OF
GENERAL POWERS. SUCH DOCUMENTS OF DELEGATION
OR REPRESENTATION FOR THE GENERAL SHAREHOLDERS
MEETING SHALL REFLECT THE RELEVANT INSTRUCTIONS
WITH REGARDS TO THE VOTE TO BE ISSUED. SHOULD
NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL BE
UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE
IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD
OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED
ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN
ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING
RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE
AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE
OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT
TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE
DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS
OF THE COMPANY AND THE REPRESENTED PARTY. THE
SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT
PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION
BY THE MEETING HAVE NOT BEEN PRESENTED BY THE
BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION
OR DELEGATION DOCUMENT DOES NOT INDICATE THE
SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS
REPRESENTATION, SUCH REPRESENTATION SHALL BE
CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF
THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS
OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING
THE GENERAL SHAREHOLDERS MEETING. IN THE CASES
OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES
OF CONFLICT OF INTEREST THE ADMINISTRATOR TO
WHOM SUCH REPRESENTATION IS GRANTED SHALL BE
LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF
VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE
SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR
TO WHOM SUCH REPRESENTATION WERE GRANTED MAY
APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY
IN WHICH NO CONFLICT OF INTEREST OCURR TO THE
EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE
AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS
ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL
EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED
IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF
LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS;
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IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED
DISPOSITIONS REGARDING THE CONFLICT OF INTEREST.
REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL
ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL
SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION
OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS
WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY
SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING
THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW,
WITH DUE ACCREDITATION. 14.3. IN THE CASES OF
BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION,
SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE
AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL
SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE
SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS
WHICH MAY ARISE WITH RESPECT TO THE VALIDITY
AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE
RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS,
WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES
WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION
OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY,
ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE
ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM
ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH
NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN
PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE
BEEN DULY ACCREDITED TO THE COMPANY, AND WHO
ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT
ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED
TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE
INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING
ON PROPOSED RESOLUTIONS. 22.1. AFTER THE SHAREHOLDERS
INTERVENTIONS AND WHEN THE REQUESTED RESPONSES
HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE
ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE
WITH THE PROVISIONS OF THE PRESENT REGULATIONS.
VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL
OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL.
SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE
SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE
PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA,
UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2.
AFTER A COMPLETE OR SUMMARISED READING BY THE
SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN
THE TEXT OF THE RELEVANT PROPOSED RESOLUTION
REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED
TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING,
THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE
PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE
ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED
BY OTHER BODIES WILL BE SUBMITTED TO A VOTE,
IN THE ORDER DETERMINED TO THIS EFFECT BY THE
CHAIRMAN. CONTD..
* CONTD.. WHEN A RESOLUTION HAS BEEN APPROVE RELATED Non-Voting *Management Position Unknown
TO AND INCOMPATIBLE WITH THE SAME SHALL AUTOMATICALLY
BE REJECTED WITHOUT THEIR SUBMISSION TO A VOTE,
AND SHALL BE SO DECLARED BY THE CHAIRMAN OF THE
MEETING. THOSE MATTERS WHICH ARE SIGNIFICANTLY
INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION
OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE
CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH
ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL
BE VOTED ON SEPARATELY. 22.3. VOTING ON THE PROPOSED
RESOLUTIONS SHALL BE DETERMINED ACCORDING TO
THE FOLLOWING SYSTEM: WHEN VOTING ON RESOLUTIONS
RELATED TO MATTERS INCLUDED IN THE AGENDA OF
THE GENERAL SHAREHOLDERS MEETING, FAVOURABLE
VOTES SHALL BE CONSIDERED TO BE THOSE CORRESPONDING
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TO ALL THE SHARES PRESENT OR REPRESENTED AT THE
MEETING ACCORDING TO THE ATTENDANCE LIST, EXCEPT
FOR THOSE VOTES CORRESPONDING TO THE SHARES WHOSE
OWNERS OR REPRESENTATIVES MAKE THEIR UNFAVOURABLE
VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING
OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF
THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER
IN WRITING OR BY PERSONAL STATEMENT. WHEN VOTING
ON RESOLUTIONS RELATED TO MATTERS NOT INCLUDED
IN THE AGENDA OF THE GENERAL SHAREHOLDERS MEETING,
UNFAVOURABLE VOTES SHALL BE CONSIDERED ALL THOSE
CORRESPONDING TO ALL THE SHARES PRESENT OR REPRESENTED
AT THE MEETING ACCORDING TO THE ATTENDANCE LIST,
EXCEPT FOR THOSE VOTES CORRESPONDING TO THE SHARES
WHOSE OWNERS OR REPRESENTATIVES MAKE THEIR FAVOURABLE
VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING
OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF
THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER
IN WRITING OR BY PERSONAL STATEMENT. TO THE EFFECTS
OF THE PROVISIONS SET OUT IN PARAGRAPHS A) AND
B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED
TO A VOTE, THE SHARES PRESENT OR REPRESENTED
AT THE MEETING SHALL BE CONSIDERED THOSE THAT
APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING
THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION
IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION
TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE
RELEVANT RIGHT TO VOTE. 22.4. WHATEVER THE SYSTEM
USED TO DETERMINE THE VOTE, THE GENERAL SHAREHOLDERS
MEETING PANEL OR, IN THE EVENT SUCH PANEL HAS
NOT BEEN CONSTITUTED, THE SECRETARY OF THE MEETING
SHALL VERIFY THE EXISTENCE OF A SUFFICIENT NUMBER
OF FAVOURABLE VOTES TO REACH THE NECESSARY MAJORITY
IN EACH CASE, THEREBY ALLOWING THE CHAIRMAN TO
DECLARE THE CORRESPONDING RESOLUTION APPROVED;
REPORT FROM THE BOARD OF DIRECTORS OF ALTADIS,
S.A. IN RELATION TO THE PROPOSAL TO THE GENERAL
MEETING OF SHAREHOLDERS TO PARTIALLY MODIFY ARTICLES
8 (OFFICIAL CALL), 14 (DELEGATION AND REPRESENTATION)
AND 22 (VOTING ON PROPOSED RESOLUTIONS) OF THE
REGULATIONS OF THE GENERAL MEETING, IN ORDER
TO ADAPT THEM TO THE UNIFIED CODE OF GOOD GOVERNANCE
FOR LISTED COMPANIES APPROVED BY THE NATIONAL
STOCK MARKET COMMISSION IN 2006 1. PURPOSE OF
THE REPORT IN COMPLIANCE WITH THAT STATED IN
ARTICLE 3 OF THE REGULATIONS OF THE GENERAL MEETING,
THE BOARD OF DIRECTORS OF ALTADIS, S.A. (HEREINAFTER
THE COMPANY) FORMULATES THIS REPORT TO JUSTIFY
THE PROPOSAL TO MODIFY THE ARTICLES OF THE REGULATIONS
OF THE GENERAL MEETING OF SHAREHOLDERS WHICH
IS SUBMITTED TO THE APPROVAL OF THE GENERAL MEETING.
