sc13ga2_hitachi.htm


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
 
(Amendment No. 2)*
 
Hitachi, Ltd.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
433578507
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
þ :
Rule 13d-1(b)
   
o :
Rule 13d-1(c)
   
o :
Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 


 
 
 
 
 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Financial Group, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
287,108,553
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
287,108,553
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
287,108,553
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
 
Page 2 of 35

 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
1,000,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
1,000,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,000,000
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
 
Page 3 of 35

 

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Trust and Banking Corporation
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
233,685,778
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
233,685,778
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
233,685,778
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.2%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
Page 4 of 35

 


CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
23,025,537
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
23,025,537
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
23,025,537
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.5%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
Page 5 of 35

 


CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
13,039,863
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
13,039,863
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
13,039,863
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 6 of 35

 


CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities International plc
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
London, United Kingdom
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
9,985,674
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
9,985,674
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
9,985,674
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.2%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 

 
 
 
Page 7 of 35

 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
25,993,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
25,993,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
25,993,000
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.6%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 

 
 
Page 8 of 35

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management (UK) Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
London, United Kingdom
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
298,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
298,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
298,000
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
Page 9 of 35

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
MU Investments Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
1,418,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
1,418,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,418,000
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
 
Page 10 of 35

 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
kabu.com Securities Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
1,055,238
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
1,055,238
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,055,238
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 


 
Page 11 of 35

 
 
CUSIP No. 433578507

 
1
NAME OF REPORTING PERSON
 
KOKUSAI Asset Management Co., Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
931,000
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
931,000
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
931,000
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
 
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
 
 
 
Page 12 of 35

 

CUSIP No. 433578507
 
ITEM 1
 
 
(a)
Name of Issuer
     
   
Hitachi, Ltd.
     
 
(b)
Address of Issuer’s Principal Executive Offices
     
   
6-6 Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-8280, Japan
 
ITEM 2
 
 
(a)
Names of Persons Filing
     
   
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
     
   
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
     
   
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
     
   
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
     
   
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
     
   
Mitsubishi UFJ Securities International plc (“MUSI”)
     
   
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
     
   
Mitsubishi UFJ Asset Management (UK) Ltd. (“MUAMUK”)
     
   
MU Investments Co., Ltd. (“MUI”)
     
   
kabu.com Securities Co., Ltd. (“KC”)
     
   
KOKUSAI Asset Management Co., Ltd. (“KAM”)
     
 
(b)
Address of Principal Business Office or, if none, Residence
     
   
MUFG:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8330, Japan
     
   
BTMU:
   
7-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-8388, Japan
     
   
MUTB:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUSHD:
   
4-1 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-6317, Japan
     
 
 
 
Page 13 of 35

 
 
CUSIP No. 433578507
 
 
   
MUMSS:
   
5-2 Marunouchi 2-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
   
MUSI:
   
Ropemaker Place, 25 Ropemaker Street
   
London EC2Y 9AJ, United Kingdom
     
     
   
MUAM:
   
4-5 Marunouchi 1-chome, Chiyoda-ku
   
Tokyo 100-8212, Japan
     
   
MUAMUK:
   
Ropemaker Place,25 Ropemaker Street
   
London EC2M 7BT, United Kingdom
   
(prior to January 24, 2011,
   
12-15 Finsbury Circus, London EC2M 7BT, United Kingdom)
     
   
MUI:
   
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
   
Tokyo 103-0022, Japan
     
   
KC:
   
3-2 Otemachi 1-chome, Chiyoda-ku
   
Tokyo 100-0004, Japan
     
   
KAM:
   
1-1 Marunouchi 3-chome, Chiyoda-ku
   
Tokyo 100-0005, Japan
     
 
(c)
Citizenship
     
   
Not applicable.
     
 
(d)
Title of Class of Securities
     
   
Common Stock
     
 
(e)
CUSIP Number
     
   
433578507
 
ITEM 3
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
MUFG:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
 
 
 
Page 14 of 35

 
 
CUSIP No. 433578507
 
 
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Parent holding company
 
 
BTMU:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUTB:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
 
 
 
Page 15 of 35

 
 
CUSIP No. 433578507
 
 
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUSHD:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
 
Page 16 of 35

 
 
CUSIP No. 433578507
 
 
 
MUMSS:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUSI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
 
 
 
Page 17 of 35

 
 
CUSIP No. 433578507
 
 
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer, Bank
 
 
MUAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUAMUK:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
 
 
 
Page 18 of 35

 
 
CUSIP No. 433578507
 
 
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
KC:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
 
 
 
Page 19 of 35

 
 
CUSIP No. 433578507
 
 
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
KAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
ITEM 4
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
 
For MUFG
 
       
 
(a)
Amount beneficially owned:
287,108,553
       
 
 
 
Page 20 of 35

 
 
CUSIP No. 433578507
 
 
 
(b)
Percent of class:
6.34%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
287,108,553
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
287,108,553
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For BTMU
 
       
 
(a)
Amount beneficially owned:
1,000,000
       
 
(b)
Percent of class:
0.02%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
1,000,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
1,000,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUTB
 
       
 
(a)
Amount beneficially owned:
233,685,778
       
 
(b)
Percent of class:
5.16%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
233,685,778
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
233,685,778
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUSHD
 
       
 
(a)
Amount beneficially owned:
23,025,537
       
 
(b)
Percent of class:
0.51%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
23,025,537
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
23,025,537
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUMSS
 
       
 
(a)
Amount beneficially owned:
13,039,863
       
 
 
 
Page 21 of 35

 
 
