UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | Â (1) | 08/22/2015 | Common Stock | 12,419 | $ 2.1875 | D | Â |
Employee Stock Option (Right to Buy) | Â (2) | 03/16/2016 | Common Stock | 20,524 | $ 2.1875 | D | Â |
Employee Stock Option (Right to Buy) | 07/06/2007 | 03/19/2017 | Common Stock | 2,957 | $ 2.1875 | D | Â |
Employee Stock Option (Right to Buy) | Â (3) | 07/06/2017 | Common Stock | 114,285 | $ 7.9975 | D | Â |
Employee Stock Option (Right to Buy) | 03/20/2008 | 07/06/2017 | Common Stock | 22,857 (4) | $ 7.9975 | D | Â |
Employee Stock Option (Right to Buy) | 03/19/2009 | 07/06/2017 | Common Stock | 22,857 (5) | $ 7.9975 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ELLIOTT ANITA C 100 MISSION RIDGE GOODLETTSVILLE, TN 37072 |
 |  |  SVP & Controller |  |
/s/ Susan S. Lanigan, Attorney-in-Fact | 11/12/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vested 25% on August 22, 2006 and 75% on July 6, 2007. |
(2) | The option vested 25% on March 16, 2007 and 75% on July 6, 2007. |
(3) | The option becomes exercisable 20% per year beginning on July 6, 2008. |
(4) | On July 6, 2007, the reporting person was granted an option to purchase 114,285 shares of common stock. The option vests in five equal annual installments based on the Issuer's satisfaction of certain performance criteria for each of the fiscal years ended or ending February 1, 2008, January 30, 2009, January 29, 2010, January 28, 2011 and February 3, 2012. The performance criteria for each of the fiscal years ended February 1, 2008 and January 30, 2009 were met, in each case resulting in the vesting of the option as to 22,857 shares. |
(5) | See footnote 4. |
 Remarks: Exhibit List Exhibit 24--Power of Attorney |