2. GENERAL JUSTIFICATION FOR THE PROPOSAL ALL
OF THE MODIFICATIONS THAT ARE SUBMITTED FOR THE
APPROVAL OF THE MEETING ARE AIMED AT ADAPTING
THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS
TO THE UNIFIED CODE FOR GOOD GOVERNANCE PUBLISHED
BY THE NATIONAL STOCK MARKET COMMISSION AS APPENDIX
I TO THE REPORT FROM THE SPECIAL WORKING GROUP
IN GOOD GOVERNANCE FOR LISTED COMPANIES OF 19TH
MAY 2006 AND APPROVED BY AGREEMENT OF THE BOARD
OF THE NATIONAL STOCK MARKET COMMISSION ON 22ND
MAY 2006. 3. DETAILED JUSTIFICATION FOR THE PROPOSAL
THE MODIFICATIONS THAT ARE PROPOSED TO ARTICLES
8 AND 22 OF THE REGULATIONS OF THE MEETING HAVE
THE SAME OBJECTIVE, WHICH IS THAT IN THE SETTING
OF THE AGENDA AND IN THE VOTING ON THE AGREEMENT
PROPOSALS, SUBSTANTIALLY INDEPENDENT ISSUES SHALL
BE INCLUDED SEPARATELY AND VOTED INDEPENDENTLY,
LIKE THE APPOINTMENT, RE-ELECTION OR RATIFICATION
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OF EACH DIRECTOR OR, IN THE CASE OF MODIFICATION
OF THE ARTICLES OF ASSOCIATION, EACH ARTICLES
OF GROUP OF ARTICLES INDEPENDENTLY. THE AIM IS
THAT THE SHAREHOLDERS KNOW, ASSESS AND VOTE SEPARATELY,
WITHOUT BEING PUT IN CLOSED LISTS, IN PARTICULAR
THE APPOINTMENT OF DIRECTORS AND THE MODIFICATION
OF THE ARTICLES OF ASSOCIATION, WHERE IT SEEMS
APPROPRIATE THAT DECISIONS CAN BE MADE INDIVIDUALLY
ON EACH DIRECTORS AND OPENLY ON THE VARIOUS ARTICLES
OF ASSOCIATION SUBMITTED FOR THEIR CONSIDERATION.
AS REGARDS FINANCIAL INTERMEDIARIES EXERCISING
THEIR VOTING RIGHTS (ARTICLE 14 OF THE REGULATIONS
OF THE BOARD) AND THE POSSIBILITY OF THEM DOING
SO IN A FRAGMENTED MANNER, ACCORDING TO THE INSTRUCTIONS
FROM THEIR CLIENTS, THE REASON FOR THE PROPOSAL
LIES IN THE FACT THAT MOST OF THE FOREIGN SHAREHOLDERS
INVEST IN THE SPANISH MARKET THROUGH A CHAIN
OF BROKERS WHO ACT AS BENEFICIAL OWNERS ON BEHALF
OF THE INVESTOR. IF THE VOTING RIGHT OF THE ULTIMATE
OWNER IS TO BE RESPECTED IT MUST BE ALLOWED THAT
THE FINANCIAL INTERMEDIARIES WHO ACT AS TRUSTEES
CAN VOTE IN ACCORDANCE WITH THE INSTRUCTIONS
FROM EACH OF THEIR CLIENTS; THIS WOULD OFTEN
INVOLVE THE SAME BENEFICIAL OWNER ISSUING DIFFERENT
VOTES. THIS IS A POSSIBILITY WHICH IS IN PRACTICE
ALREADY ACCEPTED ALTHOUGH NOT EXPRESSLY COVERED
EITHER IN THE ACT OR IN THE CORPORATE GOVERNANCE
RULES, UNTIL ITS INCORPORATION IN THE RECOMMENDATIONS
OF THE UNIFIED CODE. 4. FULL TEXT OF THE PROPOSAL
THE PROPOSAL THAT THE BOARD OF DIRECTORS SUBMITS
TO THE GENERAL MEETING OF SHAREHOLDERS IS AS
FOLLOWS: GOVERNANCE OF LISTED COMPANIES APPROVED
BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES
IN 2006: ARTICLE 8 (OFFICIAL CALL), WHICH HAS
THE NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION
AND REPRESENTATION), WHICH HAS THE NEW SECTION
14.5 ADDED; AND ARTICLE 22 (VOTING ON PROPOSED
RESOLUTIONS), WHICH HAS ADDED A NEW PARAGRAPH
TO SECTION 22.2. THE REST OF THE SECTIONS OF
EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION
OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH
A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING
THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE
STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE.
ALTERED ARTICLES WILL BE WORDED LITERALLY (ALTERATIONS
ARE UNDERLINED): ARTICLE 8. OFFICIAL CALL. 8.1.
THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY
OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD
OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY
CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER
IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY
S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO
CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING
WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR
AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS
MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS
HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY
SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE
MATTERS TO BE DELIBERATED AT THE MEETING TO BE
CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS
MEETING SHALL BE HELD WITHIN THE THIRTY DAYS
FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY
OF THE CALL IS RECEIVED, INCLUDING NECESSARILY
THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE
RISE TO SUCH REQUEST. CONTD..
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Selected Accounts: NPX GABELLI DIV INC TRUST Page 201 of 205
* CONTD.. 8.3. THOSE MATTERS WHICH ARE SIGNIFICANTLY Non-Voting *Management Position Unknown
INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION
OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE
CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH
ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL
BE INCLUDED SEPARATELY ON THE AGENDA AND VOTED
ON INDIVIDUALLY. ARTICLE 14. DELEGATION AND REPRESENTATION.
14.1 ALL SHAREHOLDERS SHALL BE ENTITLED TO BE
REPRESENTED AT THE GENERAL SHAREHOLDERS MEETING
BY ANOTHER SHAREHOLDER WITH THE RIGHT TO ATTEND.
SUCH REPRESENTATION SHALL BE SPECIFIC FOR EACH
MEETING, EXPRESSED THROUGH THE DELEGATION FORM
PRINTED ON THE ATTENDANCE CARD OR THROUGH ANY
OTHER MEANS ACCEPTED BY LAW, WITHOUT PREJUDICE
TO THE PROVISIONS OF ARTICLE 108 OF THE JOINT
STOCK COMPANIES ACT WITH RESPECT TO FAMILY REPRESENTATION
AND THE CONFERRING OF GENERAL POWERS. SUCH DOCUMENTS
OF DELEGATION OR REPRESENTATION FOR THE GENERAL
SHAREHOLDERS MEETING SHALL REFLECT THE RELEVANT
INSTRUCTIONS WITH REGARDS TO THE VOTE TO BE ISSUED.
SHOULD NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL
BE UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE
IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD
OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED
ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN
ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING
RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE
AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE
OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT
TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE
DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS
OF THE COMPANY AND THE REPRESENTED PARTY. THE
SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT
PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION
BY THE MEETING HAVE NOT BEEN PRESENTED BY THE
BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION
OR DELEGATION DOCUMENT DOES NOT INDICATE THE
SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS
REPRESENTATION, SUCH REPRESENTATION SHALL BE
CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF
THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS
OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING
THE GENERAL SHAREHOLDERS MEETING. IN THE CASES
OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES
OF CONFLICT OF INTEREST THE ADMINISTRATOR TO
WHOM SUCH REPRESENTATION IS GRANTED SHALL BE
LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF
VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE
SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR
TO WHOM SUCH REPRESENTATION WERE GRANTED MAY
APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY
IN WHICH NO CONFLICT OF INTEREST OCURR TO THE
EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE
AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS
ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL
EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED
IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF
LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS;
IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED
DISPOSITIONS REGARDING THE CONFLICT OF INTEREST.
REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL
ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL
SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION
OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS
WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY
SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING
THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW,
WITH DUE ACCREDITATION. 14.3. IN THE CASES OF
BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION,
SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE
AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL
SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE
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SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS
WHICH MAY ARISE WITH RESPECT TO THE VALIDITY
AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE
RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS,
WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES
WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION
OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY,
ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE
ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM
ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH
NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN
PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE
BEEN DULY ACCREDITED TO THE COMPANY, AND WHO
ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT
ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED
TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE
INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING
ON PROPOSED RESOLUTIONS 22.1. AFTER THE SHAREHOLDERS
INTERVENTIONS AND WHEN THE REQUESTED RESPONSES
HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE
ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE
WITH THE PROVISIONS OF THE PRESENT REGULATIONS.
VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL
OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL.
SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE
SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE
PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA,
UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2.
