|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 09/06/2011 | M | 12,500 | 09/06/2011(4) | 09/06/2011(4) | Common Stock | 12,500 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 | 09/06/2011 | M | 25,000 | 09/06/2011(4) | 09/06/2011(4) | Common Stock | 25,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ruisi Lawrence 691 SOUTH MILPITAS BLVD MILPITAS, CA 95035 |
X |
/s/ Lawrence Ruisi | 09/08/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of the Company's common stock that are being forfeited from a restricted stock award granted on October 23, 2008 under the Company's 2006 Director Plan as a result of being unvested on September 6, 2011, the date that the Reporting Person resigned from the Board of Directors of the Company. |
(2) | Shares of the Company's common stock received from the vesting of the restricted stock units granted on December 7, 2010. |
(3) | Shares of the Company's common stock received from the vesting of the restricted stock units granted on May 25, 2011. |
(4) | The restricted stock units were granted under the Company's 2006 Director Plan and vested in full on September 6, 2011, the date that the Reporting Person resigned from the Board of Directors of the Company. |