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1)
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Amount Previously Paid:
N/A
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2)
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Form, Schedule or Registration Statement No.:
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3)
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Filing Party:
N/A
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4)
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Date Filed:
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Name and Address
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Number of
Shares Owned
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Percent of Common Stock Outstanding
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Wellington Management Company, LLP
280 Congress Street
Boston, Massachusetts 02210
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1,047,159 | (1) | 9.9 | % | ||||
Savings Institute Bank & Trust Company
Employee Stock Ownership Plan
803 Main Street
Willimantic, Connecticut 06226
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812,143 | (2) | 7.7 | % | ||||
Lawrence B. Seidman
Seidman & Associates, L.L.C.
Seidman Investment Partnership, L.P.
Seidman Investment Partnership II, L.P.
LSBK06-08, L.L.C.
Broad Park Investors, L.L.C.
CBPS, L.L.C.
2514 Multi-Strategy Fund, L.P.
Veteri Place Corporation
100 Misty Lane, 1st Floor
Parsippany, New Jersey 07054
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621,504 | (3) | 5.9 | % | ||||
Paradigm Capital Management, Inc.
Nine Elk Street
Albany, New York 12207
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556,212 | (4) | 5.3 | % |
(1)
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Based on information contained in a Schedule 13G filed with the U.S. Securities and Exchange Commission on February 14, 2012.
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(2)
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Based on information contained in a Schedule 13G/A filed with the U.S. Securities and Exchange Commission on February 9, 2012.
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(3)
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Based on a Schedule 13D filed with the Securities and Exchange Commission on June 29, 2011. Mr. Seidman (i) as the manager of Seidman & Associates, L.L.C. (“SAL”) may be deemed the beneficial owner of the 172,300 shares of Company common stock owned by SAL, (ii) as the sole officer of Veteri Place Corporation (“Veteri”), the corporate general partner of each of Seidman Investment Partnership, L.P. (“SIP”) and Seidman Investment Partnership II, L.P. (“SIPII”), may be deemed the beneficial owner of the 132,200 shares of Company common stock owned by each of SIP and SIPII, (iii) as the sole officer of Veteri, the Trading Advisor of LSBK, may be deemed the beneficial owner of the 43,575 shares of Company Common Stock owned by LSBK, (iv) as the investment manager for each of Broad Park Investors, L.L.C. (“Broad Park”), CBPS, L.L.C. (“CBPS”) and 2514 Multi-Strategy Fund, L.P. (“2514 MSF”), may be deemed the beneficial owner of the 42,075 shares of Company common stock owned by Broad Park, the 43,375 shares of Company common stock owned by CBPS and the 22,675 shares of Company common stock owned by 2514 MSF and (v) may be deemed the beneficial owner of the 32,104 shares of Company common stock owned by his wife. Accordingly, Mr. Seidman may be deemed the beneficial owner of an aggregate of 621,504 shares of Company common stock.
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(4)
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Based on information contained in a Schedule 13G filed with the U.S. Securities and Exchange Commission on February 13, 2012.
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