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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Miller Bruce D 42 NONANTUM AVE NANTUCKETT, MA 02584 |
X |
/s/ Bruce D. Miller | 04/10/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Convertible Preferred is convertible at a rate of one thousand (1,000) Common Shares for each share of Convertible Preferred. Mr. Bruce D. Miller converted 60.0 shares of Series A-1 Convertible Preferred Stock into 60,000 shares of Cicero Inc. common stock. |
(2) | As of April 4, 2008, Mr. Bruce D. Miller held in aggregate (i) 2,020,454 shares of common stock par value $0.001 per share (the "Shares"), of Cicero Inc. (the "Company"), 1,511,187 shares individually and 509,267 shares under Delphi Partners Limited, (ii) warrants to acquire 2,457 shares of common stock at $40 per share, which warrants expire on October 8, 2008, and (iii) warrants to acquire 16,709 shares of common stock at $10 per share, which warrants expire on January 4, 2011. |