AFTER A COMPLETE OR SUMMARISED READING BY THE
SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN
THE TEXT OF THE RELEVANT PROPOSED RESOLUTION
REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED
TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING,
THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE
PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE
ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED
BY OTHER BODIES WILL BE SUBMITTED TO A VOTE,
IN THE ORDER DETERMINED TO THIS EFFECT BY THE
CHAIRMAN. WHEN A RESOLUTION HAS BEEN APPROVED,
ALL OTHER PROPOSALS RELATED TO AND INCOMPATIBLE
WITH THE SAME SHALL AUTOMATICALLY BE REJECTED
WITHOUT THEIR SUBMISSION TO A VOTE, AND SHALL
BE SO DECLARED BY THE CHAIRMAN OF THE MEETING.
THOSE MATTERS WHICH ARE SIGNIFICANTLY INDEPENDENT,
SUCH AS THE APPOINTMENT, RE-ELECTION OR RATIFICATION
OF EACH BOARD MEMBER OR, IN THE CASE OF AMENDMENT
OF THE COMPANY BY-LAWS, EACH ARTICLE OR GROUP
OF INDEPENDENT ARTICLES, SHALL BE VOTED ON SEPARATELY.
22.3. VOTING ON THE PROPOSED RESOLUTIONS SHALL
BE DETERMINED ACCORDING TO THE FOLLOWING SYSTEM:
WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS
INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS
MEETING, FAVOURABLE VOTES SHALL BE CONSIDERED
TO BE THOSE CORRESPONDING TO ALL THE SHARES PRESENT
OR REPRESENTED AT THE MEETING ACCORDING TO THE
ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING
TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES
MAKE THEIR UNFAVOURABLE VOTE, BLANK VOTE OR ABSTENTION
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KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS
OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY
PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT.
WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS
NOT INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS
MEETING, UNFAVOURABLE VOTES SHALL BE CONSIDERED
ALL THOSE CORRESPONDING TO ALL THE SHARES PRESENT
OR REPRESENTED AT THE MEETING ACCORDING TO THE
ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING
TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES
MAKE THEIR FAVOURABLE VOTE, BLANK VOTE OR ABSTENTION
KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS
OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY
PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT.
TO THE EFFECTS OF THE PROVISIONS SET OUT IN PARAGRAPHS
A) AND B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED
TO A VOTE, THE SHARES PRESENT OR REPRESENTED
AT THE MEETING SHALL BE CONSIDERED THOSE THAT
APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING
THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION
IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION
TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE
RELEVANT RIGHT TO VOTE. CONTD..
* CONTD..22.4. WHATEVER THE SYSTEM USED TO DETERMINE Non-Voting *Management Position Unknown
THE VOTE, THE GENERAL SHAREHOLDERS MEETING PANEL
OR, IN THE EVENT SUCH PANEL HAS NOT BEEN CONSTITUTED,
THE SECRETARY OF THE MEETING SHALL VERIFY THE
EXISTENCE OF A SUFFICIENT NUMBER OF FAVOURABLE
VOTES TO REACH THE NECESSARY MAJORITY IN EACH
CASE, THEREBY ALLOWING THE CHAIRMAN TO DECLARE
THE CORRESPONDING RESOLUTION APPROVED.
6. AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management Position Unknown
DERIVATIVE ACQUISITION OF OWNSHARES, EITHER DIRECTLY
OR THROUGH GROUP AFFILIATES, WITHIN THE LEGAL
LIMITS AND REQUIREMENTS, FOR A MAXIMUM TERM OF
EIGHTEEN MONTHS, AS WELL AS AUTHORISATION FOR
THEIR TRANSFER AND/OR THE APPLICATION OF THE
REMUNERATION SYSTEMS ENVISAGED IN ARTICLE 75
OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT.
