1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee stock options (right to buy)
(1)
|
Â
(2)
|
07/11/2026 |
Common stock
|
2,700
|
$
81.45
|
D
|
Â
|
Employee stock options (right to buy)
(3)
|
Â
(2)
|
02/13/2027 |
Common stock
|
1,897
|
$
107.48
|
D
|
Â
|
Employee stock options (right to buy)
(4)
|
Â
(2)
|
02/13/2028 |
Common stock
|
1,581
|
$
112.71
|
D
|
Â
|
Restricted Stock Units
(5)
|
07/11/2019(6)
|
07/11/2019(6)
|
Common stock
|
500
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
(8)
|
02/13/2020(6)
|
02/13/2020(6)
|
Common stock
|
394
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
(9)
|
02/13/2021(6)
|
02/13/2021(6)
|
Common stock
|
335
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These are time-restricted employee stock options (right to buy) granted to the reporting person on July 11, 2016, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. |
(2) |
Subject to the reporting person's continued employment with the company or its affiliate, one third of the options shall vest on each of the first three anniversaries of the grant date. |
(3) |
These are time-restricted employee stock options (right to buy) granted to the reporting person on February 13, 2017, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. |
(4) |
These are time-restricted employee stock options (right to buy) granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. |
(5) |
These are restricted stock units (RSU's) granted to the reporting person on July 11, 2016, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated. |
(6) |
Subject to the reporting person's continued employment with the company or its affiliate, these RSU's shall vest and no longer be subject to forfeiture on the third anniversary date of the grant. |
(7) |
The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. |
(8) |
These are restricted stock units (RSU's) granted to the reporting person on February 13, 2017, under the Cooper-Standard Holdings Inc. 2011 Omnibus Incentive Plan, as amended and restated |
(9) |
These are restricted stock units (RSU's) granted to the reporting person on February 13, 2018, under the Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. |