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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to buy common stock | $ 7.5 | 10/31/2005 | 10/31/2005(1) | M | 8,875 | 02/22/2003(5) | 02/22/2012 | Common Stock | 8,875 | (6) | 1,250 | D | |||
Option to buy common stock | $ 4.5 | 10/31/2005 | 10/31/2005(1) | M | 5,000 | 03/13/2002(7) | 03/13/2011 | Common Stock | 5,000 | (6) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KINGHORN DWAIN A ALTIRIS, INC. 588 WEST 400 SOUTH LINDON, UT 84042 |
Chief Strategy & Tech. Officer |
/s/ Stephen C. Erickson, attorney-in-fact | 11/02/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction pursuant to a 10b5-1 Plan extablished by the Reporting Person. |
(2) | Includes 1,119 shares acquired from purchases pursuant to the Issuer's Employee Stock Purchase Plan. Such acquisitions are exempt from the reporting requirements of Section 16 in accordance with Rule 16b-3 (c). |
(3) | Shares are held by Computing Edge Limited of which the Reporting Person is a Director. The Reporting Person disclaims beneficial ownership of the shares held by Computing Edge Limited, except as to his pecuniary interest therein. |
(4) | Shares are held by Computing Edge Corporation, of which the Reporting Person is a major shareholder and executive officer. The Reporting Person disclaims beneficial ownership of the shares held by Computing Edge Corporation, except as to his pecuniary interest therein. |
(5) | The option vests as to 1/4 of the shares subject to the option on the "Date Exercisable" and the remainder vests monthly over the next 36 months. |
(6) | Not applicable. |
(7) | The option vests as to 1/4 of the shares subject to the option on the "Date Exercisable" and on each anniversary thereof. |