UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (1) | 08/14/2022 | Common Stock | 15,000 | $ 7.91 | D | Â |
Stock Option (right to buy) | Â (2) | 02/10/2027 | Common Stock | 8,000 | $ 10.1 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Helfrich Jared Adam 127 INDUSTRY BOULEVARD NORTH HUNTINGDON, PA 15642 |
 |  |  Chief Commercial Officer |  |
s/ Loretta L. Benec, attorney-in-fact for Jared A. Helfrich | 07/23/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The original option grant for 15,000 shares vested with respect to 7,500 shares on August 14, 2017 and will vest with respect to the remaining 7,500 shares on August 14, 2018. |
(2) | The original option grant for 8,000 shares vested with respect to 2,666 shares on February 10, 2017 and with respect to 2,667 shares on February 10, 2018; the remaining 2,667 shares will vest on February 10, 2019. |
 Remarks: See attached Exhibit 24 (Power of Attorney). |