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SEC FILE NUMBER | ||
000-31617 |
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CUSIP NUMBER | ||
640938-10-6 |
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(Check one): | o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR | |||||
For Period Ended: | June 30, 2006 | |||||
o Transition Report on Form 10-K | ||||||
o Transition Report on Form 20-F | ||||||
o Transition Report on Form 11-K | ||||||
o Transition Report on Form 10-Q | ||||||
o Transition Report on Form N-SAR | ||||||
For the Transition Period Ended: | ||||||
o |
|||||
(a) | The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; | ||||
(b) | The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and | ||||
(c) | The accountants statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
SEC 1344 (03-05) | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
(1) | Name and telephone number of person to contact in regard to this notification |
Gail S. Page | (510) | 505-2100 | ||
(Name) |
(Area Code) | (Telephone Number) |
(2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). | |
Yes o No þ | ||
The
Registrants Form 10-Q for the third fiscal quarter ended
September 30, 2005. |
(3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? | |
Yes þ No o | ||
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. | ||
The Registrants results of operations for the fiscal quarter ended June 30, 2006, to be reported in the Form 10-Q, will reflect significant changes from the prior year, unrelated to the causes for the delay described in Part III. The anticipated change is, in part, based on decreases in sales of the Registrants ProteinChip Systems, accessories and software and a decrease in research and development, sales and marketing, and general and administrative expenses. Therefore, there were significant changes in the results of operations from the corresponding period for the last fiscal year. On August 14, 2006, the Registrant issued a press release reporting its results for the fiscal quarter ended June 30, 2006. A copy of the press release was furnished as an exhibit to the Registrants report on Form 8-K dated August 14, 2006, which is incorporated herein by reference. Notice Concerning Forward-Looking Statements The statements above regarding the Registrants anticipated timing of filing its Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2006 and the Registrant s expected operating results for such quarter are forward-looking statements which are subject to risks and uncertainties. Actual results could differ materially from those projected in or contemplated by the forward-looking statements. Factors that could cause actual results to differ include uncertainties regarding the timing of the Registrants completion of its Quarterly Report on Form 10-Q, risks as to adjustments to preliminary estimates for the financial results of the fiscal quarter ended June 30, 2006, issues encountered in the completion of the quarterly review and general economic conditions. In addition, please refer to the risk factors contained in the Registrants SEC filings including the Registrants Annual Report on Form 10-K filed with the SEC on March 17, 2006 and its Form 10-Q filed on May 15, 2006. |
Date
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August 15, 2006 | By | /s/ Gail S. Page | ||||
Name: | Gail S. Page | ||||||
Title: | President and Chief Executive Officer and interim Chief Financial Officer |
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