UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13G/A
(Amendment No. 2)
Under the Securities Exchange Act of 1934
Allianz AG
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(Name of issuer)
Ordinary Shares
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(Title of class of securities)
018805101
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(CUSIP number)
December 31, 2001
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(Date of Event which requires filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
schedule is filed:
[ ] Rule 13d-1 (b)
[X] Rule 13d-1 (c)
[ ] Rule 13d-1 (d)
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CUSIP No. 018805101 13G/A Page 2 of 6 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Deutsche Bank AG
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |_|
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Federal Republic of Germany
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NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 1,311,428
OWNED BY ------ --------------------------------------------
EACH REPORTING SHARED VOTING POWER
PERSON WITH 6 14,969,783
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SOLE DISPOSITIVE POWER
7 1,311,428
------ --------------------------------------------
SHARED DISPOSITIVE POWER
8 14,973,255
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,284,683
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES |_|
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.1%
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12 TYPE OF REPORTING PERSON
HC, BK, CO
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Item 1(a). Name of Issuer:
Allianz AG (the "Issuer")
Item 1(b). Address of Issuer's Principal Executive Offices:
The address of the Issuer's principal executive offices is
Vorstandssekretariat Koeniginstrasse 28, 80802 Munchen, Federal Republic of
Germany.
Item 2(a). Name of Person Filing:
This statement is filed on behalf of Deutsche Bank AG (the
"Reporting Person"). This Schedule 13G/A is being filed pursuant to Rule
13d-2(b).
Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal place of business of the Reporting Person is
Taunusanlage 12, 60325, Frankfurt am Main, Federal Republic of Germany.
Item 2(c). Citizenship:
The citizenship of the Reporting Person is set forth on the
cover page.
Item 2(d). Title of Class of Securities:
The title of the securities is ordinary shares, which also
includes securities held in the form of American Depository Receipts (the
"Ordinary Shares").
Item 2(e). CUSIP Number:
The CUSIP number of the Ordinary Shares is set forth on the
cover page.
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2
(b) or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under section 15 of the
Act;
(b) |_| Bank as defined in section 3(a)(6) of the Act;
(c) |_| Insurance Company as defined in section 3(a)(19) of
the Act;
(d) |_| Investment Company registered under section 8 of
the Investment Company Act of 1940;
(e) |_| An investment adviser in accordance with Rule 13d-1
(b)(1)(ii)(E);
(f) |_| An employee benefit plan, or endowment fund in
accordance with Rule 13d-1 (b)(1)(ii)(F);
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(g) |_| A parent holding company or control person in
accordance with Rule 13d-1 (b)(1)(ii)(G);
(h) |_| A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act;
(i) |_| A church plan that is excluded from the definition
of an investment company under section 3(c)(14)
of the Investment Company Act of 1940;
(j) |_| Group, in accordance with Rule 13d-1 (b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1 (c), check
this box. |X|
Item 4. Ownership.
(a) Amount beneficially owned:
The Reporting Person owns the amount of the Ordinary
Shares as set forth on the cover page.
(b) Percent of class:
The Reporting Person owns the percentage of the
Ordinary Shares as set forth on the cover page.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
The Reporting Person has the sole power to
vote or direct the vote of the Ordinary Shares as set
forth on the cover page.
(ii) shared power to vote or to direct the vote:
The Reporting Person has the shared power to
vote or direct the vote of the Ordinary Shares as set
forth on the cover page.
(iii) sole power to dispose or to direct the
disposition of:
The Reporting Person has the sole power to
dispose or direct the disposition of the Ordinary
Shares as set forth on the cover page.
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(iv) shared power to dispose or to direct the
disposition of:
The Reporting Person has the shared power to
dispose or direct the disposition of the Ordinary
Shares as set forth on the cover page.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Other than the Ordinary Shares over which the Reporting Person
exercises sole voting and disposition power (amounting to less than 4.8% of the
outstanding Ordinary Shares), investment management clients of the Reporting
Person's subsidiaries have the ultimate right to any dividends from the Ordinary
Shares and the proceeds from the sale of the Ordinary Shares.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent
Holding Company.
The following are subsidiaries of the Reporting Person which
acquired Ordinary Shares included in the figure on the cover page: KARU
Beteiligungsverwaltungs GmbH & Co. KG, Deutsche Bank Lubeck AG vormals
Handelsbank, Deutsche Bank Saar AG, Deutsche Bank Trust AG, Morgan Grenfell &
Co. Limited, London, Deutsche Asset Management Group Limited, Deutsche Asset
Management Limited, Deutsche Asset Management (International) Limited, Deutsche
Asset Management Investment Services Limited, Deutsche Asset Management Life &
Pensions Limited, Deutsche Investment Trust Managers Limited, Nissay Deutsche
Asset Management Europe, Tokai Deutsche Asset Management Limited, Deutsche Asset
Management Europe GmbH, Deutsche Asset Management Schweiz, Zurich, Deutsche
Vermogensbildungsgesellschaft mbh, DWS Investment GmbH, DWS Investment S.A.
Luxemburg, DWS (Austria), Vienna, DB Luxembourg S.A., Deutsche Trust Bank Ltd.,
DB (Suisse) S.A., Geneva, Versicherungsholding der Deutschen Bank AG and
Deutscher Herold Lebensversicherungs-AG der Deutschen Bank.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of
the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or
effect.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 2002
DEUTSCHE BANK AG
By: /s/ Jeffrey A. Ruiz
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Name: Jeffrey A. Ruiz
Title: Vice President
By: /s/ Margaret M. Adams
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Name: Margaret M. Adams
Title: Director
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