þ :
|
Rule 13d-1(b)
|
o :
|
Rule 13d-1(c)
|
o :
|
Rule 13d-1(d)
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
14,822,152
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
14,822,152
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,822,152
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.5%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
6,990,029
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
6,990,029
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,990,029
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
6,537,000
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
6,537,000
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,537,000
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
828,123
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
828,123
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
828,123
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
828,123
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
828,123
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
828,123
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
341,000
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
341,000
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
341,000
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
MU Investments Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
107,000
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
107,000
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
107,000
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
1
|
NAME OF REPORTING PERSON
kabu.com Securities Co., Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
19,000
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
19,000
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,000
|
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
CUSIP No. 930004205
|
(a)
|
Name of Issuer
|
|
Wacoal Holdings Corp.
|
||
(b)
|
Address of Issuer’s Principal Executive Offices
|
|
29 Nakajima-cho, Kisshoin, Minami-ku, Kyoto 601-8530, Japan
|
(a)
|
Names of Persons Filing
|
|
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
|
||
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
|
||
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
|
||
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
|
||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
|
||
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
|
||
MU Investments Co., Ltd. (“MUI”)
|
||
kabu.com Securities Co., Ltd. (“KC”)
|
||
(b)
|
Address of Principal Business Office or, if none, Residence
|
|
MUFG:
|
||
7-1 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-8330, Japan
|
||
BTMU:
|
||
7-1 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-8388, Japan
|
||
MUTB:
|
||
4-5 Marunouchi 1-chome, Chiyoda-ku
|
||
Tokyo 100-8212, Japan
|
||
MUSHD:
|
||
5-2 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
MUMSS:
|
||
5-2 Marunouchi 2-chome, Chiyoda-ku
|
||
Tokyo 100-0005, Japan
|
||
MUAM:
|
||
4-5 Marunouchi 1-chome, Chiyoda-ku
|
||
Tokyo 100-8212, Japan
|
||
CUSIP No. 930004205
|
MUI:
|
||
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
|
||
Tokyo 103-0022, Japan
|
||
KC:
|
||
3-2 Otemachi 1-chome, Chiyoda-ku
|
||
Tokyo 100-0004, Japan
|
||
(c)
|
Citizenship
|
|
Not applicable.
|
||
(d)
|
Title of Class of Securities
|
|
Common Stock
|
||
(e)
|
CUSIP Number
|
|
930004205
|
ITEM 3
|
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
MUFG:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company
|
CUSIP No. 930004205
|
BTMU:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
MUTB:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
CUSIP No. 930004205
|
MUSHD:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
MUMSS:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
CUSIP No. 930004205
|
MUAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
MUI:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
CUSIP No. 930004205
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
KC:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
ITEM 4
|
Ownership
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
CUSIP No. 930004205
|
For MUFG
|
|||
(a)
|
Amount beneficially owned:
|
14,822,152
|
|
(b)
|
Percent of class:
|
10.52%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
14,822,152
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
14,822,152
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For BTMU
|
|||
(a)
|
Amount beneficially owned:
|
6,990,029
|
|
(b)
|
Percent of class:
|
4.96%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
6,990,029
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
6,990,029
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUTB
|
|||
(a)
|
Amount beneficially owned:
|
6,537,000
|
|
(b)
|
Percent of class:
|
4.64%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
6,537,000
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
6,537,000
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUSHD
|
|||
(a)
|
Amount beneficially owned:
|
828,123
|
|
(b)
|
Percent of class:
|
0.59%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
828,123
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
828,123
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
CUSIP No. 930004205
|
For MUMSS
|
|||
(a)
|
Amount beneficially owned:
|
828,123
|
|
(b)
|
Percent of class:
|
0.59%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
828,123
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
828,123
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUAM
|
|||
(a)
|
Amount beneficially owned:
|
341,000
|
|
(b)
|
Percent of class:
|
0.24%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
341,000
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
341,000
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
For MUI
|
|||
(a)
|
Amount beneficially owned:
|
107,000
|
|
(b)
|
Percent of class:
|
0.08%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
107,000
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
107,000
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
For KC
|
|||
(a)
|
Amount beneficially owned:
|
19,000
|
|
(b)
|
Percent of class:
|
0.01%
|
|
(c)
|
Number of shares as to which the person has:
|
||
(i) Sole power to vote or to direct the vote:
|
19,000
|
||
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
(iii) Sole power to dispose or to direct the disposition of:
|
19,000
|
||
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
CUSIP No. 930004205
|
ITEM 5
|
Ownership of Five Percent or Less of a Class
|
ITEM 6
|
Ownership of More than Five Percent on Behalf of Another Person
|
ITEM 7
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
ITEM 8
|
Identification and Classification of Members of the Group
|
ITEM 9
|
Notice of Dissolution of Group
|
ITEM 10
|
Certifications
|
CUSIP No. 930004205
|
July 10, 2012
|
|||
Mitsubishi UFJ Financial Group, Inc.
|
|||
By:
|
/s/ Tadashi Yamamoto
|
||
Name: |
Tadashi Yamamoto
|
||
Title: |
Senior Manager, Credit & Investment Management Division
|
CUSIP No. 930004205
|
July 10, 2012
|
||||
The Bank of Tokyo-Mitsubishi UFJ, Ltd.
|
||||
By:
|
/s/ Tadashi Yamamoto
|
|||
Name: |
Tadashi Yamamoto
|
|||
Title: |
Chief Manager, Credit & Investment Management Division
|
CUSIP No. 930004205
|
July 10, 2012
|
|||
Mitsubishi UFJ Trust and Banking Corporation
|
|||
By:
|
/s/ Eiji Ihori
|
||
Name: |
Eiji Ihori
|
||
Title: |
General Manager of Trust Assets Planning Division
|
CUSIP No. 930004205
|
July 10, 2012
|
|||
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|||
By:
|
/s/ Tetsurou Shinohara
|
||
Name: |
Tetsurou Shinohara
|
||
Title: |
General Manager, Corporate Planning Division
|
CUSIP No. 930004205
|
July 10, 2012
|
|||
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|||
By:
|
/s/ Tetsurou Shinohara
|
||
Name: |
Tetsurou Shinohara
|
||
Title: |
General Manager, Corporate Planning Division
|
CUSIP No. 930004205
|
July 10, 2012
|
|||
Mitsubishi UFJ Asset Management Co., Ltd.
|
|||
By:
|
/s/ Katsutoshi Edamura
|
||
Name: |
Katsutoshi Edamura
|
||
Title: |
General Manager of Risk Management Division
|
CUSIP No. 930004205
|
July 10, 2012
|
|||
MU Investments Co., Ltd.
|
|||
By:
|
/s/ Yoshihiro Asada
|
||
Name: |
Yoshihiro Asada
|
||
Title: |
Executive Officer
|
CUSIP No. 930004205
|
July 10, 2012
|
|||
kabu.com Securities Co., Ltd.
|
|||
By:
|
/s/ Takeshi Amemiya
|
||
Name: |
Takeshi Amemiya
|
||
Title: |
General Manager of Corporate Administration
|