CUSIP No. 892331307
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
152,189,149
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
152,189,149
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
152,189,149
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.9%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
51,453,583
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
51,453,583
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
51,453,583
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
85,317,565
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
85,317,565
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
85,317,565
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.7%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
3,222,795
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
3,222,795
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,222,795
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
3,222,795
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
3,222,795
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,222,795
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
9,207,600
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
9,207,600
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,207,600
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management (UK) Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
34,400
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
34,400
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,400
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
MU Investments Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
1,968,100
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
1,968,100
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,968,100
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
kabu.com Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
866,106
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
866,106
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
866,106
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
1
|
NAME OF REPORTING PERSON
KOKUSAI Asset Management Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
153,400
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
153,400
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
153,400
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
(a)
|
Name of Issuer
|
|
Toyota Motor Corporation
|
||
(b)
|
Address of Issuer’s Principal Executive Offices
|
|
1 Toyota-cho, Toyota, Aichi 471-8571, Japan
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(a)
|
Names of Persons Filing
|
|
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
|
||
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
|
||
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
|
||
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
|
||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
|
||
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
|
||
Mitsubishi UFJ Asset Management (UK) Ltd. (“MUAMUK”)
|
||
MU Investments Co., Ltd. (“MUI”)
|
||
kabu.com Securities Co., Ltd. (“KC”)
|
||
KOKUSAI Asset Management Co., Ltd. (“KAM”)
|
||
(b)
|
Address of Principal Business Office or, if none, Residence
|
|
MUFG:
|
||
7-1 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-8330, Japan
|
||
BTMU:
|
||
7-1 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-8388, Japan
|
||
MUTB:
|
||
4-5 Marunouchi 1-chome, Chiyoda-ku
|
||
Tokyo 100-8212, Japan
|
||
MUSHD:
|
||
5-2 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
MUMSS:
|
||
5-2 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
MUAM:
|
||
4-5 Marunouchi 1-chome, Chiyoda-ku
|
||
Tokyo 100-8212, Japan
|
||
MUAMUK:
|
||
Ropemaker Place, 25 Ropemaker Street
|
||
London EC2Y 9AN, United Kingdom
|
||
MUI:
|
||
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
|
||
Tokyo 103-0022, Japan
|
||
KC:
|
||
3-2 Otemachi 1-chome, Chiyoda-ku
|
||
Tokyo 100-0004, Japan
|
||
KAM:
|
||
1-1 Marunouchi 3-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
(c)
|
Citizenship
|
|
Not applicable.
|
||
(d)
|
Title of Class of Securities
|
|
Common Stock
|
||
(e)
|
CUSIP Number
|
|
892331307
|
ITEM 3
|
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
MUFG:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company
|
BTMU:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
MUTB:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
MUSHD:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
MUMSS:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
MUAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
MUAMUK:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
MUI:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
KC:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
KAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
ITEM 4
|
Ownership
|
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
For MUFG
|
|||
(a)
|
Amount beneficially owned:
|
152,189,149
|
|
(b)
|
Percent of class:
|
4.85%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
152,189,149
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
152,189,149
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For BTMU
|
|||
(a)
|
Amount beneficially owned:
|
51,453,583
|
|
(b)
|
Percent of class:
|
1.64%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
51,453,583
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
(iii) Sole power to dispose or to direct the disposition of:
|
51,453,583
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUTB
|
|||
(a)
|
Amount beneficially owned:
|
85,317,565
|
|
(b)
|
Percent of class:
|
2.72%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
85,317,565
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
85,317,565
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUSHD
|
|||
(a)
|
Amount beneficially owned:
|
3,222,795
|
|
(b)
|
Percent of class:
|
0.10%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
3,222,795
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
3,222,795
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUMSS
|
|||
(a)
|
Amount beneficially owned:
|
3,222,795
|
|
(b)
|
Percent of class:
|
0.10%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
3,222,795
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
3,222,795
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUAM
|
|||
(a)
|
Amount beneficially owned:
|
9,207,600
|
|
(b)
|
Percent of class:
|
0.29%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
9,207,600
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
9,207,600
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUAMUK
|
|||
(a)
|
Amount beneficially owned:
|
34,400
|
|
(b)
|
Percent of class:
|
0.00%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
34,400
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
34,400
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For MUI
|
|||
(a)
|
Amount beneficially owned:
|
1,968,100
|
|
(b)
|
Percent of class:
|
0.06%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
1,968,100
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
1,968,100
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For KC
|
|||
(a)
|
Amount beneficially owned:
|
866,106
|
|
(b)
|
Percent of class:
|
0.03%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
866,106
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
866,106
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For KAM
|
|||
(a)
|
Amount beneficially owned:
|
153,400
|
|
(b)
|
Percent of class:
|
0.00%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
153,400
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
153,400
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
ITEM 5
|
Ownership of Five Percent or Less of a Class
|
ITEM 6
|
Ownership of More than Five Percent on Behalf of Another Person
|
ITEM 7
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
ITEM 8
|
Identification and Classification of Members of the Group
|
ITEM 9
|
Notice of Dissolution of Group
|
ITEM 10
|
Certifications
|
February 10, 2012
|
|||
Mitsubishi UFJ Financial Group, Inc.
|
|||
By:
|
/s/ Koujirou Nakazawa
|
||
Name: | Koujirou Nakazawa | ||
Title: | Senior Manager, Credit & Investment Management Division |
February 10, 2012
|
|||
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
|
|||
By:
|
/s/ Koujirou Nakazawa
|
||
Name: | Koujirou Nakazawa | ||
Title: | Chief Manager, Credit Policy & Planning Division |
February 10, 2012
|
|||
Mitsubishi UFJ Trust and Banking Corporation
|
|||
By:
|
/s/ Hiroki Masuoka
|
||
Name: | Hiroki Masuoka | ||
Title: | Deputy General Manager of Trust Assets Planning Division |
February 10, 2012
|
|||
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|||
By:
|
/s/ Shingo Sumimoto
|
||
Name: | Shingo Sumimoto | ||
Title: | General Manager, Corporate Planning Division |
February 10, 2012
|
|||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|||
By:
|
/s/ Tetsurou Shinohara
|
||
Name: | Tetsurou Shinohara | ||
Title: | General Manager, Corporate Planning Division |
February 10, 2012
|
|||
Mitsubishi UFJ Asset Management Co., Ltd.
|
|||
By:
|
/s/ Katsutoshi Edamura
|
||
Name: | Katsutoshi Edamura | ||
Title: | General Manager of Risk Management Division |
February 10, 2012
|
|||
Mitsubishi UFJ Asset Management (UK) Ltd.
|
|||
By:
|
/s/ Kenji Nakai
|
||
Name: | Kenji Nakai | ||
Title: | Managing Director & CE |
February 10, 2012
|
|||
MU Investments Co., Ltd.
|
|||
By:
|
/s/ Yuya Saijo
|
||
Name: | Yuya Saijo | ||
Title: | Senior Managing Director |
February 10, 2012
|
|||
kabu.com Securities Co., Ltd.
|
|||
By:
|
/s/ Takeshi Amemiya
|
||
Name: | Takeshi Amemiya | ||
Title: | General Manager of Corporate Administration |
February 10, 2012
|
|||
KOKUSAI Asset Management Co., Ltd.
|
|||
By:
|
/s/ Takeshi Dohi
|
||
Name: | Takeshi Dohi | ||
Title: | General Manager, Investment Management Planning Dept. |