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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PAULSON & CO INC 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 |
X | |||
PAULSON PARTNERS ENHANCED L.P. 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 |
X | |||
Paulson International Ltd. C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN, E9 KY1-1104 |
X | |||
Paulson Advantage Master Ltd. C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN, E9 KY1-1104 |
X | |||
Paulson Advantage Plus Master Ltd. C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN, E9 KY1-1104 |
X | |||
Paulson John 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 |
X | |||
PAULSON PARTNERS LP 1251 AVENUE OF THE AMERICAS NEW YORK, NY 10020 |
X | |||
PAULSON ENHANCED LTD C/O MAPLES CORPORATE SERVICES LIMITED P.O. BOX 309, UGLAND HOUSE, S. CHURCH ST GRAND CAYMAN, E9 KY1-1104 |
X |
Stuart L. Merzer, General Counsel & Chief Compliance Officer of Paulson & Co. Inc. | 04/26/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the securities of the issuer owned directly by Paulson Advantage Master Ltd. ("Advantage Master"). |
(2) | Reflects the securities of the issuer owned directly by Paulson Credit Opportunities Master Ltd. ("Credit Master"). |
(3) | Reflects the securities of the issuer owned directly by Paulson Advantage Plus Master Ltd. ("Advantage Plus Master"). |
(4) | Reflects the securities held in accounts managed separately (the "Separately Managed Accounts") by Paulson & Co. Inc. ("Paulson"). |
(5) | Reflects the securities of the issuer owned directly by Paulson Recovery Master Fund Ltd. ("Recovery Master"). |
(6) | Reflects the securities of the issuer owned directly by Paulson Partners Enhanced, L.P. ("Enhanced LP"). |
(7) | Reflects the securities of the issuer owned directly by Paulson Partners L.P. ("Paulson Partners"). |
(8) | Reflects the securities of the issuer owned directly by Paulson International Ltd. ("International"). |
(9) | Reflects the securities of the issuer owned directly by Paulson Enhanced Ltd. ("Enhanced Ltd."). |
(10) | Paulson is an investment advisor registered under the Investment Advisors Act of 1940. Paulson is the investment manager of Recovery Master, Enhanced LP, Enhanced Ltd., Paulson Partners, International, Advantage Master, Credit Master and Advantage Plus Master (collectively, the "Funds") and securities held in the Separately Managed Accounts. Paulson is also the controlling person of Paulson Advisers LLC, the managing general partner of each of Paulson Partners and Enhanced L.P. John Paulson is the controlling person of Paulson. |
(11) | Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any of the persons reporting on this Form 4 that he or it, for purposes of Section 16 of the Act or otherwise is the beneficial owner of any equity securities covered by this Form. |