Ownership Submission
FORM 3
 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Moore Andrew
 2. Date of Event Requiring Statement (Month/Day/Year)
07/10/2018		 3. Issuer Name and Ticker or Trading Symbol
B. Riley Financial, Inc. [RILY]
(Last)
(First)
(Middle)
C/O B. RILEY FINANCIAL, INC., 21255 BURBANK BLVD., SUITE 400		 4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
CEO of B. Riley FBR, Inc.
 5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

WOODLAND HILLS, CA 91367		 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)		 2. Amount of Securities Beneficially Owned
(Instr. 4)		 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)		 4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 100,825 (1)
D
 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)		 2. Date Exercisable and Expiration Date
(Month/Day/Year)		 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)		 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)		 6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Moore Andrew
C/O B. RILEY FINANCIAL, INC.
21255 BURBANK BLVD., SUITE 400
WOODLAND HILLS, CA 91367		       CEO of B. Riley FBR, Inc.  

Signatures

/s/ Andrew Moore 07/19/2018
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Represents restricted stock units that settle in common stock of the Company and vests as follows: Total Vested Shares: 66,374. Total Shares Outstanding: 1,630 shares to vest in two equal portions on January 31, 2019 and January 31, 2020; 4,219 to vest on May 24, 2019; 21,936 to vest in two equal portions on May 24, 2019 and May 22, 2020; and 6,666 shares to vest May 24, 2021.

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