|
|
UNITED STATES |
|
|
|
SECURITIES AND EXCHANGE COMMISSION |
|
|
|
Washington, D.C. 20549 |
|
|
|
|
|
|
|
SCHEDULE 13D |
|
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
AMERICAN SAFETY INSURANCE HOLDINGS, LTD.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
G02995101
(CUSIP Number)
Keith Lyon
General Counsel
Catalina Holdings (Bermuda) Ltd
Cumberland House
1 Victoria Street, 7th Floor, Hamilton HM 11, Bermuda
Tel: +1 441 494 6368
With a Copy to:
Mark Roppel
Allen & Overy LLP
1221 Avenue of the Americas
New York, New York 10020
Tel: +1 212 610 6300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
August 16, 2013
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
CUSIP No. G02995101 | |||||
|
| |||||
|
|
1. |
Name of Reporting Person | |||
|
| |||||
|
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
|
|
|
(a) |
o | ||
|
|
|
(b) |
x | ||
|
| |||||
|
|
3. |
SEC Use Only | |||
|
| |||||
|
|
4. |
Source of Funds (See Instructions) | |||
|
| |||||
|
|
5. |
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o | |||
|
| |||||
|
|
6. |
Citizenship or Place of Organization | |||
|
| |||||
|
Number of |
7. |
Sole Voting Power | |||
|
| |||||
|
8. |
Shared Voting Power | ||||
|
| |||||
|
9. |
Sole Dispositive Power | ||||
|
| |||||
|
10. |
Shared Dispositive Power | ||||
|
| |||||
|
|
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
|
| |||||
|
|
12. |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o | |||
|
| |||||
|
|
13. |
Percent of Class Represented by Amount in Row (11) | |||
|
| |||||
|
|
14. |
Type of Reporting Person (See Instructions) | |||
(1) Calculated based on the 9,641,731 aggregate number of common shares stated to be outstanding on August 1, 2013 by the Issuer in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on August 8, 2013.
Introductory Statement
This Amendment No. 4 (this “Amendment”) amends the Schedule 13D initially filed by Catalina Holdings (Bermuda) Ltd (“Catalina”) on March 5, 2013 (the “Original Filing”), amended on July 29, 2013 (“Amendment No. 1”), August 6, 2013 (“Amendment No. 2”) and August 14, 2013 (“Amendment No. 3”), relating to shares of the Common Stock, $0.01 par value per share (the “Common Shares”), of American Safety Insurance Holdings, Ltd. (“ASI”). Information reported in the Original Filing, Amendment No. 1, Amendment No. 2 and Amendment No. 3 remains in effect except to the extent that it is amended or superseded by information contained in this Amendment.
|
Item 4. |
Purpose of Transaction |
The disclosure in Item 4 of the Schedule 13D is hereby supplemented by adding the following:
On August 15, 2013, Catalina sent a further letter to the board of directors of ASI confirming Catalina’s offer price of $30.75 per fully diluted share. A copy of the letter is attached hereto as Exhibit 99.4.
|
Item 7. |
Material to be Filed as Exhibits |
Item 7 of the Schedule 13D is hereby supplemented by adding the following:
Exhibit 99.4 Letter dated August 15, 2013 from Catalina to the board of directors of ASI.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: August 16, 2013
|
|
Catalina Holdings (Bermuda) Ltd | |
|
|
|
|
|
|
By: |
/s/ Campbell McBeath |
|
|
|
Name: Campbell McBeath |
|
|
|
Title: Group Treasurer |