1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance Shares (Right to Acquire)
|
02/16/2013(1)
|
02/16/2015 |
Common Stock
|
3,900
|
$
0
|
D
|
Â
|
Stock Option (Right to Buy)
|
10/22/2008(2)
|
10/22/2017 |
Common Stock
|
25,000
|
$
11.94
|
D
|
Â
|
Stock Option (Right to Buy)
|
01/16/2010(3)
|
01/15/2019 |
Common Stock
|
4,380
|
$
5.77
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Performance shares to acquire 3,900 shares of common stock were awarded on February 16, 2010 and vest as follows: 60% on February 16, 2013, 20% on February 16, 2014 and 20% on February 16, 2015. As performance shares vest, the vested units are automatically converted to common stock on a one-for-one basis without payment of additional consideration on the vesting date. |
(2) |
Stock options to purchase 10,000 shares of common stock became exercisable as follows: 5,000 each on October 22, 2008 and October 22, 2009. The remaining stock options to purchase 15,000 shares of common stock become exercisable as follows: 5,000 each on October 22, 2010, 2011 and 2012. |
(3) |
Stock options to purchase 876 shares of common stock became exercisable on January 16, 2010. The remaining stock options to purchase 3,504 shares of common stock become exercisable as follows: 876 each on January 16, 2011, 2012, 2013 and 2014. |