IT IS PROPOSED TO EXPRESSLY AUTHORISE THE BOARD
OF DIRECTORS, IN ACCORDANCE WITH THE PROVISIONS
ESTABLISHED IN ARTICLE 75 OF THE REVISED TEXT
OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT
CURRENTLY IN EFFECT, TO EFFECT THE DERIVATIVE
ACQUISITION OF ALTADIS, S.A. SHARES, EITHER DIRECTLY
BY THE COMPANY OR INDIRECTLY THROUGH AFFILIATE
COMPANIES, UP TO A SHARE CEILING THAT REPRESENTS
5% OF THE COMPANY SHARE CAPITAL, AT A PRICE AND
COMPENSATION VALUE THAT SHALL NOT BE LESS THAT
THE PAR VALUE OF THE SHARES, NOR EXCEED THE LISTED
SHARE PRICE. THE ACQUISITION FOR WHICH AUTHORISATION
IS REQUESTED MAY BE EFFECTED BY MEANS OF SALE-PURCHASE,
SWAP, DONATION OR AWARD OR AS APPROPRIATION FOR
PAYMENT, AND IN GENERAL BY ANY OTHER MEANS OF
ACQUISITION FOR PAYMENT OF SHARES THAT HAVE BEEN
ISSUED AND FULLY PAID-UP, INCLUDING THE USE OF
FINANCIAL DERIVATIVE INSTRUMENTS, AND PARTICULARLY
TRANSACTIONS INVOLVING ALL TYPES OF OPTIONS (PUT
AND CALL), FOR A MAXIMUM TERM OF EIGHTEEN MONTHS
FROM THE DATE OF ADOPTION OF THE PRESENT RESOLUTION.
THE SHARES SO ACQUIRED SHALL NOT BEAR ANY RIGHTS
WHATSOEVER, INCLUDING THE RIGHT TO VOTE. THE
RELEVANT ECONOMIC RIGHTS SHALL BE PROPORTIONALLY
ATTRIBUTED TO THE REMAINING SHARES IN ACCORDANCE
WITH THE PROVISIONS ESTABLISHED IN ARTICLE 70
OF THE AFOREMENTIONED ACT. THE BOARD IS HEREBY
AUTHORISED TO CREATE A SPECIAL RESERVE ENTERED
AS A LIABILITY ON THE BALANCE SHEET TO BE CHARGED
TO THE FREELY DISPOSABLE RESERVE, IN THE AMOUNT
EQUALLING THE ACQUISITION PRICE OF THE SAID SHARES.
THE PRESENT AUTHORISATION RENDERS NULL AND VOID
THE RESOLUTION OF THE GENERAL SHAREHOLDERS MEETING
OF JUNE 7TH, 2006. LIKEWISE, AND TO THE EFFECTS
ENVISAGED IN PARAGRAPH TWO OF NUMBER 1 IN ARTICLE
75 OF THE PUBLIC LIMITED-LIABILITY COMPANIES
ACT, EXPRESS AUTHORISATION IS HEREBY GRANTED
FOR THE ACQUISITION OF COMPANY SHARES BY ANY
OF THE AFFILIATE COMPANIES, IN THE SAME TERMS
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AS THOSE SET OUT HERE IN. IT IS EXPRESSLY STATED
THAT THE SHARES ACQUIRED SUBSEQUENT TO THE PRESENT
AUTHORISATION MAY DE ALLOCATED TO SALE OR TO
THE APPLICATION OF THE REMUNERATION SYSTEMS CONTEMPLATED
IN PARAGRAPH THREE, SECTION 1 OF ARTICLE 75 OF
THE PUBLIC LIMITED-LIABILITY COMPANIES ACT. THE
BOARD SHALL DECIDE WHETHER TO SELL, MAINTAIN
OR REDEEM THE SHARES SO ACQUIRED IN DUE TIME
7. DELEGATIONS OF POWERS TO FORMALISE, INTERPRET, Management For *Management Position Unknown
CORRECT, REGISTER AND EXECUTE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING.
TO DELEGATE TO THE BOARD OF DIRECTORS THE BROADEST
POWERS ENVISAGED BY LAW TO SUPPLEMENT, DEVELOP,
EXECUTE AND CORRECT THE RESOLUTIONS ADOPTED BY
THE GENERAL SHAREHOLDERS MEETING, INCLUDING
THE POWER TO TOTALLY OR PARTIALLY DELEGATE THE
AFOREMENTIONED POWERS TO THE EXECUTIVE COMMITTEE.
