Israel
(State or Other Jurisdiction of Incorporation or Organization)
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N/A
(I.R.S. Employer Identification No.)
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With copies to:
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Edwin L. Miller Jr., Esq.
Shy S. Baranov, Esq.
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Eran Ben-Dor, Adv.
Zysman, Aharoni, Gayer & Co.
41-45 Rothschild Bl., "Beit-Zion"
Tel Aviv 65748, Israel
(011) 972-3-795-5555
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Zysman, Aharoni, Gayer and Sullivan &
Worcester LLP
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1633 Broadway
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New York, NY 10019
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(212) 660-3000
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Title of Each Class of Securities to be Registered
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Amount to be
Registered (1)
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Proposed
Maximum
Offering Price
Per Share
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Proposed
Maximum
Aggregate
Offering Price
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Amount of
Registration Fee
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||||||||||||
Ordinary shares, par value NIS 0.1 per share
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797,384 | $ | 2.78 | (2) | $ | 2,216,728 | $ | 285.5 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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195,116 | $ | 0.03 | (3) | $ | 5,858 | $ | 0.75 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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170,000 | $ | 0.9 | (3) | $ | 153,000 | $ | 19.7 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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199,000 | $ | 1.08 | (3) | $ | 214,920 | $ | 27.7 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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21,000 | $ | 1.11 | (3) | $ | 23,310 | $ | 3 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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22,500 | $ | 1.12 | (3) | $ | 25,200 | $ | 3.24 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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60,000 | $ | 1.2 | (3) | $ | 72,000 | $ | 9.27 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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37,000 | $ | 1.36 | (3) | $ | 50,320 | $ | 6.48 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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6,000 | $ | 1.42 | (3) | $ | 8,520 | $ | 1.1 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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245,000 | $ | 1.46 | (3) | $ | 357,700 | $ | 46.07 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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154,000 | $ | 1.67 | (3) | $ | 257,180 | $ | 33.12 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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50,000 | $ | 1.68 | (3) | $ | 84,000 | $ | 10.82 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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20,000 | $ | 1.76 | (3) | $ | 35,200 | $ | 4.53 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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12,000 | $ | 2.00 | (3) | $ | 24,000 | $ | 3.09 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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30,000 | $ | 2.08 | (3) | $ | 62,400 | $ | 8.04 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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6,000 | $ | 2.24 | (3) | $ | 13,440 | $ | 1.73 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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6,000 | $ | 2.26 | (3) | $ | 13,560 | $ | 1.75 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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36,000 | $ | 2.35 | (3) | $ | 84,600 | $ | 10.9 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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156,000 | $ | 2.37 | (3) | $ | 369,720 | $ | 47.62 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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145,000 | $ | 2.38 | (3) | $ | 345,100 | $ | 44.45 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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40,000 | $ | 2.44 | (3) | $ | 97,600 | $ | 12.57 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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12,000 | $ | 2.48 | (3) | $ | 29,760 | $ | 3.83 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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60,000 | $ | 2.55 | (3) | $ | 153,000 | $ | 19.71 | ||||||||
Ordinary shares, par value NIS 0.1 per share
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20,000 | $ | 2.58 | (3) | $ | 51,600 | $ | 6.65 | ||||||||
Total
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2,500,000 | N/A | $ | 4,748,716 | $ | 611.62 |
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(1)
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Pursuant to Rule 416 under the Securities Act of 1933, as amended, in addition to the number of ordinary shares listed above, there are being registered hereby an additional indeterminate number of ordinary shares as may become issuable to prevent dilution resulting from stock splits, stock dividends and similar transactions, and, in any such event, the number of shares registered hereby shall be automatically increased to cover the additional shares.
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(2)
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Calculated in accordance with Rule 457(h) and Rule 457(c) under the Securities Act of 1933, as amended, solely for the purpose of calculating the registration fee based on the price of $2.78 per share, which was the average of the high and low price per Ordinary Share as reported on the Nasdaq Global Market on November 15, 2013.
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(3)
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Calculated in accordance with Rule 457(h)(1) promulgated under the Securities Act, based on the exercise price of outstanding options.
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Item 3.
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Incorporation of Documents by Reference.
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Item 8.
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Exhibits
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ON TRACK INNOVATIONS LTD.
By: /s/ Ofer Tziperman
Ofer Tziperman
Chief Executive Officer
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Name
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Title
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Date
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/s/ Ofer Tziperman
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Chief Executive Officer (Principal Executive Officer)
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November 20, 2013
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/s/ Shay Tomer
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Chief Financial Officer (Principal Financial and Accounting Officer)
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November 20, 2013
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/s/ Dimitrios Angelis
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Director, Chairman of the Board
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November 20, 2013
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/s/ Charles M. Gillman
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Director
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November 20, 2013
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/s/ Dilip Singh
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Director
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November 20, 2013
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/s/ Eileen Segall
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Director
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November 20, 2013
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Jeffrey E. Eberwein
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Director
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/s/ Mark Stolper
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Director
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November 20, 2013
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John Knapp
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Director
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/s/ Richard Kenneth Coleman
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Director
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November 20, 2013
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/s/ Gonen Ziv, President
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November 20, 2013
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Exhibit
Number
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Exhibit Description
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4.1*
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Specimen share certificate
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4.2*
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Memorandum of Association of the Company, dated as of February 14, 1990, and Certificate of Change of Name, dated as of July 22, 1998
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4.3
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Articles of Association of the Company, as amended and restated on December 30, 2012
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4.4**
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Rights Agreement, dated as of January 12, 2009, as amended and restated on January 11, 2012, between the Company and Continental Stock Transfer & Trust Company
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5.1
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Opinion of Zysman, Aharoni, Gayer & Co., Law Offices as to the validity of the ordinary shares
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23.1
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Consent of Somekh, Chaikin, a member firm of KPMG international, independent registered public accounting firm
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23.2
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Consent of Zysman, Aharoni, Gayer & Co., Law Offices (included in Exhibit 5.1)
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24.1
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Powers of attorney (included on the signature page to the Registration Statement)
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99.1***
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2001 Employee Share Option Plan, as amended and restated on November 30, 2011
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*
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Incorporated herein by reference from the Registrant’s Registration Statement on Form F-1 (Registration No. 333-90496), filed with the SEC on June 14, 2002.
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**
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Incorporated herein by reference from the Registrant’s Registration Current Report on Form 6-K filed with the SEC on January 11, 2012.
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***
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Incorporated herein by reference from the Registrant’s Registration Statement on Form S-8 filed with the SEC on February 2, 2012 (Registration No. 333-179306).
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