UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Crone James Philip 1355 PEACHTREE STREET SUITE 1150 ATLANTA, GA 30309 |
 X |  |  Pres, Interim CFO, Sec, Dir |  |
/s/ James Philip Crone | 11/02/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 28, 2018, Mr. Crone was issued 100,000 shares of restricted common stock as compensation for his services as a member of the Advisory Board. These shares are not subject to vesting condition or performance requirements. |
(2) | On October 15, 2018, Mr. Crone was awarded in the aggregate 600,000 shares (the "Shares") of restricted common stock in connection with that certain Employment Agreement (the "Agreement") entered into with True Nature Holding Inc., a Delaware corporation (the "Company"), subject to certain vesting requirements. Mr. Crone shall earn 200,000 of the Shares upon his employment with the Company for 30 days from the effective date of the Agreement; 200,000 of the Shares shall be earned upon his employment with the Company for 90 days from the effective date of the Agreement; and 200,000 of the Shares upon the Company's completion of a capital raise of $2,000,000. |