1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option
|
03/17/2010(1)
|
03/17/2019 |
Abraxas Petroleum Corp Common Stock
|
11,250
|
$
0.99
|
D
|
Â
|
Employee Stock Option
|
10/05/2010(1)
|
10/05/2019 |
Abraxas Petroleum Corp Common Stock
|
31,875
|
$
1.75
|
D
|
Â
|
Employee Stock Option
|
03/16/2011(1)
|
03/16/2020 |
Abraxas Petroleum Corp Common Stock
|
33,000
|
$
2.09
|
D
|
Â
|
Employee Stock Option
|
03/15/2012(1)
|
03/15/2021 |
Abraxas Petroleum Corp Common Stock
|
15,000
|
$
4.72
|
D
|
Â
|
Employee Stock Option
|
08/09/2012(1)
|
08/09/2021 |
Abraxas Petroleum Corp Common Stock
|
25,000
|
$
3.55
|
D
|
Â
|
Employee Stock Option
|
03/08/2013(1)
|
03/08/2022 |
Abraxas Petroleum Corp Common Stock
|
9,500
|
$
3.74
|
D
|
Â
|
Employee Stock Option
|
05/14/2014(1)
|
05/14/2023 |
Abraxas Petroleum Corp Common Stock
|
21,500
|
$
2.39
|
D
|
Â
|
Employee Stock Option
|
03/11/2015(1)
|
03/11/2024 |
Abraxas Petroleum Corp Common Stock
|
23,000
|
$
3.15
|
D
|
Â
|
Employee Stock Option
|
03/15/2017(1)
|
03/15/2026 |
Abraxas Petroleum Corp Common Stock
|
77,000
|
$
0.97
|
D
|
Â
|
Performance based restricted stock
|
04/01/2021(2)
|
04/01/2021 |
Abraxas Petroleum Corp Common Stock
|
27,306
|
$
2.37
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options vest 25% per year from date of grant. |
(2) |
Each performance-based restricted stock unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Abraxas Petroleum common stock. The resulting number of shares of Abraxas Petroleum common stock acquired upon vesting of the performance based RSU is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three year period beginning April 1, 2018 and ending April 1, 2021. |