THE POWER TO CORRECT SHALL ENCOMPASS THE POWER
TO MAKE THE MODIFICATIONS, AMENDMENTS AND ADDITIONS
THAT MAY BE NECESSARY OR APPROPRIATE SUBSEQUENT
TO OBJECTIONS OR COMMENTS ARISING FROM THE SECURITIES
MARKET REGULATORY BODIES, THE STOCK EXCHANGE,
THE MERCANTILE REGISTRY AND ALL OTHER PUBLIC
AUTHORITIES COMPETENT IN RELATION TO THE RESOLUTIONS
ADOPTED. LIKEWISE, TO DELEGATE TO THE CHAIRMAN
OF THE BOARD, THE CHAIRMAN OF THE EXECUTIVE COMMITTEE
AND THE SECRETARY TO THE BOARD INDISTINCTLY,
THE POWERS NECESSARY TO FORMALISE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS MEETING
AND TO REGISTER THOSE SUBJECT TO SUCH REQUIREMENT,
TOTALLY OR PARTIALLY, AND TO THIS EFFECT, TO
GRANT ALL TYPES OF PUBLIC AND PRIVATE DOCUMENTS,
INCLUDING THOSE REQUIRED TO SUPPLEMENT OR CORRECT
SUCH RESOLUTIONS
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OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP CONTESTED CONSENT MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
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VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
01 TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT PREPARED Management For *Management Position Unknown
IN ACCORDANCE WITH RUSSIAN LAW.
02 TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING Management For *Management Position Unknown
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT
(PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY
ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA,
LLC.
03 TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF Management For *Management Position Unknown
COMMON REGISTERED SHARES BASED ON 2006 RESULTS
IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR
A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON
REGISTERED SHARES IN THE AGGREGATE) WITHIN 60
DAYS FROM THE DATE OF ADOPTION OF THE RELEVANT
DECISION, AND TO PAY IN CASH ANNUAL DIVIDENDS
TO HOLDERS OF PREFERRED REGISTERED SHARES OF
TYPE A BASED ON 2006 RESULTS IN THE AMOUNT OF
0.1 KOPECK PER PREFERRED SHARE WITHIN 60 DAYS
FROM THE DATE OF THE ADOPTION OF THIS DECISION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report
Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 06/27/2007
Selected Accounts: NPX GABELLI DIV INC TRUST Page 205 of 205
05 TO ELECT THE FOLLOWING INDIVIDUALS TO THE AUDIT Management For *Management Position Unknown
COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL
ROBINSON.
06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) LTD. Management For *Management Position Unknown
AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS
AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR
OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE
WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES
FOR THE TERM UNTIL THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS BASED ON 2007 RESULTS.
07 TO APPROVE THE AMENDED CHARTER OF OPEN JOINT Management For *Management Position Unknown
STOCK COMPANY VIMPEL-COMMUNICATIONS.
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OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP ANNUAL MEETING DATE: 06/29/2007
ISSUER: 68370R109 ISIN:
SEDOL:
------------------------------------------------------------------------------------------------------------------------------------
VOTE GROUP: GLOBAL
Proposal Proposal Vote For or Against
Number Proposal Type Cast Management
------------------------------------------------------------------------------------------------------------------------------------
4J TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: FRIDTJOF RUSTEN
4I TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ALEXEY M. REZNIKOVICH
4H TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: LEONID R. NOVOSELSKY
4G TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: OLEG A. MALIS
4F TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: JO O. LUNDER
4E TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown
DIRECTORS: STIG HERBERN
4D TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: KLELL MORTEN JOHNSEN
4C TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: ARVE JOHANSEN
4B TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: MIKHAIL M. FRIDMAN
4A TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown
DIRECTORS: DAVID J. HAINES
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Registrant The Gabelli Dividend & Income Trust
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By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 22, 2007
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*Print the name and title of each signing officer under his or her
signature.