CUSIP No. 433578507
 
 
 
(b)
Percent of class:
0.29%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
13,039,863
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
13,039,863
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUSI
 
       
 
(a)
Amount beneficially owned:
9,985,674
       
 
(b)
Percent of class:
0.22%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
9,985,674
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
9,985,674
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUAM
 
       
 
(a)
Amount beneficially owned:
25,993,000
       
 
(b)
Percent of class:
0.57%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
25,993,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
25,993,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUAMUK
 
       
 
(a)
Amount beneficially owned:
298,000
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
298,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
298,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
 
 
Page 22 of 35

 
 
CUSIP No. 433578507
 
 
 
For MUI
 
       
 
(a)
Amount beneficially owned:
1,418,000
       
 
(b)
Percent of class:
0.03%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
1,418,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
1,418,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KC
 
       
 
(a)
Amount beneficially owned:
1,055,238
       
 
(b)
Percent of class:
0.02%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
1,055,238
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
1,055,238
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KAM
 
       
 
(a)
Amount beneficially owned:
931,000
       
 
(b)
Percent of class:
0.02%
       
 
(c)
Number of shares as to which the person has:
 
       
   
(i) Sole power to vote or to direct the vote:
931,000
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
931,000
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
ITEM 5
Ownership of Five Percent or Less of a Class
 
Not applicable.
 
ITEM 6
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
 
 
Page 23 of 35

 
 
CUSIP No. 433578507
 
ITEM 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
As of December 31, 2010, MUFG beneficially owns 287,108,553 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 1,000,000 shares; MUTB holds 233,685,778 shares; MUSHD holds 23,025,537 shares (including 13,039,863 shares indirectly held through MUMSS, and 9,985,674 shares indirectly held through MUSI, both of which are MUSHD’s subsidiaries); MUAM holds 25,993,000 shares (including 298,000 shares indirectly held through MUAM’s subsidiary, MUAMUK); MUI holds 1,418,000 shares; KC holds 1,055,238 shares; and KAM holds 931,000 shares.
 
ITEM 8
Identification and Classification of Members of the Group
 
Not applicable.
 
ITEM 9
Notice of Dissolution of Group
 
Not applicable.
 
ITEM 10
Certifications
 
By signing below the filers certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions.  The filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
 
 
 
 
 
Page 24 of 35

 

CUSIP No. 433578507

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MITSUBISHI UFJ FINANCIAL GROUP, INC.
 
     
       
 
By:
/s/ Hironori Kamezawa
 
     
 
Name:     Hironori Kamezawa
 
     
 
Title:       General Manager, Credit & Investment Management Division

 
 
 
Page 25 of 35

 

CUSIP No. 433578507
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
 
     
       
 
By:
/s/ Hironori Kamezawa
 
     
 
Name:  Hironori Kamezawa
 
     
 
Title:    General Manager, Credit Policy & Planning Division
 


 
 
 
Page 26 of 35

 

CUSIP No. 433578507


 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
 
     
       
 
By:
/s/ Hiroki Masuoka
 
     
 
Name:     Hiroki Masuoka
 
     
 
Title:       Deputy General Manager of Trust Assets Planning Division

 
 
 
Page 27 of 35

 

CUSIP No. 433578507

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD.
 
     
       
 
By:
/s/ Shingo Sumimoto
 
     
 
Name:    Shingo Sumimoto
 
     
 
Title:      General Manager, Corporate Planning Division
 
 
 
Page 28 of 35

 

CUSIP No. 433578507
 

 SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD.
 
     
       
 
By:
/s/ Koji Nishimoto
 
 
 
Name:     Koji Nishimoto
 
     
   Title:
   Executive Officer, General Manager, Corporate Planning Division
 

 
 
Page 29 of 35

 
 

CUSIP No. 433578507
 

 SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MITSUBISHI UFJ SECURITIES INTERNATIONAL PLC
 
     
       
 
By:
/s/ Yasutaka Suehiro
 
     
 
Name:  Yasutaka Suehiro
 
     
 
Title:    Chief Administration Officer
 
 

 
 
Page 30 of 35

 
CUSIP No. 433578507

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
 
     
       
 
By:
/s/ Katsutoshi Edamura
 
     
 
Name:  Katsutoshi Edamura
 
     
 
Title:    General Manager of Risk Management Division
 
 
 
Page 31 of 35

 
 
CUSIP No. 433578507
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD.
 
     
       
 
By:
/s/ Shojiro Ueda
 
     
 
Name:  Shojiro Ueda
 
     
 
Title:    Managing Director & CE
 
 
 
 
 
Page 32 of 35

 
 
 
CUSIP No. 433578507
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
MU INVESTMENTS CO., LTD.
 
     
       
 
By:
/s/ Yuya Saijo
 
     
 
Name:     Yuya Saijo
 
     
 
Title:       Senior Managing Director
 
 
 
 

 
 
Page 33 of 35

 
CUSIP No. 433578507
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
KABU.COM SECURITIES CO., LTD.
 
     
       
 
By:
/s/ Takeshi Amemiya
 
     
 
Name:  Takeshi Amemiya
 
     
 
Title:    General Manager of Corporate Administration
 
 
 
Page 34 of 35

 

CUSIP No. 433578507
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
 
       
 
KOKUSAI ASSET MANAGEMENT CO., LTD.
 
     
       
 
By:
/s/ Takeshi Dohi
 
     
 
Name:     Takeshi Dohi
 
     
 
Title:       General Manager, Investment Management Planning Dept.

 
Page 35 of 35